Vault-13

ISHARES TR IAT

US REGNL BKS ETF · ETP · CUSIP 464288778

196 institutional holders +38 vs Q3 2024
6,644,8406.6m shares reported held*
$334.7mreported value*
42 new 46 added 50 reduced 12 sold out net bought ≈ $73.4m (+1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $50.36. Options: 4 managers hold calls ($7.7m notional), 5 hold puts ($14.1m).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 136Q4 22: 140Q1 23: 155Q2 23: 157Q3 23: 159Q4 23: 184Q1 24: 158Q2 24: 150Q3 24: 158Q4 24: 196196Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022136
Q4 2022140
Q1 2023155
Q2 2023157
Q3 2023159
Q4 2023184
Q1 2024158
Q2 2024150
Q3 2024158
Q4 2024196

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 98 bought or addedQ1 23: 56 cut or sold outQ2 23: 94 bought or addedQ2 23: 66 cut or sold outQ2 23Q3 23: 57 bought or addedQ3 23: 78 cut or sold outQ4 23: 97 bought or addedQ4 23: 71 cut or sold outQ4 23Q1 24: 63 bought or addedQ1 24: 94 cut or sold outQ2 24: 53 bought or addedQ2 24: 76 cut or sold outQ2 24Q3 24: 67 bought or addedQ3 24: 62 cut or sold outQ4 24: 88 bought or addedQ4 24: 62 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20239856
Q2 20239466
Q3 20235778
Q4 20239771
Q1 20246394
Q2 20245376
Q3 20246762
Q4 20248862

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ1 24 calls: $5.9mQ1 24 puts: $4.4mQ1 24P/C 0.75Q2 24 calls: $7.9mQ2 24 puts: $4.1mQ2 24P/C 0.51Q3 24 calls: $7.1mQ3 24 puts: $11.4mQ3 24P/C 1.60Q4 24 calls: $7.7mQ4 24 puts: $14.1mQ4 24P/C 1.83
Numbers
QuarterCallsPutsP/C
Q1 2024$5.9m$4.4m0.75
Q2 2024$7.9m$4.1m0.51
Q3 2024$7.1m$11.4m1.60
Q4 2024$7.7m$14.1m1.83

Biggest buyers

MORGAN STANLEY Added +220,561+220.6k
MML INVESTORS SERVICES, LLC New +213,529+213.5k
Prospera Financial Services Inc New +151,601+151.6k
MinichMacGregor Wealth Management, LLC New +139,490+139.5k
Thrivent Financial for Lutherans Added +138,809+138.8k
OSAIC HOLDINGS, INC. Added +118,934+118.9k
Adams Wealth Management New +103,563+103.6k
CacheTech Inc. New +103,563+103.6k
STIFEL FINANCIAL CORP Added +76,121+76.1k
GOLDMAN SACHS GROUP INC Added +67,733+67.7k

Biggest sellers

JPMORGAN CHASE & CO Reduced -386,861-386.9k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -78,441-78.4k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -64,693-64.7k
AMERIPRISE FINANCIAL INC Reduced -52,032-52.0k
Tower Research Capital LLC (TRC) Sold out -44,716-44.7k
GTS SECURITIES LLC Sold out -34,247-34.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -32,218-32.2k
B. Riley Wealth Advisors, Inc. Reduced -29,312-29.3k
CITADEL ADVISORS LLC Reduced -20,401-20.4k
D. E. Shaw & Co., Inc. Reduced -11,695-11.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $4.1m81.6k shares
CITADEL ADVISORS LLC Reduced $2.6m50.7k shares
JANE STREET GROUP, LLC New $871.2k17.3k shares
Squarepoint Ops LLC New $206.5k4.1k shares

