Vault-13

ISHARES TR IAK

U.S. INSRNCE ETF · ETP · CUSIP 464288786

157 institutional holders +8 vs Q3 2024
3,786,2133.8m shares reported held*
$479.0mreported value*
26 new 53 added 53 reduced 20 sold out net bought ≈ $12.8m (+70.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $126.52. Options: 2 managers hold calls ($531.2k notional), 1 hold puts ($215.0k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 76Q4 22: 96Q1 23: 95Q2 23: 82Q3 23: 83Q4 23: 101Q1 24: 111Q2 24: 134Q3 24: 149Q4 24: 157157Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202276
Q4 202296
Q1 202395
Q2 202382
Q3 202383
Q4 2023101
Q1 2024111
Q2 2024134
Q3 2024149
Q4 2024157

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 47 bought or addedQ1 23: 55 cut or sold outQ2 23: 33 bought or addedQ2 23: 64 cut or sold outQ2 23Q3 23: 32 bought or addedQ3 23: 49 cut or sold outQ4 23: 59 bought or addedQ4 23: 40 cut or sold outQ4 23Q1 24: 65 bought or addedQ1 24: 45 cut or sold outQ2 24: 81 bought or addedQ2 24: 41 cut or sold outQ2 24Q3 24: 86 bought or addedQ3 24: 57 cut or sold outQ4 24: 79 bought or addedQ4 24: 73 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20234755
Q2 20233364
Q3 20233249
Q4 20235940
Q1 20246545
Q2 20248141
Q3 20248657
Q4 20247973

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ1 24 calls: $367.9kQ1 24 puts: $164.3kQ1 24P/C 0.45Q2 24 calls: $33.9kQ2 24 puts: $124.2kQ2 24P/C 3.67Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —Q4 24 calls: $531.2kQ4 24 puts: $215.0kQ4 24P/C 0.40
Numbers
QuarterCallsPutsP/C
Q1 2024$367.9k$164.3k0.45
Q2 2024$33.9k$124.2k3.67
Q3 2024$0$0—
Q4 2024$531.2k$215.0k0.40

Biggest buyers

GGM Financial LLC New +62,290+62.3k
Composition Wealth, LLC New +61,038+61.0k
Cambridge Investment Research Advisors, Inc. Added +57,839+57.8k
HOLLENCREST CAPITAL MANAGEMENT New +36,032+36.0k
WESPAC Advisors SoCal, LLC Added +19,580+19.6k
ADAPT WEALTH ADVISORS, LLC Added +18,401+18.4k
STIFEL FINANCIAL CORP Added +17,208+17.2k
JANE STREET GROUP, LLC New +16,217+16.2k
RFG Advisory, LLC Added +14,663+14.7k
GOLDMAN SACHS GROUP INC Added +14,502+14.5k

Biggest sellers

LPL Financial LLC Reduced -55,250-55.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -51,573-51.6k
OSAIC HOLDINGS, INC. Reduced -38,528-38.5k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -30,907-30.9k
BANK OF AMERICA CORP /DE/ Reduced -29,805-29.8k
UBS Group AG Reduced -28,812-28.8k
WELLS FARGO & COMPANY/MN Reduced -27,108-27.1k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -20,464-20.5k
BANK OF MONTREAL /CAN/ Reduced -19,167-19.2k
TWO SIGMA INVESTMENTS, LP Sold out -12,300-12.3k

Biggest calls

LPL Financial LLC New $505.9k4.0k shares
Belvedere Trading LLC New $25.3k200 shares

