Vault-13

ISHARES TR IAI

US BR DEL SE ETF · ETP · CUSIP 464288794

185 institutional holders +32 vs Q3 2024
9,750,3279.8m shares reported held*
$1.4bnreported value*
50 new 50 added 55 reduced 20 sold out net bought ≈ $92.6m (+628.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $144.08. Options: 4 managers hold calls ($3.8m notional), 4 hold puts ($1.0m).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 95Q4 22: 115Q1 23: 112Q2 23: 86Q3 23: 85Q4 23: 87Q1 24: 92Q2 24: 136Q3 24: 153Q4 24: 185185Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202295
Q4 2022115
Q1 2023112
Q2 202386
Q3 202385
Q4 202387
Q1 202492
Q2 2024136
Q3 2024153
Q4 2024185

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 50 bought or addedQ1 23: 72 cut or sold outQ2 23: 28 bought or addedQ2 23: 82 cut or sold outQ2 23Q3 23: 24 bought or addedQ3 23: 43 cut or sold outQ4 23: 33 bought or addedQ4 23: 44 cut or sold outQ4 23Q1 24: 39 bought or addedQ1 24: 50 cut or sold outQ2 24: 85 bought or addedQ2 24: 29 cut or sold outQ2 24Q3 24: 89 bought or addedQ3 24: 54 cut or sold outQ4 24: 100 bought or addedQ4 24: 75 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20235072
Q2 20232882
Q3 20232443
Q4 20233344
Q1 20243950
Q2 20248529
Q3 20248954
Q4 202410075

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ1 24 calls: $1.7mQ1 24 puts: $603.3kQ1 24P/C 0.35Q2 24 calls: $549.6kQ2 24 puts: $35.1kQ2 24P/C 0.06Q3 24 calls: $694.2kQ3 24 puts: $38.6kQ3 24P/C 0.06Q4 24 calls: $3.8mQ4 24 puts: $1.0mQ4 24P/C 0.26
Numbers
QuarterCallsPutsP/C
Q1 2024$1.7m$603.3k0.35
Q2 2024$549.6k$35.1k0.06
Q3 2024$694.2k$38.6k0.06
Q4 2024$3.8m$1.0m0.26

Biggest buyers

MML INVESTORS SERVICES, LLC Added +197,775+197.8k
MORGAN STANLEY Added +160,585+160.6k
EWG Elevate Inc. New +85,475+85.5k
AMERIPRISE FINANCIAL INC Added +79,522+79.5k
Advisory Services Network, LLC New +77,328+77.3k
OSAIC HOLDINGS, INC. Added +63,809+63.8k
LPL Financial LLC Added +61,864+61.9k
UBS Group AG Added +41,414+41.4k
SPC Financial, Inc. Added +37,678+37.7k
Clark Capital Management Group, Inc. New +25,504+25.5k

