Vault-13

ISHARES TR IAK

U.S. INSRNCE ETF · ETP · CUSIP 464288786

111 institutional holders +10 vs Q4 2023
4,573,1424.6m shares reported held*
$536.8mreported value*
23 new 42 added 32 reduced 13 sold out net bought ≈ $157.9m (+1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $117.37. Options: 2 managers hold calls ($367.9k notional), 1 hold puts ($164.3k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 76Q4 22: 96Q1 23: 95Q2 23: 82Q3 23: 83Q4 23: 101Q1 24: 111111Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202276
Q4 202296
Q1 202395
Q2 202382
Q3 202383
Q4 2023101
Q1 2024111

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 70 bought or addedQ4 22: 25 cut or sold outQ4 22Q1 23: 47 bought or addedQ1 23: 55 cut or sold outQ1 23Q2 23: 33 bought or addedQ2 23: 64 cut or sold outQ2 23Q3 23: 32 bought or addedQ3 23: 49 cut or sold outQ3 23Q4 23: 59 bought or addedQ4 23: 40 cut or sold outQ4 23Q1 24: 65 bought or addedQ1 24: 45 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20227025
Q1 20234755
Q2 20233364
Q3 20233249
Q4 20235940
Q1 20246545

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $1.0kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $367.9kQ1 24 puts: $164.3kQ1 24P/C 0.45
Numbers
QuarterCallsPutsP/C
Q2 2023$0$0—
Q3 2023$0$0—
Q4 2023$1.0k$00.00
Q1 2024$367.9k$164.3k0.45

Biggest buyers

BANK OF MONTREAL /CAN/ Added +611,962+612.0k
MORGAN STANLEY Added +436,019+436.0k
Cambridge Investment Research Advisors, Inc. Added +83,191+83.2k
LPL Financial LLC Added +61,743+61.7k
Fortis Group Advisors, LLC New +55,707+55.7k
WELLS FARGO & COMPANY/MN Added +41,756+41.8k
CITADEL ADVISORS LLC Added +25,579+25.6k
TAP Consulting, LLC New +15,390+15.4k
OSAIC HOLDINGS, INC. Added +10,148+10.1k
HighTower Advisors, LLC Added +10,086+10.1k

Biggest sellers

ROYAL BANK OF CANADA Reduced -23,569-23.6k
BANK OF AMERICA CORP /DE/ Reduced -19,577-19.6k
Atria Investments, Inc Sold out -10,161-10.2k
STIFEL FINANCIAL CORP Reduced -9,308-9.3k
Mariner, LLC Reduced -8,312-8.3k
GOLDMAN SACHS GROUP INC Reduced -6,725-6.7k
CITIZENS FINANCIAL GROUP INC/RI Sold out -6,500-6.5k
SPC Financial, Inc. Reduced -5,934-5.9k
Atria Wealth Solutions, Inc. Reduced -5,868-5.9k
IFG Advisory, LLC Sold out -5,761-5.8k

Biggest calls

Belvedere Trading LLC New $363.9k3.1k shares
Cutler Group LLC / CA Reduced $4.0k200 shares

