Vault-13

ISHARES TR ISCV

MRNING SM CP ETF · ETP · CUSIP 464288703

116 institutional holders +4 vs Q3 2024
3,204,1213.2m shares reported held*
$203.2mreported value*
12 new 33 added 27 reduced 9 sold out net bought ≈ $10.3m (+162.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $63.41. Options: 7 managers hold calls ($583.2m notional), 0 hold puts (—).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 96Q4 22: 99Q1 23: 98Q2 23: 98Q3 23: 103Q4 23: 112Q1 24: 110Q2 24: 106Q3 24: 112Q4 24: 116116Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202296
Q4 202299
Q1 202398
Q2 202398
Q3 2023103
Q4 2023112
Q1 2024110
Q2 2024106
Q3 2024112
Q4 2024116

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q1 23: 38 bought or addedQ1 23: 33 cut or sold outQ2 23: 37 bought or addedQ2 23: 41 cut or sold outQ2 23Q3 23: 39 bought or addedQ3 23: 31 cut or sold outQ4 23: 48 bought or addedQ4 23: 38 cut or sold outQ4 23Q1 24: 39 bought or addedQ1 24: 42 cut or sold outQ2 24: 35 bought or addedQ2 24: 44 cut or sold outQ2 24Q3 24: 33 bought or addedQ3 24: 43 cut or sold outQ4 24: 45 bought or addedQ4 24: 36 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20233833
Q2 20233741
Q3 20233931
Q4 20234838
Q1 20243942
Q2 20243544
Q3 20243343
Q4 20244536

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2bn$4bn$6bnQ1 24 calls: $4.1bnQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $2.9bnQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $1.3bnQ3 24 puts: $0Q3 24P/C 0.00Q4 24 calls: $583.2mQ4 24 puts: $0Q4 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2024$4.1bn$00.00
Q2 2024$2.9bn$00.00
Q3 2024$1.3bn$00.00
Q4 2024$583.2m$00.00

Biggest buyers

Focus Partners Wealth New +116,394+116.4k
Christopher J. Hasenberg, Inc New +73,669+73.7k
LPL Financial LLC Added +48,877+48.9k
Blackhawk Capital Partners, LLC New +8,028+8.0k
CAPTRUST FINANCIAL ADVISORS Added +7,655+7.7k
AXXCESS WEALTH MANAGEMENT, LLC New +4,812+4.8k
EP Wealth Advisors, LLC Added +3,918+3.9k
COMMONWEALTH EQUITY SERVICES, LLC Added +3,900+3.9k
MML INVESTORS SERVICES, LLC New +3,858+3.9k
STIFEL FINANCIAL CORP New +3,691+3.7k

Biggest sellers

JPMORGAN CHASE & CO Reduced -37,392-37.4k
IHT Wealth Management, LLC Reduced -13,337-13.3k
OLD MISSION CAPITAL LLC Reduced -11,696-11.7k
ROYAL BANK OF CANADA Reduced -9,661-9.7k
WELLS FARGO & COMPANY/MN Reduced -9,030-9.0k
Tower Research Capital LLC (TRC) Sold out -7,638-7.6k
CITADEL ADVISORS LLC Sold out -6,794-6.8k
OSAIC HOLDINGS, INC. Reduced -5,480-5.5k
LANARK FINANCIAL, INC. Reduced -4,743-4.7k
JANE STREET GROUP, LLC Sold out -4,608-4.6k

