Vault-13

ISHARES TR IAI

US BR DEL SE ETF · ETP · CUSIP 464288794

112 institutional holders -3 vs Q4 2022
6,204,0616.2m shares reported held*
$568.5mreported value*
17 new 33 added 52 reduced 20 sold out net bought ≈ $9.7m (+105.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($109.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $91.64. Options: 1 managers hold calls ($27.5k notional), 2 hold puts ($10.9m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 95Q4 22: 115Q1 23: 112112Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202295
Q4 2022115
Q1 2023112

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 69 bought or addedQ4 22: 38 cut or sold outQ4 22Q1 23: 50 bought or addedQ1 23: 72 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226938
Q1 20235072

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $365.3kQ4 22 puts: $644.1kQ4 22P/C 1.76Q1 23 calls: $27.5kQ1 23 puts: $10.9mQ1 23P/C 395.00
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$365.3k$644.1k1.76
Q1 2023$27.5k$10.9m395.00

Biggest buyers

Fisher Asset Management, LLC Added +826,392+826.4k
Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD New +229,976+230.0k
MinichMacGregor Wealth Management, LLC Added +84,776+84.8k
Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD New +83,208+83.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +25,553+25.6k
JANE STREET GROUP, LLC Added +24,960+25.0k
ROYAL BANK OF CANADA Added +18,727+18.7k
Yahav Achim Ve Achayot - Provident Funds Management Co Ltd. Added +16,550+16.6k
Kingsview Wealth Management, LLC New +15,898+15.9k
WELLS FARGO & COMPANY/MN Added +15,615+15.6k

Biggest sellers

BANK OF MONTREAL /CAN/ Sold out -231,567-231.6k
MEITAV INVESTMENT HOUSE LTD Reduced -213,467-213.5k
ASSETMARK, INC Reduced -180,207-180.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -137,819-137.8k
Clark Capital Management Group, Inc. Sold out -90,594-90.6k
Thrivent Financial for Lutherans Reduced -82,311-82.3k
MORGAN STANLEY Reduced -49,899-49.9k
STEPHENS INC /AR/ Reduced -41,946-41.9k
Jackson Wealth Management, LLC Sold out -40,440-40.4k
OSAIC HOLDINGS, INC. Reduced -27,550-27.6k