Biggest puts

Belvedere Trading LLC New $164.3k1.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,212,7291.2m $142.4m $142.4m 0.00% Added +436.0k +436,019
2 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 617,259617.3k $72.5m $72.5m 0.02% Added +612.0k +611,962
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 218,395218.4k $25.6m $25.6m 0.01% Added +41.8k +41,756
4 MML INVESTORS SERVICES, LLC 0.10% of their portfolio SPRINGFIELD, MA 210,627210.6k $24.7m $24.7m 0.10% Added +4.9k +4,932
5 SPC Financial, Inc. 2.00% of their portfolio ROCKVILLE, MD 181,640181.6k $21.3m $21.3m 2.00% Reduced -5.9k -5,934
6 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 173,135173.1k $20.3m $20.3m 0.05% Added +10.1k +10,148
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 164,686164.7k $19.3m $19.3m 0.00% Reduced -19.6k -19,577
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 157,618157.6k $18.5m $18.5m 0.01% Added +61.7k +61,743
9 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 124,834124.8k $14.7m $14.7m 0.02% Reduced -9.3k -9,308
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 122,157122.2k $14.3m $14.3m 0.00% Reduced -23.6k -23,569
11 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 97,83797.8k $11.5m $11.5m 0.04% Added +83.2k +83,191
12 MinichMacGregor Wealth Management, LLC 2.87% of their portfolio Saratoga Springs, NY 96,17996.2k $11.2m $11.2m 2.87% Reduced -5.5k -5,512
13 Advisory Services Network, LLC 0.22% of their portfolio ATLANTA, GA 84,16984.2k $9.9m $9.9m 0.22% Reduced -5.6k -5,557
14 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 58,77858.8k $6.9m $6.9m 0.00% Reduced -6.7k -6,725
15 Fortis Group Advisors, LLC 1.20% of their portfolio WESTWOOD, NJ 55,70755.7k $6.5m $6.5m 1.20% New
16 Legend Financial Advisors, Inc. 4.71% of their portfolio PITTSBURGH, PA 55,33555.3k $6.5m $6.5m 4.71% Reduced -477 -477
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 50,77250.8k $6.0m $6.0m 0.00% Added +5.3k +5,327
18 Schorn Wealth LLC 1.96% of their portfolio ENGLEWOOD, FL 44,17244.2k $5.2m $5.2m 1.96% Added +2.0k +1,974
19 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 43,94443.9k $5.2m $5.2m 0.01% Added +6.8k +6,765
20 Cadent Capital Advisors, LLC 1.97% of their portfolio TULSA, OK 42,03242.0k $4.9m $4.9m 1.97% Reduced -1.2k -1,196
21 Well Done, LLC 0.92% of their portfolio HOLLAND, MI 39,98140.0k $4.7m $4.7m 0.92% Reduced -2.1k -2,093
22 MARTIN & CO INC /TN/ 1.09% of their portfolio Knoxville, TN 37,89437.9k $4.4m $4.4m 1.09% Reduced -1.3k -1,296
23 FOUNDERS FINANCIAL SECURITIES LLC 0.43% of their portfolio TOWSON, MD 34,86034.9k $4.1m $4.1m 0.43% Reduced -206 -206
24 Prospera Financial Services Inc 0.12% of their portfolio Dallas, TX 34,16734.2k $4.0m $4.0m 0.12% Added +3.1k +3,118
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 33,94133.9k $4.0m $4.0m 0.01% Added +6.8k +6,751
26 Chicago Wealth Management, Inc. 2.18% of their portfolio CHICAGO, IL 31,30831.3k $3.7m $3.7m 2.18% Reduced -79 -79
27 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 28,86128.9k $3.4m $3.4m 0.00% Added +25.6k +25,579
28 Mariner, LLC 0.01% of their portfolio Overland Park, KS 26,29026.3k $3.1m $3.1m 0.01% Reduced -8.3k -8,312
29 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 25,73325.7k $3.0m $3.0m 0.03% Added +7.1k +7,063
30 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 23,47523.5k $2.8m $2.8m 0.01% Added +3.9k +3,864
31 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 21,68421.7k $2.5m $2.5m 0.00% Reduced -1.5k -1,493
32 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 20,91020.9k $2.5m $2.5m 0.00% Reduced -4.7k -4,695