Biggest calls

JPMORGAN CHASE & CO Reduced $258.6m3.3m shares
PICTON MAHONEY ASSET MANAGEMENT Reduced $236.0m3.0m shares
Bracebridge Capital, LLC New $43.3m5.5k shares
IMC-Chicago, LLC Added $40.6m516.2k shares
GROUP ONE TRADING LLC New $3.9m50.1k shares
Maven Securities LTD Reduced $857.3k10.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 399,380399.4k $25.3m $25.3m 0.00% Added +747 +747
2 VAUGHAN & Co SECURITIES, INC. 9.96% of their portfolio Ridgewood, NJ 260,523260.5k $16.5m $16.5m 9.96% Reduced -3.2k -3,177
3 Steele Capital Management, Inc. 0.61% of their portfolio DUBUQUE, IA 186,096186.1k $11.8m $11.8m 0.61% Reduced -212 -212
4 Matrix Trust Co 2.05% of their portfolio DENVER, CO 186,096186.1k $11.8m $11.8m 2.05% Reduced -212 -212
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 156,302156.3k $9.9m $9.9m 0.00% Added +738 +738
6 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 149,196149.2k $9.5m $9.5m 0.00% First filing
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 133,240133.2k $8.4m $8.4m 0.00% Added +48.9k +48,877
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 116,631116.6k $7.4m $7.4m 0.00% Reduced -9.7k -9,661
9 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 116,394116.4k $7.4m $7.4m 0.01% New
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 91,67691.7k $5.8m $5.8m 0.00% Reduced -9.0k -9,030
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 89,12489.1k $5.7m $5.7m 0.00% Added +3.3k +3,335
12 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 88,21488.2k $5.6m $5.6m 0.00% Added +1.3k +1,269
13 Merriman Wealth Management, LLC 0.21% of their portfolio SEATTLE, WA 80,25680.3k $5.1m $5.1m 0.21% Added +333 +333
14 Christopher J. Hasenberg, Inc 1.88% of their portfolio EAU CLAIRE, WI 73,66973.7k $4.7m $4.7m 1.88% New
15 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 64,23364.2k $4.1m $4.1m 0.03% Added +797 +797
16 Ipsen Advisor Group LLC 2.93% of their portfolio LITTLE ROCK, AR 54,06454.1k $3.4m $3.4m 2.93% First filing
17 Chicago Partners Investment Group LLC 0.10% of their portfolio CHICAGO, IL 49,85749.9k $3.1m $3.1m 0.10% Added +59 +59
18 Prosperity Consulting Group, LLC 0.22% of their portfolio OWINGS MILLS, MD 46,66446.7k $3.0m $3.0m 0.22% Reduced -959 -959
19 Viewpoint Capital Management LLC 1.54% of their portfolio SEATTLE, WA 46,10846.1k $2.9m $2.9m 1.54% Reduced -10 -10
20 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 43,42043.4k $2.8m $2.8m 0.00% Unchanged
21 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 42,75042.8k $2.7m $2.7m 0.00% Reduced -37.4k -37,392
22 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 42,11342.1k $2.7m $2.7m 0.01% Added +1.8k +1,787
23 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 41,55741.6k $2.6m $2.6m 0.01% Added +380 +380
24 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 40,27040.3k $2.6m $2.6m 0.01% Added +7.7k +7,655
25 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 38,56638.6k $2.4m $2.4m 0.00% Added +766 +766
26 EP Wealth Advisors, LLC 0.02% of their portfolio TORRANCE, CA 38,39538.4k $2.4m $2.4m 0.02% Added +3.9k +3,918
27 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 37,35737.4k $2.4m $2.4m 0.00% Added +3.9k +3,900
28 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 34,15634.2k $2.2m $2.2m 0.01% Added +1.5k +1,520
29 Rodgers & Associates, LTD 0.25% of their portfolio Lancaster, PA 32,69132.7k $2.1m $2.1m 0.25% Added +424 +424
30 IHT Wealth Management, LLC 0.06% of their portfolio Chicago, IL 27,05927.1k $1.7m $1.7m 0.06% Reduced -13.3k -13,337
31 MB Generational Wealth, LLC 1.09% of their portfolio SPOKANE, WA 23,41523.4k $1.5m $1.5m 1.09% Unchanged
