ISHARES TR ISCV
MRNING SM CP ETF · ETP · CUSIP 464288703
99
institutional holders
+3 vs Q3 2022
3.5m
shares reported held*
$182.3mreported value*
8 new
32 added
25 reduced
7 sold out
net bought ≈ $24.7m (+472.8k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($30.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $51.79. Options: 8 managers hold calls ($1.2bn notional), 0 hold puts (—).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 96 |
| Q4 2022 | 99 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $1.1bn | $0 | 0.00 |
| Q4 2022 | $1.2bn | $0 | 0.00 |
Biggest buyers
| BANK OF AMERICA CORP /DE/ | Added | +440.3k |
| UBS Group AG | Added | +62.3k |
| VAUGHAN & Co SECURITIES, INC. | Added | +62.1k |
| ROYAL BANK OF CANADA | Added | +54.4k |
| MERCER GLOBAL ADVISORS INC /ADV | New | +16.1k |
| Raymond James Financial Services Advisors, Inc. | Added | +13.3k |
| Kohmann Bosshard Financial Services, LLC | Added | +10.6k |
| AVANTAX ADVISORY SERVICES, INC. | Added | +4.9k |
| TRANSCEND CAPITAL ADVISORS, LLC | New | +3.9k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | Added | +3.5k |
Biggest sellers
| Merriman Wealth Management, LLC | Reduced | -82.5k |
| CITADEL ADVISORS LLC | Reduced | -55.7k |
| JANE STREET GROUP, LLC | Sold out | -41.9k |
| WELLS FARGO & COMPANY/MN | Reduced | -8.3k |
| AMERIPRISE FINANCIAL INC | Reduced | -5.9k |
| Tower Research Capital LLC (TRC) | Sold out | -4.9k |
| American Trust | Sold out | -4.6k |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Reduced | -2.3k |
| Jackson Creek Investment Advisors LLC | Reduced | -1.7k |
| Cambridge Investment Research Advisors, Inc. | Reduced | -1.4k |
Biggest calls
| JPMORGAN CHASE & CO | Reduced | $472.8m6.4m shares |
| JANE STREET GROUP, LLC | Added | $320.9m4.4m shares |
| Optiver Holding B.V. | Added | $184.4m2.5m shares |
| Bracebridge Capital, LLC | Added | $147.3m20.0k shares |
| CTC LLC | New | $23.2m3.2k shares |
| IMC-Chicago, LLC | Reduced | $10.9m148.7k shares |
| HRT FINANCIAL LP | Added | $1.8m24.3k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| None |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 629.2k $32.8m | Added +988 |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 523.6k $27.3m | Added +440.3k |
| WELLS FARGO & COMPANY/MN 0.01% of their portfolio | 309.5k $16.1m | Reduced -8.3k |
| VAUGHAN & Co SECURITIES, INC. 8.17% of their portfolio | 196.9k $10.2m | Added +62.1k |
| Matrix Trust Co 2.41% of their portfolio | 182.8k $9.5m | Added +1.1k |
| UBS Group AG 0.00% of their portfolio | 164.8k $8.6m | Added +62.3k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 162.4k $8.5m | Added +54.4k |
| Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio | 129.5k $6.7m | Added +13.3k |
| LPL Financial LLC 0.00% of their portfolio | 92.7k $4.8m | Added +1.1k |
| Merriman Wealth Management, LLC 0.21% of their portfolio | 80.2k $4.2m | Reduced -82.5k |
| Ipsen Advisor Group LLC 4.23% of their portfolio | 70.5k $3.7m | First filing |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio | 69.9k $3.6m | Added +3.5k |
| AVANTAX ADVISORY SERVICES, INC. 0.05% of their portfolio | 66.3k $3.5m | Added +4.9k |
| EisnerAmper Wealth Management Corporate Benefits, LLC 1.59% of their portfolio | 59.8k $3.1m | Reduced -354 |
| Chicago Partners Investment Group LLC 0.20% of their portfolio | 54.2k $3.2m | Added +73 |
