Vault-13

ISHARES TR ITA

US AER DEF ETF · ETP · CUSIP 464288760

515 institutional holders +92 vs Q3 2022
19,114,25519.1m shares reported held*
$2.1bnreported value*
107 new 192 added 92 reduced 32 sold out net bought ≈ $358.4m (+3.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($931.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $111.73. Options: 4 managers hold calls ($45.8m notional), 5 hold puts ($14.1m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 423Q4 22: 515515Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022423
Q4 2022515

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ3 22 calls: $26.7mQ3 22 puts: $10.2mQ3 22P/C 0.38Q4 22 calls: $45.8mQ4 22 puts: $14.1mQ4 22P/C 0.31
Numbers
QuarterCallsPutsP/C
Q3 2022$26.7m$10.2m0.38
Q4 2022$45.8m$14.1m0.31

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +449,396+449.4k
D. E. Shaw & Co., Inc. Added +393,800+393.8k
CSM Advisors, LLC New +215,300+215.3k
NSI Retail Advisors, LLC New +215,300+215.3k
DISCOVERY CAPITAL MANAGEMENT, LLC / CT Added +171,500+171.5k
LPL Financial LLC Added +165,733+165.7k
Main Management Fund Advisors LLC New +144,500+144.5k
WELLS FARGO & COMPANY/MN Added +141,862+141.9k
Twin Tree Management, LP Added +130,388+130.4k
UBS Group AG Added +125,966+126.0k

