Vault-13

ISHARES TR RXI

GLB CNS DISC ETF · ETP · CUSIP 464288745

72 institutional holders +4 vs Q2 2024
732,047732.0k shares reported held*
$129.9mreported value*
9 new 15 added 21 reduced 6 sold out net bought ≈ $3.8m (+21.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $177.44.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 69Q4 22: 66Q1 23: 63Q2 23: 69Q3 23: 66Q4 23: 63Q1 24: 68Q2 24: 68Q3 24: 7272Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202269
Q4 202266
Q1 202363
Q2 202369
Q3 202366
Q4 202363
Q1 202468
Q2 202468
Q3 202472

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 21 bought or addedQ4 22: 34 cut or sold outQ1 23: 17 bought or addedQ1 23: 25 cut or sold outQ1 23Q2 23: 29 bought or addedQ2 23: 28 cut or sold outQ3 23: 19 bought or addedQ3 23: 28 cut or sold outQ3 23Q4 23: 26 bought or addedQ4 23: 23 cut or sold outQ1 24: 24 bought or addedQ1 24: 25 cut or sold outQ1 24Q2 24: 31 bought or addedQ2 24: 32 cut or sold outQ3 24: 24 bought or addedQ3 24: 27 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222134
Q1 20231725
Q2 20232928
Q3 20231928
Q4 20232623
Q1 20242425
Q2 20243132
Q3 20242427

Biggest buyers

GTS SECURITIES LLC Added +12,449+12.4k
FLOW TRADERS U.S. LLC New +12,200+12.2k
BANK OF AMERICA CORP /DE/ Added +5,752+5.8k
Mirae Asset Global Investments Co., Ltd. New +4,080+4.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +3,624+3.6k
MORGAN STANLEY Added +3,224+3.2k
JANE STREET GROUP, LLC Added +3,051+3.1k
BANK OF MONTREAL /CAN/ Added +2,885+2.9k
Bulltick Wealth Management, LLC New +2,673+2.7k
CITADEL ADVISORS LLC Added +2,010+2.0k

Biggest sellers

PGIM Custom Harvest LLC Reduced -19,696-19.7k
Advisors Preferred, LLC Sold out -7,387-7.4k
Corient Private Wealth LP Reduced -2,156-2.2k
OSAIC HOLDINGS, INC. Reduced -1,451-1.5k
Clearstead Advisors, LLC Reduced -1,446-1.4k
JPMORGAN CHASE & CO Reduced -1,446-1.4k
SCOTIA CAPITAL INC. Reduced -771-771
TORONTO DOMINION BANK Sold out -629-629
Gladstone Institutional Advisory LLC Reduced -556-556
NewEdge Advisors, LLC Reduced -468-468

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock Portfolio Management LLC 13G · institution -2.7 pts · filed 2026-10-27 12.7% -2.7 pts 203.7k≈ $39.3m 2026-10-27