33 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 20,32420.3k $2.4m $2.4m 0.00% Added +7.8k +7,816
34 SP Asset Management LLC 0.22% of their portfolio CUPERTINO, CA 20,01620.0k $2.3m $2.3m 0.22% Added +28 +28
35 PRIMORIS WEALTH ADVISORS, LLC 1.82% of their portfolio North Palm Beach, FL 19,26519.3k $2.3m $2.3m 1.82% Added +3.6k +3,565
36 LEUTHOLD GROUP, LLC 0.22% of their portfolio MINNEAPOLIS, MN 16,96817.0k $2.0m $2.0m 0.22% Added +7.9k +7,914
37 Stonebridge Financial Planning Group, LLC 0.97% of their portfolio ORLANDO, FL 15,60915.6k $1.8m $1.8m 0.97% Reduced -1.1k -1,084
38 TAP Consulting, LLC 0.40% of their portfolio KIRKWOOD, MO 15,39015.4k $1.8m $1.8m 0.40% New
39 Hills Bank & Trust Co 0.15% of their portfolio North Liberty, IA 15,29315.3k $1.8m $1.8m 0.15% Reduced -145 -145
40 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 14,09314.1k $1.6m $1.6m 0.00% Added +10.1k +10,086
41 J.W. COLE ADVISORS, INC. 0.08% of their portfolio TAMPA, FL 13,49813.5k $1.6m $1.6m 0.08% Added +328 +328
42 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 12,71212.7k $1.5m $1.5m 0.01% Added +7.2k +7,165
43 Smith Anglin Financial, LLC 0.13% of their portfolio DALLAS, TX 10,91310.9k $1.3m $1.3m 0.13% Added +834 +834
44 Geneos Wealth Management Inc. 0.06% of their portfolio ENGLEWOOD, CO 10,82310.8k $1.3m $1.3m 0.06% Added +9.9k +9,889
45 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 0.60% of their portfolio Phoenix, AZ 10,75610.8k $1.3m $1.3m 0.60% Reduced -134 -134
46 COTTONWOOD CAPITAL ADVISORS, LLC 0.94% of their portfolio SALT LAKE CITY, UT 10,70310.7k $1.2m $1.2m 0.94% Added +2.1k +2,124
47 Robinson Value Management, Ltd. 0.75% of their portfolio SAN ANTONIO, TX 9,5609.6k $1.1m $1.1m 0.75% Reduced -86 -86
48 KKM Financial LLC 0.50% of their portfolio CHICAGO, IL 8,7138.7k $1.0m $1.0m 0.50% Unchanged
49 PFG Advisors 0.07% of their portfolio Phoenix, AZ 8,4638.5k $993.5k $993.5k 0.07% Added +3.0k +3,026
50 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 8,1858.2k $960.8k $960.8k 0.01% Added +1.1k +1,080
51 MUIRFIELD WEALTH ADVISORS LLC 0.92% of their portfolio CHARLOTTE, NC 8,1348.1k $954.8k $954.8k 0.92% Reduced -941 -941
52 Genesee Capital Advisors, LLC 0.48% of their portfolio AUBURN, NY 7,4307.4k $872.2k $872.2k 0.48% Added +487 +487
53 PERSONAL CFO SOLUTIONS, LLC 0.12% of their portfolio CHESTER, NJ 6,6666.7k $782.5k $782.5k 0.12% Added +575 +575
54 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 6,6396.6k $779.4k $779.4k 0.01% New
55 GSA CAPITAL PARTNERS LLP 0.06% of their portfolio LONDON, X0 6,4126.4k $753.0k $753.0k 0.06% Added +2.0k +2,014
56 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 5,8685.9k $688.8k $688.8k 0.01% Unchanged
57 Apeiron RIA LLC 0.20% of their portfolio Dallas, TX 5,8195.8k $683.1k $683.1k 0.20% Added +21 +21
58 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 5,6605.7k $664.4k $664.4k 0.00% Added +150 +150
59 Trek Financial, LLC 0.05% of their portfolio Scottsdale, AZ 5,5235.5k $648.3k $648.3k 0.05% New
60 SFMG, LLC 0.05% of their portfolio PLANO, TX 4,7054.7k $552.3k $552.3k 0.05% Reduced -40 -40
61 Belpointe Asset Management LLC 0.04% of their portfolio RENO, NV 4,5244.5k $531.1k $531.1k 0.04% New
62 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 4,4414.4k $521.3k $521.3k 0.01% Added +16 +16
63 Retirement Planning Co of New England, Inc. 0.28% of their portfolio Warwick, RI 4,3874.4k $515.0k $515.0k 0.28% Reduced -21 -21
64 Eagle Strategies LLC 0.11% of their portfolio NEW YORK, NY 4,3264.3k $507.9k $507.9k 0.11% New
65 WESPAC Advisors SoCal, LLC 0.13% of their portfolio Pasadena, CA 4,2204.2k $495.4k $495.4k 0.13% Added +40 +40
