Vault-13

ISHARES TR IAK

U.S. INSRNCE ETF · ETP · CUSIP 464288786

149 institutional holders +15 vs Q2 2024
3,695,0833.7m shares reported held*
$471.7mreported value*
26 new 60 added 43 reduced 14 sold out net bought ≈ $14.0m (+139.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $127.66.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 76Q4 22: 96Q1 23: 95Q2 23: 82Q3 23: 83Q4 23: 101Q1 24: 111Q2 24: 134Q3 24: 149149Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202276
Q4 202296
Q1 202395
Q2 202382
Q3 202383
Q4 2023101
Q1 2024111
Q2 2024134
Q3 2024149

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 70 bought or addedQ4 22: 25 cut or sold outQ1 23: 47 bought or addedQ1 23: 55 cut or sold outQ1 23Q2 23: 33 bought or addedQ2 23: 64 cut or sold outQ3 23: 32 bought or addedQ3 23: 49 cut or sold outQ3 23Q4 23: 59 bought or addedQ4 23: 40 cut or sold outQ1 24: 65 bought or addedQ1 24: 45 cut or sold outQ1 24Q2 24: 81 bought or addedQ2 24: 41 cut or sold outQ3 24: 86 bought or addedQ3 24: 57 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20227025
Q1 20234755
Q2 20233364
Q3 20233249
Q4 20235940
Q1 20246545
Q2 20248141
Q3 20248657

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ4 23 calls: $1.0kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $367.9kQ1 24 puts: $164.3kQ1 24P/C 0.45Q2 24 calls: $33.9kQ2 24 puts: $124.2kQ2 24P/C 3.67Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —
Numbers
QuarterCallsPutsP/C
Q4 2023$1.0k$00.00
Q1 2024$367.9k$164.3k0.45
Q2 2024$33.9k$124.2k3.67
Q3 2024$0$0—

Biggest buyers

CASTLEARK MANAGEMENT LLC New +62,070+62.1k
UBS Group AG Added +58,256+58.3k
WESPAC Advisors SoCal, LLC Added +46,303+46.3k
GOLDMAN SACHS GROUP INC Added +31,108+31.1k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +30,668+30.7k
ROYAL BANK OF CANADA Added +29,484+29.5k
WELLS FARGO & COMPANY/MN Added +24,787+24.8k
GREAT VALLEY ADVISOR GROUP, INC. New +22,793+22.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +21,048+21.0k
ADAPT WEALTH ADVISORS, LLC Added +20,431+20.4k

Biggest sellers

Fortis Group Advisors, LLC Reduced -48,112-48.1k
CITADEL ADVISORS LLC Reduced -39,355-39.4k
Silverleafe Capital Partners, LLC Sold out -35,129-35.1k
GTS SECURITIES LLC Reduced -32,887-32.9k
LPL Financial LLC Reduced -22,902-22.9k
D. E. Shaw & Co., Inc. Reduced -20,736-20.7k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -15,197-15.2k
PRIMORIS WEALTH ADVISORS, LLC Sold out -13,765-13.8k
SPC Financial, Inc. Reduced -11,165-11.2k
STIFEL FINANCIAL CORP Reduced -10,203-10.2k

