Vault-13

ISHARES TR SHV

SHORT TREAS BD · ETP · CUSIP 464288679

656 institutional holders +17 vs Q2 2023
93,073,82093.1m shares reported held*
$10.3bnreported value*
68 new 242 added 261 reduced 53 sold out net sold ≈ $87.5m (-850.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($8.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $110.47. Options: 1 managers hold calls ($276.2k notional), 0 hold puts (—).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 554Q4 22: 596Q1 23: 615Q2 23: 639Q3 23: 656656Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022554
Q4 2022596
Q1 2023615
Q2 2023639
Q3 2023656

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 304 bought or addedQ4 22: 282 cut or sold outQ4 22Q1 23: 336 bought or addedQ1 23: 270 cut or sold outQ1 23Q2 23: 311 bought or addedQ2 23: 320 cut or sold outQ2 23Q3 23: 310 bought or addedQ3 23: 314 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022304282
Q1 2023336270
Q2 2023311320
Q3 2023310314

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $6.4mQ1 23P/C —Q2 23 calls: $0Q2 23 puts: $6.9mQ2 23P/C —Q3 23 calls: $276.2kQ3 23 puts: $0Q3 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2022$0$0—
Q1 2023$0$6.4m—
Q2 2023$0$6.9m—
Q3 2023$276.2k$00.00

Biggest buyers

BlackRock Inc. Added +1,422,287+1.4m
JANE STREET GROUP, LLC Added +1,220,772+1.2m
ANCHOR CAPITAL ADVISORS LLC Added +1,116,959+1.1m
Cambridge Investment Research Advisors, Inc. Added +628,208+628.2k
Wealthfront Advisers LLC Added +605,784+605.8k
GUIDANCE CAPITAL, INC Added +470,221+470.2k
Mader & Shannon Wealth Management, Inc. New +367,456+367.5k
Divergent Wealth Advisors Added +338,473+338.5k
ROYAL BANK OF CANADA Added +335,992+336.0k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +313,879+313.9k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -2,085,557-2.1m
Cerity Partners LLC Reduced -865,669-865.7k
ACUTE INVESTMENT ADVISORY, LLC Reduced -665,323-665.3k
Ausdal Financial Partners, Inc. Reduced -591,767-591.8k
BANK OF NOVA SCOTIA Reduced -555,133-555.1k
PEAVINE CAPITAL, LLC Reduced -433,795-433.8k
Arax Advisory Partners Reduced -364,647-364.6k
Cornerstone Retirement Group, Inc. Reduced -336,182-336.2k
Prime Capital Investment Advisors, LLC Reduced -330,585-330.6k
O'SHAUGHNESSY ASSET MANAGEMENT, LLC Reduced -317,405-317.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $276.2k2.5k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock Portfolio Management LLC 13G · institution -2.5 pts · filed 2026-10-27 7.8% -2.5 pts 16.2m≈ $1.8bn 2026-10-27

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.03% of their portfolio New York, NY 8,147,4888.1m $900.1m $900.1m 0.03% Added +1.4m +1,422,287
2 MORGAN STANLEY 0.08% of their portfolio NEW YORK, NY 7,544,6057.5m $833.5m $833.5m 0.08% Added +29.8k +29,786
3 BANK OF AMERICA CORP /DE/ 0.05% of their portfolio CHARLOTTE, NC 3,704,7673.7m $409.3m $409.3m 0.05% Added +216.3k +216,341
