Vault-13

ISHARES TR ISCV

MRNING SM CP ETF · ETP · CUSIP 464288703

115 institutional holders -1 vs Q4 2024
3,206,8493.2m shares reported held*
$190.1mreported value*
11 new 42 added 26 reduced 11 sold out net bought ≈ $4.9m (+82.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $59.28. Options: 7 managers hold calls ($1.5bn notional), 0 hold puts (—).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 96Q4 22: 99Q1 23: 98Q2 23: 98Q3 23: 103Q4 23: 112Q1 24: 110Q2 24: 106Q3 24: 112Q4 24: 116Q1 25: 115115Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 202296
Q4 202299
Q1 202398
Q2 202398
Q3 2023103
Q4 2023112
Q1 2024110
Q2 2024106
Q3 2024112
Q4 2024116
Q1 2025115

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 23: 37 bought or addedQ2 23: 41 cut or sold outQ3 23: 39 bought or addedQ3 23: 31 cut or sold outQ3 23Q4 23: 48 bought or addedQ4 23: 38 cut or sold outQ1 24: 39 bought or addedQ1 24: 42 cut or sold outQ1 24Q2 24: 35 bought or addedQ2 24: 44 cut or sold outQ3 24: 33 bought or addedQ3 24: 43 cut or sold outQ3 24Q4 24: 45 bought or addedQ4 24: 36 cut or sold outQ1 25: 53 bought or addedQ1 25: 37 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20233741
Q3 20233931
Q4 20234838
Q1 20243942
Q2 20243544
Q3 20243343
Q4 20244536
Q1 20255337

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1bn$2bn$3bnQ2 24 calls: $2.9bnQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $1.3bnQ3 24 puts: $0Q3 24P/C 0.00Q4 24 calls: $583.2mQ4 24 puts: $0Q4 24P/C 0.00Q1 25 calls: $1.5bnQ1 25 puts: $0Q1 25P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2024$2.9bn$00.00
Q3 2024$1.3bn$00.00
Q4 2024$583.2m$00.00
Q1 2025$1.5bn$00.00

Biggest buyers

Focus Partners Wealth Added +119,623+119.6k
TWO SIGMA INVESTMENTS, LP New +24,800+24.8k
LPL Financial LLC Added +17,199+17.2k
WELLS FARGO & COMPANY/MN Added +17,182+17.2k
JPMORGAN CHASE & CO Added +14,228+14.2k
CITADEL ADVISORS LLC New +10,404+10.4k
Geneos Wealth Management Inc. Added +7,255+7.3k
KELLY FINANCIAL GROUP LLC New +6,644+6.6k
UBS Group AG Added +6,137+6.1k
Asset Dedication, LLC Added +5,611+5.6k

Biggest sellers

Christopher J. Hasenberg, Inc Reduced -71,124-71.1k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -42,262-42.3k
MORGAN STANLEY Reduced -11,650-11.7k
BANK OF AMERICA CORP /DE/ Reduced -7,384-7.4k
OLD MISSION CAPITAL LLC Sold out -7,156-7.2k
CAPTRUST FINANCIAL ADVISORS Reduced -6,606-6.6k
Ruane, Cunniff & Goldfarb L.P. Sold out -6,380-6.4k
ROYAL BANK OF CANADA Reduced -6,217-6.2k
AMERIPRISE FINANCIAL INC Reduced -4,914-4.9k
RAYMOND JAMES FINANCIAL INC Reduced -4,864-4.9k

