Vault-13

ISHARES TR IAK

U.S. INSRNCE ETF · ETP · CUSIP 464288786

101 institutional holders +18 vs Q3 2023
3,267,1123.3m shares reported held*
$327.1mreported value*
25 new 34 added 31 reduced 9 sold out net bought ≈ $65.2m (+651.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $100.13. Options: 1 managers hold calls ($1.0k notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 76Q4 22: 96Q1 23: 95Q2 23: 82Q3 23: 83Q4 23: 101101Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202276
Q4 202296
Q1 202395
Q2 202382
Q3 202383
Q4 2023101

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 70 bought or addedQ4 22: 25 cut or sold outQ4 22Q1 23: 47 bought or addedQ1 23: 55 cut or sold outQ1 23Q2 23: 33 bought or addedQ2 23: 64 cut or sold outQ2 23Q3 23: 32 bought or addedQ3 23: 49 cut or sold outQ3 23Q4 23: 59 bought or addedQ4 23: 40 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227025
Q1 20234755
Q2 20233364
Q3 20233249
Q4 20235940

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ1 23 calls: $282.5kQ1 23 puts: $42.8kQ1 23P/C 0.15Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $1.0kQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$282.5k$42.8k0.15
Q2 2023$0$0—
Q3 2023$0$0—
Q4 2023$1.0k$00.00

Biggest buyers

MORGAN STANLEY Added +383,309+383.3k
ROYAL BANK OF CANADA Added +52,653+52.7k
LPL Financial LLC Added +49,298+49.3k
LEE DANNER & BASS INC Added +37,024+37.0k
FOUNDERS FINANCIAL SECURITIES LLC New +35,066+35.1k
Mariner, LLC New +34,602+34.6k
Prospera Financial Services Inc New +31,049+31.0k
Schorn Wealth LLC Added +30,630+30.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +21,730+21.7k
Raymond James Financial Services Advisors, Inc. Added +19,102+19.1k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -51,586-51.6k
Heck Capital Advisors, LLC Sold out -48,978-49.0k
AE Wealth Management LLC Sold out -20,820-20.8k
Teamwork Financial Advisors, LLC Sold out -20,338-20.3k
Aptus Capital Advisors, LLC Reduced -11,261-11.3k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -8,822-8.8k
Stonebridge Financial Planning Group, LLC Reduced -8,805-8.8k
MML INVESTORS SERVICES, LLC Reduced -8,078-8.1k
SPC Financial, Inc. Reduced -7,106-7.1k
MinichMacGregor Wealth Management, LLC Reduced -5,819-5.8k

