Vault-13

ISHARES TR IAK

U.S. INSRNCE ETF · ETP · CUSIP 464288786

95 institutional holders -1 vs Q4 2022
3,795,4693.8m shares reported held*
$325.0mreported value*
15 new 32 added 38 reduced 17 sold out net sold ≈ $40.4m (-474.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $85.63. Options: 1 managers hold calls ($282.5k notional), 1 hold puts ($42.8k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 76Q4 22: 96Q1 23: 9595Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202276
Q4 202296
Q1 202395

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 70 bought or addedQ4 22: 25 cut or sold outQ4 22Q1 23: 47 bought or addedQ1 23: 55 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227025
Q1 20234755

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $282.5kQ1 23 puts: $42.8kQ1 23P/C 0.15
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$282.5k$42.8k0.15

Biggest buyers

ROYAL BANK OF CANADA Added +50,326+50.3k
BANK OF AMERICA CORP /DE/ Added +30,723+30.7k
CITADEL ADVISORS LLC New +27,717+27.7k
HighTower Advisors, LLC New +25,326+25.3k
Fulcrum Equity Management Added +24,452+24.5k
COMMONWEALTH EQUITY SERVICES, LLC Added +22,301+22.3k
Stonebridge Financial Planning Group, LLC Added +19,836+19.8k
FLOW TRADERS U.S. LLC New +19,683+19.7k
Robinson Value Management, Ltd. New +7,726+7.7k
MARSHALL WACE, LLP New +7,600+7.6k

Biggest sellers

BANK OF MONTREAL /CAN/ Reduced -244,788-244.8k
MAINSTAY CAPITAL MANAGEMENT LLC /ADV Sold out -236,795-236.8k
UBS Group AG Reduced -45,862-45.9k
MORGAN STANLEY Reduced -39,358-39.4k
Raymond James Financial Services Advisors, Inc. Reduced -19,303-19.3k
AE Wealth Management LLC Sold out -17,303-17.3k
Teamwork Financial Advisors, LLC Sold out -16,634-16.6k
WELLS FARGO & COMPANY/MN Reduced -16,411-16.4k
NewEdge Advisors, LLC Reduced -14,912-14.9k
Brookstone Capital Management Sold out -10,921-10.9k

