Vault-13

ISHARES TR ITA

US AER DEF ETF · ETP · CUSIP 464288760

549 institutional holders +34 vs Q4 2022
26,868,91826.9m shares reported held*
$3.1bnreported value*
80 new 233 added 130 reduced 43 sold out net bought ≈ $886.9m (+7.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($907.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $115.16. Options: 8 managers hold calls ($114.2m notional), 9 hold puts ($61.2m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 423Q4 22: 515Q1 23: 549549Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022423
Q4 2022515
Q1 2023549

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 299 bought or addedQ4 22: 124 cut or sold outQ4 22Q1 23: 313 bought or addedQ1 23: 173 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022299124
Q1 2023313173

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ3 22 calls: $26.7mQ3 22 puts: $10.2mQ3 22P/C 0.38Q4 22 calls: $45.8mQ4 22 puts: $14.1mQ4 22P/C 0.31Q1 23 calls: $114.2mQ1 23 puts: $61.2mQ1 23P/C 0.54
Numbers
QuarterCallsPutsP/C
Q3 2022$26.7m$10.2m0.38
Q4 2022$45.8m$14.1m0.31
Q1 2023$114.2m$61.2m0.54

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +4,117,204+4.1m
MENORA MIVTACHIM HOLDINGS LTD. New +1,271,500+1.3m
Migdal Insurance & Financial Holdings Ltd. Added +605,000+605.0k
GOLDMAN SACHS GROUP INC Added +274,189+274.2k
MORGAN STANLEY Added +257,172+257.2k
BANK OF MONTREAL /CAN/ Added +198,250+198.2k
MML INVESTORS SERVICES, LLC Added +125,601+125.6k
WELLS FARGO & COMPANY/MN Added +114,655+114.7k
CITIGROUP INC Added +107,480+107.5k
SURIENCE PRIVATE WEALTH LLC New +96,614+96.6k

Biggest sellers

D. E. Shaw & Co., Inc. Reduced -389,600-389.6k
DISCOVERY CAPITAL MANAGEMENT, LLC / CT Sold out -224,500-224.5k
Twin Tree Management, LP Reduced -184,874-184.9k
JPMORGAN CHASE & CO Reduced -165,584-165.6k
MIRABELLA FINANCIAL SERVICES LLP Sold out -125,816-125.8k
Intrua Financial, LLC Sold out -50,750-50.8k
CX Institutional Sold out -43,764-43.8k
Baird Financial Group, Inc. Reduced -36,116-36.1k
Prime Capital Investment Advisors, LLC Reduced -34,509-34.5k
Sumitomo Mitsui Trust Group, Inc. Sold out -32,204-32.2k