Biggest calls

Cutler Group LLC / CA New $1.0k300 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 776,710776.7k $77.8m $77.8m 0.00% Added +383.3k +383,309
2 MML INVESTORS SERVICES, LLC 0.09% of their portfolio SPRINGFIELD, MA 205,695205.7k $20.6m $20.6m 0.09% Reduced -8.1k -8,078
3 SPC Financial, Inc. 1.91% of their portfolio ROCKVILLE, MD 187,574187.6k $18.8m $18.8m 1.91% Reduced -7.1k -7,106
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 184,263184.3k $18.4m $18.4m 0.00% Added +17.2k +17,188
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 176,639176.6k $17.7m $17.7m 0.01% Added +12.6k +12,577
6 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 162,987163.0k $16.3m $16.3m 0.03% Reduced -51.6k -51,586
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 145,726145.7k $14.6m $14.6m 0.00% Added +52.7k +52,653
8 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 134,142134.1k $13.4m $13.4m 0.02% Added +13.2k +13,240
9 MinichMacGregor Wealth Management, LLC 2.94% of their portfolio Saratoga Springs, NY 101,691101.7k $10.2m $10.2m 2.94% Reduced -5.8k -5,819
10 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 95,87595.9k $9.6m $9.6m 0.01% Added +49.3k +49,298
11 Advisory Services Network, LLC 0.22% of their portfolio ATLANTA, GA 89,72689.7k $9.0m $9.0m 0.22% Reduced -1.2k -1,244
12 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 65,50365.5k $6.6m $6.6m 0.00% Added +18.9k +18,923
13 Legend Financial Advisors, Inc. 4.49% of their portfolio PITTSBURGH, PA 55,81255.8k $5.6m $5.6m 4.49% Reduced -1.7k -1,731
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 45,44545.4k $4.6m $4.6m 0.00% Reduced -397 -397
15 Cadent Capital Advisors, LLC 2.19% of their portfolio TULSA, OK 43,22843.2k $4.3m $4.3m 2.19% Added +101 +101
16 Schorn Wealth LLC 1.80% of their portfolio ENGLEWOOD, FL 42,19842.2k $4.2m $4.2m 1.80% Added +30.6k +30,630
17 Well Done, LLC 0.82% of their portfolio HOLLAND, MI 42,07442.1k $4.2m $4.2m 0.82% Reduced -3.1k -3,112
18 LEE DANNER & BASS INC 0.35% of their portfolio NASHVILLE, TN 40,85940.9k $4.1m $4.1m 0.35% Added +37.0k +37,024
19 MARTIN & CO INC /TN/ 0.97% of their portfolio Knoxville, TN 39,19039.2k $3.9m $3.9m 0.97% Reduced -1.6k -1,605
20 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 37,17937.2k $3.7m $3.7m 0.01% Added +19.1k +19,102
21 FOUNDERS FINANCIAL SECURITIES LLC 0.39% of their portfolio TOWSON, MD 35,06635.1k $3.5m $3.5m 0.39% New
22 Mariner, LLC 0.01% of their portfolio Overland Park, KS 34,60234.6k $3.5m $3.5m 0.01% New
23 Chicago Wealth Management, Inc. 2.15% of their portfolio CHICAGO, IL 31,38731.4k $3.1m $3.1m 2.15% Added +680 +680
24 Prospera Financial Services Inc 0.10% of their portfolio Dallas, TX 31,04931.0k $3.1m $3.1m 0.10% New
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 27,19027.2k $2.7m $2.7m 0.00% Added +21.7k +21,730
26 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 25,60525.6k $2.6m $2.6m 0.00% Reduced -2.7k -2,709
27 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 23,17723.2k $2.3m $2.3m 0.00% Reduced -8.8k -8,822
28 SP Asset Management LLC 0.21% of their portfolio CUPERTINO, CA 19,98820.0k $2.0m $2.0m 0.21% Added +163 +163
29 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 19,61119.6k $2.0m $2.0m 0.01% Added +4.2k +4,213
30 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 18,67018.7k $1.9m $1.9m 0.02% Added +5.9k +5,881
31 Stonebridge Financial Planning Group, LLC 0.96% of their portfolio ORLANDO, FL 16,69316.7k $1.7m $1.7m 0.96% Reduced -8.8k -8,805
32 PRIMORIS WEALTH ADVISORS, LLC 1.48% of their portfolio North Palm Beach, FL 15,70015.7k $1.6m $1.6m 1.48% New