Biggest sellers

Migdal Insurance & Financial Holdings Ltd. Reduced -799,313-799.3k
ExodusPoint Capital Management, LP Sold out -98,963-99.0k
One01 Capital, LP Sold out -95,400-95.4k
MILLENNIUM MANAGEMENT LLC Sold out -27,870-27.9k
WNY Asset Management, LLC Reduced -25,318-25.3k
CITADEL ADVISORS LLC Reduced -23,175-23.2k
MIRABELLA FINANCIAL SERVICES LLP Reduced -20,509-20.5k
FIRST NATIONAL CORP /MA/ /ADV Reduced -17,781-17.8k
CAPTRUST FINANCIAL ADVISORS Reduced -17,263-17.3k
HRT FINANCIAL LP Sold out -8,071-8.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $32.8m292.9k shares
CITADEL ADVISORS LLC Reduced $9.9m88.6k shares
WOLVERINE TRADING, LLC New $3.0m27.2k shares
Cutler Group LLC / CA Reduced $34.0k6.0k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $6.8m61.0k shares
CITADEL ADVISORS LLC Added $6.1m54.4k shares
WOLVERINE TRADING, LLC New $1.0m9.3k shares
BANK OF AMERICA CORP /DE/ New $179.0k1.6k shares
Cutler Group LLC / CA Added $14.0k26.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.06% of their portfolio CHARLOTTE, NC 3,999,6004.0m $447.4m $447.4m 0.06% Added +449.4k +449,396
2 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 1,594,6581.6m $178.4m $178.4m 0.02% Added +42.7k +42,748
3 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 1,031,6781.0m $115.4m $115.4m 0.02% Added +33.6k +33,650
4 LPL Financial LLC 0.09% of their portfolio FORT MILL, SC 890,854890.9k $99.7m $99.7m 0.09% Added +165.7k +165,733
5 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 858,111858.1k $96.0m $96.0m 0.03% Added +101.6k +101,580
6 Richard Bernstein Advisors LLC 1.62% of their portfolio NEW YORK, NY 646,445646.4k $72.3m $72.3m 1.62% Added +23.6k +23,624
7 UBS Group AG 0.03% of their portfolio ZURICH, V8 617,598617.6k $69.1m $69.1m 0.03% Added +126.0k +125,966
8 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 535,971536.0k $60.0m $60.0m 0.02% Added +141.9k +141,862
9 D. E. Shaw & Co., Inc. 0.08% of their portfolio New York, NY 396,800396.8k $44.4m $44.4m 0.08% Added +393.8k +393,800
10 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 357,447357.4k $40.0m $40.0m 0.02% Added +67.0k +67,011
11 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 296,495296.5k $33.2m $33.2m 0.01% Added +49.1k +49,118
12 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 262,584262.6k $29.4m $29.4m 0.06% Added +47.1k +47,052
13 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 261,965262.0k $29.3m $29.3m 0.07% Added +43.1k +43,094
14 DISCOVERY CAPITAL MANAGEMENT, LLC / CT 3.73% of their portfolio SOUTH NORWALK, CT 224,500224.5k $25.1m $25.1m 3.73% Added +171.5k +171,500
15 CSM Advisors, LLC 2.31% of their portfolio WARRENDALE, PA 215,300215.3k $24.1m $24.1m 2.31% New
16 NSI Retail Advisors, LLC 5.69% of their portfolio WARRENDALE, PA 215,300215.3k $24.1m $24.1m 5.69% New
17 Twin Tree Management, LP 0.71% of their portfolio DALLAS, TX 205,797205.8k $23.0m $23.0m 0.71% Added +130.4k +130,388
18 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.60% of their portfolio PORTLAND, OR 205,532205.5k $23.0m $23.0m 0.60% Added +85.6k +85,601
19 Cambridge Investment Research Advisors, Inc. 0.10% of their portfolio FAIRFIELD, IA 171,837171.8k $19.2m $19.2m 0.10% Added +35.3k +35,259
20 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 156,781156.8k $17.5m $17.5m 0.04% Added +12.6k +12,632
21 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 148,332148.3k $16.6m $16.6m 0.02% Added +13.1k +13,145
22 Main Management Fund Advisors LLC 10.19% of their portfolio SAN FRANCISCO, CA 144,500144.5k $16.2m $16.2m 10.19% New
23 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 137,414137.4k $15.4m $15.4m 0.02% Added +13.3k +13,349
24 MIRABELLA FINANCIAL SERVICES LLP 1.26% of their portfolio London, X0 125,816125.8k $14.1m $14.1m 1.26% Reduced -20.5k -20,509
25 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 124,575124.6k $13.9m $13.9m 0.00% Added +20.3k +20,259
26 Cetera Advisor Networks LLC 0.11% of their portfolio EL SEGUNDO, CA 123,959124.0k $13.9m $13.9m 0.11% Added +25.9k +25,867
27 Main Management LLC 1.55% of their portfolio SAN FRANCISCO, CA 120,000120.0k $13.4m $13.4m 1.55% Added +119.9k +119,900