Biggest puts

Belvedere Trading LLC New $215.0k1.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 420,178420.2k $53.1m $53.1m 0.00% Reduced -8.0k -7,976
2 MML INVESTORS SERVICES, LLC 0.10% of their portfolio SPRINGFIELD, MA 226,048226.0k $28.6m $28.6m 0.10% Added +7.5k +7,490
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 221,748221.7k $28.0m $28.0m 0.01% Reduced -27.1k -27,108
4 SPC Financial, Inc. 1.85% of their portfolio ROCKVILLE, MD 167,855167.9k $21.2m $21.2m 1.85% Added +434 +434
5 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 155,233155.2k $19.6m $19.6m 0.00% Added +2.9k +2,905
6 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 145,734145.7k $18.4m $18.4m 0.02% Added +17.2k +17,208
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 124,730124.7k $15.8m $15.8m 0.00% Reduced -29.8k -29,805
8 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 113,457113.5k $14.3m $14.3m 0.03% Reduced -38.5k -38,528
9 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 112,097112.1k $14.2m $14.2m 0.01% Reduced -55.2k -55,250
10 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 108,844108.8k $13.8m $13.8m 0.00% Added +14.5k +14,502
11 Advisory Services Network, LLC 0.22% of their portfolio ATLANTA, GA 93,71993.7k $11.9m $11.9m 0.22% Added +13.9k +13,910
12 MinichMacGregor Wealth Management, LLC 2.35% of their portfolio Saratoga Springs, NY 89,57389.6k $11.3m $11.3m 2.35% Reduced -989 -989
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 81,71681.7k $10.3m $10.3m 0.00% Reduced -28.8k -28,812
14 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 77,17977.2k $9.8m $9.8m 0.03% Added +57.8k +57,839
15 WESPAC Advisors SoCal, LLC 2.01% of their portfolio Pasadena, CA 70,10370.1k $8.9m $8.9m 2.01% Added +19.6k +19,580
16 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 64,19464.2k $8.1m $8.1m 0.00% First filing
17 Prospera Financial Services Inc 0.18% of their portfolio Dallas, TX 62,51862.5k $7.9m $7.9m 0.18% Added +13.2k +13,219
18 GGM Financial LLC 8.39% of their portfolio COLUMBUS, OH 62,29062.3k $7.9m $7.9m 8.39% New
19 Composition Wealth, LLC 0.16% of their portfolio LOS ANGELES, CA 61,03861.0k $7.7m $7.7m 0.16% New
20 Spectrum Wealth Counsel, LLC 0.88% of their portfolio INDIANAPOLIS, IN 59,23259.2k $7.5m $7.5m 0.88% Added +604 +604
21 ADAPT WEALTH ADVISORS, LLC 3.57% of their portfolio ATLANTA, GA 57,38457.4k $7.3m $7.3m 3.57% Added +18.4k +18,401
22 CASTLEARK MANAGEMENT LLC 0.24% of their portfolio CHICAGO, IL 54,07054.1k $6.8m $6.8m 0.24% Reduced -8.0k -8,000
23 Legend Financial Advisors, Inc. 4.76% of their portfolio PITTSBURGH, PA 53,33053.3k $6.7m $6.7m 4.76% Reduced -734 -734
24 Schorn Wealth LLC 2.18% of their portfolio ENGLEWOOD, FL 53,14253.1k $6.7m $6.7m 2.18% Added +4.4k +4,400
25 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 41,30741.3k $5.2m $5.2m 0.03% Reduced -1.1k -1,095
26 Cadent Capital Advisors, LLC 1.74% of their portfolio TULSA, OK 39,40839.4k $5.0m $5.0m 1.74% Added +493 +493
27 FOUNDERS FINANCIAL SECURITIES LLC 0.42% of their portfolio TOWSON, MD 36,47736.5k $4.6m $4.6m 0.42% Reduced -130 -130
28 Well Done, LLC 0.86% of their portfolio HOLLAND, MI 36,29036.3k $4.7m $4.7m 0.86% Unchanged
29 HOLLENCREST CAPITAL MANAGEMENT 0.18% of their portfolio NEWPORT BEACH, CA 36,03236.0k $4.6m $4.6m 0.18% New
30 LEE DANNER & BASS INC 0.35% of their portfolio NASHVILLE, TN 34,49534.5k $4.4m $4.4m 0.35% Added +355 +355
31 Chicago Wealth Management, Inc. 2.02% of their portfolio CHICAGO, IL 30,77530.8k $3.9m $3.9m 2.02% Reduced -814 -814
32 MARTIN & CO INC /TN/ 0.84% of their portfolio Knoxville, TN 26,94126.9k $3.4m $3.4m 0.84% Reduced -1.3k -1,345
33 WT Wealth Management 1.04% of their portfolio SCOTTSDALE, AZ 26,31026.3k $3.3m $3.3m 1.04% Added +309 +309