Biggest calls

CITADEL ADVISORS LLC Reduced $27.5k300 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $10.0m109.0k shares
CITADEL ADVISORS LLC Added $870.6k9.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ASSETMARK, INC 0.48% of their portfolio CONCORD, CA 1,264,9701.3m $115.9m $115.9m 0.48% Reduced -180.2k -180,207
2 Fisher Asset Management, LLC 0.05% of their portfolio PLANO, TX 831,356831.4k $76.2m $76.2m 0.05% Added +826.4k +826,392
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 553,399553.4k $50.7m $50.7m 0.01% Reduced -49.9k -49,899
4 MEITAV INVESTMENT HOUSE LTD 0.71% of their portfolio BENE-BERAQ, L3 444,966445.0k $41.2m $41.2m 0.71% Reduced -213.5k -213,467
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 293,833293.8k $26.9m $26.9m 0.01% Added +15.6k +15,615
6 Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD 1.68% of their portfolio Tel Aviv, L3 229,976230.0k $20.8m $20.8m 1.68% New
7 SPC Financial, Inc. 2.22% of their portfolio ROCKVILLE, MD 212,732212.7k $19.5m $19.5m 2.22% Added +5.6k +5,574
8 MML INVESTORS SERVICES, LLC 0.11% of their portfolio SPRINGFIELD, MA 167,172167.2k $15.3m $15.3m 0.11% Reduced -16.5k -16,539
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 160,503160.5k $14.7m $14.7m 0.00% Reduced -8.1k -8,100
10 UBS Group AG 0.01% of their portfolio ZURICH, V8 157,587157.6k $14.4m $14.4m 0.01% Reduced -4.0k -4,044
11 AFFINITY WEALTH MANAGEMENT LLC 3.28% of their portfolio WILMINGTON, DE 152,363152.4k $14.0m $14.0m 3.28% Added +11.0k +10,981
12 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 136,442136.4k $12.5m $12.5m 0.02% Reduced -27.6k -27,550
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 119,632119.6k $11.0m $11.0m 0.00% Added +18.7k +18,727
14 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 110,674110.7k $10.1m $10.1m 0.00% Reduced -137.8k -137,819
15 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 110,514110.5k $10.1m $10.1m 0.01% Reduced -209 -209
16 Advisory Services Network, LLC 0.23% of their portfolio ATLANTA, GA 89,14889.1k $8.2m $8.2m 0.23% Reduced -5.3k -5,294
17 MinichMacGregor Wealth Management, LLC 2.61% of their portfolio Saratoga Springs, NY 85,92685.9k $7.9m $7.9m 2.61% Added +84.8k +84,776
18 Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD 1.72% of their portfolio Tel Aviv, L3 83,20883.2k $7.5m $7.5m 1.72% New
19 Cavalier Investments, LLC 2.22% of their portfolio ALPHARETTA, GA 55,91155.9k $5.1m $5.1m 2.22% Added +3.3k +3,264
20 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 51,59851.6k $4.7m $4.7m 0.00% Reduced -633 -633
21 SFI Advisors, LLC 4.68% of their portfolio Montclair, NJ 50,88750.9k $4.7m $4.7m 4.68% Reduced -3.0k -2,992
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 45,75545.8k $4.2m $4.2m 0.01% Added +25.6k +25,553
23 Well Done, LLC 0.88% of their portfolio HOLLAND, MI 44,25844.3k $4.1m $4.1m 0.88% Added +1.8k +1,824
24 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 43,27543.3k $4.0m $4.0m 0.01% Reduced -1.1k -1,052
25 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 41,59541.6k $3.8m $3.8m 0.00% Reduced -7.6k -7,574
26 Aveo Capital Partners, LLC 0.48% of their portfolio ENGLEWOOD, CO 38,89938.9k $3.6m $3.6m 0.48% Added +10.8k +10,814
27 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 37,88537.9k $3.5m $3.5m 0.01% Added +25.0k +24,960
28 McGuire Investment Group, LLC 0.67% of their portfolio WAKEFIELD, RI 36,96737.0k $3.4m $3.4m 0.67% Reduced -1.0k -1,013
29 Main Management LLC 0.34% of their portfolio SAN FRANCISCO, CA 34,60034.6k $3.2m $3.2m 0.34% Unchanged
30 COTTONWOOD CAPITAL ADVISORS, LLC 2.74% of their portfolio SALT LAKE CITY, UT 32,45032.5k $3.0m $3.0m 2.74% Added +423 +423
31 Yahav Achim Ve Achayot - Provident Funds Management Co Ltd. 2.77% of their portfolio TEL-AVIV, L3 31,21931.2k $2.8m $2.8m 2.77% Added +16.6k +16,550