66 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 4,1824.2k $490.9k $490.9k 0.00% New
67 First Horizon Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 3,9554.0k $464.3k $464.3k 0.01% Unchanged
68 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 3,8163.8k $447.9k $447.9k 0.00% New
69 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 3,7343.7k $438.3k $438.3k 0.01% Reduced -401 -401
70 BANK HAPOALIM BM 0.06% of their portfolio TEL AVIV, L3 3,6823.7k $432.0k $432.0k 0.06% Reduced -125 -125
71 CARDIFF PARK ADVISORS, LLC 0.04% of their portfolio SAN MARCOS, CA 3,5003.5k $410.9k $410.9k 0.04% Unchanged
72 KINGSWOOD WEALTH ADVISORS, LLC 0.05% of their portfolio SAN DIEGO, CA 3,4573.5k $405.8k $405.8k 0.05% Reduced -97 -97
73 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 3,3183.3k $389.5k $389.5k 0.01% Added +11 +11
74 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 3,2933.3k $386.6k $386.6k 0.00% Reduced -5.9k -5,868
75 TFB Advisors LLC 0.12% of their portfolio OVERLAND PARK, KS 2,9963.0k $338.0k $338.0k 0.12% Reduced -1 -1
76 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 2,8762.9k $337.6k $337.6k 0.01% Added +308 +308
77 IPG Investment Advisors LLC 0.07% of their portfolio SAN DIEGO, CA 2,7002.7k $317.0k $317.0k 0.07% New
78 Advisors Preferred, LLC 0.05% of their portfolio ROCKVILLE, MD 2,4152.4k $282.2k $282.2k 0.05% New
79 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.01% of their portfolio PORTLAND, OR 2,3602.4k $277.0k $277.0k 0.01% Unchanged
80 Ironsides Asset Advisors, LLC 0.09% of their portfolio ROCKY MOUNT, NC 2,3352.3k $274.1k $274.1k 0.09% New
81 Perigon Wealth Management, LLC 0.01% of their portfolio SAN FRANCISCO, CA 2,2052.2k $258.8k $258.8k 0.01% Unchanged
82 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 2,0952.1k $245.9k $245.9k 0.00% New
83 IEQ CAPITAL, LLC 0.00% of their portfolio Foster City, CA 2,0002.0k $234.8k $234.8k 0.00% New
84 GeoWealth Management, LLC 0.01% of their portfolio CHICAGO, IL 1,9221.9k $225.6k $225.6k 0.01% New
85 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,8631.9k $218.7k $218.7k 0.00% Added +1.1k +1,093
86 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,8001.8k $211.3k $211.3k 0.00% Unchanged
87 RAYMOND JAMES TRUST N.A. 0.00% of their portfolio ST. PETERSBURG, FL 1,7181.7k $201.7k $201.7k 0.00% Not comparable
88 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 1,7131.7k $201.1k $201.1k 0.00% New
89 CENTAURUS FINANCIAL, INC. 0.01% of their portfolio ANAHEIM, CA 1,6551.7k $194.0k $194.0k 0.01% Unchanged
90 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 1,6461.6k $193.2k $193.2k 0.02% Reduced -1.0k -1,035
91 Larson Financial Group LLC 0.01% of their portfolio ST LOUIS, MO 1,5751.6k $184.9k $184.9k 0.01% Added +306 +306
92 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,4461.4k $169.7k $169.7k 0.00% Added +39 +39
93 FMR LLC 0.00% of their portfolio BOSTON, MA 1,2091.2k $141.9k $141.9k 0.00% Reduced -130 -130
94 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 799799 $93.8k $93.8k 0.01% Reduced -1.5k -1,533
95 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 751751 $88.2k $88.2k 0.00% Added +534 +534
96 Y.D. More Investments Ltd 0.01% of their portfolio Ramat Gan, L3 630630 $74.0k $74.0k 0.01% Unchanged
97 MONTAG A & ASSOCIATES INC 0.00% of their portfolio ATLANTA, GA 445445 $52.3k $52.3k 0.00% Added +1 +1
98 Spectrum Wealth Counsel, LLC 0.01% of their portfolio INDIANAPOLIS, IN 440440 $51.7k $51.7k 0.01% New
99 WASHINGTON TRUST Co 0.00% of their portfolio WESTERLY, RI 344344 $40.4k $40.4k 0.00% Unchanged
100 Tortoise Investment Management, LLC 0.00% of their portfolio WHITE PLAINS, NY 314314 $36.9k $36.9k 0.00% New