Vault-13

ISHARES TR ISCV

MRNING SM CP ETF · ETP · CUSIP 464288703

106 institutional holders -4 vs Q1 2024
2,982,9643.0m shares reported held*
$173.0mreported value*
7 new 28 added 35 reduced 9 sold out net sold ≈ $55.8m (-969.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $58.01. Options: 6 managers hold calls ($2.9bn notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 96Q4 22: 99Q1 23: 98Q2 23: 98Q3 23: 103Q4 23: 112Q1 24: 110Q2 24: 106106Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202296
Q4 202299
Q1 202398
Q2 202398
Q3 2023103
Q4 2023112
Q1 2024110
Q2 2024106

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 40 bought or addedQ4 22: 32 cut or sold outQ4 22Q1 23: 38 bought or addedQ1 23: 33 cut or sold outQ2 23: 37 bought or addedQ2 23: 41 cut or sold outQ2 23Q3 23: 39 bought or addedQ3 23: 31 cut or sold outQ4 23: 48 bought or addedQ4 23: 38 cut or sold outQ4 23Q1 24: 39 bought or addedQ1 24: 42 cut or sold outQ2 24: 35 bought or addedQ2 24: 44 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224032
Q1 20233833
Q2 20233741
Q3 20233931
Q4 20234838
Q1 20243942
Q2 20243544

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2bn$4bn$6bnQ3 23 calls: $1.6bnQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $4.5bnQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $4.1bnQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $2.9bnQ2 24 puts: $0Q2 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2023$1.6bn$00.00
Q4 2023$4.5bn$00.00
Q1 2024$4.1bn$00.00
Q2 2024$2.9bn$00.00

Biggest buyers

CITADEL ADVISORS LLC Added +35,169+35.2k
JPMORGAN CHASE & CO Added +31,476+31.5k
Raymond James Financial Services Advisors, Inc. Added +22,091+22.1k
VAUGHAN & Co SECURITIES, INC. Added +8,110+8.1k
JANE STREET GROUP, LLC New +5,097+5.1k
Key Financial Inc Added +4,599+4.6k
RAYMOND JAMES & ASSOCIATES Added +4,472+4.5k
ASSETMARK, INC Added +3,776+3.8k
OSAIC HOLDINGS, INC. Added +3,767+3.8k
IHT Wealth Management, LLC Added +2,803+2.8k

Biggest sellers

MORGAN STANLEY Reduced -900,217-900.2k
BANK OF AMERICA CORP /DE/ Reduced -54,489-54.5k
Hyperion Capital Advisors LP Sold out -27,400-27.4k
Jackson Creek Investment Advisors LLC Reduced -14,868-14.9k
GTS SECURITIES LLC Sold out -12,104-12.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -10,834-10.8k
MERCER GLOBAL ADVISORS INC /ADV Sold out -10,686-10.7k
MONECO ADVISORS, LLC Reduced -9,279-9.3k
Dynamic Advisor Solutions LLC Sold out -8,444-8.4k
ROYAL BANK OF CANADA Reduced -7,585-7.6k