32 Kohmann Bosshard Financial Services, LLC 0.15% of their portfolio FAIRLAWN, OH 19,50619.5k $1.2m $1.2m 0.15% Unchanged
33 LRI Investments, LLC 0.11% of their portfolio PALM BEACH GARDENS, FL 18,20118.2k $1.2m $1.2m 0.11% Unchanged
34 COMERICA BANK 0.00% of their portfolio DALLAS, TX 17,27917.3k $1.1m $1.1m 0.00% Reduced -6 -6
35 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 17,26817.3k $1.1m $1.1m 0.01% Added +136 +136
36 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 14,79114.8k $938.0k $938.0k 0.00% Added +1.3k +1,322
37 PANORAMIC INVESTMENT ADVISORS, LLC 0.57% of their portfolio DENVER, CO 13,70213.7k $868.9k $868.9k 0.57% Added +227 +227
38 Mariner, LLC 0.00% of their portfolio Overland Park, KS 11,97612.0k $759.4k $759.4k 0.00% Reduced -4.3k -4,344
39 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 11,45211.5k $726.2k $726.2k 0.01% Reduced -1.7k -1,714
40 Black Diamond Financial, LLC 0.11% of their portfolio TOWSON, MD 11,44111.4k $725.5k $725.5k 0.11% Added +252 +252
41 Pacific Sun Financial Corp 0.36% of their portfolio LOS ANGELES, CA 10,49910.5k $665.7k $665.7k 0.36% Reduced -463 -463
42 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 10,44610.4k $662.6k $662.6k 0.00% Reduced -5.5k -5,480
43 Courage Miller Partners, LLC 0.23% of their portfolio NORFOLK, VA 10,36410.4k $657.2k $657.2k 0.23% Reduced -40 -40
44 JIM SAULNIER & ASSOCIATES, LLC 0.56% of their portfolio FORT COLLINS, CO 10,19010.2k $646.1k $646.1k 0.56% Added +2.1k +2,116
45 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 9,7659.8k $619.2k $619.2k 0.00% Added +765 +765
46 Mill Creek Capital Advisors, LLC 0.01% of their portfolio Conshohocken, PA 9,4329.4k $598.1k $598.1k 0.01% Unchanged
47 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 8,7358.7k $553.9k $553.9k 0.00% Reduced -731 -731
48 Key Financial Inc 0.12% of their portfolio WEST CHESTER, PA 8,4868.5k $538.1k $538.1k 0.12% Added +1.7k +1,660
49 Blackhawk Capital Partners, LLC 0.26% of their portfolio THIENSVILLE, WI 8,0288.0k $509.1k $509.1k 0.26% New
50 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 7,1567.2k $453.8k $453.8k 0.01% Reduced -11.7k -11,696
51 MONECO ADVISORS, LLC 0.04% of their portfolio FAIRFIELD, CT 6,5996.6k $418.4k $418.4k 0.04% Added +450 +450
52 Ruane, Cunniff & Goldfarb L.P. 0.01% of their portfolio New York, NY 6,3806.4k $404.6k $404.6k 0.01% Unchanged
53 Essex Financial Services, Inc. 0.03% of their portfolio ESSEX, CT 6,0046.0k $380.7k $380.7k 0.03% Unchanged
54 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 5,8335.8k $369.9k $369.9k 0.00% Reduced -143 -143
55 TRANSCEND CAPITAL ADVISORS, LLC 0.03% of their portfolio MADISON, NJ 5,7275.7k $363.1k $363.1k 0.03% Reduced -163 -163
56 Towerpoint Wealth, LLC 0.18% of their portfolio SACRAMENTO, CA 5,6685.7k $359.4k $359.4k 0.18% Unchanged
57 Madison Wealth Partners, Inc 0.10% of their portfolio MADISON, WI 5,6145.6k $356.0k $356.0k 0.10% Added +27 +27
58 Sensible Money, LLC 0.16% of their portfolio SCOTTSDALE, AZ 5,5875.6k $354.3k $354.3k 0.16% Added +49 +49
59 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 5,5135.5k $349.6k $349.6k 0.00% Added +3 +3
60 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 4,9014.9k $310.8k $310.8k 0.00% Added +2.9k +2,945
61 Argent Trust Co 0.01% of their portfolio NASHVILLE, TN 4,8894.9k $310.0k $310.0k 0.01% Unchanged
62 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 4,8124.8k $305.1k $305.1k 0.01% New
63 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 4,4524.5k $282.3k $282.3k 0.01% Unchanged
64 Perennial Investment Advisors, LLC 0.03% of their portfolio Los Angeles, CA 4,3394.3k $275.1k $275.1k 0.03% Reduced -41 -41