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock, Inc. 0.00% of their portfolio New York, NY 309,290309.3k $54.9m $54.9m 0.00% First filing
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 62,51462.5k $11.1m $11.1m 0.00% Added +3.2k +3,224
3 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 60,34860.3k $10.7m $10.7m 0.02% Added +3.1k +3,051
4 PGIM Custom Harvest LLC 0.15% of their portfolio NEWARK, NJ 41,76641.8k $7.4m $7.4m 0.15% Reduced -19.7k -19,696
5 GTS SECURITIES LLC 0.09% of their portfolio NEW YORK, NY 25,63725.6k $4.5m $4.5m 0.09% Added +12.4k +12,449
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 24,01224.0k $4.3m $4.3m 0.00% Added +5.8k +5,752
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 15,84715.8k $2.8m $2.8m 0.00% Reduced -113 -113
8 Slow Capital, Inc. 0.40% of their portfolio GREENBRAE, CA 14,84814.8k $2.6m $2.6m 0.40% Added +146 +146
9 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 14,02014.0k $2.5m $2.5m 0.01% Added +128 +128
10 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 12,96013.0k $2.3m $2.3m 0.01% Added +646 +646
11 FLOW TRADERS U.S. LLC 0.11% of their portfolio NEW YORK, NY 12,20012.2k $2.2m $2.2m 0.11% New
12 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 11,29811.3k $2.0m $2.0m 0.00% Reduced -1.4k -1,446
13 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 10,06710.1k $1.8m $1.8m 0.00% Added +49 +49
14 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 8,7828.8k $1.6m $1.6m 0.00% Added +2.0k +2,010
15 Frank, Rimerman Advisors LLC 0.08% of their portfolio Palo Alto, CA 6,2996.3k $1.1m $1.1m 0.08% Unchanged
16 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 6,2306.2k $1.1m $1.1m 0.01% Reduced -771 -771
17 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 6,2086.2k $1.1m $1.1m 0.00% Reduced -1.5k -1,451
18 Quantinno Capital Management LP 0.01% of their portfolio NEW YORK, NY 6,2066.2k $1.1m $1.1m 0.01% Reduced -193 -193
19 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 6,0396.0k $1.1m $1.1m 0.00% Reduced -2.2k -2,156
20 One Charles Private Wealth Services, LLC 0.35% of their portfolio HINGHAM, MA 5,1235.1k $909.0k $909.0k 0.35% Unchanged
21 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 4,9144.9k $871.9k $871.9k 0.00% Added +56 +56
22 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.02% of their portfolio LOS ANGELES, CA 4,7874.8k $849.3k $849.3k 0.02% Unchanged
23 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 4,7244.7k $838.2k $838.2k 0.00% Reduced -86 -86
24 Laidlaw Wealth Management LLC 0.36% of their portfolio NEW YORK CITY, NY 4,1204.1k $731.0k $731.0k 0.36% Reduced -117 -117
25 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 4,0804.1k $728.3k $728.3k 0.00% New
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 3,6243.6k $643.0k $643.0k 0.00% New
27 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 3,3133.3k $588.0k $588.0k 0.00% Reduced -70 -70
28 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 2,9963.0k $534.8k $534.8k 0.00% Added +2.9k +2,885
29 Bulltick Wealth Management, LLC 0.12% of their portfolio Miami, FL 2,6732.7k $474.3k $474.3k 0.12% New
30 Clearstead Advisors, LLC 0.01% of their portfolio CLEVELAND, OH 2,3952.4k $424.9k $424.9k 0.01% Reduced -1.4k -1,446
31 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 2,3482.3k $416.6k $416.6k 0.00% Reduced -18 -18
32 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,1892.2k $389.0k $389.0k 0.00% Added +170 +170
33 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 1,9822.0k $351.6k $351.6k 0.02% Reduced -556 -556
34 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 1,7271.7k $306.4k $306.4k 0.00% Reduced -270 -270
35 Front Row Advisors LLC 0.10% of their portfolio TIBURON, CA 1,5591.6k $276.6k $276.6k 0.10% Unchanged
36 Family Asset Management, LLC 0.16% of their portfolio CHARLESTON, SC 1,5311.5k $271.6k $271.6k 0.16% Reduced -68 -68
37 JTC Employer Solutions Trustee Ltd 0.02% of their portfolio ST HELIER, Y9 1,5111.5k $268.0k $268.0k 0.02% Unchanged
38 WHITTIER TRUST CO OF NEVADA INC 0.01% of their portfolio RENO, NV 1,5001.5k $266.1k $266.1k 0.01% Unchanged
39 CONTINUUM WEALTH ADVISORS, LLC 0.14% of their portfolio SARATOGA SPRINGS, NY 1,4701.5k $260.8k $260.8k 0.14% Unchanged
40 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 1,4441.4k $256.0k $256.0k 0.00% Unchanged
41 Sunflower Bank, N.A. 0.07% of their portfolio DALLAS, TX 1,4341.4k $254.4k $254.4k 0.07% Unchanged
42 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 1,3251.3k $232.0k $232.0k 0.00% New
43 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 0.02% of their portfolio KNOXVILLE, TN 1,3021.3k $231.0k $231.0k 0.02% Unchanged
44 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 1,2591.3k $223.0k $223.0k 0.00% Unchanged
45 GREENLEAF TRUST 0.00% of their portfolio KALAMAZOO, MI 1,2261.2k $217.5k $217.5k 0.00% New
46 VISTA CAPITAL PARTNERS, INC. 0.02% of their portfolio PORTLAND, OR 1,2141.2k $215.4k $215.4k 0.02% New
47 Newport Capital Group, LLC 0.16% of their portfolio RED BANK, NJ 1,2051.2k $213.8k $213.8k 0.16% New
48 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 1,1721.2k $207.9k $207.9k 0.00% New
49 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 1,1611.2k $207.3k $207.3k 0.00% Reduced -398 -398
50 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,0461.0k $185.6k $185.6k 0.00% Added +174 +174
51 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 852852 $151.2k $151.2k 0.00% Unchanged
52 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 555555 $98.5k $98.5k 0.00% Unchanged
53 Strengthening Families & Communities, LLC 0.02% of their portfolio BOSTON, MA 544544 $96.6k $96.6k 0.02% Added +106 +106
54 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 440440 $78.1k $78.1k 0.00% Reduced -468 -468
55 CREATIVE FINANCIAL DESIGNS INC /ADV 0.01% of their portfolio KOKOMO, IN 434434 $77.1k $77.1k 0.01% Unchanged
56 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 425425 $75.1k $75.1k 0.00% Unchanged
57 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 344344 $61.0k $61.0k 0.00% Unchanged
58 CWM, LLC 0.00% of their portfolio OMAHA, NE 228228 $40.0k $40.0k 0.00% Unchanged
59 FMR LLC 0.00% of their portfolio BOSTON, MA 214214 $38.0k $38.0k 0.00% Added +41 +41
60 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 213213 $37.7k $37.7k 0.00% Unchanged
61 TD Capital Management LLC 0.00% of their portfolio MEMPHIS, TN 133133 $23.6k $23.6k 0.00% Unchanged
62 Register Financial Advisors LLC 0.01% of their portfolio ATLANTA, GA 118118 $20.9k $20.9k 0.01% Unchanged
63 Wilmington Savings Fund Society, FSB 0.00% of their portfolio WILMINGTON, DE 100100 $17.7k $17.7k 0.00% Not comparable
64 OPTIMUM INVESTMENT ADVISORS 0.01% of their portfolio Chicago, IL 100100 $17.7k $17.7k 0.01% Reduced -32 -32
65 Laurel Wealth Advisors LLC 0.00% of their portfolio CHARLOTTE, NC 100100 $17.7k $17.7k 0.00% Unchanged
66 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 9797 $17.2k $17.2k 0.00% Reduced -60 -60
67 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 9797 $17.2k $17.2k 0.00% Reduced -76 -76
68 Kiely Wealth Advisory Group, Inc. 0.01% of their portfolio OAK RIDGE, NC 4545 $8.1k $8.1k 0.01% Unchanged
69 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 4040 $7.1k $7.1k 0.00% Unchanged
70 LGT Financial Advisors LLC 0.01% of their portfolio DALLAS, TX 2323 $4.1k $4.1k 0.01% Reduced -2 -2
71 Central Pacific Bank - Trust Division 0.00% of their portfolio HONOLULU, HI 2020 $3.5k $3.5k 0.00% Unchanged
72 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged