Vault-13

ISHARES TR IAK

U.S. INSRNCE ETF · ETP · CUSIP 464288786

83 institutional holders +1 vs Q2 2023
2,601,9222.6m shares reported held*
$238.5mreported value*
15 new 17 added 35 reduced 14 sold out net sold ≈ $27.0m (-294.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $91.65.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 76Q4 22: 96Q1 23: 95Q2 23: 82Q3 23: 8383Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202276
Q4 202296
Q1 202395
Q2 202382
Q3 202383

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 70 bought or addedQ4 22: 25 cut or sold outQ4 22Q1 23: 47 bought or addedQ1 23: 55 cut or sold outQ1 23Q2 23: 33 bought or addedQ2 23: 64 cut or sold outQ2 23Q3 23: 32 bought or addedQ3 23: 49 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227025
Q1 20234755
Q2 20233364
Q3 20233249

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $282.5kQ1 23 puts: $42.8kQ1 23P/C 0.15Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$0$0—
Q1 2023$282.5k$42.8k0.15
Q2 2023$0$0—
Q3 2023$0$0—

Biggest buyers

OSAIC HOLDINGS, INC. Added +134,884+134.9k
Heck Capital Advisors, LLC New +48,978+49.0k
MML INVESTORS SERVICES, LLC Added +13,816+13.8k
Schorn Wealth LLC New +11,568+11.6k
Aptus Capital Advisors, LLC New +11,332+11.3k
Cadent Capital Advisors, LLC Added +8,979+9.0k
Atria Wealth Solutions, Inc. New +7,510+7.5k
IFG Advisory, LLC New +6,191+6.2k
LEE DANNER & BASS INC New +3,835+3.8k
Spire Wealth Management New +3,399+3.4k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -114,488-114.5k
ROYAL BANK OF CANADA Reduced -106,941-106.9k
JANE STREET GROUP, LLC Sold out -33,936-33.9k
WT Wealth Management Sold out -32,892-32.9k
Raymond James Financial Services Advisors, Inc. Reduced -30,302-30.3k
BANK OF AMERICA CORP /DE/ Reduced -26,575-26.6k
MORGAN STANLEY Reduced -25,428-25.4k
RFG Advisory, LLC Sold out -22,358-22.4k
TWO SIGMA INVESTMENTS, LP Sold out -14,300-14.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -14,124-14.1k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 393,401393.4k $36.1m $36.1m 0.00% Reduced -25.4k -25,428
2 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 214,573214.6k $19.7m $19.7m 0.03% Added +134.9k +134,884
3 MML INVESTORS SERVICES, LLC 0.11% of their portfolio SPRINGFIELD, MA 213,773213.8k $19.6m $19.6m 0.11% Added +13.8k +13,816
4 SPC Financial, Inc. 2.00% of their portfolio ROCKVILLE, MD 194,680194.7k $17.8m $17.8m 2.00% Reduced -7.2k -7,158
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 167,075167.1k $15.3m $15.3m 0.00% Reduced -26.6k -26,575
6 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 164,062164.1k $15.0m $15.0m 0.00% Reduced -114.5k -114,488
7 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 120,902120.9k $11.1m $11.1m 0.02% Added +3.2k +3,170
8 MinichMacGregor Wealth Management, LLC 3.26% of their portfolio Saratoga Springs, NY 107,510107.5k $9.9m $9.9m 3.26% Reduced -10.6k -10,611
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 93,07393.1k $8.5m $8.5m 0.00% Reduced -106.9k -106,941
10 Advisory Services Network, LLC 0.22% of their portfolio ATLANTA, GA 90,97091.0k $8.3m $8.3m 0.22% Reduced -212 -212
11 Legend Financial Advisors, Inc. 4.50% of their portfolio PITTSBURGH, PA 57,54357.5k $5.3m $5.3m 4.50% Added +293 +293
12 Heck Capital Advisors, LLC 0.83% of their portfolio Rhinelander, WI 48,97849.0k $4.5m $4.5m 0.83% New
13 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 46,58046.6k $4.3m $4.3m 0.00% Reduced -219 -219
14 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 46,57746.6k $4.3m $4.3m 0.00% Reduced -11.1k -11,118
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 45,84245.8k $4.2m $4.2m 0.00% Reduced -13.8k -13,809