Biggest calls

JPMORGAN CHASE & CO Reduced $2.3bn30.1m shares
JANE STREET GROUP, LLC Reduced $384.5m5.0m shares
Bracebridge Capital, LLC Added $138.9m18.0k shares
Optiver Holding B.V. Reduced $61.7m800.0k shares
IMC-Chicago, LLC Added $30.4m394.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 416,429416.4k $24.1m $24.1m 0.00% Reduced -900.2k -900,217
2 VAUGHAN & Co SECURITIES, INC. 9.60% of their portfolio Ridgewood, NJ 262,778262.8k $15.2m $15.2m 9.60% Added +8.1k +8,110
3 Steele Capital Management, Inc. 0.62% of their portfolio DUBUQUE, IA 190,476190.5k $11.0m $11.0m 0.62% Reduced -1.1k -1,100
4 Matrix Trust Co 2.49% of their portfolio DENVER, CO 190,476190.5k $11.0m $11.0m 2.49% Reduced -304 -304
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 176,766176.8k $10.2m $10.2m 0.00% Reduced -54.5k -54,489
6 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 141,147141.1k $8.2m $8.2m 0.01% Added +22.1k +22,091
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 124,842124.8k $7.2m $7.2m 0.00% Reduced -7.6k -7,585
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 111,284111.3k $6.4m $6.4m 0.00% Reduced -3.2k -3,229
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 92,00992.0k $5.3m $5.3m 0.00% Reduced -2.1k -2,071
10 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 83,24883.2k $4.8m $4.8m 0.00% Reduced -5.3k -5,330
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 82,99983.0k $4.8m $4.8m 0.00% Reduced -107 -107
12 Merriman Wealth Management, LLC 0.20% of their portfolio SEATTLE, WA 79,15079.2k $4.6m $4.6m 0.20% Reduced -3.5k -3,536
13 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 63,56763.6k $3.7m $3.7m 0.03% Added +1.7k +1,693
14 Chicago Partners Investment Group LLC 0.13% of their portfolio CHICAGO, IL 52,78852.8k $3.4m $3.4m 0.13% Added +46 +46
15 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 52,01952.0k $3.0m $3.0m 0.00% Added +35.2k +35,169
16 Prosperity Consulting Group, LLC 0.38% of their portfolio OWINGS MILLS, MD 48,29748.3k $2.8m $2.8m 0.38% Reduced -1.6k -1,550
17 Viewpoint Capital Management LLC 1.63% of their portfolio SEATTLE, WA 46,12846.1k $2.7m $2.7m 1.63% Unchanged
18 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 43,42043.4k $2.5m $2.5m 0.00% Unchanged
19 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 39,54539.5k $2.3m $2.3m 0.01% Reduced -483 -483
20 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 39,29139.3k $2.3m $2.3m 0.01% Reduced -1.2k -1,246
21 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 36,31136.3k $2.1m $2.1m 0.00% Reduced -295 -295
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 35,61435.6k $2.1m $2.1m 0.00% Added +31.5k +31,476
23 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 34,92734.9k $2.0m $2.0m 0.01% Reduced -4.6k -4,594
24 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 33,70333.7k $2.0m $2.0m 0.00% Reduced -1.6k -1,607
25 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 33,41233.4k $1.9m $1.9m 0.01% Added +188 +188
26 Rodgers & Associates, LTD 0.24% of their portfolio Lancaster, PA 31,61631.6k $1.8m $1.8m 0.24% Reduced -1.2k -1,194
27 IHT Wealth Management, LLC 0.05% of their portfolio Chicago, IL 23,82123.8k $1.4m $1.4m 0.05% Added +2.8k +2,803
28 MB Generational Wealth, LLC 1.05% of their portfolio SPOKANE, WA 23,41523.4k $1.4m $1.4m 1.05% Unchanged
29 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 22,39022.4k $1.3m $1.3m 0.00% Reduced -254 -254
30 Kohmann Bosshard Financial Services, LLC 0.15% of their portfolio FAIRLAWN, OH 19,50619.5k $1.1m $1.1m 0.15% Reduced -825 -825
31 LRI Investments, LLC 0.12% of their portfolio PALM BEACH GARDENS, FL 18,20118.2k $1.1m $1.1m 0.12% Reduced -120 -120