Biggest puts

Annandale Capital, LLC New $6.8m136.0k shares
CITADEL ADVISORS LLC Added $3.9m78.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.7m32.8k shares
JANE STREET GROUP, LLC Reduced $1.5m29.1k shares
Squarepoint Ops LLC New $287.1k5.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 558,641558.6k $28.1m $28.1m 0.00% Added +56.8k +56,764
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 493,313493.3k $24.8m $24.8m 0.00% Added +220.6k +220,561
3 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 342,559342.6k $17.3m $17.3m 0.00% Reduced -386.9k -386,861
4 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 329,872329.9k $16.6m $16.6m 0.00% Added +62.9k +62,886
5 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 235,082235.1k $11.8m $11.8m 0.02% Reduced -5.8k -5,797
6 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 213,529213.5k $10.8m $10.8m 0.04% New
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 212,881212.9k $10.7m $10.7m 0.00% Added +63.2k +63,174
8 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 208,878208.9k $10.5m $10.5m 0.00% Added +14.9k +14,928
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 200,161200.2k $10.1m $10.1m 0.00% Added +17.6k +17,585
10 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 198,781198.8k $10.0m $10.0m 0.02% Added +118.9k +118,934
11 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 170,892170.9k $8.6m $8.6m 0.00% Added +67.7k +67,733
12 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 154,487154.5k $7.8m $7.8m 0.02% Added +138.8k +138,809
13 Prospera Financial Services Inc 0.18% of their portfolio Dallas, TX 151,601151.6k $7.6m $7.6m 0.18% New
14 MinichMacGregor Wealth Management, LLC 1.46% of their portfolio Saratoga Springs, NY 139,490139.5k $7.0m $7.0m 1.46% New
15 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 126,174126.2k $6.4m $6.4m 0.00% First filing
16 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 117,740117.7k $5.9m $5.9m 0.01% Added +5.8k +5,841
17 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 116,910116.9k $5.9m $5.9m 0.00% Reduced -52.0k -52,032
18 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 113,815113.8k $5.7m $5.7m 0.00% Reduced -78.4k -78,441
19 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 109,413109.4k $5.5m $5.5m 0.01% Added +23.7k +23,682
20 Adams Wealth Management 1.00% of their portfolio LOGAN, UT 103,563103.6k $5.2m $5.2m 1.00% New
21 CacheTech Inc. 0.98% of their portfolio LOGAN, UT 103,563103.6k $5.2m $5.2m 0.98% New
22 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 91,49791.5k $4.6m $4.6m 0.00% Added +76.1k +76,121
23 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 89,78289.8k $4.5m $4.5m 0.04% Added +9.4k +9,438
24 Gimbal Financial 3.62% of their portfolio CARMEL, IN 87,82587.8k $4.4m $4.4m 3.62% Added +1.4k +1,363
25 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 84,41684.4k $4.3m $4.3m 0.00% Reduced -20.4k -20,401
26 Cadent Capital Advisors, LLC 1.23% of their portfolio TULSA, OK 70,11570.1k $3.5m $3.5m 1.23% Added +40.5k +40,473
27 Spectrum Wealth Counsel, LLC 0.39% of their portfolio INDIANAPOLIS, IN 66,34966.3k $3.3m $3.3m 0.39% Added +694 +694
28 Independent Advisor Alliance 0.04% of their portfolio CHARLOTTE, NC 61,41661.4k $3.1m $3.1m 0.04% New
29 MARTIN & CO INC /TN/ 0.75% of their portfolio Knoxville, TN 60,48460.5k $3.0m $3.0m 0.75% Reduced -2.5k -2,525
30 Edge Capital Group, LLC 0.13% of their portfolio ATLANTA, GA 59,52859.5k $3.0m $3.0m 0.13% Added +2.7k +2,739
31 Crestwood Advisors Group, LLC 0.06% of their portfolio BOSTON, MA 58,75758.8k $3.0m $3.0m 0.06% Reduced -659 -659
32 KCM INVESTMENT ADVISORS LLC 0.09% of their portfolio GREENBRAE, CA 54,22454.2k $2.7m $2.7m 0.09% Added +2.5k +2,462
