Vault-13

ISHARES TR ITA

US AER DEF ETF · ETP · CUSIP 464288760

622 institutional holders +8 vs Q1 2024
24,360,35824.4m shares reported held*
$3.2bnreported value*
48 new 225 added 191 reduced 44 sold out net sold ≈ $502.9m (-4.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($781.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $132.14. Options: 4 managers hold calls ($21.1m notional), 7 hold puts ($23.4m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 423Q4 22: 515Q1 23: 549Q2 23: 559Q3 23: 543Q4 23: 628Q1 24: 614Q2 24: 622622Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022423
Q4 2022515
Q1 2023549
Q2 2023559
Q3 2023543
Q4 2023628
Q1 2024614
Q2 2024622

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 299 bought or addedQ4 22: 124 cut or sold outQ4 22Q1 23: 313 bought or addedQ1 23: 173 cut or sold outQ2 23: 257 bought or addedQ2 23: 230 cut or sold outQ2 23Q3 23: 209 bought or addedQ3 23: 252 cut or sold outQ4 23: 319 bought or addedQ4 23: 218 cut or sold outQ4 23Q1 24: 247 bought or addedQ1 24: 278 cut or sold outQ2 24: 273 bought or addedQ2 24: 235 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022299124
Q1 2023313173
Q2 2023257230
Q3 2023209252
Q4 2023319218
Q1 2024247278
Q2 2024273235

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25m$50m$75m$100mQ3 23 calls: $77.8mQ3 23 puts: $45.5mQ3 23P/C 0.58Q4 23 calls: $94.8mQ4 23 puts: $25.6mQ4 23P/C 0.27Q1 24 calls: $87.6mQ1 24 puts: $35.8mQ1 24P/C 0.41Q2 24 calls: $21.1mQ2 24 puts: $23.4mQ2 24P/C 1.11
Numbers
QuarterCallsPutsP/C
Q3 2023$77.8m$45.5m0.58
Q4 2023$94.8m$25.6m0.27
Q1 2024$87.6m$35.8m0.41
Q2 2024$21.1m$23.4m1.11

Biggest buyers

GOLDMAN SACHS GROUP INC Added +204,124+204.1k
MILLENNIUM MANAGEMENT LLC New +88,549+88.5k
BNP PARIBAS FINANCIAL MARKETS Added +49,288+49.3k
JPMORGAN CHASE & CO Added +46,842+46.8k
Accurate Wealth Management, LLC New +45,422+45.4k
BANK OF AMERICA CORP /DE/ Added +42,674+42.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +42,142+42.1k
Focus Partners Wealth Added +36,735+36.7k
WEXFORD CAPITAL LP New +35,728+35.7k
Virtue Capital Management, LLC New +33,868+33.9k

Biggest sellers

MORGAN STANLEY Reduced -4,102,085-4.1m
Global Assets Advisory, LLC Reduced -837,853-837.9k
McElhenny Sheffield Capital Management, LLC Sold out -145,683-145.7k
CITADEL ADVISORS LLC Sold out -125,954-126.0k
Aptus Capital Advisors, LLC Reduced -70,367-70.4k
UBS Group AG Reduced -46,916-46.9k
OSAIC HOLDINGS, INC. Reduced -38,648-38.6k
Eagle Strategies LLC Sold out -29,398-29.4k
Cambridge Investment Research Advisors, Inc. Reduced -25,120-25.1k
Jefferies Financial Group Inc. Sold out -25,000-25.0k