28 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 111,444111.4k $12.5m $12.5m 0.02% Added +10.3k +10,339
29 MERCER GLOBAL ADVISORS INC /ADV 0.06% of their portfolio DENVER, CO 100,923100.9k $11.3m $11.3m 0.06% Added +3.7k +3,744
30 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 98,46298.5k $11.0m $11.0m 0.07% Added +7.9k +7,905
31 BNP PARIBAS FINANCIAL MARKETS 0.03% of their portfolio PARIS, I0 89,93389.9k $10.1m $10.1m 0.03% Added +35.2k +35,195
32 Evolution Wealth Advisors, LLC 2.31% of their portfolio AVENTURA, FL 81,86681.9k $9.2m $9.2m 2.31% Unchanged
33 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 78,04278.0k $8.7m $8.7m 0.02% Reduced -1.2k -1,152
34 Janney Capital Management LLC 0.61% of their portfolio PITTSBURGH, PA 75,87475.9k $8.5m $8.5m 0.61% New
35 AVANTAX ADVISORY SERVICES, INC. 0.11% of their portfolio DALLAS, TX 75,66775.7k $8.5m $8.5m 0.11% Reduced -4.4k -4,416
36 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 72,13472.1k $8.1m $8.1m 0.02% Added +7.6k +7,570
37 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 71,75971.8k $8.0m $8.0m 0.02% Added +8.3k +8,280
38 Kestra Advisory Services, LLC 0.06% of their portfolio AUSTIN, TX 65,30865.3k $7.3m $7.3m 0.06% Added +5.2k +5,178
39 Black Swift Group, LLC 2.87% of their portfolio BOULDER, CO 64,14764.1k $7.2m $7.2m 2.87% New
40 Ocean Park Asset Management, LLC 0.43% of their portfolio SANTA MONICA, CA 60,90060.9k $6.8m $6.8m 0.43% New
41 Perigon Wealth Management, LLC 0.21% of their portfolio SAN FRANCISCO, CA 60,11960.1k $6.7m $6.7m 0.21% New
42 SCOTIA CAPITAL INC. 0.05% of their portfolio TORONTO, A6 59,69859.7k $6.7m $6.7m 0.05% Added +14.3k +14,287
43 Steward Partners Investment Advisory, LLC 0.11% of their portfolio STAMFORD, CT 59,07159.1k $6.6m $6.6m 0.11% Added +33.3k +33,254
44 BENJAMIN F. EDWARDS & COMPANY, INC. 0.29% of their portfolio ST. LOUIS, MO 58,59458.6k $6.6m $6.6m 0.29% Added +3.3k +3,263
45 Clark Capital Management Group, Inc. 0.06% of their portfolio PHILADELPHIA, PA 57,29957.3k $6.4m $6.4m 0.06% New
46 Prime Capital Investment Advisors, LLC 0.23% of their portfolio OVERLAND PARK, KS 54,84854.8k $6.1m $6.1m 0.23% Added +33.8k +33,837
47 Cetera Advisors LLC 0.11% of their portfolio DENVER, CO 53,34653.3k $6.0m $6.0m 0.11% Added +12.4k +12,365
48 Norris Financial Group, LLC 5.04% of their portfolio GREENVILLE, SC 53,24753.2k $6.0m $6.0m 5.04% New
49 MEITAV INVESTMENT HOUSE LTD 0.10% of their portfolio BENE-BERAQ, L3 52,79052.8k $5.9m $5.9m 0.10% Unchanged
50 Intrua Financial, LLC 1.28% of their portfolio Houston, TX 50,75050.8k $5.5m $5.5m 1.28% New
51 BLAIR WILLIAM & CO/IL 0.02% of their portfolio CHICAGO, IL 47,44747.4k $5.3m $5.3m 0.02% Added +2.1k +2,147
52 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 47,34147.3k $5.3m $5.3m 0.01% Reduced -7.7k -7,681
53 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 46,49946.5k $5.2m $5.2m 0.05% Added +28.5k +28,464
54 Bedell Frazier Investment Counselling, LLC 1.34% of their portfolio Walnut Creek, CA 45,83045.8k $5.1m $5.1m 1.34% Reduced -157 -157
55 TD Waterhouse Canada Inc. 0.07% of their portfolio TORONTO, A6 45,44445.4k $5.9m $5.9m 0.07% Added +34.7k +34,684
56 Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD 1.15% of their portfolio Tel Aviv, L3 44,30044.3k $5.0m $5.0m 1.15% Unchanged
57 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 44,17444.2k $4.9m $4.9m 0.02% Added +5.6k +5,578
58 CX Institutional 0.30% of their portfolio AUBURN, IN 43,76443.8k $4.9m $4.9m 0.30% New
59 STEPHENS INC /AR/ 0.10% of their portfolio LITTLE ROCK, AR 43,45343.5k $4.9m $4.9m 0.10% Added +39.1k +39,125
60 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 43,18543.2k $382.0k $382.0k 0.01% Added +2.3k +2,321
61 HERBST GROUP, LLC 3.84% of their portfolio WESTPORT, CT 42,43342.4k $4.7m $4.7m 3.84% Added +257 +257
62 Sterling Manor Financial, LLC 5.01% of their portfolio Saratoga Springs, NY 40,31740.3k $4.5m $4.5m 5.01% New
63 Schonfeld Strategic Advisors LLC 0.04% of their portfolio NEW YORK, NY 39,10039.1k $4.4m $4.4m 0.04% Added +8.5k +8,500
64 Segment Wealth Management, LLC 0.51% of their portfolio HOUSTON, TX 39,06439.1k $4.4m $4.4m 0.51% Reduced -295 -295