Biggest sellers

TRUIST FINANCIAL CORP Reduced -60,960-61.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -59,974-60.0k
WestEnd Advisors, LLC Reduced -57,713-57.7k
Janney Montgomery Scott LLC Reduced -56,133-56.1k
ASSETMARK, INC Reduced -39,200-39.2k
BANK OF AMERICA CORP /DE/ Reduced -37,380-37.4k
Fisher Asset Management, LLC Reduced -32,844-32.8k
PRUDENTIAL FINANCIAL INC Sold out -23,016-23.0k
CITADEL ADVISORS LLC Reduced -21,890-21.9k
Algorithmic Investment Models, LLC Sold out -20,573-20.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.5m17.4k shares
PEAK6 LLC First filing $1.1m7.3k shares
CITADEL ADVISORS LLC Added $273.8k1.9k shares
HighTower Advisors, LLC New $925100 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $590.8k4.1k shares
WOLVERINE TRADING, LLC New $303.2k2.1k shares
CITADEL ADVISORS LLC Added $115.3k800 shares
HighTower Advisors, LLC New $208100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 1,195,2321.2m $172.2m $172.2m 0.06% Reduced -60.0k -59,974
2 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,136,1811.1m $163.7m $163.7m 0.02% Reduced -37.4k -37,380
3 RAYMOND JAMES FINANCIAL INC 0.05% of their portfolio ST. PETERSBURG, FL 872,148872.1k $125.7m $125.7m 0.05% First filing
4 Janney Montgomery Scott LLC 0.31% of their portfolio PHILADELPHIA, PA 765,415765.4k $110.3m $110.3m 0.31% Reduced -56.1k -56,133
5 Fisher Asset Management, LLC 0.04% of their portfolio PLANO, TX 745,956746.0k $107.5m $107.5m 0.04% Reduced -32.8k -32,844
6 TRUIST FINANCIAL CORP 0.16% of their portfolio CHARLOTTE, NC 722,351722.4k $104.1m $104.1m 0.16% Reduced -61.0k -60,960
7 WestEnd Advisors, LLC 2.60% of their portfolio CHARLOTTE, NC 708,014708.0k $102.0m $102.0m 2.60% Reduced -57.7k -57,713
8 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 385,248385.2k $55.5m $55.5m 0.00% Added +160.6k +160,585
9 VICTORY CAPITAL MANAGEMENT INC 0.03% of their portfolio San Antonio, TX 232,399232.4k $33.5m $33.5m 0.03% Reduced -9.6k -9,572
10 MML INVESTORS SERVICES, LLC 0.10% of their portfolio SPRINGFIELD, MA 206,408206.4k $29.7m $29.7m 0.10% Added +197.8k +197,775
11 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 202,938202.9k $29.2m $29.2m 0.01% Added +61.9k +61,864
12 SPC Financial, Inc. 2.13% of their portfolio ROCKVILLE, MD 169,683169.7k $24.5m $24.5m 2.13% Added +37.7k +37,678
13 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 155,294155.3k $22.4m $22.4m 0.02% Reduced -1.4k -1,363
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 127,902127.9k $18.4m $18.4m 0.00% Added +7.8k +7,786
15 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 116,417116.4k $16.8m $16.8m 0.00% Added +9.3k +9,287
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 109,295109.3k $15.7m $15.7m 0.00% Added +41.4k +41,414
17 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 105,345105.3k $15.2m $15.2m 0.00% Added +79.5k +79,522
18 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 98,28398.3k $14.2m $14.2m 0.03% Added +63.8k +63,809
19 ASSETMARK, INC 0.04% of their portfolio CONCORD, CA 94,82594.8k $13.7m $13.7m 0.04% Reduced -39.2k -39,200
20 WESPAC Advisors SoCal, LLC 3.01% of their portfolio Pasadena, CA 92,47292.5k $13.3m $13.3m 3.01% Added +14.7k +14,737
21 EWG Elevate Inc. 3.75% of their portfolio ROSEVILLE, CA 85,47585.5k $12.3m $12.3m 3.75% New
22 MinichMacGregor Wealth Management, LLC 2.39% of their portfolio Saratoga Springs, NY 79,78179.8k $11.5m $11.5m 2.39% Reduced -1.8k -1,829
23 Advisory Services Network, LLC 0.21% of their portfolio ATLANTA, GA 77,32877.3k $11.1m $11.1m 0.21% New
24 Chicago Wealth Management, Inc. 5.78% of their portfolio CHICAGO, IL 77,18377.2k $11.1m $11.1m 5.78% Added +4.4k +4,353
25 POTOMAC FUND MANAGEMENT INC /ADV 0.52% of their portfolio BETHESDA, MD 61,03061.0k $8.8m $8.8m 0.52% First filing
26 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 58,93658.9k $8.5m $8.5m 0.02% Added +17.4k +17,395
27 Prospera Financial Services Inc 0.18% of their portfolio Dallas, TX 55,08055.1k $7.9m $7.9m 0.18% Added +6.2k +6,237