33 CX Institutional 0.11% of their portfolio AUBURN, IN 53,88253.9k $2.7m $2.7m 0.11% Reduced -5.9k -5,922
34 Norris Financial Group, LLC 1.15% of their portfolio GREENVILLE, SC 48,51448.5k $2.4m $2.4m 1.15% New
35 BANQUE PICTET & CIE SA 0.02% of their portfolio GENEVA 73, V8 47,85547.9k $2.4m $2.4m 0.02% New
36 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 43,03243.0k $2.2m $2.2m 0.00% Added +14.6k +14,599
37 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 42,97543.0k $2.2m $2.2m 0.01% New
38 Advisory Services Network, LLC 0.04% of their portfolio ATLANTA, GA 41,91241.9k $2.1m $2.1m 0.04% New
39 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 41,27041.3k $2.1m $2.1m 0.00% Added +6.8k +6,774
40 Tudor Financial Inc. 1.17% of their portfolio DAYTON, OH 39,72739.7k $2.0m $2.0m 1.17% New
41 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 34,00734.0k $1.7m $1.7m 0.02% Added +23.8k +23,769
42 bLong Financial, LLC 1.37% of their portfolio Memphis, TN 33,12733.1k $1.7m $1.7m 1.37% First filing
43 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 32,82432.8k $1.7m $1.7m 0.00% Reduced -3.3k -3,255
44 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 30,85930.9k $1.6m $1.6m 0.01% Reduced -233 -233
45 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 30,19430.2k $1.5m $1.5m 0.00% Reduced -7.1k -7,137
46 Family Firm, Inc. 0.33% of their portfolio BETHESDA, MD 29,23029.2k $1.5m $1.5m 0.33% Reduced -1.7k -1,698
47 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 28,71128.7k $1.4m $1.4m 0.00% Added +6.6k +6,587
48 CARRET ASSET MANAGEMENT, LLC 0.14% of their portfolio NEW YORK, NY 25,00525.0k $1.3m $1.3m 0.14% Reduced -4.1k -4,110
49 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 24,49824.5k $1.2m $1.2m 0.00% New
50 Mariner, LLC 0.00% of their portfolio Overland Park, KS 23,73023.7k $1.2m $1.2m 0.00% Reduced -2.3k -2,285
51 Fearless Solutions, LLC dba Best Invest 0.84% of their portfolio SAN ANTONIO, TX 21,95522.0k $1.1m $1.1m 0.84% First filing
52 Westwind Capital 0.23% of their portfolio LAS CRUCES, NM 21,19921.2k $1.1m $1.1m 0.23% New
53 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 20,02120.0k $1.0m $1.0m 0.01% New
54 AUGUSTINE ASSET MANAGEMENT INC 0.26% of their portfolio JACKSONVILLE, FL 20,00020.0k $1.0m $1.0m 0.26% Unchanged
55 1858 WEALTH MANAGEMENT, LLC 0.80% of their portfolio AKRON, OH 19,97520.0k $1.0m $1.0m 0.80% New
56 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 19,32519.3k $973.2k $973.2k 0.03% Reduced -75 -75
57 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 19,30019.3k $971.9k $971.9k 0.00% New
58 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 18,60518.6k $936.9k $936.9k 0.03% Reduced -1.7k -1,688
59 Dakota Wealth Management 0.02% of their portfolio PALM BEACH GARDENS, FL 18,48418.5k $930.9k $930.9k 0.02% Unchanged
60 CENTAURUS FINANCIAL, INC. 0.06% of their portfolio ANAHEIM, CA 18,14818.1k $914.0k $914.0k 0.06% New
61 Heritage Wealth Management, Inc. 0.30% of their portfolio CINCINNATI, OH 17,85017.9k $898.9k $898.9k 0.30% Unchanged
62 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 17,67017.7k $889.9k $889.9k 0.00% Reduced -105 -105
63 CWM, LLC 0.00% of their portfolio OMAHA, NE 16,48616.5k $830.0k $830.0k 0.00% Added +15.1k +15,100
64 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 16,45716.5k $828.8k $828.8k 0.00% Reduced -9.8k -9,833
65 AMJ Financial Wealth Management 0.22% of their portfolio LEESBURG, VA 15,81815.8k $796.6k $796.6k 0.22% Added +3.9k +3,870
66 Dentgroup LLC 0.61% of their portfolio BATON ROUGE, LA 15,75115.8k $793.2k $793.2k 0.61% Added +40 +40