65 Veltria Advisors Corp. 1.75% of their portfolio MIAMI, FL 37,80537.8k $4.2m $4.2m 1.75% Added +8.7k +8,693
66 INDEPENDENT FINANCIAL GROUP, LLC 0.35% of their portfolio SAN DIEGO, CA 36,61236.6k $4.1m $4.1m 0.35% Reduced -6.3k -6,277
67 Federation des caisses Desjardins du Quebec 0.05% of their portfolio LEVIS, A8 36,36936.4k $4.1m $4.1m 0.05% Reduced -3.5k -3,465
68 Global Financial Private Client, LLC 2.13% of their portfolio Sarasota, FL 34,00434.0k $3.8m $3.8m 2.13% Added +4.1k +4,058
69 Chicago Wealth Management, Inc. 3.24% of their portfolio CHICAGO, IL 33,56933.6k $3.8m $3.8m 3.24% New
70 Atria Wealth Solutions, Inc. 0.06% of their portfolio NEW YORK, NY 33,19433.2k $3.7m $3.7m 0.06% Added +3.3k +3,277
71 MRA Advisory Group 2.91% of their portfolio PARSIPPANY, NJ 33,07933.1k $3.7m $3.7m 2.91% Added +20 +20
72 PHILADELPHIA TRUST CO 0.39% of their portfolio PHILADELPHIA, PA 32,83832.8k $3.7m $3.7m 0.39% New
73 Deane Retirement Strategies, Inc. 2.01% of their portfolio NEW ORLEANS, LA 32,23432.2k $3.6m $3.6m 2.01% New
74 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 32,20432.2k $3.6m $3.6m 0.00% New
75 Tower Research Capital LLC (TRC) 0.15% of their portfolio NEW YORK, NY 32,06032.1k $3.6m $3.6m 0.15% Added +26.0k +26,025
76 Snowden Capital Advisors LLC 0.15% of their portfolio New York, NY 32,05932.1k $3.6m $3.6m 0.15% Added +13.0k +13,016
77 NewEdge Advisors, LLC 0.08% of their portfolio NEW ORLEANS, LA 30,95731.0k $2.9m $2.9m 0.08% Added +6.3k +6,267
78 Yarbrough Capital, LLC 0.27% of their portfolio FRANKLIN, TN 30,39330.4k $3.4m $3.4m 0.27% Unchanged
79 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.05% of their portfolio ST. LOUIS, MO 29,04129.0k $3.2m $3.2m 0.05% Added +2.2k +2,190
80 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 28,83328.8k $3.2m $3.2m 0.01% Added +12.4k +12,397
81 CWM, LLC 0.02% of their portfolio OMAHA, NE 28,75228.8k $3.2m $3.2m 0.02% Added +79 +79
82 Psagot Value Holdings Ltd. / (Israel) 0.94% of their portfolio Tel Aviv, L3 28,45828.5k $3.2m $3.2m 0.94% New
83 NEIRG Wealth Management, LLC 0.60% of their portfolio NORTH ANDOVER, MA 28,42128.4k $3.2m $3.2m 0.60% Reduced -791 -791
84 Fifth Third Securities, Inc. 0.39% of their portfolio Cincinnati, OH 26,69326.7k $3.0m $3.0m 0.39% Added +1.2k +1,213
85 Ignite Planners, LLC 1.23% of their portfolio SAN CLEMENTE, CA 25,88725.9k $2.9m $2.9m 1.23% Added +14.8k +14,824
86 Bluesphere Advisors LLC 2.55% of their portfolio EAST NORRITON, PA 25,73725.7k $2.9m $2.9m 2.55% Added +3.8k +3,844
87 PARAGON FINANCIAL PARTNERS, INC. 3.17% of their portfolio WOODLAND HILLS, CA 25,59325.6k $2.9m $2.9m 3.17% Added +58 +58
88 Mariner, LLC 0.01% of their portfolio Overland Park, KS 25,21025.2k $2.8m $2.8m 0.01% Added +18.6k +18,559
89 Private Wealth Advisors, LLC 1.21% of their portfolio Fresno, CA 25,18825.2k $2.8m $2.8m 1.21% Added +605 +605
90 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 24,62724.6k $2.8m $2.8m 0.01% Reduced -17.3k -17,263
91 OPPENHEIMER & CO INC 0.06% of their portfolio NEW YORK, NY 24,25724.3k $2.7m $2.7m 0.06% Added +3.7k +3,718
92 INTERACTIVE FINANCIAL ADVISORS, INC. 1.61% of their portfolio New Lenox, IL 23,98124.0k $2.7m $2.7m 1.61% Added +932 +932
93 Fulcrum Equity Management 2.16% of their portfolio PLANO, TX 23,55623.6k $2.6m $2.6m 2.16% New
94 JMAC ENTERPRISES LLC 0.71% of their portfolio NEWTOWN, PA 23,10223.1k $2.6m $2.6m 0.71% Added +488 +488
95 B. Riley Wealth Advisors, Inc. 0.07% of their portfolio MEMPHIS, TN 22,98823.0k $2.6m $2.6m 0.07% Added +586 +586
96 USAdvisors Wealth Management, LLC 1.22% of their portfolio EDEN PRAIRIE, MN 22,54322.5k $2.5m $2.5m 1.22% Added +6.5k +6,523
97 BigSur Wealth Management LLC 1.20% of their portfolio MIAMI, FL 22,30022.3k $2.5m $2.5m 1.20% Added +1.7k +1,700
98 Main Street Financial Solutions, LLC 0.38% of their portfolio NEWTOWN, PA 21,74821.7k $2.4m $2.4m 0.38% Added +1.5k +1,457
99 LINCOLN NATIONAL CORP 0.05% of their portfolio RADNOR, PA 21,54821.5k $2.4m $2.4m 0.05% Added +3.3k +3,345
100 IFP Advisors, Inc 0.12% of their portfolio TAMPA, FL 21,49221.5k $4.3m $4.3m 0.12% Added +10.7k +10,731