65 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 4,1114.1k $260.7k $260.7k 0.00% Added +2 +2
66 Unified Investment Management 0.29% of their portfolio Atlanta, GA 4,0474.0k $256.6k $256.6k 0.29% First filing
67 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 3,8583.9k $245.0k $245.0k 0.00% New
68 FMR LLC 0.00% of their portfolio BOSTON, MA 3,8173.8k $242.1k $242.1k 0.00% Reduced -175 -175
69 RMR Capital Management, LLC 0.17% of their portfolio Tustin, CA 3,6993.7k $234.6k $234.6k 0.17% Unchanged
70 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,6953.7k $234.0k $234.0k 0.00% Unchanged
71 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 3,6913.7k $234.1k $234.1k 0.00% New
72 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 3,6583.7k $231.9k $231.9k 0.01% Unchanged
73 SAGE FINANCIAL GROUP INC 0.02% of their portfolio W. CONSHOHOCKEN, PA 3,4133.4k $216.4k $216.4k 0.02% Unchanged
74 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 3,3303.3k $211.2k $211.2k 0.00% Reduced -90 -90
75 Abel Hall, LLC 0.13% of their portfolio BATON ROUGE, LA 3,3163.3k $210.3k $210.3k 0.13% New
76 BARRETT & COMPANY, INC. 0.09% of their portfolio PROVIDENCE, RI 3,2763.3k $207.7k $207.7k 0.09% Unchanged
77 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 2,5652.6k $162.7k $162.7k 0.00% Reduced -644 -644
78 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,5002.5k $158.5k $158.5k 0.00% Reduced -200 -200
79 City State Bank 0.05% of their portfolio NORWALK, IA 2,1962.2k $139.2k $139.2k 0.05% Unchanged
80 Smartleaf Asset Management LLC 0.01% of their portfolio BOSTON, MA 1,8951.9k $119.5k $119.5k 0.01% Added +30 +30
81 Global Financial Private Client, LLC 0.04% of their portfolio Sarasota, FL 1,8001.8k $114.1k $114.1k 0.04% Unchanged
82 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 1,4401.4k $94.2k $94.2k 0.01% Reduced -114 -114
83 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,4401.4k $91.3k $91.3k 0.00% Unchanged
84 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 1,4051.4k $89.1k $89.1k 0.01% Unchanged
85 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 1,2001.2k $76.1k $76.1k 0.01% Unchanged
86 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 1,0751.1k $67.8k $67.8k 0.01% Unchanged
87 Laurel Wealth Advisors LLC 0.01% of their portfolio CHARLOTTE, NC 840840 $53.3k $53.3k 0.01% Unchanged
88 Stuart Chaussee & Associates, Inc. 0.01% of their portfolio BEVERLY HILLS, CA 800800 $50.7k $50.7k 0.01% New
89 HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio LUTHERVILLE, MD 759759 $48.1k $48.1k 0.00% Unchanged
90 Cedar Mountain Advisors, LLC 0.01% of their portfolio LAKE OSWEGO, OR 727727 $46.1k $46.1k 0.01% Unchanged
91 Rise Advisors, LLC 0.02% of their portfolio ROCHESTER, NY 654654 $41.5k $41.5k 0.02% Added +4 +4
92 Archer Investment Corp 0.01% of their portfolio Carmel, IN 468468 $29.7k $29.7k 0.01% Unchanged
93 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 372372 $23.6k $23.6k 0.00% New
94 ST GERMAIN D J CO INC 0.00% of their portfolio SPRINGFIELD, MA 351351 $22.3k $22.3k 0.00% Unchanged
95 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 330330 $20.9k $20.9k 0.00% New
96 BlackRock, Inc. 0.00% of their portfolio New York, NY 300300 $19.0k $19.0k 0.00% New
97 New England Capital Financial Advisors LLC 0.01% of their portfolio MERIDEN, CT 264264 $16.7k $16.7k 0.01% Unchanged
98 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 222222 $14.1k $14.1k 0.00% Unchanged
99 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 220220 $13.9k $13.9k 0.00% Added +24 +24
100 Sandy Spring Bank 0.00% of their portfolio Olney, MD 204204 $12.9k $12.9k 0.00% Unchanged