32 COMERICA BANK 0.00% of their portfolio DALLAS, TX 17,29017.3k $1.0m $1.0m 0.00% Reduced -453 -453
33 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 16,94816.9k $981.5k $981.5k 0.01% Added +349 +349
34 Mariner, LLC 0.00% of their portfolio Overland Park, KS 16,37716.4k $948.4k $948.4k 0.00% Reduced -53 -53
35 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 16,01416.0k $927.4k $927.4k 0.00% Added +3.8k +3,767
36 Merit Financial Group, LLC 0.02% of their portfolio ALPHARETTA, GA 15,10915.1k $875.0k $875.0k 0.02% Reduced -1.3k -1,297
37 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 14,13714.1k $819.0k $819.0k 0.00% Reduced -336 -336
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,90313.9k $805.1k $805.1k 0.00% Reduced -10.8k -10,834
39 Pacific Sun Financial Corp 0.40% of their portfolio LOS ANGELES, CA 11,81211.8k $684.0k $684.0k 0.40% Reduced -300 -300
40 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 11,43911.4k $662.4k $662.4k 0.00% Added +4.5k +4,472
41 Black Diamond Financial, LLC 0.13% of their portfolio TOWSON, MD 11,29711.3k $654.2k $654.2k 0.13% Added +418 +418
42 Courage Miller Partners, LLC 0.22% of their portfolio NORFOLK, VA 10,48010.5k $606.9k $606.9k 0.22% Unchanged
43 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 9,4479.4k $547.1k $547.1k 0.00% Added +193 +193
44 Mill Creek Capital Advisors, LLC 0.01% of their portfolio Conshohocken, PA 9,4329.4k $546.2k $546.2k 0.01% Unchanged
45 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 6,8346.8k $395.8k $395.8k 0.01% Added +574 +574
46 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 6,6266.6k $383.7k $383.7k 0.00% Added +528 +528
47 Key Financial Inc 0.09% of their portfolio WEST CHESTER, PA 6,4916.5k $375.9k $375.9k 0.09% Added +4.6k +4,599
48 Ruane, Cunniff & Goldfarb L.P. 0.01% of their portfolio New York, NY 6,3806.4k $369.5k $369.5k 0.01% Unchanged
49 MONECO ADVISORS, LLC 0.05% of their portfolio FAIRFIELD, CT 6,1506.2k $356.1k $356.1k 0.05% Reduced -9.3k -9,279
50 Essex Financial Services, Inc. 0.03% of their portfolio ESSEX, CT 6,0046.0k $356.9k $356.9k 0.03% Added +1.3k +1,347
51 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 5,9766.0k $346.1k $346.1k 0.00% Reduced -110 -110
52 TRANSCEND CAPITAL ADVISORS, LLC 0.02% of their portfolio MADISON, NJ 5,9135.9k $342.4k $342.4k 0.02% Unchanged
53 Towerpoint Wealth, LLC 0.16% of their portfolio SACRAMENTO, CA 5,6765.7k $328.7k $328.7k 0.16% Added +1 +1
54 Madison Wealth Partners, Inc 0.11% of their portfolio MADISON, WI 5,5875.6k $323.5k $323.5k 0.11% Added +39 +39
55 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 5,5445.5k $321.0k $321.0k 0.00% Added +1 +1
56 Sensible Money, LLC 0.16% of their portfolio SCOTTSDALE, AZ 5,5385.5k $320.7k $320.7k 0.16% Added +26 +26
57 Perennial Investment Advisors, LLC 0.04% of their portfolio Los Angeles, CA 5,2115.2k $301.8k $301.8k 0.04% Reduced -89 -89
58 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 5,0975.1k $295.2k $295.2k 0.00% New
59 Argent Trust Co 0.01% of their portfolio NASHVILLE, TN 4,8894.9k $283.1k $283.1k 0.01% Unchanged
60 LANARK FINANCIAL, INC. 0.03% of their portfolio BIRMINGHAM, AL 4,8384.8k $280.0k $280.0k 0.03% Added +4 +4
61 Jackson Creek Investment Advisors LLC 0.10% of their portfolio CASTLE ROCK, CO 4,7104.7k $273.0k $273.0k 0.10% Reduced -14.9k -14,868
62 FMR LLC 0.00% of their portfolio BOSTON, MA 4,4784.5k $259.4k $259.4k 0.00% Reduced -52 -52
63 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 4,4524.5k $257.8k $257.8k 0.01% Unchanged
64 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 4,1074.1k $237.8k $237.8k 0.00% Added +2 +2