34 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 1.15% of their portfolio Phoenix, AZ 25,34225.3k $3.2m $3.2m 1.15% Added +8.7k +8,656
35 Mariner, LLC 0.01% of their portfolio Overland Park, KS 25,10225.1k $3.2m $3.2m 0.01% Reduced -1.0k -1,039
36 Tudor Financial Inc. 1.81% of their portfolio DAYTON, OH 24,50524.5k $3.1m $3.1m 1.81% Added +685 +685
37 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 23,32023.3k $2.9m $2.9m 0.02% Added +2.7k +2,651
38 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 23,16323.2k $2.9m $2.9m 0.03% Reduced -3.5k -3,496
39 COTTONWOOD CAPITAL ADVISORS, LLC 1.90% of their portfolio SALT LAKE CITY, UT 20,89920.9k $2.6m $2.6m 1.90% Added +2.2k +2,151
40 SP Asset Management LLC 0.21% of their portfolio CUPERTINO, CA 20,11420.1k $2.5m $2.5m 0.21% Added +48 +48
41 Fortis Group Advisors, LLC 0.46% of their portfolio WESTWOOD, NJ 19,73019.7k $2.5m $2.5m 0.46% Added +3.2k +3,155
42 LEUTHOLD GROUP, LLC 0.26% of their portfolio MINNEAPOLIS, MN 17,10017.1k $2.2m $2.2m 0.26% Reduced -2.8k -2,778
43 Stonebridge Financial Planning Group, LLC 0.94% of their portfolio ORLANDO, FL 16,60116.6k $2.1m $2.1m 0.94% Added +973 +973
44 RFG Advisory, LLC 0.06% of their portfolio BIRMINGHAM, AL 16,49716.5k $2.1m $2.1m 0.06% Added +14.7k +14,663
45 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 16,21716.2k $2.1m $2.1m 0.00% New
46 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 15,86015.9k $2.0m $2.0m 0.01% Reduced -4.4k -4,440
47 Hills Bank & Trust Co 0.14% of their portfolio North Liberty, IA 14,68914.7k $1.9m $1.9m 0.14% Reduced -2 -2
48 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 14,67914.7k $1.9m $1.9m 0.01% Added +11.7k +11,698
49 TAP Consulting, LLC 0.37% of their portfolio KIRKWOOD, MO 14,36314.4k $1.8m $1.8m 0.37% Reduced -2.2k -2,182
50 OLD MISSION CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 13,86013.9k $1.8m $1.8m 0.04% New
51 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 13,82013.8k $1.7m $1.7m 0.00% Reduced -76 -76
52 Eagle Strategies LLC 0.30% of their portfolio NEW YORK, NY 13,49613.5k $1.7m $1.7m 0.30% Added +328 +328
53 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 12,73512.7k $1.6m $1.6m 0.01% New
54 Essential Planning, LLC. 0.01% of their portfolio PORTSMOUTH, NH 12,67512.7k $1.7m $1.7m 0.01% New
55 J.W. COLE ADVISORS, INC. 0.06% of their portfolio TAMPA, FL 12,27612.3k $1.6m $1.6m 0.06% Reduced -1.1k -1,076
56 PFG Advisors 0.09% of their portfolio Phoenix, AZ 12,17112.2k $1.5m $1.5m 0.09% Added +1.7k +1,739
57 GREAT VALLEY ADVISOR GROUP, INC. 0.03% of their portfolio WILMINGTON, DE 12,06312.1k $1.5m $1.5m 0.03% Reduced -10.7k -10,730
58 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 11,54011.5k $1.5m $1.5m 0.00% Added +8.5k +8,490
59 FIG FINANCIAL ADVISORY SERVICES INC /ADV 0.93% of their portfolio OKLAHOMA CITY, OK 10,80810.8k $1.4m $1.4m 0.93% First filing
60 Smith Anglin Financial, LLC 0.12% of their portfolio DALLAS, TX 10,51510.5k $1.3m $1.3m 0.12% Reduced -150 -150
61 Geneos Wealth Management Inc. 0.04% of their portfolio ENGLEWOOD, CO 10,06910.1k $1.3m $1.3m 0.04% Reduced -480 -480
62 Genesee Capital Advisors, LLC 0.56% of their portfolio AUBURN, NY 9,5549.6k $1.2m $1.2m 0.56% Added +342 +342
63 Game Plan Financial Advisors, LLC 0.57% of their portfolio WESTLAKE, OH 9,4559.5k $1.2m $1.2m 0.57% Unchanged
64 KKM Financial LLC 0.48% of their portfolio CHICAGO, IL 9,0999.1k $1.2m $1.2m 0.48% Reduced -49 -49
65 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 8,7818.8k $1.1m $1.1m 0.02% Added +4.8k +4,819
66 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 8,0628.1k $1.0m $1.0m 0.01% Reduced -237 -237
