ISHARES TR ISCV
MRNING SM CP ETF · ETP · CUSIP 464288703
98
institutional holders
-1 vs Q4 2022
3.3m
shares reported held*
$170.0mreported value*
8 new
30 added
27 reduced
6 sold out
net sold ≈ $8.2m (-149.0k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($31.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $51.93. Options: 10 managers hold calls ($2.5bn notional), 0 hold puts (—).
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 96 |
| Q4 2022 | 99 |
| Q1 2023 | 98 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 40 | 32 |
| Q1 2023 | 38 | 33 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $1.1bn | $0 | 0.00 |
| Q4 2022 | $1.2bn | $0 | 0.00 |
| Q1 2023 | $2.5bn | $0 | 0.00 |
Biggest buyers
| MONEY CONCEPTS CAPITAL CORP | Added | +20.8k |
| CITADEL ADVISORS LLC | Added | +19.0k |
| MONECO ADVISORS, LLC | New | +14.1k |
| VAUGHAN & Co SECURITIES, INC. | Added | +13.4k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +13.3k |
| Cetera Advisors LLC | Added | +9.8k |
| Tower Research Capital LLC (TRC) | New | +8.5k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | Added | +8.2k |
| FLOW TRADERS U.S. LLC | New | +7.4k |
| Ruane, Cunniff & Goldfarb L.P. | New | +6.4k |
Biggest sellers
| MORGAN STANLEY | Reduced | -128.3k |
| WELLS FARGO & COMPANY/MN | Reduced | -48.3k |
| ROYAL BANK OF CANADA | Reduced | -38.8k |
| Merriman Wealth Management, LLC | Reduced | -18.5k |
| BANK OF AMERICA CORP /DE/ | Reduced | -9.5k |
| Dynamic Advisor Solutions LLC | Sold out | -8.9k |
| UBS Group AG | Reduced | -6.6k |
| AMERIPRISE FINANCIAL INC | Reduced | -5.1k |
| INTREPID CAPITAL MANAGEMENT INC | Sold out | -4.4k |
| EisnerAmper Wealth Management Corporate Benefits, LLC | Reduced | -4.3k |
Biggest calls
| JANE STREET GROUP, LLC | Added | $1.2bn16.3m shares |
| JPMORGAN CHASE & CO | Added | $595.3m7.9m shares |
| Optiver Holding B.V. | Added | $349.3m4.6m shares |
| CTC LLC | Added | $279.6m37.4k shares |
| IMC-Chicago, LLC | Reduced | $3.6m47.5k shares |
| Kapitalo Investimentos Ltda | New | $2.5m40.0k shares |
| Maven Securities LTD | New | $453.3k6.0k shares |
| Ancora Advisors LLC | New | $3.4k200 shares |
| SG Americas Securities, LLC | New | $1.0k100.0k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| None |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 514.1k $26.8m | Reduced -9.5k |
| MORGAN STANLEY 0.00% of their portfolio | 500.9k $26.1m | Reduced -128.3k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 261.3k $13.6m | Reduced -48.3k |
| VAUGHAN & Co SECURITIES, INC. 8.14% of their portfolio | 210.3k $11.0m | Added +13.4k |
| Matrix Trust Co 2.61% of their portfolio | 185.6k $9.7m | Added +2.9k |
| UBS Group AG 0.00% of their portfolio | 158.2k $8.3m | Reduced -6.6k |
| Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio | 133.7k $7.0m | Added +4.2k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 123.7k $6.5m | Reduced -38.8k |
| LPL Financial LLC 0.00% of their portfolio | 93.7k $4.9m | Added +1.0k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio | 78.1k $4.1m | Added +8.2k |
| AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio | 64.8k $3.4m | Reduced -1.5k |
| Merriman Wealth Management, LLC 0.17% of their portfolio | 61.8k $3.2m | Reduced -18.5k |
| EisnerAmper Wealth Management Corporate Benefits, LLC 1.40% of their portfolio | 55.5k $2.9m | Reduced -4.3k |