Biggest calls

Brevan Howard Capital Management LP New $44.9m390.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $26.4m229.4k shares
CITADEL ADVISORS LLC Added $22.4m194.6k shares
CITIGROUP INC New $15.0m130.0k shares
WOLVERINE TRADING, LLC Added $3.2m27.9k shares
CAPITAL FUND MANAGEMENT S.A. New $2.3m19.6k shares
BANK OF AMERICA CORP /DE/ New $69.0k600 shares
Cutler Group LLC / CA Added $35.0k6.5k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $16.2m140.9k shares
CITIGROUP INC New $15.0m130.0k shares
Brevan Howard Capital Management LP New $15.0m130.0k shares
CITADEL ADVISORS LLC Added $10.3m89.2k shares
WOLVERINE TRADING, LLC Added $2.2m18.9k shares
CAPITAL FUND MANAGEMENT S.A. New $2.0m17.5k shares
BANK OF AMERICA CORP /DE/ Added $345.2k3.0k shares
Atria Wealth Solutions, Inc. New $273.8k2.5k shares
Cutler Group LLC / CA Reduced $12.0k11.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.11% of their portfolio CHARLOTTE, NC 8,116,8048.1m $934.1m $934.1m 0.11% Added +4.1m +4,117,204
2 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 1,851,8301.9m $213.1m $213.1m 0.02% Added +257.2k +257,172
3 MENORA MIVTACHIM HOLDINGS LTD. 1.51% of their portfolio Ramat Gan, L3 1,271,5001.3m $146.3m $146.3m 1.51% New
4 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 921,775921.8k $106.1m $106.1m 0.03% Added +63.7k +63,664
5 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 892,021892.0k $102.7m $102.7m 0.08% Added +1.2k +1,167
6 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 866,094866.1k $99.7m $99.7m 0.01% Reduced -165.6k -165,584
7 UBS Group AG 0.04% of their portfolio ZURICH, V8 713,081713.1k $82.1m $82.1m 0.04% Added +95.5k +95,483
8 Richard Bernstein Advisors LLC 1.62% of their portfolio NEW YORK, NY 665,555665.6k $76.6m $76.6m 1.62% Added +19.1k +19,110
9 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 650,626650.6k $74.9m $74.9m 0.02% Added +114.7k +114,655
10 Migdal Insurance & Financial Holdings Ltd. 1.54% of their portfolio Petach Tikva, L3 605,230605.2k $69.7m $69.7m 1.54% Added +605.0k +605,000
11 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 449,835449.8k $51.8m $51.8m 0.02% Added +92.4k +92,388
12 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 398,764398.8k $45.9m $45.9m 0.01% Added +274.2k +274,189
13 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 364,683364.7k $42.0m $42.0m 0.01% Added +68.2k +68,188
14 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 351,346351.3k $40.5m $40.5m 0.08% Added +88.8k +88,762
15 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 241,281241.3k $27.8m $27.8m 0.06% Reduced -20.7k -20,684
16 MML INVESTORS SERVICES, LLC 0.18% of their portfolio SPRINGFIELD, MA 224,063224.1k $25.8m $25.8m 0.18% Added +125.6k +125,601
17 CSM Advisors, LLC 2.15% of their portfolio WARRENDALE, PA 215,300215.3k $24.8m $24.8m 2.15% Unchanged
18 NSI Retail Advisors, LLC 5.39% of their portfolio WARRENDALE, PA 215,300215.3k $24.8m $24.8m 5.39% Unchanged
19 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 210,690210.7k $24.2m $24.2m 0.03% Added +73.3k +73,276
20 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 205,840205.8k $23.7m $23.7m 0.01% Added +198.2k +198,250
21 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 205,623205.6k $23.7m $23.7m 0.02% Added +57.3k +57,291
22 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 204,869204.9k $23.6m $23.6m 0.04% Added +48.1k +48,088
23 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.58% of their portfolio PORTLAND, OR 200,182200.2k $23.0m $23.0m 0.58% Reduced -5.3k -5,350
24 Main Management Fund Advisors LLC 8.90% of their portfolio SAN FRANCISCO, CA 177,500177.5k $20.4m $20.4m 8.90% Added +33.0k +33,000
25 Janney Capital Management LLC 1.29% of their portfolio PITTSBURGH, PA 149,123149.1k $17.2m $17.2m 1.29% Added +73.2k +73,249
26 Cambridge Investment Research Advisors, Inc. 0.08% of their portfolio FAIRFIELD, IA 143,392143.4k $16.5m $16.5m 0.08% Reduced -28.4k -28,445
27 Ocean Park Asset Management, LLC 1.39% of their portfolio SANTA MONICA, CA 129,500129.5k $14.9m $14.9m 1.39% Added +68.6k +68,600
28 Cetera Advisor Networks LLC 0.11% of their portfolio EL SEGUNDO, CA 127,006127.0k $14.6m $14.6m 0.11% Added +3.0k +3,047