Biggest calls

CITADEL ADVISORS LLC Reduced $9.1m68.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $8.8m66.4k shares
WOLVERINE TRADING, LLC Reduced $1.8m14.0k shares
BANK OF AMERICA CORP /DE/ New $1.4m10.7k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $11.8m89.7k shares
WOLVERINE TRADING, LLC Added $6.1m46.5k shares
CITADEL ADVISORS LLC Reduced $2.5m19.2k shares
SpiderRock Advisors, LLC New $1.3m10.0k shares
Corient Private Wealth LP Added $1.3m10.0k shares
Lido Advisors, LLC Unchanged $171.7k1.3k shares
BANK OF AMERICA CORP /DE/ Unchanged $26.4k200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.12% of their portfolio CHARLOTTE, NC 9,158,7759.2m $1.2bn $1.2bn 0.12% Added +42.7k +42,674
2 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 1,813,2431.8m $239.4m $239.4m 0.02% Reduced -4.1m -4,102,085
3 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 904,685904.7k $119.5m $119.5m 0.06% Added +30.4k +30,436
4 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 757,739757.7k $100.1m $100.1m 0.03% Added +16.1k +16,115
5 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 712,814712.8k $94.1m $94.1m 0.02% Added +3.2k +3,168
6 UBS Group AG 0.02% of their portfolio ZURICH, V8 530,878530.9k $70.1m $70.1m 0.02% Reduced -46.9k -46,916
7 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 528,114528.1k $69.7m $69.7m 0.00% Added +46.8k +46,842
8 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 510,329510.3k $67.4m $67.4m 0.02% Added +3.7k +3,720
9 Richard Bernstein Advisors LLC 1.48% of their portfolio NEW YORK, NY 506,369506.4k $66.9m $66.9m 1.48% Reduced -25.0k -24,960
10 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 340,509340.5k $45.0m $45.0m 0.01% Added +204.1k +204,124
11 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 301,401301.4k $39.8m $39.8m 0.04% Added +7.0k +6,979
12 OSAIC HOLDINGS, INC. 0.09% of their portfolio SCOTTSDALE, AZ 294,881294.9k $39.0m $39.0m 0.09% Reduced -38.6k -38,648
13 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 278,314278.3k $36.8m $36.8m 0.06% Added +8.9k +8,925
14 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 265,122265.1k $35.0m $35.0m 0.01% Reduced -10.0k -9,955
15 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 246,200246.2k $32.5m $32.5m 0.02% Added +27.1k +27,071
16 MML INVESTORS SERVICES, LLC 0.12% of their portfolio SPRINGFIELD, MA 225,808225.8k $29.8m $29.8m 0.12% Added +10.8k +10,758
17 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 221,043221.0k $29.2m $29.2m 0.07% Added +15.4k +15,396
18 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 193,869193.9k $25.6m $25.6m 0.04% Added +32.0k +31,969
19 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 156,347156.3k $20.6m $20.6m 0.03% Reduced -15.1k -15,099
20 Rockefeller Capital Management L.P. 0.06% of their portfolio NEW YORK, NY 155,572155.6k $20.5m $20.5m 0.06% Reduced -22.3k -22,349
21 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 150,061150.1k $19.8m $19.8m 0.02% Added +49.3k +49,288
22 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 147,028147.0k $19.4m $19.4m 0.03% Reduced -18.8k -18,805
23 SPC Financial, Inc. 1.69% of their portfolio ROCKVILLE, MD 137,988138.0k $18.2m $18.2m 1.69% Added +908 +908
24 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 127,621127.6k $16.9m $16.9m 0.02% Added +7.5k +7,456
25 Janney Capital Management LLC 1.15% of their portfolio PITTSBURGH, PA 123,696123.7k $16.3m $16.3m 1.15% Reduced -2.5k -2,469
26 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 112,657112.7k $14.9m $14.9m 0.05% Reduced -25.1k -25,120
27 Cadent Capital Advisors, LLC 5.30% of their portfolio TULSA, OK 98,74398.7k $13.0m $13.0m 5.30% Added +2.1k +2,083
28 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.26% of their portfolio PORTLAND, OR 96,70596.7k $12.8m $12.8m 0.26% Reduced -3.0k -3,019
29 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 94,64694.6k $12.5m $12.5m 0.03% Reduced -4.8k -4,817
