Vault-13

ISHARES TR ITA

US AER DEF ETF · ETP · CUSIP 464288760

614 institutional holders -14 vs Q4 2023
28,962,87129.0m shares reported held*
$3.7bnreported value*
55 new 192 added 211 reduced 67 sold out net sold ≈ $10.5m (+761.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($797.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $128.10. Options: 7 managers hold calls ($87.6m notional), 9 hold puts ($35.8m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 423Q4 22: 515Q1 23: 549Q2 23: 559Q3 23: 543Q4 23: 628Q1 24: 614614Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022423
Q4 2022515
Q1 2023549
Q2 2023559
Q3 2023543
Q4 2023628
Q1 2024614

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 299 bought or addedQ4 22: 124 cut or sold outQ4 22Q1 23: 313 bought or addedQ1 23: 173 cut or sold outQ1 23Q2 23: 257 bought or addedQ2 23: 230 cut or sold outQ2 23Q3 23: 209 bought or addedQ3 23: 252 cut or sold outQ3 23Q4 23: 319 bought or addedQ4 23: 218 cut or sold outQ4 23Q1 24: 247 bought or addedQ1 24: 278 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022299124
Q1 2023313173
Q2 2023257230
Q3 2023209252
Q4 2023319218
Q1 2024247278

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ2 23 calls: $121.9mQ2 23 puts: $74.7mQ2 23P/C 0.61Q3 23 calls: $77.8mQ3 23 puts: $45.5mQ3 23P/C 0.58Q4 23 calls: $94.8mQ4 23 puts: $25.6mQ4 23P/C 0.27Q1 24 calls: $87.6mQ1 24 puts: $35.8mQ1 24P/C 0.41
Numbers
QuarterCallsPutsP/C
Q2 2023$121.9m$74.7m0.61
Q3 2023$77.8m$45.5m0.58
Q4 2023$94.8m$25.6m0.27
Q1 2024$87.6m$35.8m0.41

Biggest buyers

MORGAN STANLEY Added +1,914,746+1.9m
Global Assets Advisory, LLC New +843,655+843.7k
BANK OF AMERICA CORP /DE/ Added +461,085+461.1k
McElhenny Sheffield Capital Management, LLC New +145,683+145.7k
Cetera Investment Advisers Added +142,141+142.1k
Aptus Capital Advisors, LLC Added +70,892+70.9k
Cadent Capital Advisors, LLC Added +64,260+64.3k
Baird Financial Group, Inc. Added +54,141+54.1k
Rockefeller Capital Management L.P. Added +50,923+50.9k
RAYMOND JAMES & ASSOCIATES Added +31,825+31.8k

Biggest sellers

JPMORGAN CHASE & CO Reduced -1,524,814-1.5m
ENVESTNET ASSET MANAGEMENT INC Reduced -203,104-203.1k
BNP PARIBAS FINANCIAL MARKETS Reduced -199,280-199.3k
Cetera Advisor Networks LLC Sold out -133,788-133.8k
Cetera Advisors LLC Sold out -98,071-98.1k
CITIGROUP INC Reduced -79,210-79.2k
Clark Capital Management Group, Inc. Sold out -73,080-73.1k
Perigon Wealth Management, LLC Reduced -72,744-72.7k
FERGUSON WELLMAN CAPITAL MANAGEMENT, INC Reduced -68,526-68.5k
Evolution Wealth Advisors, LLC Reduced -59,498-59.5k

Biggest calls

GOLDMAN SACHS GROUP INC Unchanged $34.5m261.3k shares
CITIGROUP INC Unchanged $17.2m130.0k shares
CITADEL ADVISORS LLC Reduced $15.0m113.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $13.8m104.6k shares
WOLVERINE TRADING, LLC Reduced $7.1m53.6k shares
Cutler Group LLC / CA Reduced $141.0k9.4k shares
Twin Tree Management, LP New $13.2k100 shares