16 Well Done, LLC 0.92% of their portfolio HOLLAND, MI 45,18645.2k $4.1m $4.1m 0.92% Reduced -965 -965
17 Cadent Capital Advisors, LLC 1.92% of their portfolio TULSA, OK 43,12743.1k $4.0m $4.0m 1.92% Added +9.0k +8,979
18 MARTIN & CO INC /TN/ 0.98% of their portfolio Knoxville, TN 40,79540.8k $3.7m $3.7m 0.98% Reduced -161 -161
19 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 31,99932.0k $2.9m $2.9m 0.01% Reduced -3.8k -3,824
20 Chicago Wealth Management, Inc. 2.22% of their portfolio CHICAGO, IL 30,70730.7k $2.8m $2.8m 2.22% Reduced -406 -406
21 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 28,31428.3k $2.6m $2.6m 0.00% Reduced -7.1k -7,074
22 Stonebridge Financial Planning Group, LLC 1.50% of their portfolio ORLANDO, FL 25,49825.5k $2.3m $2.3m 1.50% Reduced -3.5k -3,495
23 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 20,82020.8k $1.9m $1.9m 0.01% Added +756 +756
24 Teamwork Financial Advisors, LLC 0.30% of their portfolio San Antonio, TX 20,33820.3k $1.9m $1.9m 0.30% Added +720 +720
25 SP Asset Management LLC 0.20% of their portfolio CUPERTINO, CA 19,82519.8k $1.8m $1.8m 0.20% Reduced -100 -100
26 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 18,07718.1k $1.7m $1.7m 0.00% Reduced -30.3k -30,302
27 Hills Bank & Trust Co 0.17% of their portfolio North Liberty, IA 15,57715.6k $1.4m $1.4m 0.17% Reduced -128 -128
28 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 15,43915.4k $1.4m $1.4m 0.00% Reduced -475 -475
29 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 15,39815.4k $1.4m $1.4m 0.01% Added +1.5k +1,484
30 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 13,93213.9k $1.3m $1.3m 0.02% Reduced -734 -734
31 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 12,78912.8k $1.2m $1.2m 0.02% Reduced -2.2k -2,172
32 Schorn Wealth LLC 0.50% of their portfolio ENGLEWOOD, FL 11,56811.6k $1.1m $1.1m 0.50% New
33 Aptus Capital Advisors, LLC 0.03% of their portfolio FAIRHOPE, AL 11,33211.3k $1.0m $1.0m 0.03% New
34 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 0.59% of their portfolio Phoenix, AZ 11,30011.3k $1.0m $1.0m 0.59% Reduced -478 -478
35 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 11,24011.2k $1.0m $1.0m 0.00% Reduced -3.4k -3,352
36 Smith Anglin Financial, LLC 0.11% of their portfolio DALLAS, TX 10,06010.1k $922.0k $922.0k 0.11% Unchanged
37 Robinson Value Management, Ltd. 0.66% of their portfolio SAN ANTONIO, TX 9,6469.6k $884.1k $884.1k 0.66% Added +697 +697
38 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 7,5107.5k $691.8k $691.8k 0.01% New
39 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 7,4347.4k $681.3k $681.3k 0.00% Reduced -4.7k -4,746
40 COTTONWOOD CAPITAL ADVISORS, LLC 0.62% of their portfolio SALT LAKE CITY, UT 7,1887.2k $658.8k $658.8k 0.62% Added +2.3k +2,339
41 Genesee Capital Advisors, LLC 0.45% of their portfolio AUBURN, NY 6,8426.8k $627.1k $627.1k 0.45% Reduced -799 -799
42 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 6,3636.4k $583.2k $583.2k 0.00% Added +20 +20
43 IFG Advisory, LLC 0.05% of their portfolio ATLANTA, GA 6,1916.2k $567.5k $567.5k 0.05% New
44 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 6,0746.1k $556.7k $556.7k 0.01% Unchanged
45 Apeiron RIA LLC 0.19% of their portfolio Dallas, TX 5,9465.9k $545.0k $545.0k 0.19% Unchanged
46 PERSONAL CFO SOLUTIONS, LLC 0.10% of their portfolio CHESTER, NJ 5,7645.8k $528.3k $528.3k 0.10% Reduced -86 -86
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 5,4605.5k $500.4k $500.4k 0.00% Reduced -14.1k -14,124
48 PFG Advisors 0.04% of their portfolio Phoenix, AZ 5,4335.4k $497.9k $497.9k 0.04% Reduced -73 -73