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 428,154428.2k $55.3m $55.3m 0.00% Added +4.4k +4,401
2 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 248,856248.9k $32.1m $32.1m 0.01% Added +24.8k +24,787
3 MML INVESTORS SERVICES, LLC 0.10% of their portfolio SPRINGFIELD, MA 218,558218.6k $28.2m $28.2m 0.10% Added +3.5k +3,489
4 SPC Financial, Inc. 1.90% of their portfolio ROCKVILLE, MD 167,421167.4k $21.6m $21.6m 1.90% Reduced -11.2k -11,165
5 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 167,347167.3k $21.6m $21.6m 0.01% Reduced -22.9k -22,902
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 154,535154.5k $19.9m $19.9m 0.00% Reduced -8.1k -8,103
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 152,328152.3k $19.7m $19.7m 0.00% Added +29.5k +29,484
8 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 151,985152.0k $19.6m $19.6m 0.04% Reduced -694 -694
9 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 128,526128.5k $16.6m $16.6m 0.02% Reduced -10.2k -10,203
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 110,528110.5k $14.3m $14.3m 0.00% Added +58.3k +58,256
11 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 94,34294.3k $12.2m $12.2m 0.00% Added +31.1k +31,108
12 MinichMacGregor Wealth Management, LLC 2.51% of their portfolio Saratoga Springs, NY 90,56290.6k $11.7m $11.7m 2.51% Reduced -2.5k -2,532
13 Advisory Services Network, LLC 0.19% of their portfolio ATLANTA, GA 79,80979.8k $9.0m $9.0m 0.19% Unchanged
14 CASTLEARK MANAGEMENT LLC 0.33% of their portfolio CHICAGO, IL 62,07062.1k $8.0m $8.0m 0.33% New
15 Spectrum Wealth Counsel, LLC 0.89% of their portfolio INDIANAPOLIS, IN 58,62858.6k $7.6m $7.6m 0.89% Added +4.9k +4,863
16 Legend Financial Advisors, Inc. 4.82% of their portfolio PITTSBURGH, PA 54,06454.1k $7.0m $7.0m 4.82% Reduced -1.7k -1,677
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 53,70953.7k $6.9m $6.9m 0.01% Added +21.0k +21,048
18 WESPAC Advisors SoCal, LLC 1.51% of their portfolio Pasadena, CA 50,52350.5k $6.5m $6.5m 1.51% Added +46.3k +46,303
19 Prospera Financial Services Inc 0.16% of their portfolio Dallas, TX 49,29949.3k $6.4m $6.4m 0.16% Added +1.2k +1,193
20 Schorn Wealth LLC 2.13% of their portfolio ENGLEWOOD, FL 48,74248.7k $6.3m $6.3m 2.13% Added +1.5k +1,490
21 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 42,40242.4k $5.5m $5.5m 0.03% Reduced -8.3k -8,322
22 ADAPT WEALTH ADVISORS, LLC 2.69% of their portfolio ATLANTA, GA 38,98339.0k $5.0m $5.0m 2.69% Added +20.4k +20,431
23 Cadent Capital Advisors, LLC 1.71% of their portfolio TULSA, OK 38,91538.9k $5.0m $5.0m 1.71% Reduced -2.5k -2,543
24 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 38,40638.4k $5.0m $5.0m 0.01% Added +5.0k +5,022
25 FOUNDERS FINANCIAL SECURITIES LLC 0.44% of their portfolio TOWSON, MD 36,60736.6k $4.7m $4.7m 0.44% Added +849 +849
26 Well Done, LLC 0.86% of their portfolio HOLLAND, MI 36,29036.3k $4.7m $4.7m 0.86% Reduced -3.7k -3,691
27 LEE DANNER & BASS INC 0.31% of their portfolio NASHVILLE, TN 34,14034.1k $4.4m $4.4m 0.31% Added +92 +92
28 Chicago Wealth Management, Inc. 2.18% of their portfolio CHICAGO, IL 31,58931.6k $4.1m $4.1m 2.18% Reduced -595 -595
29 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 30,90730.9k $239 $239 0.00% Added +30.7k +30,668
30 MARTIN & CO INC /TN/ 0.86% of their portfolio Knoxville, TN 28,28628.3k $3.7m $3.7m 0.86% Reduced -136 -136
31 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 26,65926.7k $3.4m $3.4m 0.03% Reduced -389 -389
32 Mariner, LLC 0.01% of their portfolio Overland Park, KS 26,14126.1k $3.4m $3.4m 0.01% Added +805 +805
33 WT Wealth Management 1.11% of their portfolio SCOTTSDALE, AZ 26,00126.0k $3.5m $3.5m 1.11% Added +4.7k +4,671