| Viewpoint Capital Management LLC 2.33% of their portfolio | 46.3k $2.4m | Reduced -615 |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 43.4k $2.3m | Unchanged |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 34.4k $1.8m | Reduced -1.4k |
| Rodgers & Associates, LTD 0.27% of their portfolio | 32.2k $1.7m | Reduced -423 |
| Kestra Advisory Services, LLC 0.01% of their portfolio | 28.8k $1.5m | Added +11 |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 28.0k $1.5m | Reduced -5.9k |
| Hyperion Capital Advisors LP 0.70% of their portfolio | 27.4k $1.4m | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 24.9k $1.3m | Added +651 |
| Corient Private Wealth LP 0.00% of their portfolio | 24.6k $82.1k | First filing |
| Jackson Creek Investment Advisors LLC 0.37% of their portfolio | 21.1k $834.0k | Reduced -1.7k |
| Kohmann Bosshard Financial Services, LLC 0.21% of their portfolio | 20.5k $1.1m | Added +10.6k |
| M Holdings Securities, Inc. 0.11% of their portfolio | 19.9k $1.0m | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 18.6k $970.0k | Reduced -496 |
| D.A. DAVIDSON & CO. 0.01% of their portfolio | 18.3k $954.7k | Added +11 |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 18.2k $950.0k | Reduced -153 |
| Perennial Investment Advisors, LLC 0.37% of their portfolio | 17.4k $907.9k | Added +151 |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 16.9k $880.9k | Reduced -55.7k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 16.6k $862.4k | Added +577 |
| MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio | 16.1k $839.0k | New |
| Courage Miller Partners, LLC 0.36% of their portfolio | 15.2k $791.0k | Reduced -650 |
| Cetera Investment Advisers 0.01% of their portfolio | 14.5k $754.4k | Reduced -1.2k |
| PANORAMIC INVESTMENT ADVISORS, LLC 0.76% of their portfolio | 14.2k $737.7k | First filing |
| Pacific Sun Financial Corp 0.48% of their portfolio | 13.2k $687.8k | Reduced -150 |
| Mariner, LLC 0.00% of their portfolio | 11.8k $616.0k | Unchanged |
| Cetera Advisors LLC 0.01% of their portfolio | 11.0k $574.8k | Reduced -75 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 10.2k $533.0k | Added +706 |
| Merit Financial Group, LLC 0.02% of their portfolio | 10.1k $525.7k | Added +2.6k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 10.1k $523.8k | Added +1.6k |
| Black Diamond Financial, LLC 0.18% of their portfolio | 9.4k $490.3k | Added +2.5k |
| Mill Creek Capital Advisors, LLC 0.02% of their portfolio | 9.4k $489.3k | First filing |
| Dynamic Advisor Solutions LLC 0.03% of their portfolio | 8.9k $464.5k | Added +558 |
| Towerpoint Wealth, LLC 0.26% of their portfolio | 8.5k $444.3k | Reduced -6 |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 8.4k $435.0k | Reduced -540 |
| LINCOLN NATIONAL CORP 0.01% of their portfolio | 8.2k $429.0k | Added +235 |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 6.9k $359.3k | Reduced -973 |
| LEVEL FOUR ADVISORY SERVICES, LLC 0.03% of their portfolio | 6.7k $348.8k | Unchanged |
| Sigma Planning Corp 0.01% of their portfolio | 6.1k $315.5k | Reduced -229 |
| HighTower Advisors, LLC 0.00% of their portfolio | 5.7k $297.0k | Added +182 |
| Argent Trust Co 0.02% of their portfolio | 4.9k $254.5k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.02% of their portfolio | 4.9k $254.5k | Reduced -124 |
| INTREPID CAPITAL MANAGEMENT INC 0.20% of their portfolio | 4.4k $229.0k | Reduced -156 |