29 Main Management LLC 1.53% of their portfolio SAN FRANCISCO, CA 125,500125.5k $14.4m $14.4m 1.53% Added +5.5k +5,500
30 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 122,203122.2k $14.1m $14.1m 0.02% Added +10.8k +10,759
31 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 110,109110.1k $12.7m $12.7m 0.02% Added +32.1k +32,067
32 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 108,772108.8k $12.5m $12.5m 0.02% Added +107.5k +107,480
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 105,982106.0k $12.2m $12.2m 0.02% Added +92.6k +92,597
34 SURIENCE PRIVATE WEALTH LLC 17.00% of their portfolio YAKIMA, WA 96,61496.6k $11.1m $11.1m 17.00% New
35 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 89,94389.9k $10.4m $10.4m 0.02% Added +10 +10
36 MERCER GLOBAL ADVISORS INC /ADV 0.05% of their portfolio DENVER, CO 88,77488.8k $10.2m $10.2m 0.05% Reduced -12.1k -12,149
37 MinichMacGregor Wealth Management, LLC 3.34% of their portfolio Saratoga Springs, NY 87,65887.7k $10.1m $10.1m 3.34% Added +87.1k +87,075
38 McElhenny Sheffield Capital Management, LLC 5.24% of their portfolio DALLAS, TX 86,41486.4k $9.9m $9.9m 5.24% Added +86.4k +86,383
39 Cetera Advisors LLC 0.15% of their portfolio DENVER, CO 79,74779.7k $9.2m $9.2m 0.15% Added +26.4k +26,401
40 Evolution Wealth Advisors, LLC 2.19% of their portfolio AVENTURA, FL 79,31679.3k $9.1m $9.1m 2.19% Reduced -2.5k -2,550
41 Portfolio Strategies, Inc. 1.72% of their portfolio MONTVALE, NJ 76,74876.7k $8.8m $8.8m 1.72% New
42 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 76,23776.2k $8.8m $8.8m 0.02% Added +4.5k +4,478
43 Fifth Third Securities, Inc. 0.99% of their portfolio Cincinnati, OH 75,11775.1k $8.6m $8.6m 0.99% Added +48.4k +48,424
44 AVANTAX ADVISORY SERVICES, INC. 0.10% of their portfolio DALLAS, TX 74,08074.1k $8.5m $8.5m 0.10% Reduced -1.6k -1,587
45 Clark Capital Management Group, Inc. 0.09% of their portfolio PHILADELPHIA, PA 72,90972.9k $8.4m $8.4m 0.09% Added +15.6k +15,610
46 Black Swift Group, LLC 2.88% of their portfolio BOULDER, CO 70,70070.7k $8.3m $8.3m 2.88% Added +6.6k +6,553
47 Chicago Wealth Management, Inc. 6.15% of their portfolio CHICAGO, IL 67,22667.2k $7.7m $7.7m 6.15% Added +33.7k +33,657
48 BENJAMIN F. EDWARDS & COMPANY, INC. 0.32% of their portfolio ST. LOUIS, MO 66,07566.1k $7.6m $7.6m 0.32% Added +7.5k +7,481
49 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 63,55563.6k $7.3m $7.3m 0.08% Reduced -1.8k -1,753
50 Perigon Wealth Management, LLC 0.40% of their portfolio SAN FRANCISCO, CA 61,33061.3k $7.1m $7.1m 0.40% Added +1.2k +1,211
51 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 61,02561.0k $7.0m $7.0m 0.07% Added +17.8k +17,840
52 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 57,40657.4k $6.6m $6.6m 0.03% Added +13.2k +13,232
53 SCOTIA CAPITAL INC. 0.05% of their portfolio TORONTO, A6 57,20157.2k $6.6m $6.6m 0.05% Reduced -2.5k -2,497
54 Norris Financial Group, LLC 4.71% of their portfolio GREENVILLE, SC 55,82855.8k $6.4m $6.4m 4.71% Added +2.6k +2,581
55 MEITAV INVESTMENT HOUSE LTD 0.10% of their portfolio BENE-BERAQ, L3 52,43652.4k $6.0m $6.0m 0.10% Reduced -354 -354
56 Atria Investments, Inc 0.11% of their portfolio Charlotte, NC 50,87250.9k $5.9m $5.9m 0.11% Added +41.7k +41,707
57 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 49,75649.8k $5.7m $5.7m 0.05% Added +3.3k +3,257
58 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 47,68147.7k $5.5m $5.5m 0.01% Added +340 +340
59 BLAIR WILLIAM & CO/IL 0.02% of their portfolio CHICAGO, IL 47,65647.7k $5.5m $5.5m 0.02% Added +209 +209
60 TD Waterhouse Canada Inc. 0.06% of their portfolio TORONTO, A6 47,17147.2k $5.5m $5.5m 0.06% Added +1.7k +1,727
61 ARRIEN INVESTMENTS, INC. 5.25% of their portfolio BOISE, ID 46,83646.8k $5.4m $5.4m 5.25% First filing
62 Sterling Manor Financial, LLC 5.15% of their portfolio Saratoga Springs, NY 46,11746.1k $5.3m $5.3m 5.15% Added +5.8k +5,800
63 INDEPENDENT FINANCIAL GROUP, LLC 0.42% of their portfolio SAN DIEGO, CA 46,07546.1k $5.3m $5.3m 0.42% Added +9.5k +9,463
64 Bedell Frazier Investment Counselling, LLC 1.55% of their portfolio Walnut Creek, CA 45,86445.9k $5.3m $5.3m 1.55% Added +34 +34