4 WELLS FARGO & COMPANY/MN 0.12% of their portfolio SAN FRANCISCO, CA 3,407,9413.4m $376.5m $376.5m 0.12% Added +270.3k +270,329
5 Betterment LLC 0.88% of their portfolio NEW YORK, NY 2,526,9562.5m $279.2m $279.2m 0.88% Reduced -218.2k -218,163
6 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 3.59% of their portfolio Madrid, U3 2,432,4772.4m $266.4m $266.4m 3.59% Reduced -293.1k -293,083
7 UBS Group AG 0.11% of their portfolio ZURICH, V8 2,106,2602.1m $232.7m $232.7m 0.11% Reduced -272.8k -272,801
8 SVB WEALTH LLC 4.08% of their portfolio BOSTON, MA 1,683,1881.7m $185.9m $185.9m 4.08% Reduced -297.4k -297,383
9 Mariner, LLC 0.49% of their portfolio Overland Park, KS 1,661,0581.7m $183.5m $183.5m 0.49% Reduced -40.3k -40,324
10 ENVESTNET ASSET MANAGEMENT INC 0.08% of their portfolio Berwyn, PA 1,659,4271.7m $183.3m $183.3m 0.08% Reduced -2.1m -2,085,557
11 Gateway Advisory, LLC 37.27% of their portfolio WESTFIELD, NJ 1,654,3171.7m $182.8m $182.8m 37.27% Added +105.6k +105,580
12 ANCHOR CAPITAL ADVISORS LLC 4.67% of their portfolio Boston, MA 1,512,9311.5m $167.1m $167.1m 4.67% Added +1.1m +1,116,959
13 JANE STREET GROUP, LLC 0.25% of their portfolio NEW YORK, NY 1,444,2121.4m $159.5m $159.5m 0.25% Added +1.2m +1,220,772
14 FMR LLC 0.01% of their portfolio BOSTON, MA 1,440,0191.4m $159.1m $159.1m 0.01% Reduced -68.4k -68,389
15 LPL Financial LLC 0.11% of their portfolio FORT MILL, SC 1,439,6071.4m $159.0m $159.0m 0.11% Added +136.9k +136,851
16 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 1,368,1181.4m $151.1m $151.1m 0.04% Added +336.0k +335,992
17 Raymond James Financial Services Advisors, Inc. 0.24% of their portfolio ST. PETERSBURG, FL 1,221,4451.2m $134.9m $134.9m 0.24% Added +236.9k +236,919
18 TRUIST FINANCIAL CORP 0.22% of their portfolio CHARLOTTE, NC 1,205,8921.2m $133.2m $133.2m 0.22% Added +5.1k +5,081
19 OSAIC HOLDINGS, INC. 0.19% of their portfolio SCOTTSDALE, AZ 1,162,2661.2m $128.4m $128.4m 0.19% Reduced -244.3k -244,301
20 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,021,7571.0m $112.9m $112.9m 0.01% Added +309.9k +309,933
21 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 1,013,2531.0m $111.9m $111.9m 0.03% Reduced -109.7k -109,660
22 BANK OF NOVA SCOTIA 0.29% of their portfolio TORONTO, A6 1,011,7261.0m $111.7m $111.7m 0.29% Reduced -555.1k -555,133
23 Estate Counselors, LLC 14.63% of their portfolio Thiensville, WI 995,975996.0k $110.0m $110.0m 14.63% Added +257.1k +257,065
24 Cerity Partners LLC 0.52% of their portfolio NEW YORK, NY 967,471967.5k $106.9m $106.9m 0.52% Reduced -865.7k -865,669
25 Accredited Investors Inc. 7.86% of their portfolio EDINA, MN 948,282948.3k $104.8m $104.8m 7.86% Added +27.8k +27,847
26 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 859,764859.8k $94.8m $94.8m 0.03% Added +151.9k +151,924
27 GM Advisory Group, LLC 7.29% of their portfolio MELVILLE, NY 808,000808.0k $89.3m $89.3m 7.29% Reduced -119.7k -119,694
28 Cambridge Investment Research Advisors, Inc. 0.41% of their portfolio FAIRFIELD, IA 802,291802.3k $88.6m $88.6m 0.41% Added +628.2k +628,208