| Chicago Partners Investment Group LLC 0.16% of their portfolio | 53.5k $2.8m | Reduced -739 |
| Viewpoint Capital Management LLC 2.17% of their portfolio | 46.3k $2.4m | Unchanged |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 43.4k $2.3m | Unchanged |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 35.9k $1.9m | Added +19.0k |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 33.5k $1.8m | Reduced -895 |
| Rodgers & Associates, LTD 0.25% of their portfolio | 30.4k $1.6m | Reduced -1.7k |
| Kestra Advisory Services, LLC 0.02% of their portfolio | 29.8k $1.6m | Added +1.0k |
| Hyperion Capital Advisors LP 0.69% of their portfolio | 27.4k $1.4m | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 25.3k $1.3m | Added +415 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 23.4k $1.2m | Added +13.3k |
| MONEY CONCEPTS CAPITAL CORP 0.04% of their portfolio | 23.3k $703.4k | Added +20.8k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 22.9k $1.2m | Reduced -5.1k |
| Corient Private Wealth LP 0.00% of their portfolio | 22.8k $1.2m | Reduced -1.9k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 21.8k $1.1m | Added +3.6k |
| Jackson Creek Investment Advisors LLC 0.36% of their portfolio | 21.1k $866.0k | Reduced -13 |
| Cetera Advisors LLC 0.02% of their portfolio | 20.8k $1.1m | Added +9.8k |
| Kohmann Bosshard Financial Services, LLC 0.20% of their portfolio | 20.5k $1.1m | Unchanged |
| M Holdings Securities, Inc. 0.11% of their portfolio | 19.9k $1.0m | Unchanged |
| D.A. DAVIDSON & CO. 0.01% of their portfolio | 18.3k $957.2k | Added +11 |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 17.0k $885.0k | Reduced -1.7k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 15.9k $830.0k | Reduced -654 |
| MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio | 15.5k $809.0k | Reduced -617 |
| Perennial Investment Advisors, LLC 0.15% of their portfolio | 15.1k $790.1k | Reduced -2.3k |
| MONECO ADVISORS, LLC 0.22% of their portfolio | 14.1k $738.0k | New |
| Cetera Investment Advisers 0.01% of their portfolio | 14.0k $730.2k | Reduced -494 |
| Mariner, LLC 0.00% of their portfolio | 11.8k $617.0k | Unchanged |
| Courage Miller Partners, LLC 0.26% of their portfolio | 11.8k $614.8k | Reduced -3.4k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 10.5k $547.0k | Added +262 |
| Black Diamond Financial, LLC 0.17% of their portfolio | 9.8k $510.5k | Added +368 |
| Mill Creek Capital Advisors, LLC 0.02% of their portfolio | 9.4k $492.0k | Added +33 |
| Towerpoint Wealth, LLC 0.25% of their portfolio | 8.5k $445.2k | Unchanged |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 8.5k $443.9k | Added +155 |
| Tower Research Capital LLC (TRC) 0.01% of their portfolio | 8.5k $441.0k | New |
| LINCOLN NATIONAL CORP 0.01% of their portfolio | 8.2k $430.0k | Added +3 |
| Merit Financial Group, LLC 0.01% of their portfolio | 7.7k $402.3k | Reduced -2.4k |
| FLOW TRADERS U.S. LLC 0.02% of their portfolio | 7.4k $385.0k | New |
| LEVEL FOUR ADVISORY SERVICES, LLC 0.02% of their portfolio | 6.7k $349.5k | Unchanged |
| Ruane, Cunniff & Goldfarb L.P. 0.01% of their portfolio | 6.4k $332.8k | New |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 6.3k $326.6k | Reduced -642 |
| Sigma Planning Corp 0.01% of their portfolio | 6.1k $316.3k | Added +4 |
| HighTower Advisors, LLC 0.00% of their portfolio | 5.9k $309.0k | Added +181 |
| Argent Trust Co 0.02% of their portfolio | 4.9k $255.0k | Unchanged |