67 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 14,94014.9k $752.4k $752.4k 0.01% Reduced -9.0k -8,986
68 TRANSCEND CAPITAL ADVISORS, LLC 0.05% of their portfolio MADISON, NJ 14,50014.5k $730.2k $730.2k 0.05% Unchanged
69 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 14,31014.3k $720.7k $720.7k 0.00% Reduced -32.2k -32,218
70 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 13,97414.0k $747.3k $747.3k 0.00% New
71 Cubist Systematic Strategies, LLC 0.01% of their portfolio STAMFORD, CT 12,52812.5k $630.9k $630.9k 0.01% New
72 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 12,33212.3k $621.1k $621.1k 0.02% Added +2.3k +2,304
73 North Star Investment Management Corp. 0.04% of their portfolio CHICAGO, IL 12,28012.3k $618.4k $618.4k 0.04% Unchanged
74 Apeiron RIA LLC 0.17% of their portfolio Dallas, TX 11,90311.9k $599.4k $599.4k 0.17% New
75 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 11,73011.7k $590.7k $590.7k 0.00% New
76 MONETA GROUP INVESTMENT ADVISORS LLC 0.01% of their portfolio ST LOUIS, MO 11,18411.2k $563.2k $563.2k 0.01% Reduced -163 -163
77 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 10,26210.3k $516.8k $516.8k 0.00% Added +91 +91
78 MIdWestOne Financial Group, Inc. 0.07% of their portfolio Iowa City, IA 10,19810.2k $513.6k $513.6k 0.07% Reduced -10.3k -10,337
79 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 10,06010.1k $507.0k $507.0k 0.01% New
80 SAGE FINANCIAL GROUP INC 0.04% of their portfolio W. CONSHOHOCKEN, PA 9,9239.9k $499.7k $499.7k 0.04% Added +69 +69
81 Gallagher Capital Advisors, LLC 0.35% of their portfolio Argyle, TX 9,5909.6k $482.9k $482.9k 0.35% First filing
82 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 9,1939.2k $462.9k $462.9k 0.00% Reduced -11 -11
83 Bank Pictet & Cie (Europe) AG 0.01% of their portfolio FRANKFURT AM MAIN, 2M 9,0009.0k $453.2k $453.2k 0.01% New
84 Stelac Advisory Services LLC 0.18% of their portfolio NEW YORK, NY 8,9949.0k $452.5k $452.5k 0.18% New
85 PATTEN & PATTEN INC/TN 0.03% of their portfolio CHATTANOOGA, TN 8,9358.9k $450.0k $450.0k 0.03% Unchanged
86 Kingstone Capital Partners Texas, LLC 0.36% of their portfolio FRISCO, TX 8,6848.7k $437.0k $437.0k 0.36% First filing
87 Bare Financial Services, Inc 0.17% of their portfolio GAP, PA 8,6288.6k $434.5k $434.5k 0.17% Reduced -174 -174
88 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 8,5088.5k $431.1k $431.1k 0.00% Added +6.5k +6,495
89 Sunbelt Securities, Inc. 0.04% of their portfolio HOUSTON, TX 8,1438.1k $409.8k $409.8k 0.04% New
90 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 8,0528.1k $405.5k $405.5k 0.01% Reduced -29.3k -29,312
91 Viewpoint Capital Management LLC 0.21% of their portfolio SEATTLE, WA 7,9928.0k $402.5k $402.5k 0.21% Unchanged
92 Aveo Capital Partners, LLC 0.04% of their portfolio ENGLEWOOD, CO 7,9087.9k $398.3k $398.3k 0.04% Added +876 +876
93 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 7,8077.8k $393.2k $393.2k 0.00% Added +100 +100
94 MUIRFIELD WEALTH ADVISORS LLC 0.30% of their portfolio CHARLOTTE, NC 7,2627.3k $365.7k $365.7k 0.30% New
95 High Net Worth Advisory Group LLC 0.10% of their portfolio NAPLES, FL 7,1407.1k $359.6k $359.6k 0.10% Unchanged
96 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 7,0017.0k $352.6k $352.6k 0.00% Reduced -11.7k -11,695
97 NEVILLE RODIE & SHAW INC 0.03% of their portfolio NEW YORK, NY 6,9757.0k $351.0k $351.0k 0.03% Unchanged
98 Riggs Asset Managment Co. Inc. 0.09% of their portfolio DALLAS, PA 6,8186.8k $343.1k $343.1k 0.09% New
99 Bison Wealth, LLC 0.07% of their portfolio Atlanta, GA 6,6386.6k $334.3k $334.3k 0.07% Added +12 +12
100 SYNOVUS FINANCIAL CORP 0.00% of their portfolio Columbus, GA 6,2646.3k $315.6k $315.6k 0.00% Added +39 +39