Vault-13

ISHARES TR ISCV

MRNING SM CP ETF · ETP · CUSIP 464288703

110 institutional holders -2 vs Q4 2023
3,964,2294.0m shares reported held*
$242.0mreported value*
8 new 31 added 34 reduced 8 sold out net bought ≈ $26.9m (+440.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $61.06. Options: 8 managers hold calls ($4.1bn notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 96Q4 22: 99Q1 23: 98Q2 23: 98Q3 23: 103Q4 23: 112Q1 24: 110110Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202296
Q4 202299
Q1 202398
Q2 202398
Q3 2023103
Q4 2023112
Q1 2024110

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 40 bought or addedQ4 22: 32 cut or sold outQ4 22Q1 23: 38 bought or addedQ1 23: 33 cut or sold outQ1 23Q2 23: 37 bought or addedQ2 23: 41 cut or sold outQ2 23Q3 23: 39 bought or addedQ3 23: 31 cut or sold outQ3 23Q4 23: 48 bought or addedQ4 23: 38 cut or sold outQ4 23Q1 24: 39 bought or addedQ1 24: 42 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224032
Q1 20233833
Q2 20233741
Q3 20233931
Q4 20234838
Q1 20243942

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2bn$4bn$6bnQ2 23 calls: $1.8bnQ2 23 puts: $16.1kQ2 23P/C 0.00Q3 23 calls: $1.6bnQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $4.5bnQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $4.1bnQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$1.8bn$16.1k0.00
Q3 2023$1.6bn$00.00
Q4 2023$4.5bn$00.00
Q1 2024$4.1bn$00.00

Biggest buyers

MORGAN STANLEY Added +395,964+396.0k
Prosperity Consulting Group, LLC New +49,847+49.8k
BANK OF AMERICA CORP /DE/ Added +24,781+24.8k
Cetera Investment Advisers Added +24,223+24.2k
ROYAL BANK OF CANADA Added +20,536+20.5k
CITADEL ADVISORS LLC New +16,850+16.9k
GTS SECURITIES LLC New +12,104+12.1k
Tower Research Capital LLC (TRC) Added +5,577+5.6k
Kestra Advisory Services, LLC Added +5,170+5.2k
Private Advisor Group, LLC New +3,797+3.8k

Biggest sellers

Cetera Advisors LLC Sold out -19,765-19.8k
M Holdings Securities, Inc. Sold out -18,435-18.4k
CAPTRUST FINANCIAL ADVISORS Reduced -15,484-15.5k
JPMORGAN CHASE & CO Reduced -13,134-13.1k
Raymond James Financial Services Advisors, Inc. Reduced -12,128-12.1k
LPL Financial LLC Reduced -11,725-11.7k
AVANTAX ADVISORY SERVICES, INC. Reduced -9,033-9.0k
Cetera Advisor Networks LLC Sold out -6,496-6.5k
Steele Capital Management, Inc. Reduced -3,844-3.8k
Matrix Trust Co Reduced -3,443-3.4k