33 Hills Bank & Trust Co 0.15% of their portfolio North Liberty, IA 15,43815.4k $1.5m $1.5m 0.15% Reduced -139 -139
34 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 14,64614.6k $1.5m $1.5m 0.01% Added +3.4k +3,406
35 J.W. COLE ADVISORS, INC. 0.08% of their portfolio TAMPA, FL 13,17013.2k $1.3m $1.3m 0.08% New
36 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 12,50812.5k $1.3m $1.3m 0.00% Reduced -2.9k -2,931
37 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 0.58% of their portfolio Phoenix, AZ 10,89010.9k $1.1m $1.1m 0.58% Reduced -410 -410
38 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 10,16110.2k $1.0m $1.0m 0.02% Reduced -3.8k -3,771
39 Smith Anglin Financial, LLC 0.12% of their portfolio DALLAS, TX 10,07910.1k $1.0m $1.0m 0.12% Added +19 +19
40 Robinson Value Management, Ltd. 0.64% of their portfolio SAN ANTONIO, TX 9,6469.6k $965.8k $965.8k 0.64% Unchanged
41 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 9,1619.2k $917.3k $917.3k 0.01% Added +1.7k +1,651
42 MUIRFIELD WEALTH ADVISORS LLC 0.96% of their portfolio CHARLOTTE, NC 9,0759.1k $908.6k $908.6k 0.96% First filing
43 LEUTHOLD GROUP, LLC 0.11% of their portfolio MINNEAPOLIS, MN 9,0549.1k $906.5k $906.5k 0.11% New
44 KKM Financial LLC 0.55% of their portfolio CHICAGO, IL 8,7138.7k $872.4k $872.4k 0.55% First filing
45 COTTONWOOD CAPITAL ADVISORS, LLC 0.71% of their portfolio SALT LAKE CITY, UT 8,5798.6k $859.0k $859.0k 0.71% Added +1.4k +1,391
46 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 7,1057.1k $711.4k $711.4k 0.00% New
47 Genesee Capital Advisors, LLC 0.43% of their portfolio AUBURN, NY 6,9436.9k $695.2k $695.2k 0.43% Added +101 +101
48 CITIZENS FINANCIAL GROUP INC/RI 0.02% of their portfolio PROVIDENCE, RI 6,5006.5k $650.8k $650.8k 0.02% New
49 PERSONAL CFO SOLUTIONS, LLC 0.11% of their portfolio CHESTER, NJ 6,0916.1k $609.9k $609.9k 0.11% Added +327 +327
50 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 5,8685.9k $587.5k $587.5k 0.01% Reduced -206 -206
51 Apeiron RIA LLC 0.18% of their portfolio Dallas, TX 5,7985.8k $580.5k $580.5k 0.18% Reduced -148 -148
52 IFG Advisory, LLC 0.04% of their portfolio ATLANTA, GA 5,7615.8k $576.9k $576.9k 0.04% Reduced -430 -430
53 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 5,5475.5k $555.4k $555.4k 0.00% New
54 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 5,5105.5k $551.7k $551.7k 0.00% Reduced -853 -853
55 PFG Advisors 0.04% of their portfolio Phoenix, AZ 5,4375.4k $544.4k $544.4k 0.04% Added +4 +4
56 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 5,2975.3k $531.2k $531.2k 0.00% Added +4.5k +4,535
57 SFMG, LLC 0.04% of their portfolio PLANO, TX 4,7454.7k $475.1k $475.1k 0.04% New
58 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 4,4254.4k $443.1k $443.1k 0.01% Added +1.4k +1,406
59 Retirement Planning Co of New England, Inc. 0.20% of their portfolio Warwick, RI 4,4084.4k $441.3k $441.3k 0.20% Added +607 +607
60 GSA CAPITAL PARTNERS LLP 0.04% of their portfolio LONDON, X0 4,3984.4k $440.0k $440.0k 0.04% New
61 WESPAC Advisors SoCal, LLC 0.12% of their portfolio Pasadena, CA 4,1804.2k $418.5k $418.5k 0.12% New
62 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 4,1354.1k $414.0k $414.0k 0.01% Added +26 +26
63 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 4,0074.0k $401.0k $401.0k 0.00% New
64 First Horizon Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 3,9554.0k $396.0k $396.0k 0.01% Unchanged
65 BANK HAPOALIM BM 0.05% of their portfolio TEL AVIV, L3 3,8073.8k $381.0k $381.0k 0.05% Reduced -350 -350