65 Atria Wealth Solutions, Inc. 0.08% of their portfolio NEW YORK, NY 44,79644.8k $5.2m $5.2m 0.08% Added +11.6k +11,602
66 Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD 1.16% of their portfolio Tel Aviv, L3 44,30044.3k $5.1m $5.1m 1.16% Unchanged
67 Fulcrum Equity Management 2.34% of their portfolio PLANO, TX 43,26843.3k $5.0m $5.0m 2.34% Added +19.7k +19,712
68 HERBST GROUP, LLC 3.46% of their portfolio WESTPORT, CT 42,51942.5k $4.9m $4.9m 3.46% Added +86 +86
69 Gladstone Institutional Advisory LLC 0.30% of their portfolio Bedminster, NJ 40,13840.1k $4.6m $4.6m 0.30% Added +36.7k +36,685
70 Mariner, LLC 0.01% of their portfolio Overland Park, KS 38,78838.8k $4.5m $4.5m 0.01% Added +13.6k +13,578
71 Segment Wealth Management, LLC 0.50% of their portfolio HOUSTON, TX 38,26738.3k $4.4m $4.4m 0.50% Reduced -797 -797
72 Veltria Advisors Corp. 1.75% of their portfolio MIAMI, FL 37,78837.8k $4.3m $4.3m 1.75% Reduced -17 -17
73 SMI Advisory Services, LLC 1.38% of their portfolio COLUMBUS, IN 36,85736.9k $4.1m $4.1m 1.38% New
74 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 36,62136.6k $4.2m $4.2m 0.02% Added +12.0k +11,994
75 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 36,01836.0k $4.1m $4.1m 0.01% Reduced -36.1k -36,116
76 Well Done, LLC 0.89% of their portfolio HOLLAND, MI 35,83335.8k $4.1m $4.1m 0.89% New
77 Steward Partners Investment Advisory, LLC 0.06% of their portfolio STAMFORD, CT 34,65834.7k $4.0m $4.0m 0.06% Reduced -24.4k -24,413
78 Qube Research & Technologies Ltd 0.02% of their portfolio LONDON, X0 34,65734.7k $4.0m $4.0m 0.02% Added +27.4k +27,356
79 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.06% of their portfolio ST. LOUIS, MO 33,73033.7k $3.9m $3.9m 0.06% Added +4.7k +4,689
80 NewEdge Advisors, LLC 0.05% of their portfolio NEW ORLEANS, LA 33,46933.5k $3.8m $3.8m 0.05% Added +2.5k +2,512
81 PHILADELPHIA TRUST CO 0.38% of their portfolio PHILADELPHIA, PA 32,66532.7k $3.8m $3.8m 0.38% Reduced -173 -173
82 Tower Research Capital LLC (TRC) 0.12% of their portfolio NEW YORK, NY 32,49732.5k $3.7m $3.7m 0.12% Added +437 +437
83 Deane Retirement Strategies, Inc. 2.06% of their portfolio NEW ORLEANS, LA 32,44332.4k $3.7m $3.7m 2.06% Added +209 +209
84 MRA Advisory Group 2.57% of their portfolio PARSIPPANY, NJ 30,92630.9k $3.6m $3.6m 2.57% Reduced -2.2k -2,153
85 Yarbrough Capital, LLC 0.28% of their portfolio FRANKLIN, TN 30,39330.4k $3.5m $3.5m 0.28% Unchanged
86 Aptus Capital Advisors, LLC 0.10% of their portfolio FAIRHOPE, AL 29,77029.8k $3.4m $3.4m 0.10% Added +29.7k +29,670
87 Equitable Holdings, Inc. 0.05% of their portfolio NEW YORK, NY 29,25529.3k $3.4m $3.4m 0.05% Added +9.1k +9,087
88 Global Financial Private Client, LLC 1.76% of their portfolio Sarasota, FL 29,21729.2k $3.4m $3.4m 1.76% Reduced -4.8k -4,787
89 Snowden Capital Advisors LLC 0.13% of their portfolio New York, NY 28,44128.4k $3.3m $3.3m 0.13% Reduced -3.6k -3,618
90 STEPHENS INC /AR/ 0.06% of their portfolio LITTLE ROCK, AR 28,18628.2k $3.2m $3.2m 0.06% Reduced -15.3k -15,267
91 Federation des caisses Desjardins du Quebec 0.04% of their portfolio LEVIS, A8 27,96028.0k $3.2m $3.2m 0.04% Reduced -8.4k -8,409
92 WealthCare Investment Partners, LLC 1.94% of their portfolio PORTSMOUTH, RI 27,92827.9k $3.2m $3.2m 1.94% Added +6.9k +6,910
93 CWM, LLC 0.02% of their portfolio OMAHA, NE 27,75327.8k $3.2m $3.2m 0.02% Reduced -999 -999
94 NEIRG Wealth Management, LLC 0.55% of their portfolio NORTH ANDOVER, MA 27,57027.6k $3.2m $3.2m 0.55% Reduced -851 -851
95 OPPENHEIMER & CO INC 0.07% of their portfolio NEW YORK, NY 26,90826.9k $3.1m $3.1m 0.07% Added +2.7k +2,651
96 Bluesphere Advisors LLC 2.50% of their portfolio EAST NORRITON, PA 26,16226.2k $3.0m $3.0m 2.50% Added +425 +425
97 Ignite Planners, LLC 1.23% of their portfolio SAN CLEMENTE, CA 25,96026.0k $3.0m $3.0m 1.23% Added +73 +73
98 PARAGON FINANCIAL PARTNERS, INC. 3.06% of their portfolio WOODLAND HILLS, CA 25,40225.4k $2.9m $2.9m 3.06% Reduced -191 -191
99 VICUS CAPITAL 0.31% of their portfolio STATE COLLEGE, PA 25,20425.2k $2.9m $2.9m 0.31% Added +20.7k +20,696
100 LINCOLN NATIONAL CORP 0.06% of their portfolio RADNOR, PA 25,14025.1k $2.9m $2.9m 0.06% Added +3.6k +3,592