Biggest calls

JPMORGAN CHASE & CO Added $776.5m9.8m shares
PICTON MAHONEY ASSET MANAGEMENT Added $631.1m8.0m shares
IMC-Chicago, LLC Added $63.0m798.0k shares
Optiver Holding B.V. New $19.3m245.2k shares
GROUP ONE TRADING LLC Reduced $2.0m25.2k shares
SG Americas Securities, LLC New $109.0k500.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 387,730387.7k $23.0m $23.0m 0.00% Reduced -11.7k -11,650
2 VAUGHAN & Co SECURITIES, INC. 9.76% of their portfolio Ridgewood, NJ 265,688265.7k $15.8m $15.8m 9.76% Added +5.2k +5,165
3 Focus Partners Wealth 0.04% of their portfolio ST LOUIS, MO 236,017236.0k $14.0m $14.0m 0.04% Added +119.6k +119,623
4 Steele Capital Management, Inc. 0.58% of their portfolio DUBUQUE, IA 186,326186.3k $11.0m $11.0m 0.58% Added +230 +230
5 Matrix Trust Co 1.86% of their portfolio DENVER, CO 186,326186.3k $11.0m $11.0m 1.86% Added +230 +230
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 150,439150.4k $8.9m $8.9m 0.00% Added +17.2k +17,199
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 148,918148.9k $8.8m $8.8m 0.00% Reduced -7.4k -7,384
8 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 144,332144.3k $8.6m $8.6m 0.00% Reduced -4.9k -4,864
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 110,414110.4k $6.5m $6.5m 0.00% Reduced -6.2k -6,217
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 108,858108.9k $6.5m $6.5m 0.00% Added +17.2k +17,182
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 95,26195.3k $5.6m $5.6m 0.00% Added +6.1k +6,137
12 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 64,44664.4k $3.8m $3.8m 0.02% Added +213 +213
13 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 56,97857.0k $3.4m $3.4m 0.00% Added +14.2k +14,228
14 Ipsen Advisor Group LLC 2.78% of their portfolio LITTLE ROCK, AR 54,53154.5k $3.2m $3.2m 2.78% Added +467 +467
15 Chicago Partners Investment Group LLC 0.10% of their portfolio CHICAGO, IL 49,90049.9k $2.9m $2.9m 0.10% Added +43 +43
16 Prosperity Consulting Group, LLC 0.21% of their portfolio OWINGS MILLS, MD 46,70046.7k $2.8m $2.8m 0.21% Added +36 +36
17 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 46,67746.7k $2.8m $2.8m 0.01% Added +5.1k +5,120
18 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 45,95246.0k $2.7m $2.7m 0.00% Reduced -42.3k -42,262
19 Viewpoint Capital Management LLC 1.45% of their portfolio SEATTLE, WA 45,39745.4k $2.7m $2.7m 1.45% Reduced -711 -711
20 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 43,42043.4k $2.6m $2.6m 0.00% Unchanged
21 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 42,97243.0k $2.5m $2.5m 0.01% Added +859 +859
22 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 38,55838.6k $2.3m $2.3m 0.00% Added +1.2k +1,201
23 EP Wealth Advisors, LLC 0.02% of their portfolio TORRANCE, CA 35,20435.2k $2.1m $2.1m 0.02% Reduced -3.2k -3,191
24 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 34,89134.9k $2.1m $2.1m 0.01% Added +735 +735
25 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 33,66433.7k $2.0m $2.0m 0.01% Reduced -6.6k -6,606
26 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 33,65233.7k $2.0m $2.0m 0.00% Reduced -4.9k -4,914
27 Rodgers & Associates, LTD 0.23% of their portfolio Lancaster, PA 31,69031.7k $1.9m $1.9m 0.23% Reduced -1.0k -1,001
28 IHT Wealth Management, LLC 0.05% of their portfolio Chicago, IL 26,97627.0k $1.6m $1.6m 0.05% Reduced -83 -83
29 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 24,80024.8k $1.5m $1.5m 0.00% New
30 MB Generational Wealth, LLC 1.04% of their portfolio SPOKANE, WA 23,41523.4k $1.4m $1.4m 1.04% Unchanged
31 Kohmann Bosshard Financial Services, LLC 0.14% of their portfolio FAIRLAWN, OH 19,50619.5k $1.2m $1.2m 0.14% Unchanged