32 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 26,11626.1k $2.4m $2.4m 0.00% Added +4.8k +4,775
33 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 24,48924.5k $2.2m $2.2m 0.04% Reduced -380 -380
34 Ascent Group, LLC 0.22% of their portfolio VIRGINIA BEACH, VA 22,67622.7k $2.1m $2.1m 0.22% Reduced -1.5k -1,494
35 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 22,01222.0k $2.0m $2.0m 0.00% Reduced -13.4k -13,372
36 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 20,04820.0k $1.8m $1.8m 0.01% Reduced -12.1k -12,077
37 Csenge Advisory Group 0.12% of their portfolio CLEARWATER, FL 18,65718.7k $1.7m $1.7m 0.12% Reduced -2.9k -2,870
38 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 15,99916.0k $1.5m $1.5m 0.03% Added +509 +509
39 Kingsview Wealth Management, LLC 0.06% of their portfolio GRANTS PASS, OR 15,89815.9k $1.5m $1.5m 0.06% New
40 Capital CS Group, LLC 1.36% of their portfolio IRVINE, CA 15,64715.6k $1.4m $1.4m 1.36% Reduced -1.2k -1,156
41 Great Diamond Partners, LLC 0.35% of their portfolio Portland, ME 13,24013.2k $1.2m $1.2m 0.35% Added +2.0k +2,028
42 Mariner, LLC 0.00% of their portfolio Overland Park, KS 12,30812.3k $1.1m $1.1m 0.00% Added +1.9k +1,874
43 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 11,36711.4k $1.0m $1.0m 0.01% New
44 GSA CAPITAL PARTNERS LLP 0.10% of their portfolio LONDON, X0 11,02811.0k $1.0m $1.0m 0.10% New
45 Algorithmic Investment Models, LLC 0.66% of their portfolio Boston, MA 10,39810.4k $952.9k $952.9k 0.66% Reduced -25.7k -25,696
46 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 10,37010.4k $950.3k $950.3k 0.00% Reduced -12.6k -12,601
47 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 10,12110.1k $927.5k $927.5k 0.00% New
48 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 10,02510.0k $918.7k $918.7k 0.02% New
49 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 9,2499.2k $847.6k $847.6k 0.00% Reduced -1.5k -1,525
50 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 8,8088.8k $807.0k $807.0k 0.00% Reduced -1 -1
51 SOUTHERN CAPITAL ADVISORS, LLC 0.59% of their portfolio Jackson, TN 8,6998.7k $797.2k $797.2k 0.59% Reduced -1.9k -1,899
52 SYNOVUS FINANCIAL CORP 0.01% of their portfolio Columbus, GA 7,5257.5k $689.5k $689.5k 0.01% Added +36 +36
53 Genesee Capital Advisors, LLC 0.46% of their portfolio AUBURN, NY 7,1437.1k $654.5k $654.5k 0.46% Added +461 +461
54 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 7,0227.0k $643.5k $643.5k 0.01% Reduced -493 -493
55 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 7,0227.0k $643.5k $643.5k 0.01% New
56 WORLD EQUITY GROUP, INC. 0.10% of their portfolio SCHAUMBURG, IL 6,9026.9k $648.4k $648.4k 0.10% New
57 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 6,6766.7k $611.8k $611.8k 0.01% Reduced -14.2k -14,171
58 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 6,6006.6k $604.8k $604.8k 0.01% Reduced -10.2k -10,170
59 Apeiron RIA LLC 0.21% of their portfolio Dallas, TX 6,5486.5k $600.1k $600.1k 0.21% Added +677 +677
60 Cadent Capital Advisors, LLC 0.27% of their portfolio TULSA, OK 5,0485.0k $462.6k $462.6k 0.27% Reduced -16 -16
61 Ignite Planners, LLC 0.18% of their portfolio SAN CLEMENTE, CA 4,9735.0k $443.5k $443.5k 0.18% Added +561 +561
62 All Season Financial Advisors, Inc. 0.41% of their portfolio DENVER, CO 4,9625.0k $454.7k $454.7k 0.41% Added +1.8k +1,803
63 WealthBridge Capital Management, LLC 0.17% of their portfolio WESTERVILLE, OH 4,5774.6k $419.4k $419.4k 0.17% Reduced -578 -578
64 FMR LLC 0.00% of their portfolio BOSTON, MA 4,3244.3k $396.2k $396.2k 0.00% Added +2.4k +2,422
65 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 4,1674.2k $381.9k $381.9k 0.01% New