Biggest calls

JPMORGAN CHASE & CO Added $2.6bn34.0m shares
JANE STREET GROUP, LLC Added $756.9m9.7m shares
PICTON MAHONEY ASSET MANAGEMENT Unchanged $466.4m6.0m shares
Optiver Holding B.V. Added $136.0m1.8m shares
Bracebridge Capital, LLC Added $77.7m10.0k shares
IMC-Chicago, LLC Reduced $10.8m139.4k shares
SG Americas Securities, LLC New $125.0k500.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,316,6461.3m $80.6m $80.6m 0.00% Added +396.0k +395,964
2 VAUGHAN & Co SECURITIES, INC. 9.92% of their portfolio Ridgewood, NJ 254,668254.7k $15.6m $15.6m 9.92% Added +3.2k +3,153
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 231,255231.3k $14.2m $14.2m 0.00% Added +24.8k +24,781
4 Steele Capital Management, Inc. 0.67% of their portfolio DUBUQUE, IA 191,576191.6k $11.7m $11.7m 0.67% Reduced -3.8k -3,844
5 Matrix Trust Co 2.64% of their portfolio DENVER, CO 190,780190.8k $11.7m $11.7m 2.64% Reduced -3.4k -3,443
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 132,427132.4k $8.1m $8.1m 0.00% Added +20.5k +20,536
7 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 119,056119.1k $7.3m $7.3m 0.01% Reduced -12.1k -12,128
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 114,513114.5k $7.0m $7.0m 0.00% Reduced -2.3k -2,333
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 94,08094.1k $5.8m $5.8m 0.00% Reduced -3.2k -3,154
10 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 88,57888.6k $5.4m $5.4m 0.01% Reduced -2.5k -2,531
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 83,10683.1k $5.1m $5.1m 0.00% Reduced -11.7k -11,725
12 Merriman Wealth Management, LLC 0.23% of their portfolio SEATTLE, WA 82,68682.7k $5.1m $5.1m 0.23% Added +504 +504
13 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 61,87461.9k $3.8m $3.8m 0.03% Reduced -9.0k -9,033
14 Chicago Partners Investment Group LLC 0.13% of their portfolio CHICAGO, IL 52,74252.7k $3.1m $3.1m 0.13% Added +41 +41
15 Prosperity Consulting Group, LLC 0.38% of their portfolio OWINGS MILLS, MD 49,84749.8k $3.1m $3.1m 0.38% New
16 Viewpoint Capital Management LLC 1.79% of their portfolio SEATTLE, WA 46,12846.1k $2.8m $2.8m 1.79% Added +30 +30
17 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 43,42043.4k $2.7m $2.7m 0.00% Unchanged
18 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 40,53740.5k $2.5m $2.5m 0.01% Added +24.2k +24,223
19 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 40,02840.0k $2.4m $2.4m 0.02% Added +5.2k +5,170
20 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 39,52139.5k $2.4m $2.4m 0.01% Reduced -15.5k -15,484
21 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 36,60636.6k $2.2m $2.2m 0.00% Reduced -1.1k -1,074
22 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 35,31035.3k $2.2m $2.2m 0.00% Reduced -160 -160
23 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 33,22433.2k $2.0m $2.0m 0.01% Reduced -1.4k -1,386
24 Rodgers & Associates, LTD 0.26% of their portfolio Lancaster, PA 32,81032.8k $2.0m $2.0m 0.26% Added +1.3k +1,291
25 Hyperion Capital Advisors LP 0.79% of their portfolio New York, NY 27,40027.4k $1.7m $1.7m 0.79% Unchanged
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 24,73724.7k $1.5m $1.5m 0.00% Added +273 +273
27 MB Generational Wealth, LLC 1.12% of their portfolio SPOKANE, WA 23,41523.4k $1.4m $1.4m 1.12% Unchanged
28 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 22,64422.6k $1.4m $1.4m 0.00% Added +725 +725
29 IHT Wealth Management, LLC 0.05% of their portfolio Chicago, IL 21,01821.0k $1.3m $1.3m 0.05% Added +901 +901
30 Kohmann Bosshard Financial Services, LLC 0.17% of their portfolio FAIRLAWN, OH 20,33120.3k $1.2m $1.2m 0.17% Unchanged