49 BANK HAPOALIM BM 0.06% of their portfolio TEL AVIV, L3 4,1574.2k $381.0k $381.0k 0.06% Reduced -9.5k -9,493
50 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 4,1094.1k $376.6k $376.6k 0.01% Unchanged
51 WealthBridge Capital Management, LLC 0.15% of their portfolio WESTERVILLE, OH 4,0524.1k $371.4k $371.4k 0.15% Reduced -144 -144
52 First Horizon Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 3,9554.0k $362.5k $362.5k 0.01% Reduced -203 -203
53 LEE DANNER & BASS INC 0.03% of their portfolio NASHVILLE, TN 3,8353.8k $351.0k $351.0k 0.03% New
54 Retirement Planning Co of New England, Inc. 0.19% of their portfolio Warwick, RI 3,8013.8k $348.4k $348.4k 0.19% Reduced -1.4k -1,389
55 Milestone Advisory Partners 0.28% of their portfolio Southern Pines, NC 3,7293.7k $341.8k $341.8k 0.28% Added +708 +708
56 CARDIFF PARK ADVISORS, LLC 0.04% of their portfolio SAN MARCOS, CA 3,5003.5k $320.8k $320.8k 0.04% Unchanged
57 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 3,3993.4k $311.5k $311.5k 0.01% New
58 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 3,2083.2k $294.0k $294.0k 0.00% Added +3.2k +3,156
59 AlphaCore Capital LLC 0.05% of their portfolio LA JOLLA, CA 3,1583.2k $291.0k $291.0k 0.05% Unchanged
60 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 3,0193.0k $276.7k $276.7k 0.01% New
61 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 2,8702.9k $263.0k $263.0k 0.02% Reduced -54 -54
62 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.01% of their portfolio PORTLAND, OR 2,3602.4k $216.3k $216.3k 0.01% Unchanged
63 Perigon Wealth Management, LLC 0.01% of their portfolio SAN FRANCISCO, CA 2,2122.2k $202.7k $202.7k 0.01% New
64 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,8001.8k $165.0k $165.0k 0.00% Unchanged
65 CENTAURUS FINANCIAL, INC. 0.01% of their portfolio ANAHEIM, CA 1,6831.7k $154.0k $154.0k 0.01% Unchanged
66 FMR LLC 0.00% of their portfolio BOSTON, MA 1,5981.6k $146.5k $146.5k 0.00% Added +116 +116
67 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,1501.1k $105.4k $105.4k 0.00% New
68 Larson Financial Group LLC 0.01% of their portfolio ST LOUIS, MO 1,1231.1k $102.9k $102.9k 0.01% Added +166 +166
69 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 970970 $88.9k $88.9k 0.00% Reduced -840 -840
70 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 791791 $72.5k $72.5k 0.00% Added +639 +639
71 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 762762 $71.5k $71.5k 0.00% Added +87 +87
72 Y.D. More Investments Ltd 0.01% of their portfolio Ramat Gan, L3 630630 $57.7k $57.7k 0.01% Unchanged
73 MONTAG A & ASSOCIATES INC 0.00% of their portfolio ATLANTA, GA 440440 $40.5k $40.5k 0.00% Unchanged
74 Realta Investment Advisors 0.01% of their portfolio WILMINGTON, DE 340340 $29.9k $29.9k 0.01% Unchanged
75 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 200200 $18.3k $18.3k 0.00% Unchanged
76 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 105105 $9.6k $9.6k 0.00% New
77 FNY Investment Advisers, LLC 0.01% of their portfolio NEW YORK, NY 100100 $9.0k $9.0k 0.01% New
78 Legacy Financial Group LLC 0.00% of their portfolio DES MOINES, IA 7070 $6.4k $6.4k 0.00% New
79 West Tower Group, LLC 0.00% of their portfolio RICHMOND, VA 3838 $3.5k $3.5k 0.00% New
80 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 2525 $2.3k $2.3k 0.00% Unchanged
81 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 2222 $2.0k $2.0k 0.00% Unchanged
82 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 00 $0 $0 0.00% New
83 Covestor Ltd 0.00% of their portfolio LONDON, X0 00 $0 $0 0.00% Unchanged