34 Tudor Financial Inc. 1.89% of their portfolio DAYTON, OH 23,82023.8k $3.1m $3.1m 1.89% First filing
35 GREAT VALLEY ADVISOR GROUP, INC. 0.07% of their portfolio WILMINGTON, DE 22,79322.8k $2.9m $2.9m 0.07% New
36 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 22,30922.3k $2.9m $2.9m 0.00% Added +5.5k +5,478
37 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 20,66920.7k $2.7m $2.7m 0.02% Added +13.2k +13,193
38 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 20,51520.5k $2.6m $2.6m 0.00% Reduced -196 -196
39 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 20,30020.3k $2.6m $2.6m 0.01% Added +1.6k +1,636
40 SP Asset Management LLC 0.21% of their portfolio CUPERTINO, CA 20,06620.1k $2.6m $2.6m 0.21% Added +32 +32
41 LEUTHOLD GROUP, LLC 0.29% of their portfolio MINNEAPOLIS, MN 19,87819.9k $2.6m $2.6m 0.29% New
42 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 19,81919.8k $2.6m $2.6m 0.00% Reduced -2.2k -2,248
43 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 19,34019.3k $2.5m $2.5m 0.01% Reduced -2.5k -2,473
44 COTTONWOOD CAPITAL ADVISORS, LLC 1.78% of their portfolio SALT LAKE CITY, UT 18,74818.7k $2.4m $2.4m 1.78% Added +6.8k +6,787
45 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 0.86% of their portfolio Phoenix, AZ 16,68616.7k $2.2m $2.2m 0.86% Added +4.5k +4,505
46 Fortis Group Advisors, LLC 0.40% of their portfolio WESTWOOD, NJ 16,57516.6k $2.1m $2.1m 0.40% Reduced -48.1k -48,112
47 TAP Consulting, LLC 0.42% of their portfolio KIRKWOOD, MO 16,54516.5k $2.1m $2.1m 0.42% Reduced -9.2k -9,204
48 Stonebridge Financial Planning Group, LLC 0.96% of their portfolio ORLANDO, FL 15,62815.6k $2.0m $2.0m 0.96% Added +462 +462
49 Hills Bank & Trust Co 0.14% of their portfolio North Liberty, IA 14,69114.7k $1.9m $1.9m 0.14% Reduced -492 -492
50 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 13,89613.9k $1.8m $1.8m 0.00% Reduced -1.8k -1,783
51 J.W. COLE ADVISORS, INC. 0.07% of their portfolio TAMPA, FL 13,35213.4k $1.7m $1.7m 0.07% Reduced -173 -173
52 Eagle Strategies LLC 0.31% of their portfolio NEW YORK, NY 13,16813.2k $1.7m $1.7m 0.31% Reduced -758 -758
53 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 12,30012.3k $1.6m $1.6m 0.00% New
54 WESPAC Advisors, LLC 1.03% of their portfolio ORINDA, CA 10,82810.8k $1.4m $1.4m 1.03% Added +1.9k +1,850
55 Smith Anglin Financial, LLC 0.13% of their portfolio DALLAS, TX 10,66510.7k $1.4m $1.4m 0.13% Reduced -87 -87
56 Geneos Wealth Management Inc. 0.05% of their portfolio ENGLEWOOD, CO 10,54910.5k $1.4m $1.4m 0.05% Added +7 +7
57 PFG Advisors 0.08% of their portfolio Phoenix, AZ 10,43210.4k $1.3m $1.3m 0.08% Reduced -3.0k -3,008
58 Game Plan Financial Advisors, LLC 0.59% of their portfolio WESTLAKE, OH 9,4559.5k $1.2m $1.2m 0.59% Reduced -280 -280
59 Owen LaRue, LLC 0.65% of their portfolio ELIZABETHTOWN, KY 9,4559.5k $1.2m $1.2m 0.65% New
60 RPS ADVISORY SOLUTIONS LLC 0.87% of their portfolio LOUISVILLE, KY 9,4309.4k $1.2m $1.2m 0.87% Reduced -1.2k -1,209
61 Genesee Capital Advisors, LLC 0.57% of their portfolio AUBURN, NY 9,2129.2k $1.2m $1.2m 0.57% Added +1.7k +1,715
62 KKM Financial LLC 0.58% of their portfolio CHICAGO, IL 9,1489.1k $1.2m $1.2m 0.58% Added +197 +197
63 Fulcrum Equity Management 0.96% of their portfolio PLANO, TX 8,8228.8k $1.1m $1.1m 0.96% New
64 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 8,8218.8k $1.1m $1.1m 0.02% Added +4.0k +4,027
65 Perigon Wealth Management, LLC 0.03% of their portfolio SAN FRANCISCO, CA 8,6488.6k $1.1m $1.1m 0.03% Added +2.7k +2,739
66 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 8,2998.3k $1.1m $1.1m 0.01% Added +297 +297