32 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 18,61118.6k $1.1m $1.1m 0.01% Added +1.3k +1,343
33 LRI Investments, LLC 0.10% of their portfolio PALM BEACH GARDENS, FL 17,97618.0k $1.1m $1.1m 0.10% Reduced -225 -225
34 COMERICA BANK 0.00% of their portfolio DALLAS, TX 17,27917.3k $1.0m $1.0m 0.00% Unchanged
35 Black Diamond Financial, LLC 0.14% of their portfolio TOWSON, MD 15,84315.8k $939.5k $939.5k 0.14% Added +4.4k +4,402
36 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 14,56914.6k $864.0k $864.0k 0.00% Reduced -222 -222
37 PANORAMIC INVESTMENT ADVISORS, LLC 0.55% of their portfolio DENVER, CO 13,75413.8k $815.6k $815.6k 0.55% Added +52 +52
38 Mariner, LLC 0.00% of their portfolio Overland Park, KS 11,97812.0k $710.3k $710.3k 0.00% Added +2 +2
39 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 10,91310.9k $647.1k $647.1k 0.01% Added +7.3k +7,255
40 JIM SAULNIER & ASSOCIATES, LLC 0.49% of their portfolio FORT COLLINS, CO 10,60210.6k $628.7k $628.7k 0.49% Added +412 +412
41 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 10,40410.4k $617.0k $617.0k 0.00% New
42 Courage Miller Partners, LLC 0.21% of their portfolio NORFOLK, VA 10,22910.2k $606.6k $606.6k 0.21% Reduced -135 -135
43 Pacific Sun Financial Corp 0.34% of their portfolio LOS ANGELES, CA 10,19910.2k $604.8k $604.8k 0.34% Reduced -300 -300
44 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 9,8489.8k $584.0k $584.0k 0.00% Added +83 +83
45 Mill Creek Capital Advisors, LLC 0.01% of their portfolio Conshohocken, PA 9,4329.4k $559.3k $559.3k 0.01% Unchanged
46 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 9,4069.4k $557.8k $557.8k 0.00% Added +671 +671
47 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 9,1659.2k $543.5k $543.5k 0.01% Reduced -2.3k -2,287
48 Key Financial Inc 0.11% of their portfolio WEST CHESTER, PA 8,5768.6k $508.6k $508.6k 0.11% Added +90 +90
49 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 7,0517.1k $418.1k $418.1k 0.01% Added +2.6k +2,599
50 KELLY FINANCIAL GROUP LLC 0.12% of their portfolio Wethersfield, CT 6,6446.6k $394.0k $394.0k 0.12% New
51 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 6,2986.3k $373.7k $373.7k 0.00% Added +2.6k +2,607
52 MONECO ADVISORS, LLC 0.04% of their portfolio FAIRFIELD, CT 6,1096.1k $362.3k $362.3k 0.04% Reduced -490 -490
53 Essex Financial Services, Inc. 0.03% of their portfolio ESSEX, CT 6,0046.0k $356.0k $356.0k 0.03% Unchanged
54 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 5,8905.9k $349.5k $349.5k 0.00% Reduced -4.6k -4,556
55 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 5,8685.9k $347.2k $347.2k 0.00% Added +967 +967
56 TRANSCEND CAPITAL ADVISORS, LLC 0.02% of their portfolio MADISON, NJ 5,7275.7k $339.6k $339.6k 0.02% Unchanged
57 Asset Dedication, LLC 0.03% of their portfolio SAN FRANCISCO, CA 5,7135.7k $338.8k $338.8k 0.03% Added +5.6k +5,611
58 Towerpoint Wealth, LLC 0.17% of their portfolio SACRAMENTO, CA 5,6695.7k $336.2k $336.2k 0.17% Added +1 +1
59 Sensible Money, LLC 0.14% of their portfolio SCOTTSDALE, AZ 5,6115.6k $332.7k $332.7k 0.14% Added +24 +24
60 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 5,5145.5k $327.0k $327.0k 0.00% Added +1 +1
61 Madison Wealth Partners, Inc 0.08% of their portfolio MADISON, WI 5,1235.1k $303.8k $303.8k 0.08% Reduced -491 -491
62 FMR LLC 0.00% of their portfolio BOSTON, MA 4,9044.9k $290.9k $290.9k 0.00% Added +1.1k +1,087
63 Argent Trust Co 0.01% of their portfolio NASHVILLE, TN 4,8894.9k $289.9k $289.9k 0.01% Unchanged
64 LANARK FINANCIAL, INC. 0.02% of their portfolio BIRMINGHAM, AL 4,7254.7k $280.0k $280.0k 0.02% Added +4.7k +4,721
65 GWN SECURITIES INC. 0.01% of their portfolio Palm Beach Gardens, FL 4,4734.5k $265.3k $265.3k 0.01% New