Biggest puts

Twin Tree Management, LP New $12.9m98.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $10.9m82.3k shares
CITADEL ADVISORS LLC Reduced $7.5m56.5k shares
CAPITAL FUND MANAGEMENT S.A. Reduced $2.2m16.9k shares
Corient Private Wealth LP New $1.1m8.5k shares
WOLVERINE TRADING, LLC Reduced $1.0m7.6k shares
Lido Advisors, LLC Unchanged $171.5k1.3k shares
BANK OF AMERICA CORP /DE/ New $26.4k200 shares
Cutler Group LLC / CA Added $03.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.12% of their portfolio CHARLOTTE, NC 9,116,1019.1m $1.2bn $1.2bn 0.12% Added +461.1k +461,085
2 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 5,915,3285.9m $780.4m $780.4m 0.02% Added +1.9m +1,914,746
3 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 874,249874.2k $115.3m $115.3m 0.06% Reduced -44.7k -44,668
4 Global Assets Advisory, LLC 0.25% of their portfolio ORLANDO, FL 843,655843.7k $6.4k $6.4k 0.25% New
5 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 741,624741.6k $97.9m $97.9m 0.03% Reduced -51.1k -51,060
6 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 709,646709.6k $93.6m $93.6m 0.02% Reduced -7.6k -7,581
7 UBS Group AG 0.03% of their portfolio ZURICH, V8 577,794577.8k $76.2m $76.2m 0.03% Reduced -20.2k -20,172
8 Richard Bernstein Advisors LLC 1.50% of their portfolio NEW YORK, NY 531,329531.3k $70.1m $70.1m 1.50% Reduced -27.6k -27,573
9 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 506,609506.6k $66.8m $66.8m 0.02% Added +6.4k +6,416
10 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 481,272481.3k $63.5m $63.5m 0.00% Reduced -1.5m -1,524,814
11 OSAIC HOLDINGS, INC. 0.10% of their portfolio SCOTTSDALE, AZ 333,529333.5k $44.0m $44.0m 0.10% Reduced -44.4k -44,362
12 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 294,422294.4k $38.8m $38.8m 0.04% Added +9.3k +9,308
13 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 275,077275.1k $36.3m $36.3m 0.01% Reduced -203.1k -203,104
14 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 269,389269.4k $35.5m $35.5m 0.06% Added +5.3k +5,273
15 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 219,129219.1k $28.9m $28.9m 0.02% Added +31.8k +31,825
16 MML INVESTORS SERVICES, LLC 0.12% of their portfolio SPRINGFIELD, MA 215,050215.1k $28.4m $28.4m 0.12% Reduced -48.3k -48,305
17 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 205,647205.6k $27.1m $27.1m 0.06% Added +142.1k +142,141
18 Rockefeller Capital Management L.P. 0.07% of their portfolio NEW YORK, NY 177,921177.9k $23.5m $23.5m 0.07% Added +50.9k +50,923
19 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 171,446171.4k $22.6m $22.6m 0.03% Added +16.6k +16,629
20 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 165,833165.8k $21.9m $21.9m 0.04% Reduced -11.4k -11,366
21 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 161,900161.9k $21.4m $21.4m 0.03% Reduced -14.8k -14,841
22 McElhenny Sheffield Capital Management, LLC 6.84% of their portfolio DALLAS, TX 145,683145.7k $19.2m $19.2m 6.84% New
23 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 137,777137.8k $18.2m $18.2m 0.07% Reduced -7.6k -7,595
24 SPC Financial, Inc. 1.70% of their portfolio ROCKVILLE, MD 137,080137.1k $18.1m $18.1m 1.70% Added +1.3k +1,262
25 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 136,385136.4k $18.0m $18.0m 0.00% Added +4.2k +4,206
26 Janney Capital Management LLC 1.11% of their portfolio PITTSBURGH, PA 126,165126.2k $16.6m $16.6m 1.11% Reduced -4.1k -4,132
27 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 125,954126.0k $16.6m $16.6m 0.02% Added +28.3k +28,282
28 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 120,165120.2k $15.9m $15.9m 0.02% Reduced -489 -489
29 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 100,773100.8k $13.3m $13.3m 0.02% Reduced -199.3k -199,280
30 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.27% of their portfolio PORTLAND, OR 99,72499.7k $13.2m $13.2m 0.27% Reduced -68.5k -68,526