30 Advisory Services Network, LLC 0.25% of their portfolio ATLANTA, GA 90,76190.8k $12.0m $12.0m 0.25% Reduced -2.0k -1,999
31 BENJAMIN F. EDWARDS & COMPANY, INC. 0.21% of their portfolio ST. LOUIS, MO 89,72489.7k $11.8m $11.8m 0.21% Added +3.3k +3,345
32 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 88,54988.5k $11.7m $11.7m 0.01% New
33 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 81,92781.9k $10.8m $10.8m 0.03% Reduced -3.9k -3,854
34 MinichMacGregor Wealth Management, LLC 2.50% of their portfolio Saratoga Springs, NY 77,58977.6k $10.2m $10.2m 2.50% Reduced -2.5k -2,496
35 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 77,56277.6k $10.2m $10.2m 0.01% Added +8.2k +8,177
36 AVANTAX ADVISORY SERVICES, INC. 0.07% of their portfolio DALLAS, TX 77,24177.2k $10.2m $10.2m 0.07% Added +818 +818
37 Chicago Wealth Management, Inc. 5.56% of their portfolio CHICAGO, IL 73,17673.2k $9.7m $9.7m 5.56% Added +2.2k +2,187
38 Ocean Park Asset Management, LLC 0.43% of their portfolio SANTA MONICA, CA 68,73668.7k $9.1m $9.1m 0.43% Unchanged
39 Diversify Advisory Services, LLC 0.48% of their portfolio SANDY, UT 65,88065.9k $8.7m $8.7m 0.48% Added +12.9k +12,941
40 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 64,54964.5k $8.5m $8.5m 0.01% Added +42.1k +42,142
41 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 64,47764.5k $8.5m $8.5m 0.06% Added +4.5k +4,538
42 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 55,81055.8k $7.4m $7.4m 0.02% Reduced -10.0k -9,980
43 Phoenix Financial Ltd. 0.11% of their portfolio Givatayim, L3 55,75755.8k $7.4m $7.4m 0.11% Added +99 +99
44 INDEPENDENT FINANCIAL GROUP, LLC 0.29% of their portfolio SAN DIEGO, CA 55,34055.3k $7.3m $7.3m 0.29% Added +998 +998
45 ARRIEN INVESTMENTS, INC. 5.39% of their portfolio BOISE, ID 52,19852.2k $6.9m $6.9m 5.39% Added +3.5k +3,500
46 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 50,07450.1k $6.6m $6.6m 0.02% Added +32.5k +32,539
47 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 49,30849.3k $6.4m $6.4m 0.04% Added +1.2k +1,215
48 Focus Partners Wealth 0.02% of their portfolio ST LOUIS, MO 46,37046.4k $6.2m $6.2m 0.02% Added +36.7k +36,735
49 Accurate Wealth Management, LLC 1.46% of their portfolio WESLEY CHAPEL, FL 45,42245.4k $6.1m $6.1m 1.46% New
50 Atria Wealth Solutions, Inc. 0.07% of their portfolio NEW YORK, NY 44,43544.4k $5.9m $5.9m 0.07% Reduced -4.6k -4,624
51 Mariner, LLC 0.01% of their portfolio Overland Park, KS 44,43144.4k $5.9m $5.9m 0.01% Added +46 +46
52 Prospera Financial Services Inc 0.16% of their portfolio Dallas, TX 43,50143.5k $5.7m $5.7m 0.16% Added +10.2k +10,213
53 OPPENHEIMER & CO INC 0.08% of their portfolio NEW YORK, NY 39,86939.9k $5.3m $5.3m 0.08% Reduced -763 -763
54 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.08% of their portfolio ST. LOUIS, MO 39,45139.5k $5.2m $5.2m 0.08% Added +2.3k +2,307
55 Veltria Advisors Corp. 1.81% of their portfolio MIAMI, FL 38,10438.1k $5.0m $5.0m 1.81% Reduced -17.4k -17,369
56 FOCUS Wealth Advisors, LLC 2.56% of their portfolio HOUSTON, TX 37,71637.7k $5.0m $5.0m 2.56% Added +1.6k +1,632
57 Bedell Frazier Investment Counselling, LLC 1.19% of their portfolio Walnut Creek, CA 37,31937.3k $4.9m $4.9m 1.19% Reduced -2.3k -2,265
58 Sanctuary Advisors, LLC 0.04% of their portfolio INDIANAPOLIS, IN 37,21237.2k $4.8m $4.8m 0.04% First filing
59 HERBST GROUP, LLC 2.98% of their portfolio WESTPORT, CT 37,13337.1k $4.9m $4.9m 2.98% Reduced -1.5k -1,494
60 Bluesphere Advisors LLC 2.47% of their portfolio EAST NORRITON, PA 36,73736.7k $4.9m $4.9m 2.47% Added +670 +670
61 WealthCare Investment Partners, LLC 2.24% of their portfolio PORTSMOUTH, RI 36,53936.5k $4.8m $4.8m 2.24% Reduced -749 -749
62 5th Street Advisors, LLC 2.51% of their portfolio Southport, CT 36,32336.3k $4.8m $4.8m 2.51% Added +657 +657
63 WEXFORD CAPITAL LP 1.19% of their portfolio WEST PALM BEACH, FL 35,72835.7k $4.7m $4.7m 1.19% New
64 MRA Advisory Group 2.61% of their portfolio PARSIPPANY, NJ 34,50234.5k $4.6m $4.6m 2.61% Reduced -759 -759