Biggest calls

Belvedere Trading LLC New $282.5k3.3k shares

Biggest puts

Belvedere Trading LLC New $42.8k500 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 714,459714.5k $61.2m $61.2m 0.01% Added +30.7k +30,723
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 487,576487.6k $41.7m $41.7m 0.00% Reduced -39.4k -39,358
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 288,501288.5k $24.7m $24.7m 0.01% Reduced -16.4k -16,411
4 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 206,927206.9k $17.7m $17.7m 0.01% Added +50.3k +50,326
5 SPC Financial, Inc. 1.93% of their portfolio ROCKVILLE, MD 197,756197.8k $16.9m $16.9m 1.93% Added +2.5k +2,464
6 MML INVESTORS SERVICES, LLC 0.12% of their portfolio SPRINGFIELD, MA 195,617195.6k $16.7m $16.7m 0.12% Reduced -7.7k -7,655
7 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 157,217157.2k $13.5m $13.5m 0.01% Added +7.5k +7,457
8 MinichMacGregor Wealth Management, LLC 3.42% of their portfolio Saratoga Springs, NY 120,696120.7k $10.3m $10.3m 3.42% Reduced -8.2k -8,178
9 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 117,446117.4k $10.1m $10.1m 0.01% Added +4.5k +4,521
10 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 95,76595.8k $8.2m $8.2m 0.02% Added +932 +932
11 Advisory Services Network, LLC 0.22% of their portfolio ATLANTA, GA 93,03093.0k $8.0m $8.0m 0.22% Reduced -6.0k -6,017
12 UBS Group AG 0.00% of their portfolio ZURICH, V8 59,27559.3k $5.1m $5.1m 0.00% Reduced -45.9k -45,862
13 Legend Financial Advisors, Inc. 3.98% of their portfolio PITTSBURGH, PA 55,34355.3k $4.7m $4.7m 3.98% Reduced -30 -30
14 Fulcrum Equity Management 2.15% of their portfolio PLANO, TX 53,39453.4k $4.6m $4.6m 2.15% Added +24.5k +24,452
15 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 50,44350.4k $4.3m $4.3m 0.01% Added +22.3k +22,301
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 49,43349.4k $4.2m $4.2m 0.00% Reduced -5.0k -5,045
17 Well Done, LLC 0.87% of their portfolio HOLLAND, MI 47,11847.1k $4.0m $4.0m 0.87% Added +1.4k +1,439
18 MARTIN & CO INC /TN/ 0.95% of their portfolio Knoxville, TN 42,98343.0k $3.7m $3.7m 0.95% Reduced -800 -800
19 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 42,87442.9k $3.7m $3.7m 0.00% Added +4.9k +4,947
20 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 40,19140.2k $3.4m $3.4m 0.01% Reduced -19.3k -19,303
21 Cadent Capital Advisors, LLC 1.73% of their portfolio TULSA, OK 34,07534.1k $2.9m $2.9m 1.73% Reduced -798 -798
22 Stonebridge Financial Planning Group, LLC 1.81% of their portfolio ORLANDO, FL 32,74132.7k $2.8m $2.8m 1.81% Added +19.8k +19,836
23 Chicago Wealth Management, Inc. 2.20% of their portfolio CHICAGO, IL 32,38732.4k $2.8m $2.8m 2.20% Reduced -54 -54
24 Financial Management Professionals, Inc. 0.53% of their portfolio AUSTIN, TX 31,99332.0k $2.7m $2.7m 0.53% Reduced -318 -318
25 WT Wealth Management 1.17% of their portfolio SCOTTSDALE, AZ 31,63431.6k $2.7m $2.7m 1.17% Reduced -10.2k -10,194
26 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 27,71727.7k $2.4m $2.4m 0.00% New
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 27,70727.7k $2.4m $2.4m 0.00% Reduced -10.2k -10,234
28 LEUTHOLD GROUP, LLC 0.31% of their portfolio MINNEAPOLIS, MN 27,06327.1k $2.3m $2.3m 0.31% Added +2.9k +2,936
29 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 25,32625.3k $2.2m $2.2m 0.00% New
30 RFG Advisory, LLC 0.09% of their portfolio BIRMINGHAM, AL 22,54022.5k $1.9m $1.9m 0.09% Added +1.2k +1,175
31 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 20,66820.7k $1.8m $1.8m 0.03% Added +4.7k +4,718
32 SP Asset Management LLC 0.21% of their portfolio CUPERTINO, CA 19,87819.9k $1.7m $1.7m 0.21% Reduced -592 -592
33 FLOW TRADERS U.S. LLC 0.07% of their portfolio NEW YORK, NY 19,68319.7k $1.7m $1.7m 0.07% New
34 Capital CS Group, LLC 1.43% of their portfolio IRVINE, CA 17,61417.6k $1.5m $1.5m 1.43% Reduced -1.3k -1,330
35 BANK HAPOALIM BM 0.20% of their portfolio TEL AVIV, L3 16,66016.7k $1.4m $1.4m 0.20% Reduced -970 -970
36 Legacy Capital Group California, Inc. 0.68% of their portfolio LOS GATOS, CA 16,23616.2k $1.4m $1.4m 0.68% First filing
37 Hills Bank & Trust Co 0.19% of their portfolio North Liberty, IA 16,15516.2k $1.4m $1.4m 0.19% Reduced -477 -477
38 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 15,00615.0k $1.3m $1.3m 0.01% Reduced -318 -318
39 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 14,69214.7k $1.3m $1.3m 0.02% Added +1.6k +1,618
40 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 14,54614.5k $1.2m $1.2m 0.01% Added +3.6k +3,559
41 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 13,85513.9k $1.2m $1.2m 0.00% Reduced -5.2k -5,206
42 Mariner, LLC 0.00% of their portfolio Overland Park, KS 11,87011.9k $1.0m $1.0m 0.00% Added +40 +40
43 Smith Anglin Financial, LLC 0.13% of their portfolio DALLAS, TX 10,11510.1k $866.0k $866.0k 0.13% Added +7 +7
44 Vontobel Holding Ltd. 0.01% of their portfolio ZURICH, V8 10,00010.0k $856.2k $856.2k 0.01% Reduced -10.0k -10,000
45 TTP Investments, Inc. 0.67% of their portfolio San Jose, CA 9,6779.7k $828.5k $828.5k 0.67% Reduced -396 -396
46 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 9,0889.1k $778.1k $778.1k 0.00% Added +596 +596