67 Financial Management Professionals, Inc. 0.13% of their portfolio AUSTIN, TX 7,8997.9k $999.0k $999.0k 0.13% Added +2.1k +2,128
68 Delos Wealth Advisors, LLC 0.77% of their portfolio DALLAS, TX 7,6727.7k $970.3k $970.3k 0.77% Added +2.2k +2,240
69 MUIRFIELD WEALTH ADVISORS LLC 0.74% of their portfolio CHARLOTTE, NC 7,1367.1k $902.4k $902.4k 0.74% Reduced -503 -503
70 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 6,8916.9k $869.5k $869.5k 0.01% New
71 SILVERLAKE WEALTH MANAGEMENT LLC 0.33% of their portfolio WILLISTON, VT 6,6486.6k $840.8k $840.8k 0.33% Added +412 +412
72 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 6,5466.5k $827.9k $827.9k 0.01% Reduced -146 -146
73 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 6,0246.0k $761.9k $761.9k 0.01% Reduced -2.8k -2,797
74 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 5,9135.9k $747.8k $747.8k 0.01% Added +5.2k +5,221
75 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 5,8955.9k $745.5k $745.5k 0.00% Reduced -35 -35
76 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 5,8675.9k $742.0k $742.0k 0.01% Reduced -377 -377
77 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 5,8105.8k $734.7k $734.7k 0.00% Added +459 +459
78 IFG Advisory, LLC 0.04% of their portfolio ATLANTA, GA 5,8075.8k $734.4k $734.4k 0.04% New
79 Apeiron RIA LLC 0.20% of their portfolio Dallas, TX 5,6725.7k $717.3k $717.3k 0.20% Reduced -64 -64
80 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 5,5225.5k $698.4k $698.4k 0.00% Added +2.9k +2,875
81 FLOW TRADERS U.S. LLC 0.03% of their portfolio NEW YORK, NY 5,3585.4k $678.0k $678.0k 0.03% New
82 Owen LaRue, LLC 0.35% of their portfolio ELIZABETHTOWN, KY 5,3585.4k $677.6k $677.6k 0.35% Reduced -4.1k -4,097
83 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 5,2295.2k $680.8k $680.8k 0.00% Reduced -183 -183
84 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 5,1815.2k $655.2k $655.2k 0.01% Added +515 +515
85 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 5,0515.1k $639.0k $639.0k 0.00% Added +104 +104
86 Perigon Wealth Management, LLC 0.02% of their portfolio SAN FRANCISCO, CA 4,8834.9k $627.4k $627.4k 0.02% Reduced -3.8k -3,765
87 SFMG, LLC 0.05% of their portfolio PLANO, TX 4,7054.7k $595.0k $595.0k 0.05% Unchanged
88 KINGSWOOD WEALTH ADVISORS, LLC 0.04% of their portfolio SAN DIEGO, CA 4,7014.7k $594.6k $594.6k 0.04% Added +186 +186
89 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 4,3924.4k $555.5k $555.5k 0.00% Added +2.6k +2,592
90 Retirement Planning Co of New England, Inc. 0.26% of their portfolio Warwick, RI 4,3134.3k $545.6k $545.6k 0.26% Added +28 +28
91 SONATA CAPITAL GROUP INC 0.21% of their portfolio SEATTLE, WA 4,0004.0k $506.0k $506.0k 0.21% Added +250 +250
92 Tepp RIA, LLC 0.69% of their portfolio WESTFIELD, NJ 3,6873.7k $466.2k $466.2k 0.69% First filing
93 CARDIFF PARK ADVISORS, LLC 0.04% of their portfolio SAN MARCOS, CA 3,5003.5k $442.6k $442.6k 0.04% Unchanged
94 BANK HAPOALIM BM 0.07% of their portfolio TEL AVIV, L3 3,3903.4k $429.0k $429.0k 0.07% Reduced -14 -14
95 TFB Advisors LLC 0.12% of their portfolio OVERLAND PARK, KS 3,3633.4k $425.3k $425.3k 0.12% Added +17 +17
96 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 3,3623.4k $425.2k $425.2k 0.01% Reduced -388 -388
97 Ashton Thomas Private Wealth, LLC 0.02% of their portfolio SCOTTSDALE, AZ 3,3463.3k $423.2k $423.2k 0.02% New
98 Moors & Cabot, Inc. 0.02% of their portfolio BOSTON, MA 3,2703.3k $413.6k $413.6k 0.02% Reduced -394 -394
99 Saxony Capital Management, LLC 0.36% of their portfolio ST. LOUIS, MO 3,2683.3k $413.3k $413.3k 0.36% Reduced -563 -563
100 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 3,1753.2k $401.5k $401.5k 0.00% Reduced -459 -459