31 Jackson Creek Investment Advisors LLC 0.30% of their portfolio CASTLE ROCK, CO 19,57819.6k $848.0k $848.0k 0.30% Reduced -2.9k -2,934
32 LRI Investments, LLC 0.28% of their portfolio PALM BEACH GARDENS, FL 18,32118.3k $1.1m $1.1m 0.28% First filing
33 COMERICA BANK 0.00% of their portfolio DALLAS, TX 17,74317.7k $1.1m $1.1m 0.00% Added +460 +460
34 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 16,85016.9k $1.0m $1.0m 0.00% New
35 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 16,59916.6k $1.0m $1.0m 0.01% Added +673 +673
36 Mariner, LLC 0.00% of their portfolio Overland Park, KS 16,43016.4k $1.0m $1.0m 0.00% Added +3 +3
37 Merit Financial Group, LLC 0.02% of their portfolio ALPHARETTA, GA 16,40616.4k $963.4k $963.4k 0.02% Reduced -944 -944
38 MONECO ADVISORS, LLC 0.15% of their portfolio FAIRFIELD, CT 15,42915.4k $944.2k $944.2k 0.15% Reduced -256 -256
39 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 14,47314.5k $886.0k $886.0k 0.00% Reduced -415 -415
40 PANORAMIC INVESTMENT ADVISORS, LLC 0.60% of their portfolio DENVER, CO 13,34113.3k $816.5k $816.5k 0.60% Reduced -182 -182
41 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 12,24712.2k $749.5k $749.5k 0.00% Reduced -156 -156
42 Pacific Sun Financial Corp 0.43% of their portfolio LOS ANGELES, CA 12,11212.1k $741.3k $741.3k 0.43% Unchanged
43 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 12,10412.1k $740.8k $740.8k 0.02% New
44 Black Diamond Financial, LLC 0.17% of their portfolio TOWSON, MD 10,87910.9k $644.1k $644.1k 0.17% Unchanged
45 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 10,68610.7k $657.0k $657.0k 0.00% Reduced -60 -60
46 Courage Miller Partners, LLC 0.22% of their portfolio NORFOLK, VA 10,48010.5k $641.4k $641.4k 0.22% Reduced -56 -56
47 Mill Creek Capital Advisors, LLC 0.02% of their portfolio Conshohocken, PA 9,4329.4k $577.2k $577.2k 0.02% Unchanged
48 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 9,2549.3k $566.3k $566.3k 0.00% Added +140 +140
49 Dynamic Advisor Solutions LLC 0.02% of their portfolio PHOENIX, AZ 8,4448.4k $516.8k $516.8k 0.02% Reduced -373 -373
50 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 6,9677.0k $426.4k $426.4k 0.00% Reduced -69 -69
51 Ruane, Cunniff & Goldfarb L.P. 0.01% of their portfolio New York, NY 6,3806.4k $390.5k $390.5k 0.01% Unchanged
52 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 6,2606.3k $383.1k $383.1k 0.01% Added +5.6k +5,577
53 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 6,0986.1k $373.2k $373.2k 0.00% Added +295 +295
54 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 6,0866.1k $372.5k $372.5k 0.00% Added +404 +404
55 TRANSCEND CAPITAL ADVISORS, LLC 0.03% of their portfolio MADISON, NJ 5,9135.9k $361.9k $361.9k 0.03% Unchanged
56 Towerpoint Wealth, LLC 0.17% of their portfolio SACRAMENTO, CA 5,6755.7k $347.3k $347.3k 0.17% Unchanged
57 Madison Wealth Partners, Inc 0.12% of their portfolio MADISON, WI 5,5485.5k $339.5k $339.5k 0.12% Added +16 +16
58 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 5,5435.5k $339.0k $339.0k 0.00% Reduced -6 -6
59 Sensible Money, LLC 0.18% of their portfolio SCOTTSDALE, AZ 5,5125.5k $337.4k $337.4k 0.18% Added +884 +884
60 Perennial Investment Advisors, LLC 0.05% of their portfolio Los Angeles, CA 5,3005.3k $324.4k $324.4k 0.05% Reduced -80 -80
61 Argent Trust Co 0.01% of their portfolio NASHVILLE, TN 4,8894.9k $299.2k $299.2k 0.01% Unchanged
62 LANARK FINANCIAL, INC. 0.03% of their portfolio BIRMINGHAM, AL 4,8344.8k $295.0k $295.0k 0.03% Added +165 +165
63 LINCOLN NATIONAL CORP 0.00% of their portfolio RADNOR, PA 4,7054.7k $287.9k $287.9k 0.00% Reduced -1.3k -1,321
64 Essex Financial Services, Inc. 0.03% of their portfolio ESSEX, CT 4,6574.7k $285.0k $285.0k 0.03% Unchanged