29 PEAVINE CAPITAL, LLC 21.39% of their portfolio RENO, NV 742,800742.8k $82.1m $82.1m 21.39% Reduced -433.8k -433,795
30 LaSalle St. Investment Advisors, LLC 39.10% of their portfolio ELMHURST, IL 723,745723.7k $80.0m $80.0m 39.10% Added +515 +515
31 Foundations Investment Advisors, LLC 2.38% of their portfolio PHOENIX, AZ 700,099700.1k $77.3m $77.3m 2.38% Reduced -120.3k -120,279
32 Divergent Wealth Advisors 16.18% of their portfolio SOUTH JORDAN, UT 643,895643.9k $71.1m $71.1m 16.18% Added +338.5k +338,473
33 Wealthfront Advisers LLC 0.30% of their portfolio Palo Alto, CA 638,397638.4k $70.5m $70.5m 0.30% Added +605.8k +605,784
34 Federation des caisses Desjardins du Quebec 0.71% of their portfolio LEVIS, A8 621,357621.4k $68.6m $68.6m 0.71% Added +218.8k +218,756
35 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.22% of their portfolio PLYMOUTH, MN 608,633608.6k $67.2m $67.2m 0.22% Added +313.9k +313,879
36 Crane Advisory, LLC 15.90% of their portfolio FULLERTON, CA 575,444575.4k $63.4m $63.4m 15.90% Added +80.7k +80,742
37 GUIDANCE CAPITAL, INC 28.11% of their portfolio LOUSVILLE, KY 570,391570.4k $62.8m $62.8m 28.11% Added +470.2k +470,221
38 Advisory Services Network, LLC 1.63% of their portfolio ATLANTA, GA 549,477549.5k $60.7m $60.7m 1.63% Added +32.1k +32,139
39 Mutual Advisors, LLC 2.36% of their portfolio OMAHA, NE 548,651548.7k $60.6m $60.6m 2.36% Reduced -229.6k -229,631
40 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.90% of their portfolio Stamford, CT 546,606546.6k $60.4m $60.4m 0.90% Reduced -317.4k -317,405
41 Family Manage LLC 13.87% of their portfolio NEW YORK, NY 546,486546.5k $60.4m $60.4m 13.87% Reduced -96.4k -96,439
42 Prime Capital Investment Advisors, LLC 1.23% of their portfolio OVERLAND PARK, KS 545,065545.1k $60.2m $60.2m 1.23% Reduced -330.6k -330,585
43 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.08% of their portfolio MILWAUKEE, WI 540,255540.3k $59.7m $59.7m 0.08% Reduced -57.4k -57,441
44 STIFEL FINANCIAL CORP 0.08% of their portfolio ST. LOUIS, MO 532,065532.1k $58.8m $58.8m 0.08% Reduced -38.1k -38,086
45 Cornerstone Retirement Group, Inc. 16.76% of their portfolio RENO, NV 530,662530.7k $58.6m $58.6m 16.76% Reduced -336.2k -336,182
46 Spire Wealth Management 2.19% of their portfolio MCLEAN, VA 521,787521.8k $57.6m $57.6m 2.19% Reduced -14.8k -14,760
47 RENAISSANCE TECHNOLOGIES LLC 0.09% of their portfolio NEW YORK, NY 456,900456.9k $50.5m $50.5m 0.09% Added +139.8k +139,800
48 BARINGS LLC 1.46% of their portfolio CHARLOTTE, NC 387,587387.6k $42.8m $42.8m 1.46% Added +245.2k +245,233
49 Creative Planning 0.06% of their portfolio OVERLAND PARK, KS 387,524387.5k $42.8m $42.8m 0.06% Reduced -22.2k -22,207
50 Acorns Advisers, LLC 0.58% of their portfolio IRVINE, CA 381,600381.6k $42.2m $42.2m 0.58% Added +678 +678
51 RITHOLTZ WEALTH MANAGEMENT 1.85% of their portfolio NEW YORK, NY 373,237373.2k $41.2m $41.2m 1.85% Reduced -306.9k -306,861