| Madison Wealth Partners, Inc 0.13% of their portfolio | 4.8k $249.5k | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.02% of their portfolio | 4.5k $237.0k | Reduced -344 |
| Equitable Holdings, Inc. 0.00% of their portfolio | 4.3k $223.2k | Added +10 |
| TRANSCEND CAPITAL ADVISORS, LLC 0.02% of their portfolio | 4.2k $221.3k | Added +323 |
| Geneos Wealth Management Inc. 0.01% of their portfolio | 4.2k $220.0k | Added +5 |
| Creative Planning 0.00% of their portfolio | 4.1k $212.8k | Reduced -171 |
| BARRETT & COMPANY, INC. 0.13% of their portfolio | 3.9k $201.1k | Added +1 |
| HARBOUR INVESTMENTS, INC. 0.01% of their portfolio | 3.8k $195.6k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 3.3k $170.0k | Unchanged |
| CITIGROUP INC 0.00% of their portfolio | 2.9k $152.5k | Added +2.0k |
| SevenOneSeven Capital Management 0.31% of their portfolio | 2.8k $138.8k | Unchanged |
| FMR LLC 0.00% of their portfolio | 2.5k $130.0k | Added +1.2k |
| City State Bank 0.07% of their portfolio | 2.2k $115.0k | Unchanged |
| PRIVATE TRUST CO NA 0.01% of their portfolio | 1.9k $97.7k | Unchanged |
| Global Financial Private Client, LLC 0.05% of their portfolio | 1.8k $93.9k | Unchanged |
| Capital Investment Advisory Services, LLC 0.01% of their portfolio | 1.2k $62.6k | Unchanged |
| Advisory Services Network, LLC 0.00% of their portfolio | 1.1k $59.7k | Unchanged |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 996 $52.0k | Unchanged |
| Laurel Wealth Advisors LLC 0.01% of their portfolio | 840 $43.8k | Unchanged |
| Cedar Mountain Advisors, LLC 0.01% of their portfolio | 831 $43.4k | Unchanged |
| Key Financial Inc 0.02% of their portfolio | 797 $41.6k | Added +500 |
| Rise Advisors, LLC 0.02% of their portfolio | 629 $32.8k | Added +4 |
| Belpointe Asset Management LLC 0.00% of their portfolio | 600 $31.3k | Unchanged |
| AdvisorNet Financial, Inc 0.00% of their portfolio | 471 $24.6k | New |
| Archer Investment Corp 0.01% of their portfolio | 468 $24.4k | Unchanged |
| Retirement Group, LLC 0.01% of their portfolio | 279 $15.0k | Unchanged |
| MBM WEALTH CONSULTANTS, LLC 0.01% of their portfolio | 279 $15.0k | Unchanged |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio | 270 $14.1k | Unchanged |
| New England Capital Financial Advisors LLC 0.01% of their portfolio | 264 $13.8k | Unchanged |
| VitalStone Financial, LLC 0.12% of their portfolio | 230 $14.0k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 222 $11.6k | Unchanged |
| MACROVIEW INVESTMENT MANAGEMENT LLC 0.02% of their portfolio | 221 $11.5k | Added +1 |
| Spire Wealth Management 0.00% of their portfolio | 200 $10.4k | Unchanged |
| Aptus Capital Advisors, LLC 0.00% of their portfolio | 180 $9.4k | New |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio | 167 $9.0k | Reduced -15 |
| Arax Advisory Partners 0.00% of their portfolio | 151 $7.9k | Added +1 |
| Eukles Asset Management 0.00% of their portfolio | 117 $6.1k | Unchanged |
| ASSETMARK, INC 0.00% of their portfolio | 112 $5.8k | Reduced -9 |
| BLAIR WILLIAM & CO/IL 0.00% of their portfolio | 100 $5.2k | Reduced -10 |
| Parkside Financial Bank & Trust 0.00% of their portfolio | 72 $3.8k | Unchanged |
| BlackRock Inc. 0.00% of their portfolio | 45 $2.3k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 42 $2.1k | Unchanged |
| Rice Partnership, LLC 0.00% of their portfolio | 20 $1.0k | New |