| Equitable Holdings, Inc. 0.00% of their portfolio | 4.3k $222.2k | Added +11 |
| Creative Planning 0.00% of their portfolio | 4.3k $221.3k | Unchanged |
| Geneos Wealth Management Inc. 0.01% of their portfolio | 4.2k $219.3k | Added +6 |
| TRANSCEND CAPITAL ADVISORS, LLC 0.02% of their portfolio | 3.9k $204.0k | New |
| BARRETT & COMPANY, INC. 0.13% of their portfolio | 3.9k $200.6k | Unchanged |
| HARBOUR INVESTMENTS, INC. 0.01% of their portfolio | 3.8k $195.2k | Added +3.4k |
| CWM, LLC 0.00% of their portfolio | 3.3k $169.0k | Unchanged |
| SevenOneSeven Capital Management 0.31% of their portfolio | 2.8k $145.8k | Unchanged |
| MONEY CONCEPTS CAPITAL CORP 0.01% of their portfolio | 2.5k $130.9k | Reduced -87 |
| City State Bank 0.07% of their portfolio | 2.2k $114.0k | Unchanged |
| PRIVATE TRUST CO NA 0.01% of their portfolio | 1.9k $97.0k | Reduced -625 |
| Global Financial Private Client, LLC 0.05% of their portfolio | 1.8k $93.7k | Unchanged |
| FMR LLC 0.00% of their portfolio | 1.3k $65.6k | Reduced -1 |
| Capital Investment Advisory Services, LLC 0.01% of their portfolio | 1.2k $62.5k | Unchanged |
| Advisory Services Network, LLC 0.00% of their portfolio | 1.1k $59.6k | New |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 996 $51.9k | Unchanged |
| CITIGROUP INC 0.00% of their portfolio | 932 $48.5k | Added +140 |
| Laurel Wealth Advisors LLC 0.01% of their portfolio | 840 $43.7k | Unchanged |
| Cedar Mountain Advisors, LLC 0.01% of their portfolio | 831 $43.3k | Unchanged |
| Rise Advisors, LLC 0.03% of their portfolio | 625 $32.5k | Added +4 |
| Belpointe Asset Management LLC 0.00% of their portfolio | 600 $31.2k | New |
| PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 0.00% of their portfolio | 594 $33.8k | New |
| Archer Investment Corp 0.01% of their portfolio | 468 $24.4k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 456 $23.7k | New |
| Realta Investment Advisors 0.01% of their portfolio | 450 $23.4k | Unchanged |
| Key Financial Inc 0.01% of their portfolio | 297 $14.1k | Unchanged |
| Retirement Group, LLC 0.01% of their portfolio | 279 $15.0k | New |
| MBM WEALTH CONSULTANTS, LLC 0.01% of their portfolio | 279 $14.0k | Unchanged |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio | 270 $14.1k | Unchanged |
| New England Capital Financial Advisors LLC 0.01% of their portfolio | 264 $14.6k | First filing |
| VitalStone Financial, LLC 0.01% of their portfolio | 230 $12.0k | First filing |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 222 $11.6k | Unchanged |
| MACROVIEW INVESTMENT MANAGEMENT LLC 0.02% of their portfolio | 220 $11.4k | Added +2 |
| Spire Wealth Management 0.00% of their portfolio | 200 $10.0k | Unchanged |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio | 182 $9.0k | Reduced -2.3k |
| Arax Advisory Partners 0.00% of their portfolio | 150 $7.8k | Added +2 |
| ASSETMARK, INC 0.00% of their portfolio | 121 $6.3k | Added +9 |
| Eukles Asset Management 0.00% of their portfolio | 117 $6.0k | Unchanged |
| BLAIR WILLIAM & CO/IL 0.00% of their portfolio | 110 $5.7k | Unchanged |
| Parkside Financial Bank & Trust 0.00% of their portfolio | 72 $3.7k | Unchanged |
| BlackRock Inc. 0.00% of their portfolio | 45 $2.3k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 42 $2.2k | Unchanged |
| My Personal CFO, LLC 0.07% of their portfolio | 1 $75.0k | New |