66 KINGSWOOD WEALTH ADVISORS, LLC 0.04% of their portfolio SAN DIEGO, CA 3,5543.6k $355.8k $355.8k 0.04% New
67 CARDIFF PARK ADVISORS, LLC 0.04% of their portfolio SAN MARCOS, CA 3,5003.5k $350.4k $350.4k 0.04% Unchanged
68 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 3,3073.3k $347.1k $347.1k 0.01% Reduced -92 -92
69 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 3,2823.3k $328.6k $328.6k 0.00% Reduced -4.2k -4,152
70 AlphaCore Capital LLC 0.05% of their portfolio LA JOLLA, CA 3,1583.2k $316.2k $316.2k 0.05% Unchanged
71 TFB Advisors LLC 0.15% of their portfolio OVERLAND PARK, KS 2,9973.0k $300.1k $300.1k 0.15% New
72 PRIVATE TRUST CO NA 0.03% of their portfolio CLEVELAND, OH 2,6812.7k $268.4k $268.4k 0.03% New
73 Brookstone Capital Management 0.00% of their portfolio WHEATON, IL 2,5682.6k $257.1k $257.1k 0.00% New
74 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.01% of their portfolio PORTLAND, OR 2,3602.4k $236.3k $236.3k 0.01% Unchanged
75 Sunbelt Securities, Inc. 0.03% of their portfolio HOUSTON, TX 2,3322.3k $233.5k $233.5k 0.03% Added +2.3k +2,332
76 Commonwealth Retirement Investments LLC 0.12% of their portfolio RICHMOND, VA 2,3022.3k $230.5k $230.5k 0.12% New
77 Perigon Wealth Management, LLC 0.01% of their portfolio SAN FRANCISCO, CA 2,2052.2k $220.8k $220.8k 0.01% Reduced -7 -7
78 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 1,9992.0k $200.2k $200.2k 0.00% New
79 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,8001.8k $180.2k $180.2k 0.00% Unchanged
80 CENTAURUS FINANCIAL, INC. 0.01% of their portfolio ANAHEIM, CA 1,6551.7k $166.0k $166.0k 0.01% Reduced -28 -28
81 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 1,6081.6k $161.0k $161.0k 0.00% Reduced -1.6k -1,600
82 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,4071.4k $140.8k $140.8k 0.00% Added +257 +257
83 FMR LLC 0.00% of their portfolio BOSTON, MA 1,3391.3k $134.1k $134.1k 0.00% Reduced -259 -259
84 Larson Financial Group LLC 0.01% of their portfolio ST LOUIS, MO 1,2691.3k $127.1k $127.1k 0.01% Added +146 +146
85 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 934934 $93.5k $93.5k 0.00% Added +734 +734
86 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 770770 $77.1k $77.1k 0.00% Reduced -200 -200
87 Planned Solutions, Inc. 0.03% of their portfolio FOLSOM, CA 731731 $73.2k $73.2k 0.03% New
88 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 648648 $65.0k $65.0k 0.00% New
89 Y.D. More Investments Ltd 0.01% of their portfolio Ramat Gan, L3 630630 $63.1k $63.1k 0.01% Unchanged
90 MONTAG A & ASSOCIATES INC 0.00% of their portfolio ATLANTA, GA 444444 $44.4k $44.4k 0.00% Added +4 +4
91 WASHINGTON TRUST Co 0.00% of their portfolio WESTERLY, RI 344344 $34.4k $34.4k 0.00% New
92 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 246246 $24.6k $24.6k 0.00% Added +141 +141
93 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 218218 $22.3k $22.3k 0.00% New
94 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 217217 $21.7k $21.7k 0.00% Reduced -574 -574
95 Tidemark, LLC 0.01% of their portfolio SAN DIEGO, CA 9191 $9.1k $9.1k 0.01% First filing
96 Penserra Capital Management LLC 0.00% of their portfolio ORINDA, CA 7373 $7.0k $7.0k 0.00% New
97 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 7171 $7.1k $7.1k 0.00% Reduced -11.3k -11,261
98 West Tower Group, LLC 0.01% of their portfolio RICHMOND, VA 4747 $4.7k $4.7k 0.01% Added +9 +9
99 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 2222 $2.2k $2.2k 0.00% Unchanged
100 GREENWOOD GEARHART LLC 0.00% of their portfolio FAYETTEVILLE, AR 1212 $1.2k $1.2k 0.00% New