28 SFI Advisors, LLC 4.49% of their portfolio Montclair, NJ 44,39244.4k $6.4m $6.4m 4.49% Reduced -1.2k -1,211
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 40,24340.2k $5.8m $5.8m 0.01% Reduced -4.3k -4,283
30 Atria Wealth Solutions, Inc. 0.06% of their portfolio NEW YORK, NY 39,55639.6k $5.7m $5.7m 0.06% Added +24.8k +24,764
31 DAVENPORT & Co LLC 0.03% of their portfolio RICHMOND, VA 37,55237.6k $5.4m $5.4m 0.03% Added +426 +426
32 1 NORTH WEALTH SERVICES LLC 2.25% of their portfolio ANNAPOLIS, MD 36,84136.8k $5.3m $5.3m 2.25% First filing
33 Well Done, LLC 0.87% of their portfolio HOLLAND, MI 36,80436.8k $4.7m $4.7m 0.87% Unchanged
34 McGuire Investment Group, LLC 0.68% of their portfolio WAKEFIELD, RI 32,49032.5k $4.7m $4.7m 0.68% Reduced -74 -74
35 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 28,44828.4k $4.1m $4.1m 0.04% Added +1.5k +1,478
36 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 27,40027.4k $3.9m $3.9m 0.01% Reduced -5.2k -5,200
37 HARRELL INVESTMENT PARTNERS, LLC 1.09% of their portfolio AUSTIN, TX 27,00127.0k $3.9m $3.9m 1.09% Reduced -2.1k -2,117
38 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 25,65925.7k $3.7m $3.7m 0.00% Reduced -2.5k -2,474
39 Clark Capital Management Group, Inc. 0.03% of their portfolio PHILADELPHIA, PA 25,50425.5k $3.7m $3.7m 0.03% New
40 RWA WEALTH PARTNERS, LLC 0.04% of their portfolio BOSTON, MA 22,40122.4k $3.2m $3.2m 0.04% New
41 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 21,76421.8k $3.1m $3.1m 0.04% Reduced -1.1k -1,113
42 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 20,22220.2k $2.9m $2.9m 0.00% Reduced -3.3k -3,344
43 COTTONWOOD CAPITAL ADVISORS, LLC 2.06% of their portfolio SALT LAKE CITY, UT 19,93419.9k $2.9m $2.9m 2.06% Reduced -772 -772
44 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 19,89119.9k $2.9m $2.9m 0.00% Reduced -19.7k -19,731
45 Sanctuary Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 19,31219.3k $3.0m $3.0m 0.02% Reduced -635 -635
46 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 18,90618.9k $2.7m $2.7m 0.00% Reduced -21.9k -21,890
47 Tudor Financial Inc. 1.57% of their portfolio DAYTON, OH 18,68518.7k $2.7m $2.7m 1.57% Added +612 +612
48 ALTFEST L J & CO INC 0.31% of their portfolio NEW YORK, NY 16,95617.0k $2.4m $2.4m 0.31% New
49 Cadent Capital Advisors, LLC 0.84% of their portfolio TULSA, OK 16,77616.8k $2.4m $2.4m 0.84% New
50 Great Diamond Partners, LLC 0.59% of their portfolio Portland, ME 15,88315.9k $2.3m $2.3m 0.59% Reduced -106 -106
51 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 15,78415.8k $2.3m $2.3m 0.00% Reduced -138 -138
52 TrinityPoint Wealth, LLC 0.30% of their portfolio MILFORD, CT 14,65214.7k $2.1m $2.1m 0.30% Reduced -604 -604
53 Concurrent Investment Advisors, LLC 0.06% of their portfolio Tampa, FL 14,45314.5k $2.1m $2.1m 0.06% Reduced -51 -51
54 AVALON CAPITAL MANAGEMENT 0.67% of their portfolio Port Of Redwood City, CA 14,38614.4k $2.1m $2.1m 0.67% New
55 Baker Avenue Asset Management, LP 0.06% of their portfolio SAN FRANCISCO, CA 14,17614.2k $2.0m $2.0m 0.06% Added +1.9k +1,919
56 GREAT VALLEY ADVISOR GROUP, INC. 0.04% of their portfolio WILMINGTON, DE 12,13212.1k $1.7m $1.7m 0.04% New
57 Prostatis Group LLC 0.51% of their portfolio HANOVER, MD 12,08812.1k $1.7m $1.7m 0.51% New
58 TRANSCEND CAPITAL ADVISORS, LLC 0.11% of their portfolio MADISON, NJ 10,74510.7k $1.5m $1.5m 0.11% Reduced -1.2k -1,165
59 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 10,72210.7k $1.7m $1.7m 0.01% New
60 Q3 Asset Management 0.91% of their portfolio BIRMINGHAM, MI 10,17610.2k $1.5m $1.5m 0.91% Added +3.1k +3,072
61 &PARTNERS 0.02% of their portfolio NASHVILLE, TN 9,2549.3k $1.4m $1.4m 0.02% New
62 Robinson Value Management, Ltd. 0.87% of their portfolio SAN ANTONIO, TX 9,0979.1k $1.3m $1.3m 0.87% New
63 SEAVIEW INVESTMENT MANAGERS LLC 0.35% of their portfolio MIAMI, FL 8,7118.7k $1.3m $1.3m 0.35% New
