Vault-13

ISHARES TR IAI

US BR DEL SE ETF · ETP · CUSIP 464288794

115 institutional holders +20 vs Q3 2022
6,096,7496.1m shares reported held*
$587.3mreported value*
28 new 41 added 29 reduced 9 sold out net bought ≈ $221.2m (+2.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($112.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $96.32. Options: 3 managers hold calls ($365.3k notional), 2 hold puts ($644.1k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 95Q4 22: 115115Q3 22Q4 22
Numbers
QuarterHolders
Q3 202295
Q4 2022115

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $365.3kQ4 22 puts: $644.1kQ4 22P/C 1.76
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$365.3k$644.1k1.76

Biggest buyers

ASSETMARK, INC Added +1,444,947+1.4m
BANK OF MONTREAL /CAN/ New +231,567+231.6k
AFFINITY WEALTH MANAGEMENT LLC New +141,382+141.4k
MORGAN STANLEY Added +102,727+102.7k
OSAIC HOLDINGS, INC. Added +91,326+91.3k
UBS Group AG Added +76,642+76.6k
BANK OF AMERICA CORP /DE/ Added +58,991+59.0k
ENVESTNET ASSET MANAGEMENT INC Added +58,228+58.2k
STEPHENS INC /AR/ Added +41,962+42.0k
Jackson Wealth Management, LLC New +40,440+40.4k