66 Abel Hall, LLC 0.15% of their portfolio BATON ROUGE, LA 4,2084.2k $249.5k $249.5k 0.15% Added +892 +892
67 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 4,2004.2k $249.1k $249.1k 0.00% Reduced -1.6k -1,633
68 Lansing Street Advisors 0.08% of their portfolio AMBLER, PA 4,1554.2k $246.4k $246.4k 0.08% New
69 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 4,1134.1k $243.9k $243.9k 0.00% Added +2 +2
70 Perigon Wealth Management, LLC 0.01% of their portfolio SAN FRANCISCO, CA 4,0514.1k $240.2k $240.2k 0.01% New
71 Unified Investment Management 0.28% of their portfolio Atlanta, GA 4,0474.0k $240.0k $240.0k 0.28% Unchanged
72 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,9423.9k $234.0k $234.0k 0.00% Added +247 +247
73 Gryphon Financial Partners LLC 0.03% of their portfolio COLUMBUS, OH 3,7723.8k $223.7k $223.7k 0.03% New
74 RMR Capital Management, LLC 0.16% of their portfolio Tustin, CA 3,6993.7k $219.4k $219.4k 0.16% Unchanged
75 Summit Financial, LLC 0.01% of their portfolio PARSIPPANY, NJ 3,6723.7k $217.8k $217.8k 0.01% New
76 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 3,4593.5k $205.1k $205.1k 0.01% New
77 Blackhawk Capital Partners, LLC 0.11% of their portfolio THIENSVILLE, WI 3,4503.5k $204.6k $204.6k 0.11% Reduced -4.6k -4,578
78 SAGE FINANCIAL GROUP INC 0.02% of their portfolio W. CONSHOHOCKEN, PA 3,4443.4k $204.2k $204.2k 0.02% Added +31 +31
79 BARRETT & COMPANY, INC. 0.08% of their portfolio PROVIDENCE, RI 3,2763.3k $194.3k $194.3k 0.08% Unchanged
80 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 2,5652.6k $162.7k $162.7k 0.00% Unchanged
81 Christopher J. Hasenberg, Inc 0.06% of their portfolio EAU CLAIRE, WI 2,5452.5k $151.2k $151.2k 0.06% Reduced -71.1k -71,124
82 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,5002.5k $148.2k $148.2k 0.00% Unchanged
83 Smartleaf Asset Management LLC 0.01% of their portfolio BOSTON, MA 2,4202.4k $143.2k $143.2k 0.01% Added +525 +525
84 City State Bank 0.04% of their portfolio NORWALK, IA 2,1962.2k $130.2k $130.2k 0.04% Unchanged
85 Global Financial Private Client, LLC 0.04% of their portfolio Sarasota, FL 1,8001.8k $106.7k $106.7k 0.04% Unchanged
86 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,4401.4k $85.6k $85.6k 0.00% Unchanged
87 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 1,4051.4k $83.3k $83.3k 0.01% Unchanged
88 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 1,2001.2k $71.2k $71.2k 0.01% Unchanged
89 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 1,0751.1k $63.7k $63.7k 0.01% Unchanged
90 Brentview Investment Management LLC 0.03% of their portfolio NORTHFIELD, IL 1,0001.0k $59.3k $59.3k 0.03% New
91 Laurel Wealth Advisors LLC 0.01% of their portfolio CHARLOTTE, NC 840840 $49.8k $49.8k 0.01% Unchanged
92 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 827827 $49.0k $49.0k 0.00% Added +607 +607
93 Stuart Chaussee & Associates, Inc. 0.01% of their portfolio BEVERLY HILLS, CA 800800 $47.4k $47.4k 0.01% Unchanged
94 HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio LUTHERVILLE, MD 759759 $45.0k $45.0k 0.00% Unchanged
95 Cedar Mountain Advisors, LLC 0.01% of their portfolio LAKE OSWEGO, OR 727727 $43.1k $43.1k 0.01% Unchanged
96 Rise Advisors, LLC 0.02% of their portfolio ROCHESTER, NY 657657 $38.9k $38.9k 0.02% Added +3 +3
97 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 519519 $30.8k $30.8k 0.00% New
98 Wealth Preservation Advisors, LLC 0.02% of their portfolio CHATTANOOGA, TN 480480 $28.5k $28.5k 0.02% First filing
99 Archer Investment Corp 0.01% of their portfolio Carmel, IN 468468 $27.8k $27.8k 0.01% Unchanged
100 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 372372 $22.1k $22.1k 0.00% Unchanged