65 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 4,6164.6k $282.5k $282.5k 0.00% Reduced -292 -292
66 FMR LLC 0.00% of their portfolio BOSTON, MA 4,5304.5k $277.3k $277.3k 0.00% Added +1.8k +1,810
67 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 4,4524.5k $272.5k $272.5k 0.01% Added +51 +51
68 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,1384.1k $253.2k $253.2k 0.00% Reduced -13.1k -13,134
69 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 4,1054.1k $251.2k $251.2k 0.00% Added +2 +2
70 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 3,7973.8k $232.4k $232.4k 0.00% New
71 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,6953.7k $226.0k $226.0k 0.00% Unchanged
72 RMR Capital Management, LLC 0.22% of their portfolio Tustin, CA 3,6653.7k $224.3k $224.3k 0.22% Unchanged
73 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 3,6583.7k $223.8k $223.8k 0.01% Reduced -404 -404
74 SAGE FINANCIAL GROUP INC 0.02% of their portfolio W. CONSHOHOCKEN, PA 3,4133.4k $208.9k $208.9k 0.02% Unchanged
75 BARRETT & COMPANY, INC. 0.09% of their portfolio PROVIDENCE, RI 3,0933.1k $189.3k $189.3k 0.09% Unchanged
76 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 2,7002.7k $165.2k $165.2k 0.01% Unchanged
77 City State Bank 0.06% of their portfolio NORWALK, IA 2,1962.2k $134.0k $134.0k 0.06% Unchanged
78 Key Financial Inc 0.03% of their portfolio WEST CHESTER, PA 1,8921.9k $115.8k $115.8k 0.03% Added +1.1k +1,095
79 Smartleaf Asset Management LLC 0.02% of their portfolio BOSTON, MA 1,8051.8k $109.7k $109.7k 0.02% Reduced -26 -26
80 Global Financial Private Client, LLC 0.05% of their portfolio Sarasota, FL 1,8001.8k $109.1k $109.1k 0.05% Unchanged
81 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 1,7871.8k $109.4k $109.4k 0.01% Reduced -242 -242
82 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 1,4811.5k $90.6k $90.6k 0.00% Added +981 +981
83 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 1,4051.4k $86.0k $86.0k 0.01% Unchanged
84 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 1,2001.2k $73.4k $73.4k 0.01% Unchanged
85 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 1,0751.1k $65.8k $65.8k 0.01% Added +641 +641
86 Laurel Wealth Advisors LLC 0.01% of their portfolio CHARLOTTE, NC 840840 $51.4k $51.4k 0.01% Unchanged
87 Cedar Mountain Advisors, LLC 0.01% of their portfolio LAKE OSWEGO, OR 831831 $50.9k $50.9k 0.01% Unchanged
88 HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio LUTHERVILLE, MD 759759 $46.5k $46.5k 0.00% Reduced -396 -396
89 CAMBRIDGE TRUST CO 0.00% of their portfolio BOSTON, MA 750750 $45.9k $45.9k 0.00% New
90 Rise Advisors, LLC 0.02% of their portfolio ROCHESTER, NY 643643 $39.4k $39.4k 0.02% Added +2 +2
91 Archer Investment Corp 0.01% of their portfolio Carmel, IN 468468 $28.6k $28.6k 0.01% Unchanged
92 ST GERMAIN D J CO INC 0.00% of their portfolio SPRINGFIELD, MA 351351 $21.5k $21.5k 0.00% Unchanged
93 Realta Investment Advisors 0.00% of their portfolio WILMINGTON, DE 350350 $21.4k $21.4k 0.00% New
94 Retirement Group, LLC 0.01% of their portfolio SAN DIEGO, CA 279279 $17.1k $17.1k 0.01% Unchanged
95 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 270270 $16.5k $16.5k 0.00% Unchanged
96 New England Capital Financial Advisors LLC 0.01% of their portfolio MERIDEN, CT 264264 $16.2k $16.2k 0.01% Unchanged
97 MACROVIEW INVESTMENT MANAGEMENT LLC 0.02% of their portfolio BETHESDA, MD 222222 $13.6k $13.6k 0.02% Unchanged
98 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 222222 $13.6k $13.6k 0.00% Unchanged
99 Sandy Spring Bank 0.00% of their portfolio Olney, MD 204204 $12.5k $12.5k 0.00% Unchanged
100 Eagle Bay Advisors LLC 0.01% of their portfolio NEW YORK, NY 204204 $12.5k $12.5k 0.01% New