Biggest sellers

MEITAV INVESTMENT HOUSE LTD Reduced -72,521-72.5k
JANE STREET GROUP, LLC Reduced -38,424-38.4k
Thrivent Financial for Lutherans Reduced -38,324-38.3k
GOLDMAN SACHS GROUP INC Reduced -23,182-23.2k
ROYAL BANK OF CANADA Reduced -19,431-19.4k
SOUTHERN CAPITAL ADVISORS, LLC Reduced -18,702-18.7k
Tower Research Capital LLC (TRC) Reduced -16,347-16.3k
Cadent Capital Advisors, LLC Reduced -14,561-14.6k
SPC Financial, Inc. Reduced -12,803-12.8k
LEUTHOLD GROUP, LLC Sold out -9,613-9.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $307.6k3.2k shares
CITADEL ADVISORS LLC New $57.7k600 shares
Cutler Group LLC / CA New $0100 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $586.4k6.1k shares
CITADEL ADVISORS LLC New $57.7k600 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ASSETMARK, INC 0.60% of their portfolio CONCORD, CA 1,445,1771.4m $138.9m $138.9m 0.60% Added +1.4m +1,444,947
2 MEITAV INVESTMENT HOUSE LTD 1.10% of their portfolio BENE-BERAQ, L3 658,433658.4k $63.8m $63.8m 1.10% Reduced -72.5k -72,521
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 603,298603.3k $58.0m $58.0m 0.01% Added +102.7k +102,727
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 278,218278.2k $26.7m $26.7m 0.01% Reduced -8.4k -8,440
5 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 248,493248.5k $23.9m $23.9m 0.01% Added +58.2k +58,228
6 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 231,567231.6k $23.1m $23.1m 0.01% New
7 SPC Financial, Inc. 2.35% of their portfolio ROCKVILLE, MD 207,158207.2k $19.9m $19.9m 2.35% Reduced -12.8k -12,803
8 MML INVESTORS SERVICES, LLC 0.12% of their portfolio SPRINGFIELD, MA 183,711183.7k $17.7m $17.7m 0.12% Added +23.7k +23,693
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 168,603168.6k $16.2m $16.2m 0.00% Added +59.0k +58,991
10 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 163,992164.0k $15.8m $15.8m 0.03% Added +91.3k +91,326
11 UBS Group AG 0.01% of their portfolio ZURICH, V8 161,631161.6k $15.5m $15.5m 0.01% Added +76.6k +76,642
12 AFFINITY WEALTH MANAGEMENT LLC 3.22% of their portfolio WILMINGTON, DE 141,382141.4k $13.6m $13.6m 3.22% New
13 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 110,723110.7k $10.6m $10.6m 0.02% Added +4.2k +4,219
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 100,905100.9k $9.7m $9.7m 0.00% Reduced -19.4k -19,431
15 Advisory Services Network, LLC 0.28% of their portfolio ATLANTA, GA 94,44294.4k $9.1m $9.1m 0.28% Reduced -851 -851
16 Clark Capital Management Group, Inc. 0.08% of their portfolio PHILADELPHIA, PA 90,59490.6k $8.7m $8.7m 0.08% Reduced -5.7k -5,679
17 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 84,87984.9k $8.2m $8.2m 0.02% Reduced -38.3k -38,324
18 SFI Advisors, LLC 5.62% of their portfolio Montclair, NJ 53,87953.9k $5.2m $5.2m 5.62% Reduced -1.8k -1,765
19 Cavalier Investments, LLC 1.82% of their portfolio ALPHARETTA, GA 52,64752.6k $5.1m $5.1m 1.82% Reduced -2.7k -2,734
20 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 52,23152.2k $5.0m $5.0m 0.00% Reduced -6.1k -6,129
21 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 49,16949.2k $4.7m $4.7m 0.00% Reduced -6.4k -6,411
22 STEPHENS INC /AR/ 0.09% of their portfolio LITTLE ROCK, AR 45,12545.1k $4.3m $4.3m 0.09% Added +42.0k +41,962
23 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 44,32744.3k $4.3m $4.3m 0.01% Reduced -1.9k -1,948
24 Well Done, LLC 0.88% of their portfolio HOLLAND, MI 42,43442.4k $4.1m $4.1m 0.88% Added +6.3k +6,262
25 Jackson Wealth Management, LLC 1.43% of their portfolio LAKE MARY, FL 40,44040.4k $3.9m $3.9m 1.43% New
26 McGuire Investment Group, LLC 0.79% of their portfolio WAKEFIELD, RI 37,98038.0k $3.7m $3.7m 0.79% Reduced -512 -512
27 Algorithmic Investment Models, LLC 2.44% of their portfolio Boston, MA 36,09436.1k $3.5m $3.5m 2.44% New
28 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 35,38435.4k $3.4m $3.4m 0.01% Added +21.0k +21,014