31 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 99,46399.5k $13.1m $13.1m 0.03% Added +54.1k +54,141
32 Cadent Capital Advisors, LLC 5.10% of their portfolio TULSA, OK 96,66096.7k $12.8m $12.8m 5.10% Added +64.3k +64,260
33 Advisory Services Network, LLC 0.27% of their portfolio ATLANTA, GA 92,76092.8k $12.2m $12.2m 0.27% Reduced -225 -225
34 BENJAMIN F. EDWARDS & COMPANY, INC. 0.21% of their portfolio ST. LOUIS, MO 86,37986.4k $11.4m $11.4m 0.21% Added +1.2k +1,159
35 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 85,78185.8k $11.3m $11.3m 0.03% Reduced -168 -168
36 MinichMacGregor Wealth Management, LLC 2.68% of their portfolio Saratoga Springs, NY 80,08580.1k $10.5m $10.5m 2.68% Reduced -1.6k -1,572
37 AVANTAX ADVISORY SERVICES, INC. 0.09% of their portfolio DALLAS, TX 76,42376.4k $10.1m $10.1m 0.09% Added +8.7k +8,716
38 Aptus Capital Advisors, LLC 0.20% of their portfolio FAIRHOPE, AL 70,99271.0k $9.4m $9.4m 0.20% Added +70.9k +70,892
39 Chicago Wealth Management, Inc. 5.56% of their portfolio CHICAGO, IL 70,98971.0k $9.4m $9.4m 5.56% Added +568 +568
40 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 69,38569.4k $9.2m $9.2m 0.01% Reduced -79.2k -79,210
41 Ocean Park Asset Management, LLC 0.43% of their portfolio SANTA MONICA, CA 68,73668.7k $9.1m $9.1m 0.43% Unchanged
42 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 65,79065.8k $8.7m $8.7m 0.03% Added +6.9k +6,862
43 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 59,93959.9k $7.9m $7.9m 0.06% Added +2.2k +2,229
44 Phoenix Financial Ltd. 0.10% of their portfolio Givatayim, L3 55,65855.7k $7.3m $7.3m 0.10% Added +19.4k +19,411
45 Veltria Advisors Corp. 1.89% of their portfolio MIAMI, FL 55,47355.5k $7.3m $7.3m 1.89% Added +17.4k +17,407
46 INDEPENDENT FINANCIAL GROUP, LLC 0.33% of their portfolio SAN DIEGO, CA 54,34254.3k $7.2m $7.2m 0.33% Reduced -1.6k -1,561
47 Diversify Advisory Services, LLC 0.41% of their portfolio SANDY, UT 52,93952.9k $6.9m $6.9m 0.41% First filing
48 Atria Wealth Solutions, Inc. 0.07% of their portfolio NEW YORK, NY 49,05949.1k $6.5m $6.5m 0.07% Added +1.8k +1,805
49 ARRIEN INVESTMENTS, INC. 5.07% of their portfolio BOISE, ID 48,69848.7k $6.4m $6.4m 5.07% Reduced -1.4k -1,414
50 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 48,09348.1k $6.3m $6.3m 0.04% Reduced -478 -478
51 Mariner, LLC 0.01% of their portfolio Overland Park, KS 44,38544.4k $5.9m $5.9m 0.01% Reduced -8.8k -8,813
52 OPPENHEIMER & CO INC 0.09% of their portfolio NEW YORK, NY 40,63240.6k $5.4m $5.4m 0.09% Added +2.6k +2,642
53 Bedell Frazier Investment Counselling, LLC 1.31% of their portfolio Walnut Creek, CA 39,58439.6k $5.2m $5.2m 1.31% Reduced -617 -617
54 HERBST GROUP, LLC 3.15% of their portfolio WESTPORT, CT 38,62738.6k $5.1m $5.1m 3.15% Reduced -3.9k -3,903
55 WealthCare Investment Partners, LLC 2.38% of their portfolio PORTSMOUTH, RI 37,28837.3k $4.9m $4.9m 2.38% Added +1.3k +1,275
56 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.07% of their portfolio ST. LOUIS, MO 37,14437.1k $4.9m $4.9m 0.07% Reduced -490 -490
57 FOCUS Wealth Advisors, LLC 2.55% of their portfolio HOUSTON, TX 36,08436.1k $4.8m $4.8m 2.55% Added +1.4k +1,432
58 Bluesphere Advisors LLC 2.64% of their portfolio EAST NORRITON, PA 36,06736.1k $4.8m $4.8m 2.64% Added +967 +967
59 5th Street Advisors, LLC 2.67% of their portfolio Southport, CT 35,66635.7k $4.7m $4.7m 2.67% Added +6.1k +6,096
60 MRA Advisory Group 2.78% of their portfolio PARSIPPANY, NJ 35,26135.3k $4.7m $4.7m 2.78% Added +969 +969
61 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 34,49734.5k $4.6m $4.6m 0.01% Reduced -6.7k -6,652
62 Prospera Financial Services Inc 0.13% of their portfolio Dallas, TX 33,28833.3k $4.4m $4.4m 0.13% Added +5.9k +5,905
63 Fifth Third Securities, Inc. 0.41% of their portfolio Cincinnati, OH 32,17932.2k $4.2m $4.2m 0.41% Reduced -16.5k -16,549
64 Well Done, LLC 0.83% of their portfolio HOLLAND, MI 31,82931.8k $4.2m $4.2m 0.83% Reduced -101 -101