52 Mader & Shannon Wealth Management, Inc. 26.68% of their portfolio KANSAS CITY, MO 367,456367.5k $40.6m $40.6m 26.68% New
53 Fund Evaluation Group, LLC 3.58% of their portfolio CINCINNATI, OH 364,594364.6k $40.3m $40.3m 3.58% Reduced -743 -743
54 FIL Ltd 0.05% of their portfolio HAMILTON, D0 361,846361.8k $40.0m $40.0m 0.05% Reduced -105.7k -105,659
55 Rockefeller Capital Management L.P. 0.15% of their portfolio NEW YORK, NY 359,691359.7k $39.7m $39.7m 0.15% Added +19.8k +19,794
56 Americana Partners, LLC 4.33% of their portfolio Houston, TX 354,635354.6k $40.1m $40.1m 4.33% Added +243.1k +243,084
57 Trust Co 6.29% of their portfolio MANHATTAN, KS 353,169353.2k $39.0m $39.0m 6.29% Reduced -239.7k -239,730
58 Allred Capital Management, LLC 18.90% of their portfolio Dallas, TX 343,442343.4k $37.9m $37.9m 18.90% Added +44.6k +44,646
59 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 330,753330.8k $36.5m $36.5m 0.03% Added +32.6k +32,555
60 Global Retirement Partners, LLC 1.83% of their portfolio San Rafael, CA 330,178330.2k $36.3m $36.3m 1.83% Reduced -9.2k -9,249
61 HighTower Advisors, LLC 0.07% of their portfolio CHICAGO, IL 315,339315.3k $34.8m $34.8m 0.07% Reduced -15.8k -15,831
62 Raub Brock Capital Management LP 6.92% of their portfolio LARKSPUR, CA 315,200315.2k $34.8m $34.8m 6.92% Added +240 +240
63 CITADEL ADVISORS LLC 0.04% of their portfolio MIAMI, FL 313,277313.3k $34.6m $34.6m 0.04% New
64 Northwest Quadrant Wealth Management, LLC 9.56% of their portfolio BEND, OR 308,502308.5k $34.1m $34.1m 9.56% Added +861 +861
65 Client First Capital LLC 24.33% of their portfolio SAN DIEGO, CA 304,395304.4k $33.6m $33.6m 24.33% Added +83.6k +83,558
66 Cetera Advisor Networks LLC 0.21% of their portfolio EL SEGUNDO, CA 302,803302.8k $33.5m $33.5m 0.21% Added +67.1k +67,062
67 MML INVESTORS SERVICES, LLC 0.18% of their portfolio SPRINGFIELD, MA 293,384293.4k $32.4m $32.4m 0.18% Reduced -25.9k -25,931
68 MILLENNIUM MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 275,012275.0k $30.4m $30.4m 0.03% Added +153.9k +153,886
69 TOWNSQUARE CAPITAL LLC 0.53% of their portfolio Lehi, UT 263,249263.2k $29.1m $29.1m 0.53% Added +33.8k +33,849
70 Banco Santander, S.A. 0.40% of their portfolio Madrid, U3 257,394257.4k $28.4m $28.4m 0.40% Reduced -134.4k -134,390
71 Townsend & Associates, Inc 5.92% of their portfolio WESTMINSTER, CO 253,699253.7k $28.0m $28.0m 5.92% Added +107.7k +107,718
72 True Link Financial Advisors, LLC 3.24% of their portfolio SAN FRANCISCO, CA 244,443244.4k $27.0m $27.0m 3.24% New
73 COMERICA BANK 0.14% of their portfolio DALLAS, TX 242,254242.3k $26.8m $26.8m 0.14% New
74 AVANTAX ADVISORY SERVICES, INC. 0.27% of their portfolio DALLAS, TX 220,997221.0k $24.4m $24.4m 0.27% Added +13.9k +13,881
75 TFC Financial Management, Inc. 5.81% of their portfolio BOSTON, MA 220,241220.2k $24.3m $24.3m 5.81% Added +8.5k +8,470
76 Parallel Advisors, LLC 0.81% of their portfolio SAN FRANCISCO, CA 219,143219.1k $24.2m $24.2m 0.81% Reduced -32.3k -32,267