66 CENTAURUS FINANCIAL, INC. 0.03% of their portfolio ANAHEIM, CA 4,0964.1k $375.0k $375.0k 0.03% Added +1.3k +1,335
67 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 4,0764.1k $374.0k $374.0k 0.00% Added +1.3k +1,273
68 Continuum Advisory, LLC 0.05% of their portfolio EAGLE, ID 3,4913.5k $319.9k $319.9k 0.05% Reduced -494 -494
69 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 3,3803.4k $309.7k $309.7k 0.00% Reduced -456 -456
70 WealthOne, LLC 0.11% of their portfolio ALBANY, NY 3,2003.2k $293.2k $293.2k 0.11% Reduced -188 -188
71 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 3,1793.2k $291.3k $291.3k 0.01% Reduced -41.9k -41,946
72 VestGen Investment Management 0.09% of their portfolio EGG HARBOR TOWNSHIP, NJ 3,1163.1k $285.6k $285.6k 0.09% Reduced -305 -305
73 ALPINE WOODS CAPITAL INVESTORS, LLC 0.04% of their portfolio PURCHASE, NY 3,0003.0k $275.0k $275.0k 0.04% Unchanged
74 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 2,8542.9k $262.0k $262.0k 0.01% New
75 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 2,8122.8k $257.7k $257.7k 0.02% Reduced -259 -259
76 Avitas Wealth Management LLC 0.05% of their portfolio LOS ANGELES, CA 2,7242.7k $249.6k $249.6k 0.05% Added +493 +493
77 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 2,6682.7k $244.5k $244.5k 0.02% Added +64 +64
78 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 2,5682.6k $235.0k $235.0k 0.00% Reduced -82.3k -82,311
79 DUMONT & BLAKE INVESTMENT ADVISORS LLC 0.08% of their portfolio PRINCETON, NJ 2,5082.5k $230.0k $230.0k 0.08% Added +12 +12
80 Navis Wealth Advisors, LLC 0.25% of their portfolio RYE BROOK, NY 2,5002.5k $229.1k $229.1k 0.25% Unchanged
81 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 2,4802.5k $216.1k $216.1k 0.01% Added +1.1k +1,067
82 Resolute Wealth Strategies, LLC 0.19% of their portfolio JACKSON, MS 2,4582.5k $225.3k $225.3k 0.19% First filing
83 David J Yvars Group 0.20% of their portfolio UNIVERSITY PARK, FL 2,3822.4k $218.3k $218.3k 0.20% Reduced -470 -470
84 Gunderson Capital Management LLC 0.16% of their portfolio Mt. Pleasant, SC 2,3712.4k $217.3k $217.3k 0.16% Reduced -143 -143
85 COOKSON PEIRCE & CO INC 0.01% of their portfolio PITTSBURGH, PA 2,3522.4k $216.0k $216.0k 0.01% New
86 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 2,3362.3k $214.0k $214.0k 0.00% Reduced -9.9k -9,884
87 Glen Eagle Advisors, LLC 0.05% of their portfolio KINGSTON, NJ 2,2892.3k $209.8k $209.8k 0.05% Reduced -10 -10
88 CORBYN INVESTMENT MANAGEMENT INC/MD 0.08% of their portfolio Lutherville, MD 2,2612.3k $207.2k $207.2k 0.08% Added +18 +18
89 North Star Investment Management Corp. 0.01% of their portfolio CHICAGO, IL 1,6451.6k $150.7k $150.7k 0.01% Unchanged
90 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,4291.4k $130.5k $130.5k 0.00% Added +819 +819
91 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,0901.1k $99.9k $99.9k 0.00% Reduced -271 -271
92 Ayalon Insurance Comp Ltd. 0.03% of their portfolio Ramat Gan, L3 800800 $73.0k $73.0k 0.03% Reduced -12.5k -12,500
93 TCI Wealth Advisors, Inc. 0.01% of their portfolio Tucson, AZ 750750 $68.7k $68.7k 0.01% New
94 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 685685 $62.8k $62.8k 0.00% Unchanged
95 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 481481 $43.4k $43.4k 0.01% New
96 TUCKER ASSET MANAGEMENT LLC 0.01% of their portfolio LITTLETON, CO 463463 $42.4k $42.4k 0.01% Reduced -28 -28
97 Balentine LLC 0.00% of their portfolio ATLANTA, GA 443443 $40.6k $40.6k 0.00% Unchanged
98 Resurgent Financial Advisors LLC 0.03% of their portfolio ATLANTA, GA 412412 $37.8k $37.8k 0.03% Unchanged
99 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 340340 $31.0k $31.0k 0.00% Added +320 +320
100 Founders Financial Alliance, LLC 0.01% of their portfolio RALEIGH, NC 297297 $27.2k $27.2k 0.01% Reduced -348 -348