65 Yarbrough Capital, LLC 0.17% of their portfolio FRANKLIN, TN 30,39330.4k $4.0m $4.0m 0.17% Unchanged
66 PARAGON FINANCIAL PARTNERS, INC. 3.29% of their portfolio WOODLAND HILLS, CA 30,25830.3k $4.0m $4.0m 3.29% Added +470 +470
67 GARNET EQUITY CAPITAL HOLDINGS, INC. 3.35% of their portfolio NEW YORK, NY 30,00030.0k $4.0m $4.0m 3.35% Unchanged
68 Eagle Strategies LLC 0.86% of their portfolio NEW YORK, NY 29,39829.4k $3.9m $3.9m 0.86% New
69 Prime Capital Investment Advisors, LLC 0.05% of their portfolio OVERLAND PARK, KS 28,92728.9k $3.8m $3.8m 0.05% Reduced -1.9k -1,901
70 BANQUE PICTET & CIE SA 0.04% of their portfolio GENEVA 73, V8 28,26028.3k $3.7m $3.7m 0.04% New
71 CWM, LLC 0.02% of their portfolio OMAHA, NE 27,81127.8k $3.7m $3.7m 0.02% Added +170 +170
72 NewEdge Wealth, LLC 0.08% of their portfolio STAMFORD, CT 26,83726.8k $3.5m $3.5m 0.08% New
73 Equitable Holdings, Inc. 0.04% of their portfolio NEW YORK, NY 26,42726.4k $3.5m $3.5m 0.04% Reduced -5.8k -5,845
74 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 25,84725.8k $3.4m $3.4m 0.03% Added +11.9k +11,925
75 Principle Wealth Partners LLC 0.26% of their portfolio MADISON, CT 25,35425.4k $3.3m $3.3m 0.26% Added +322 +322
76 Jefferies Financial Group Inc. 0.07% of their portfolio NEW YORK, NY 25,00025.0k $3.3m $3.3m 0.07% Reduced -15.3k -15,324
77 WESPAC Advisors, LLC 1.92% of their portfolio ORINDA, CA 24,98525.0k $3.3m $3.3m 1.92% Added +2.2k +2,194
78 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 24,15124.2k $3.2m $3.2m 0.04% Reduced -707 -707
79 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 24,03224.0k $3.2m $3.2m 0.00% Added +2.0k +2,018
80 LINCOLN NATIONAL CORP 0.05% of their portfolio RADNOR, PA 23,98424.0k $3.2m $3.2m 0.05% Added +625 +625
81 JMAC ENTERPRISES LLC 0.58% of their portfolio NEWTOWN, PA 23,60923.6k $3.1m $3.1m 0.58% Added +422 +422
82 SCOTIA CAPITAL INC. 0.02% of their portfolio TORONTO, A6 23,55323.6k $3.1m $3.1m 0.02% Added +1.2k +1,193
83 Geneos Wealth Management Inc. 0.14% of their portfolio ENGLEWOOD, CO 23,54923.5k $3.1m $3.1m 0.14% Added +1.0k +1,012
84 Apollon Wealth Management, LLC 0.10% of their portfolio MOUNT PLEASANT, SC 23,45523.5k $3.1m $3.1m 0.10% Added +2.2k +2,248
85 Dynamic Advisor Solutions LLC 0.10% of their portfolio PHOENIX, AZ 23,21523.2k $3.1m $3.1m 0.10% Added +2.4k +2,444
86 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 22,73422.7k $3.0m $3.0m 0.03% Added +4.2k +4,203
87 BigSur Wealth Management LLC 0.94% of their portfolio MIAMI, FL 22,68522.7k $3.0m $3.0m 0.94% Unchanged
88 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 22,68222.7k $3.0m $3.0m 0.01% Added +1.4k +1,399
89 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 22,40722.4k $3.0m $3.0m 0.00% Added +15.4k +15,389
90 Financial Partners Group, Inc 0.47% of their portfolio Overland Park, KS 22,22422.2k $2.9m $2.9m 0.47% Added +184 +184
91 Bristlecone Advisors, LLC 0.26% of their portfolio BELLEVUE, WA 22,20322.2k $2.9m $2.9m 0.26% Added +1.3k +1,301
92 HARBOUR INVESTMENTS, INC. 0.10% of their portfolio MADISON, WI 22,14722.1k $2.9m $2.9m 0.10% Added +7.5k +7,477
93 PHILADELPHIA TRUST CO 0.23% of their portfolio PHILADELPHIA, PA 22,08122.1k $2.9m $2.9m 0.23% Reduced -511 -511
94 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 21,97122.0k $2.9m $2.9m 0.00% Added +9.8k +9,771
95 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 21,85221.9k $2.9m $2.9m 0.02% Added +2.4k +2,371
96 B. Riley Wealth Advisors, Inc. 0.06% of their portfolio MEMPHIS, TN 21,68721.7k $2.3m $2.3m 0.06% Reduced -889 -889
97 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 21,49921.5k $2.8m $2.8m 0.02% Reduced -1.1k -1,096
98 Lido Advisors, LLC 0.03% of their portfolio Los Angeles, CA 21,45821.5k $2.8m $2.8m 0.03% Reduced -560 -560
99 TD Waterhouse Canada Inc. 0.02% of their portfolio TORONTO, A6 21,39021.4k $2.8m $2.8m 0.02% Reduced -178 -178
100 INTERACTIVE FINANCIAL ADVISORS, INC. 1.50% of their portfolio New Lenox, IL 20,59720.6k $2.7m $2.7m 1.50% Reduced -37.8k -37,759