65 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 3,8633.9k $223.7k $223.7k 0.00% Added +3.8k +3,776
66 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 3,7793.8k $218.8k $218.8k 0.00% Reduced -18 -18
67 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,6953.7k $214.0k $214.0k 0.00% Unchanged
68 RMR Capital Management, LLC 0.19% of their portfolio Tustin, CA 3,6653.7k $212.2k $212.2k 0.19% Unchanged
69 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 3,6583.7k $211.8k $211.8k 0.01% Unchanged
70 BARRETT & COMPANY, INC. 0.08% of their portfolio PROVIDENCE, RI 3,0933.1k $179.1k $179.1k 0.08% Unchanged
71 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 2,7002.7k $156.4k $156.4k 0.01% Unchanged
72 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 2,6452.6k $153.2k $153.2k 0.00% Added +1.2k +1,164
73 ASHTON THOMAS SECURITIES, LLC 0.04% of their portfolio ROCHESTER, NY 2,5502.5k $146.0k $146.0k 0.04% First filing
74 City State Bank 0.05% of their portfolio NORWALK, IA 2,1962.2k $127.2k $127.2k 0.05% Unchanged
75 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 2,0342.0k $117.8k $117.8k 0.00% New
76 Global Financial Private Client, LLC 0.04% of their portfolio Sarasota, FL 1,8001.8k $104.2k $104.2k 0.04% Unchanged
77 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 1,5541.6k $90.0k $90.0k 0.01% Reduced -233 -233
78 Smartleaf Asset Management LLC 0.01% of their portfolio BOSTON, MA 1,5491.5k $88.9k $88.9k 0.01% Reduced -256 -256
79 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 1,4051.4k $81.4k $81.4k 0.01% Unchanged
80 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 1,2001.2k $69.5k $69.5k 0.01% Unchanged
81 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 1,0751.1k $62.3k $62.3k 0.01% Unchanged
82 Laurel Wealth Advisors LLC 0.01% of their portfolio CHARLOTTE, NC 840840 $48.6k $48.6k 0.01% Unchanged
83 HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio LUTHERVILLE, MD 759759 $44.0k $44.0k 0.00% Unchanged
84 Cedar Mountain Advisors, LLC 0.01% of their portfolio LAKE OSWEGO, OR 727727 $42.1k $42.1k 0.01% Reduced -104 -104
85 Rise Advisors, LLC 0.02% of their portfolio ROCHESTER, NY 646646 $37.4k $37.4k 0.02% Added +3 +3
86 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 524524 $30.3k $30.3k 0.00% Added +302 +302
87 Archer Investment Corp 0.01% of their portfolio Carmel, IN 468468 $27.1k $27.1k 0.01% Unchanged
88 ST GERMAIN D J CO INC 0.00% of their portfolio SPRINGFIELD, MA 351351 $20.3k $20.3k 0.00% Unchanged
89 Realta Investment Advisors 0.00% of their portfolio WILMINGTON, DE 350350 $20.3k $20.3k 0.00% Unchanged
90 New England Capital Financial Advisors LLC 0.01% of their portfolio MERIDEN, CT 264264 $15.3k $15.3k 0.01% Unchanged
91 MACROVIEW INVESTMENT MANAGEMENT LLC 0.01% of their portfolio BETHESDA, MD 222222 $12.9k $12.9k 0.01% Unchanged
92 Sandy Spring Bank 0.00% of their portfolio Olney, MD 204204 $11.8k $11.8k 0.00% Unchanged
93 Eagle Bay Advisors LLC 0.01% of their portfolio NEW YORK, NY 204204 $11.8k $11.8k 0.01% Unchanged
94 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 200200 $11.6k $11.6k 0.00% Unchanged
95 MGB Wealth Management, LLC 0.00% of their portfolio ADDISON, TX 175175 $10.6k $10.6k 0.00% Unchanged
96 Olistico Wealth, LLC 0.01% of their portfolio TULSA, OK 150150 $8.7k $8.7k 0.01% New
97 Eukles Asset Management 0.00% of their portfolio CINCINNATI, OH 117117 $6.8k $6.8k 0.00% Unchanged
98 Asset Dedication, LLC 0.00% of their portfolio SAN FRANCISCO, CA 102102 $5.9k $5.9k 0.00% New
99 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 8282 $4.7k $4.7k 0.00% Added +1 +1
100 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 8080 $4.6k $4.6k 0.00% Unchanged