67 MUIRFIELD WEALTH ADVISORS LLC 0.84% of their portfolio CHARLOTTE, NC 7,6397.6k $985.8k $985.8k 0.84% Reduced -702 -702
68 PERSONAL CFO SOLUTIONS, LLC 0.13% of their portfolio CHESTER, NJ 7,2887.3k $940.6k $940.6k 0.13% Added +169 +169
69 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 6,6926.7k $863.6k $863.6k 0.01% Added +25 +25
70 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 6,2446.2k $805.8k $805.8k 0.01% Added +351 +351
71 SILVERLAKE WEALTH MANAGEMENT LLC 0.31% of their portfolio WILLISTON, VT 6,2366.2k $804.8k $804.8k 0.31% Reduced -550 -550
72 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 5,9305.9k $765.3k $765.3k 0.00% Added +80 +80
73 Financial Management Professionals, Inc. 0.09% of their portfolio AUSTIN, TX 5,7715.8k $745.0k $745.0k 0.09% New
74 Apeiron RIA LLC 0.21% of their portfolio Dallas, TX 5,7365.7k $740.2k $740.2k 0.21% Reduced -83 -83
75 Delos Wealth Advisors, LLC 0.61% of their portfolio DALLAS, TX 5,4325.4k $701.0k $701.0k 0.61% Added +1.5k +1,463
76 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 5,4125.4k $736.2k $736.2k 0.00% Added +1.3k +1,274
77 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 5,3515.4k $690.6k $690.6k 0.00% Added +757 +757
78 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 4,9474.9k $638.0k $638.0k 0.00% Reduced -15.2k -15,197
79 SFMG, LLC 0.05% of their portfolio PLANO, TX 4,7054.7k $607.2k $607.2k 0.05% Unchanged
80 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 4,6664.7k $602.1k $602.1k 0.01% Added +1.3k +1,333
81 KINGSWOOD WEALTH ADVISORS, LLC 0.04% of their portfolio SAN DIEGO, CA 4,5154.5k $582.6k $582.6k 0.04% Added +146 +146
82 Advisors Preferred, LLC 0.09% of their portfolio ROCKVILLE, MD 4,4284.4k $572.8k $572.8k 0.09% Reduced -867 -867
83 Retirement Planning Co of New England, Inc. 0.28% of their portfolio Warwick, RI 4,2854.3k $553.1k $553.1k 0.28% Reduced -90 -90
84 Sunbelt Securities, Inc. 0.05% of their portfolio HOUSTON, TX 4,0204.0k $518.8k $518.8k 0.05% Added +1.2k +1,162
85 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 3,9624.0k $511.3k $511.3k 0.01% Reduced -479 -479
86 Saxony Capital Management, LLC 0.45% of their portfolio ST. LOUIS, MO 3,8313.8k $494.4k $494.4k 0.45% Added +1.7k +1,690
87 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 3,7503.8k $483.9k $483.9k 0.01% Added +11 +11
88 SONATA CAPITAL GROUP INC 0.20% of their portfolio SEATTLE, WA 3,7503.8k $484.0k $484.0k 0.20% Added +150 +150
89 Moors & Cabot, Inc. 0.02% of their portfolio BOSTON, MA 3,6643.7k $472.8k $472.8k 0.02% Added +583 +583
90 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 3,6343.6k $469.0k $469.0k 0.00% Reduced -39.4k -39,355
91 CARDIFF PARK ADVISORS, LLC 0.04% of their portfolio SAN MARCOS, CA 3,5003.5k $451.7k $451.7k 0.04% Unchanged
92 BANK HAPOALIM BM 0.07% of their portfolio TEL AVIV, L3 3,4043.4k $439.0k $439.0k 0.07% Reduced -76 -76
93 Belpointe Asset Management LLC 0.03% of their portfolio RENO, NV 3,3733.4k $435.4k $435.4k 0.03% Added +402 +402
94 TFB Advisors LLC 0.13% of their portfolio OVERLAND PARK, KS 3,3463.3k $431.8k $431.8k 0.13% Added +348 +348
95 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 3,3103.3k $426.0k $426.0k 0.00% Reduced -9.2k -9,201
96 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 3,0503.0k $394.0k $394.0k 0.00% New
97 First Horizon Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 3,0143.0k $389.0k $389.0k 0.01% Unchanged
98 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 3,0033.0k $387.5k $387.5k 0.01% New
99 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 2,9813.0k $384.7k $384.7k 0.00% Reduced -303 -303
100 Hilltop Holdings Inc. 0.02% of their portfolio DALLAS, TX 2,7892.8k $359.9k $359.9k 0.02% New