29 Main Management LLC 0.38% of their portfolio SAN FRANCISCO, CA 34,60034.6k $3.3m $3.3m 0.38% Unchanged
30 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 32,12532.1k $3.1m $3.1m 0.03% Added +29.8k +29,753
31 COTTONWOOD CAPITAL ADVISORS, LLC 2.75% of their portfolio SALT LAKE CITY, UT 32,02732.0k $3.1m $3.1m 2.75% Added +873 +873
32 Aveo Capital Partners, LLC 0.41% of their portfolio ENGLEWOOD, CO 28,08528.1k $2.7m $2.7m 0.41% New
33 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 24,86924.9k $2.4m $2.4m 0.04% Added +328 +328
34 Ascent Group, LLC 0.27% of their portfolio VIRGINIA BEACH, VA 24,17024.2k $2.3m $2.3m 0.27% New
35 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 22,97123.0k $2.2m $2.2m 0.00% Reduced -1.6k -1,608
36 Csenge Advisory Group 0.16% of their portfolio CLEARWATER, FL 21,52721.5k $2.1m $2.1m 0.16% Added +18.5k +18,484
37 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 21,34121.3k $2.1m $2.1m 0.00% Reduced -23.2k -23,182
38 NewEdge Advisors, LLC 0.05% of their portfolio NEW ORLEANS, LA 20,84720.8k $1.8m $1.8m 0.05% Added +13.5k +13,522
39 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 20,20220.2k $1.9m $1.9m 0.00% Added +6.0k +5,959
40 Capital CS Group, LLC 1.78% of their portfolio IRVINE, CA 16,80316.8k $1.6m $1.6m 1.78% Added +751 +751
41 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 16,77016.8k $1.6m $1.6m 0.01% Added +5.0k +4,958
42 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 15,49015.5k $1.5m $1.5m 0.03% Added +1.7k +1,723
43 TRUE Private Wealth Advisors 0.22% of their portfolio Salem, OR 14,68714.7k $1.4m $1.4m 0.22% New
44 Yahav Achim Ve Achayot - Provident Funds Management Co Ltd. 1.35% of their portfolio TEL-AVIV, L3 14,66914.7k $1.4m $1.4m 1.35% Unchanged
45 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 13,94813.9k $1.3m $1.3m 0.01% New
46 Teamwork Financial Advisors, LLC 0.27% of their portfolio San Antonio, TX 13,70213.7k $1.3m $1.3m 0.27% New
47 Ayalon Insurance Comp Ltd. 0.60% of their portfolio Ramat Gan, L3 13,30013.3k $1.3m $1.3m 0.60% Unchanged
48 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 12,92512.9k $1.2m $1.2m 0.00% Reduced -38.4k -38,424
49 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 12,22012.2k $1.2m $1.2m 0.01% Added +8.5k +8,483
50 Great Diamond Partners, LLC 0.33% of their portfolio Portland, ME 11,21211.2k $1.1m $1.1m 0.33% Reduced -316 -316
51 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 10,77410.8k $1.0m $1.0m 0.00% Reduced -1.3k -1,260
52 SOUTHERN CAPITAL ADVISORS, LLC 0.79% of their portfolio Jackson, TN 10,59810.6k $1.0m $1.0m 0.79% Reduced -18.7k -18,702
53 Mariner, LLC 0.00% of their portfolio Overland Park, KS 10,43410.4k $1.0m $1.0m 0.00% New
54 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 8,8098.8k $846.0k $846.0k 0.00% Added +323 +323
55 Robinson Value Management, Ltd. 0.65% of their portfolio SAN ANTONIO, TX 7,8277.8k $752.4k $752.4k 0.65% Added +810 +810
56 BAROMETER CAPITAL MANAGEMENT INC. 0.22% of their portfolio TORONTO, A6 7,8007.8k $749.8k $749.8k 0.22% Added +1.2k +1,200
57 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 7,5157.5k $722.4k $722.4k 0.01% Reduced -26 -26
58 SYNOVUS FINANCIAL CORP 0.01% of their portfolio Columbus, GA 7,4897.5k $719.9k $719.9k 0.01% Added +35 +35
59 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 7,0257.0k $696.3k $696.3k 0.01% New
60 Genesee Capital Advisors, LLC 0.48% of their portfolio AUBURN, NY 6,6826.7k $642.3k $642.3k 0.48% Added +108 +108
61 Apeiron RIA LLC 0.22% of their portfolio Dallas, TX 5,8715.9k $564.4k $564.4k 0.22% Unchanged
62 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 5,7565.8k $553.4k $553.4k 0.01% New
63 WealthBridge Capital Management, LLC 0.21% of their portfolio WESTERVILLE, OH 5,1555.2k $495.6k $495.6k 0.21% Reduced -784 -784
64 Cadent Capital Advisors, LLC 0.29% of their portfolio TULSA, OK 5,0645.1k $486.8k $486.8k 0.29% Reduced -14.6k -14,561