47 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 0.46% of their portfolio Phoenix, AZ 8,9659.0k $767.6k $767.6k 0.46% Added +518 +518
48 Robinson Value Management, Ltd. 0.51% of their portfolio SAN ANTONIO, TX 7,7267.7k $661.5k $661.5k 0.51% New
49 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 7,6007.6k $650.7k $650.7k 0.00% New
50 Essex Financial Services, Inc. 0.07% of their portfolio ESSEX, CT 7,5547.6k $646.8k $646.8k 0.07% Reduced -1.7k -1,721
51 Genesee Capital Advisors, LLC 0.45% of their portfolio AUBURN, NY 7,4737.5k $639.8k $639.8k 0.45% Added +505 +505
52 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 7,1747.2k $614.2k $614.2k 0.01% Added +821 +821
53 SOUTHERN CAPITAL ADVISORS, LLC 0.43% of their portfolio Jackson, TN 6,8326.8k $585.0k $585.0k 0.43% Reduced -989 -989
54 PERSONAL CFO SOLUTIONS, LLC 0.12% of their portfolio CHESTER, NJ 6,5836.6k $563.7k $563.7k 0.12% New
55 IFG Advisory, LLC 0.05% of their portfolio ATLANTA, GA 6,3426.3k $543.0k $543.0k 0.05% Reduced -525 -525
56 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 6,1786.2k $529.0k $529.0k 0.01% Added +37 +37
57 Apeiron RIA LLC 0.17% of their portfolio Dallas, TX 5,8855.9k $503.9k $503.9k 0.17% New
58 Retirement Planning Co of New England, Inc. 0.27% of their portfolio Warwick, RI 5,2775.3k $451.8k $451.8k 0.27% Added +27 +27
59 PFG Advisors 0.04% of their portfolio Phoenix, AZ 4,9965.0k $427.8k $427.8k 0.04% Added +1.4k +1,402
60 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 4,8124.8k $412.0k $412.0k 0.03% Reduced -36 -36
61 First Horizon Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 4,2354.2k $362.6k $362.6k 0.01% Unchanged
62 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 4,1094.1k $351.0k $351.0k 0.00% New
63 WealthBridge Capital Management, LLC 0.14% of their portfolio WESTERVILLE, OH 4,0544.1k $347.1k $347.1k 0.14% New
64 COTTONWOOD CAPITAL ADVISORS, LLC 0.30% of their portfolio SALT LAKE CITY, UT 3,8143.8k $326.5k $326.5k 0.30% Added +662 +662
65 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 3,7083.7k $317.5k $317.5k 0.00% Reduced -1.1k -1,116
66 CARDIFF PARK ADVISORS, LLC 0.04% of their portfolio SAN MARCOS, CA 3,5003.5k $299.7k $299.7k 0.04% Reduced -3.0k -3,000
67 Milestone Advisory Partners 0.25% of their portfolio Southern Pines, NC 3,2273.2k $276.3k $276.3k 0.25% Unchanged
68 TEXAS PERMANENT SCHOOL FUND CORP 0.00% of their portfolio AUSTIN, TX 2,9242.9k $250.4k $250.4k 0.00% Unchanged
69 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 2,7122.7k $232.2k $232.2k 0.00% Added +9 +9
70 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 2,5692.6k $220.0k $220.0k 0.01% Added +53 +53
71 FMR LLC 0.00% of their portfolio BOSTON, MA 2,4962.5k $213.7k $213.7k 0.00% Added +1.2k +1,246
72 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 2,4682.5k $211.3k $211.3k 0.00% Reduced -1.6k -1,594
73 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.01% of their portfolio PORTLAND, OR 2,3602.4k $202.1k $202.1k 0.01% Unchanged
74 PEAPACK GLADSTONE FINANCIAL CORP 0.00% of their portfolio BEDMINSTER, NJ 2,2952.3k $204.0k $204.0k 0.00% Reduced -110 -110
75 CENTAURUS FINANCIAL, INC. 0.02% of their portfolio ANAHEIM, CA 2,2452.2k $192.0k $192.0k 0.02% Reduced -6.6k -6,597
76 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,8501.9k $158.4k $158.4k 0.00% Reduced -14.9k -14,912
77 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,8001.8k $154.1k $154.1k 0.00% Unchanged
78 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 821821 $70.4k $70.4k 0.00% New
79 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 772772 $66.1k $66.1k 0.00% Reduced -899 -899
80 Fortis Capital Advisors, LLC 0.03% of their portfolio PRAIRIE VILLAGE, KS 720720 $61.6k $61.6k 0.03% Reduced -951 -951
81 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 689689 $59.0k $59.0k 0.00% Reduced -244.8k -244,788
82 Y.D. More Investments Ltd 0.01% of their portfolio Ramat Gan, L3 630630 $53.9k $53.9k 0.01% New
83 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 627627 $54.0k $54.0k 0.00% New
84 MONTAG A & ASSOCIATES INC 0.00% of their portfolio ATLANTA, GA 438438 $37.5k $37.5k 0.00% Added +1 +1
85 LAFFER TENGLER INVESTMENTS, INC. 0.01% of their portfolio Scottsdale, AZ 341341 $29.2k $29.2k 0.01% New
86 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 328328 $28.1k $28.1k 0.00% New
87 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 250250 $15.9k $15.9k 0.00% Unchanged
88 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 229229 $19.6k $19.6k 0.00% Added +120 +120
89 TUCKER ASSET MANAGEMENT LLC 0.01% of their portfolio LITTLETON, CO 223223 $19.1k $19.1k 0.01% New
90 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 215215 $18.4k $18.4k 0.00% Added +184 +184
91 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 200200 $17.1k $17.1k 0.00% Unchanged
92 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 163163 $14.0k $14.0k 0.00% Unchanged
93 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 6868 $5.8k $5.8k 0.00% Reduced -50 -50
94 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 2222 $1.9k $1.9k 0.00% Unchanged
95 Covestor Ltd 0.00% of their portfolio LONDON, X0 00 $0 $0 0.00% Reduced -46 -46