64 Genesee Capital Advisors, LLC 0.55% of their portfolio AUBURN, NY 8,2048.2k $1.2m $1.2m 0.55% Added +292 +292
65 Fulcrum Equity Management 1.17% of their portfolio PLANO, TX 8,1948.2k $1.2m $1.2m 1.17% New
66 Mariner, LLC 0.00% of their portfolio Overland Park, KS 7,9447.9k $1.1m $1.1m 0.00% Added +1.9k +1,922
67 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 7,9067.9k $1.1m $1.1m 0.00% Reduced -211 -211
68 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 7,8587.9k $1.1m $1.1m 0.00% Reduced -1.2k -1,171
69 SYNOVUS FINANCIAL CORP 0.01% of their portfolio Columbus, GA 7,7847.8k $1.1m $1.1m 0.01% Added +23 +23
70 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 7,0457.0k $1.0m $1.0m 0.00% Added +1.2k +1,180
71 MUIRFIELD WEALTH ADVISORS LLC 0.84% of their portfolio CHARLOTTE, NC 7,0387.0k $1.0m $1.0m 0.84% Reduced -528 -528
72 Schonfeld Strategic Advisors LLC 0.01% of their portfolio NEW YORK, NY 6,9376.9k $999.6k $999.6k 0.01% New
73 Freedom Investment Management, Inc. 0.07% of their portfolio SOUTH WINDSOR, CT 5,6975.7k $821.0k $821.0k 0.07% Reduced -1.2k -1,246
74 Apeiron RIA LLC 0.23% of their portfolio Dallas, TX 5,6145.6k $809.0k $809.0k 0.23% Added +3.2k +3,238
75 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 5,0915.1k $733.5k $733.5k 0.00% Added +781 +781
76 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 5,0615.1k $729.3k $729.3k 0.00% Added +1.1k +1,111
77 Jackson Wealth Management, LLC 0.08% of their portfolio LAKE MARY, FL 4,9545.0k $714.0k $714.0k 0.08% New
78 GTS SECURITIES LLC 0.03% of their portfolio NEW YORK, NY 4,9414.9k $712.0k $712.0k 0.03% New
79 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 4,9404.9k $712.0k $712.0k 0.00% Added +573 +573
80 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 4,3434.3k $625.8k $625.8k 0.01% Reduced -369 -369
81 FMR LLC 0.00% of their portfolio BOSTON, MA 4,3334.3k $624.4k $624.4k 0.00% Added +503 +503
82 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 4,3094.3k $621.0k $621.0k 0.01% Added +2.1k +2,098
83 Avitas Wealth Management LLC 0.08% of their portfolio LOS ANGELES, CA 3,9824.0k $573.8k $573.8k 0.08% Reduced -230 -230
84 Hudson Value Partners, LLC 0.21% of their portfolio PALM BEACH, FL 3,8693.9k $557.9k $557.9k 0.21% New
85 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 3,8423.8k $553.6k $553.6k 0.00% New
86 Fifth Third Securities, Inc. 0.05% of their portfolio Cincinnati, OH 3,8113.8k $549.2k $549.2k 0.05% New
87 HBW ADVISORY SERVICES LLC 0.05% of their portfolio SIMI VALLEY, CA 3,7023.7k $533.5k $533.5k 0.05% Reduced -468 -468
88 Aprio Wealth Management, LLC 0.08% of their portfolio ATLANTA, GA 3,6123.6k $520.4k $520.4k 0.08% New
89 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 3,4923.5k $503.2k $503.2k 0.01% New
90 RMR Wealth Builders 0.05% of their portfolio Montclair, NJ 3,3793.4k $486.9k $486.9k 0.05% Reduced -7 -7
91 Waverly Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 3,0663.1k $441.8k $441.8k 0.01% New
92 ALPINE WOODS CAPITAL INVESTORS, LLC 0.08% of their portfolio PURCHASE, NY 3,0003.0k $432.3k $432.3k 0.08% Unchanged
93 Kesler, Norman & Wride, LLC 0.09% of their portfolio OGDEN, UT 2,9953.0k $431.6k $431.6k 0.09% Added +7 +7
94 Maxele Advisors, LLC 0.41% of their portfolio WEBSTER GROVES, MO 2,9513.0k $425.2k $425.2k 0.41% First filing
95 Hilltop Holdings Inc. 0.03% of their portfolio DALLAS, TX 2,9442.9k $424.2k $424.2k 0.03% Reduced -152 -152
96 KINGSWOOD WEALTH ADVISORS, LLC 0.03% of their portfolio SAN DIEGO, CA 2,9112.9k $419.5k $419.5k 0.03% New
97 Arete Wealth Advisors, LLC 0.03% of their portfolio CHICAGO, IL 2,6402.6k $380.0k $380.0k 0.03% Reduced -693 -693
98 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,6262.6k $378.4k $378.4k 0.00% Reduced -273 -273
99 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 2,6122.6k $376.4k $376.4k 0.01% Added +2.5k +2,507
100 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 2,5442.5k $366.6k $366.6k 0.00% New