65 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 4,9645.0k $477.0k $477.0k 0.00% Reduced -1.6k -1,644
66 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 4,8264.8k $463.9k $463.9k 0.01% Added +278 +278
67 Ignite Planners, LLC 0.19% of their portfolio SAN CLEMENTE, CA 4,4124.4k $443.6k $443.6k 0.19% New
68 Continuum Advisory, LLC 0.07% of their portfolio EAGLE, ID 3,9854.0k $383.1k $383.1k 0.07% New
69 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 3,8363.8k $368.8k $368.8k 0.00% Reduced -526 -526
70 VestGen Investment Management 0.11% of their portfolio EGG HARBOR TOWNSHIP, NJ 3,4213.4k $328.9k $328.9k 0.11% New
71 WealthOne, LLC 0.13% of their portfolio ALBANY, NY 3,3883.4k $325.7k $325.7k 0.13% New
72 All Season Financial Advisors, Inc. 0.27% of their portfolio DENVER, CO 3,1593.2k $303.7k $303.7k 0.27% Not comparable
73 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 3,0713.1k $295.2k $295.2k 0.02% Added +159 +159
74 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 3,0203.0k $290.3k $290.3k 0.00% Added +2.8k +2,796
75 ALPINE WOODS CAPITAL INVESTORS, LLC 0.04% of their portfolio PURCHASE, NY 3,0003.0k $288.0k $288.0k 0.04% Unchanged
76 David J Yvars Group 0.34% of their portfolio UNIVERSITY PARK, FL 2,8522.9k $274.2k $274.2k 0.34% Unchanged
77 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 2,8032.8k $269.0k $269.0k 0.00% Reduced -855 -855
78 CENTAURUS FINANCIAL, INC. 0.02% of their portfolio ANAHEIM, CA 2,7612.8k $265.0k $265.0k 0.02% New
79 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 2,6042.6k $250.3k $250.3k 0.02% Added +123 +123
80 Gunderson Capital Management LLC 0.44% of their portfolio Mt. Pleasant, SC 2,5142.5k $241.7k $241.7k 0.44% New
81 Navis Wealth Advisors, LLC 0.34% of their portfolio RYE BROOK, NY 2,5002.5k $240.3k $240.3k 0.34% Unchanged
82 DUMONT & BLAKE INVESTMENT ADVISORS LLC 0.08% of their portfolio PRINCETON, NJ 2,4962.5k $240.0k $240.0k 0.08% Added +26 +26
83 Glen Eagle Advisors, LLC 0.06% of their portfolio KINGSTON, NJ 2,2992.3k $221.0k $221.0k 0.06% Added +204 +204
84 CORBYN INVESTMENT MANAGEMENT INC/MD 0.09% of their portfolio Lutherville, MD 2,2432.2k $215.6k $215.6k 0.09% New
85 Avitas Wealth Management LLC 0.05% of their portfolio LOS ANGELES, CA 2,2312.2k $214.5k $214.5k 0.05% New
86 Garden State Investment Advisory Services LLC 0.13% of their portfolio Red Bank, NJ 2,2032.2k $211.8k $211.8k 0.13% First filing
87 Family Capital Management, Inc. 0.17% of their portfolio GRAND RAPIDS, MI 2,1302.1k $204.8k $204.8k 0.17% First filing
88 IFG Advisory, LLC 0.02% of their portfolio ATLANTA, GA 2,0882.1k $200.0k $200.0k 0.02% Reduced -644 -644
89 FMR LLC 0.00% of their portfolio BOSTON, MA 1,9021.9k $182.8k $182.8k 0.00% Reduced -1.1k -1,063
90 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,7521.8k $119.0k $119.0k 0.00% Added +688 +688
91 North Star Investment Management Corp. 0.01% of their portfolio CHICAGO, IL 1,6451.6k $158.1k $158.1k 0.01% New
92 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 1,4131.4k $135.8k $135.8k 0.01% Added +7 +7
93 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,3611.4k $130.9k $130.9k 0.00% Added +57 +57
94 MinichMacGregor Wealth Management, LLC 0.04% of their portfolio Saratoga Springs, NY 1,1501.1k $110.5k $110.5k 0.04% New
95 Capital Analysts, LLC 0.01% of their portfolio FORT WASHINGTON, PA 1,1291.1k $109.0k $109.0k 0.01% New
96 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 1,1271.1k $108.0k $108.0k 0.01% Added +323 +323
97 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 685685 $65.8k $65.8k 0.00% Unchanged
98 Founders Financial Alliance, LLC 0.03% of their portfolio RALEIGH, NC 645645 $62.0k $62.0k 0.03% Reduced -13 -13
99 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 610610 $58.0k $58.0k 0.00% Added +518 +518
100 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 495495 $47.6k $47.6k 0.00% Added +465 +465