65 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 34,09234.1k $4.5m $4.5m 0.01% Reduced -405 -405
66 Virtue Capital Management, LLC 0.81% of their portfolio BRENTWOOD, TN 33,86833.9k $4.7m $4.7m 0.81% New
67 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 32,84332.8k $4.3m $4.3m 0.00% Added +8.8k +8,811
68 D.A. DAVIDSON & CO. 0.04% of their portfolio GREAT FALLS, MT 32,81532.8k $4.3m $4.3m 0.04% Added +7.0k +6,968
69 Well Done, LLC 0.88% of their portfolio HOLLAND, MI 31,99032.0k $4.2m $4.2m 0.88% Added +161 +161
70 San Luis Wealth Advisors LLC 1.00% of their portfolio SAN LUIS OBISPO, CA 31,49731.5k $4.2m $4.2m 1.00% New
71 Fifth Third Securities, Inc. 0.38% of their portfolio Cincinnati, OH 31,27631.3k $4.1m $4.1m 0.38% Reduced -903 -903
72 Arkadios Wealth Advisors 0.28% of their portfolio ATLANTA, GA 30,85630.9k $4.1m $4.1m 0.28% Added +25.2k +25,222
73 Yarbrough Capital, LLC 0.17% of their portfolio FRANKLIN, TN 30,39330.4k $4.0m $4.0m 0.17% Unchanged
74 PARAGON FINANCIAL PARTNERS, INC. 3.10% of their portfolio WOODLAND HILLS, CA 30,13430.1k $4.0m $4.0m 3.10% Reduced -124 -124
75 GARNET EQUITY CAPITAL HOLDINGS, INC. 3.04% of their portfolio NEW YORK, NY 30,00030.0k $4.0m $4.0m 3.04% Unchanged
76 BANQUE PICTET & CIE SA 0.04% of their portfolio GENEVA 73, V8 28,85028.9k $3.8m $3.8m 0.04% Added +590 +590
77 CWM, LLC 0.02% of their portfolio OMAHA, NE 27,92527.9k $3.7m $3.7m 0.02% Added +114 +114
78 Equitable Holdings, Inc. 0.04% of their portfolio NEW YORK, NY 27,76027.8k $3.7m $3.7m 0.04% Added +1.3k +1,333
79 Principle Wealth Partners LLC 0.28% of their portfolio MADISON, CT 27,60727.6k $3.6m $3.6m 0.28% Added +2.3k +2,253
80 TAP Consulting, LLC 0.75% of their portfolio KIRKWOOD, MO 27,03127.0k $3.6m $3.6m 0.75% Added +11.0k +10,955
81 Prime Capital Investment Advisors, LLC 0.05% of their portfolio OVERLAND PARK, KS 26,36426.4k $3.5m $3.5m 0.05% Reduced -2.6k -2,563
82 NewEdge Wealth, LLC 0.08% of their portfolio STAMFORD, CT 26,27226.3k $3.5m $3.5m 0.08% Reduced -565 -565
83 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 25,17625.2k $3.4m $3.4m 0.00% Added +3.2k +3,205
84 B. Riley Wealth Advisors, Inc. 0.08% of their portfolio MEMPHIS, TN 24,75324.8k $3.3m $3.3m 0.08% Added +3.1k +3,066
85 SCOTIA CAPITAL INC. 0.02% of their portfolio TORONTO, A6 24,08624.1k $3.2m $3.2m 0.02% Added +533 +533
86 JMAC ENTERPRISES LLC 0.55% of their portfolio NEWTOWN, PA 23,77823.8k $3.1m $3.1m 0.55% Added +169 +169
87 Wealth Quarterback LLC 1.78% of their portfolio TOMS RIVER, NJ 23,76223.8k $3.1m $3.1m 1.78% Added +18.9k +18,891
88 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 23,12023.1k $3.1m $3.1m 0.03% Added +386 +386
89 Financial Partners Group, Inc 0.48% of their portfolio Overland Park, KS 23,06823.1k $3.0m $3.0m 0.48% Added +844 +844
90 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 22,96223.0k $3.0m $3.0m 0.02% Added +1.5k +1,463
91 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 22,92522.9k $3.0m $3.0m 0.04% Reduced -1.2k -1,226
92 BigSur Wealth Management LLC 0.92% of their portfolio MIAMI, FL 22,68522.7k $3.0m $3.0m 0.92% Unchanged
93 Bristlecone Advisors, LLC 0.26% of their portfolio BELLEVUE, WA 22,68322.7k $3.0m $3.0m 0.26% Added +480 +480
94 Geneos Wealth Management Inc. 0.13% of their portfolio ENGLEWOOD, CO 22,44122.4k $3.0m $3.0m 0.13% Reduced -1.1k -1,108
95 HARBOUR INVESTMENTS, INC. 0.10% of their portfolio MADISON, WI 22,40522.4k $3.0m $3.0m 0.10% Added +258 +258
96 DUMONT & BLAKE INVESTMENT ADVISORS LLC 0.41% of their portfolio PRINCETON, NJ 22,16722.2k $2.9m $2.9m 0.41% Added +11.1k +11,144
97 Dynamic Advisor Solutions LLC 0.09% of their portfolio PHOENIX, AZ 21,98222.0k $2.9m $2.9m 0.09% Reduced -1.2k -1,233
98 PHILADELPHIA TRUST CO 0.22% of their portfolio PHILADELPHIA, PA 21,73521.7k $2.9m $2.9m 0.22% Reduced -346 -346
99 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 21,26321.3k $2.8m $2.8m 0.01% Reduced -1.4k -1,419
100 PRUDENTIAL PLC 0.02% of their portfolio LONDON, X0 21,05021.1k $2.8m $2.8m 0.02% New