77 Janney Montgomery Scott LLC 0.09% of their portfolio PHILADELPHIA, PA 209,653209.7k $23.2m $23.2m 0.09% Added +52.4k +52,404
78 Financial Engines Advisors L.L.C. 0.06% of their portfolio SANTA CLARA, CA 196,304196.3k $21.7m $21.7m 0.06% Reduced -12.1k -12,063
79 TUCKER ASSET MANAGEMENT LLC 5.78% of their portfolio LITTLETON, CO 196,018196.0k $21.7m $21.7m 5.78% Reduced -8.7k -8,660
80 OPPENHEIMER & CO INC 0.45% of their portfolio NEW YORK, NY 195,574195.6k $21.6m $21.6m 0.45% Added +24.9k +24,937
81 OLD NATIONAL BANCORP /IN/ 0.62% of their portfolio EVANSVILLE, IN 195,431195.4k $21.6m $21.6m 0.62% Added +93.2k +93,239
82 STABLEFORD CAPITAL II LLC 9.86% of their portfolio SCOTTSDALE, AZ 193,706193.7k $21.4m $21.4m 9.86% Reduced -1.5k -1,545
83 SIMON QUICK ADVISORS, LLC 2.01% of their portfolio MORRISTOWN, NJ 192,950192.9k $21.3m $21.3m 2.01% Added +4.5k +4,515
84 Virtue Capital Management, LLC 3.61% of their portfolio BRENTWOOD, TN 192,784192.8k $21.2m $21.2m 3.61% Unchanged
85 OneDigital Investment Advisors LLC 0.46% of their portfolio OVERLAND PARK, KS 190,646190.6k $21.1m $21.1m 0.46% Added +12.9k +12,945
86 Concord Wealth Partners 4.25% of their portfolio ABINGDON, VA 181,081181.1k $20.0m $20.0m 4.25% Added +51.3k +51,273
87 Lee Financial Co 3.51% of their portfolio Dallas, TX 170,694170.7k $18.9m $18.9m 3.51% Reduced -6.4k -6,422
88 M. Kulyk & Associates, LLC 5.22% of their portfolio DECATUR, GA 170,109170.1k $18.8m $18.8m 5.22% Added +49.2k +49,225
89 Strategic Point Investment Advisors, LLC 4.01% of their portfolio PROVIDENCE, RI 170,079170.1k $18.8m $18.8m 4.01% Added +3.6k +3,562
90 KFA Private Wealth Group, LLC 7.71% of their portfolio Tysons, VA 167,952168.0k $18.6m $18.6m 7.71% Added +5.8k +5,773
91 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 166,197166.2k $18.4m $18.4m 0.01% Reduced -222.8k -222,828
92 Smithfield Trust Co 1.09% of their portfolio PITTSBURGH, PA 161,344161.3k $17.8m $17.8m 1.09% Added +26.1k +26,097
93 Composition Wealth, LLC 0.53% of their portfolio LOS ANGELES, CA 155,326155.3k $17.2m $17.2m 0.53% Added +15.0k +14,954
94 Onyx Bridge Wealth Group LLC 3.97% of their portfolio TARRYTOWN, NY 153,693153.7k $17.0m $17.0m 3.97% Reduced -3.1k -3,121
95 SG Americas Securities, LLC 0.22% of their portfolio NEW YORK, NY 150,586150.6k $16.6m $16.6m 0.22% Added +74.5k +74,526
96 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 150,268150.3k $16.6m $16.6m 0.01% Added +90.4k +90,439
97 Mascoma Wealth Management LLC 5.12% of their portfolio HANOVER, NH 148,262148.3k $16.4m $16.4m 5.12% Added +12.3k +12,346
98 ASSETMARK, INC 0.06% of their portfolio CONCORD, CA 143,449143.4k $15.8m $15.8m 0.06% Added +127.4k +127,424
99 Cetera Investment Advisers 0.13% of their portfolio SCHAUMBURG, IL 140,049140.0k $15.5m $15.5m 0.13% Reduced -62.6k -62,629
100 WJ Wealth Management, LLC 7.47% of their portfolio GLENDALE, AZ 139,241139.2k $15.4m $15.4m 7.47% Added +3.0k +3,026