Vault-13

ISHARES TR TLH

10-20 YR TRS ETF · ETP · CUSIP 464288653

353 institutional holders +44 vs Q3 2022
52,310,92152.3m shares reported held*
$5.6bnreported value*
69 new 182 added 59 reduced 41 sold out net bought ≈ $1.5bn (+14.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $107.09. Options: 2 managers hold calls ($703.2k notional), 3 hold puts ($649.4k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 309Q4 22: 353353Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022309
Q4 2022353

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ3 22 calls: $872.0kQ3 22 puts: $327.0kQ3 22P/C 0.38Q4 22 calls: $703.2kQ4 22 puts: $649.4kQ4 22P/C 0.92
Numbers
QuarterCallsPutsP/C
Q3 2022$872.0k$327.0k0.38
Q4 2022$703.2k$649.4k0.92

Biggest buyers

Forum Financial Management, LP New +5,425,609+5.4m
ENVESTNET ASSET MANAGEMENT INC Added +2,461,682+2.5m
CW Advisors, LLC New +904,828+904.8k
TRUIST FINANCIAL CORP Added +652,187+652.2k
CWM, LLC Added +563,793+563.8k
MORGAN STANLEY Added +459,708+459.7k
LPL Financial LLC Added +449,401+449.4k
Sequoia Financial Advisors, LLC New +309,894+309.9k
Cetera Investment Advisers Added +237,504+237.5k
AMERIPRISE FINANCIAL INC Added +199,249+199.2k

Biggest sellers

EWG Elevate Inc. Reduced -165,203-165.2k
BANK OF AMERICA CORP /DE/ Reduced -112,614-112.6k
Heck Capital Advisors, LLC Reduced -100,958-101.0k
Empowered Funds, LLC Sold out -86,031-86.0k
RiverFront Investment Group, LLC Reduced -83,922-83.9k
JANE STREET GROUP, LLC Sold out -77,497-77.5k
Atria Wealth Solutions, Inc. Reduced -68,989-69.0k
Clear Creek Financial Management, LLC Reduced -58,837-58.8k
STIFEL FINANCIAL CORP Reduced -57,163-57.2k
WEALTHCARE CAPITAL MANAGEMENT LLC Reduced -51,759-51.8k

Biggest calls

CITADEL ADVISORS LLC Reduced $443.5k4.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $259.6k2.4k shares

Biggest puts

WOLVERINE TRADING, LLC New $314.0k2.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $313.7k2.9k shares
CITADEL ADVISORS LLC New $21.6k200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.14% of their portfolio CHARLOTTE, NC 10,559,50910.6m $1.1bn $1.1bn 0.14% Reduced -112.6k -112,614
2 ENVESTNET ASSET MANAGEMENT INC 0.44% of their portfolio Berwyn, PA 7,933,4377.9m $858.2m $858.2m 0.44% Added +2.5m +2,461,682
3 Forum Financial Management, LP 19.34% of their portfolio LOMBARD, IL 5,425,6095.4m $586.9m $586.9m 19.34% New
4 Richard Bernstein Advisors LLC 11.23% of their portfolio NEW YORK, NY 4,644,7734.6m $502.5m $502.5m 11.23% Added +59.7k +59,691
5 AMERIPRISE FINANCIAL INC 0.12% of their portfolio MINNEAPOLIS, MN 3,294,4123.3m $356.4m $356.4m 0.12% Added +199.2k +199,249
6 BlackRock Inc. 0.01% of their portfolio New York, NY 1,546,0871.5m $167.3m $167.3m 0.01% Added +183.9k +183,916
7 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 1,529,2291.5m $165.4m $165.4m 0.02% Added +459.7k +459,708
8 LPL Financial LLC 0.12% of their portfolio FORT MILL, SC 1,312,4241.3m $142.0m $142.0m 0.12% Added +449.4k +449,401
9 TRUIST FINANCIAL CORP 0.25% of their portfolio CHARLOTTE, NC 1,287,2741.3m $139.3m $139.3m 0.25% Added +652.2k +652,187
10 CWM, LLC 0.94% of their portfolio OMAHA, NE 1,179,6411.2m $127.6m $127.6m 0.94% Added +563.8k +563,793
11 CW Advisors, LLC 2.52% of their portfolio BOSTON, MA 904,828904.8k $97.9m $97.9m 2.52% New
12 Annex Advisory Services, LLC 5.45% of their portfolio BROOKFIELD, WI 893,708893.7k $96.7m $96.7m 5.45% Added +116.5k +116,538
13 OSAIC HOLDINGS, INC. 0.15% of their portfolio SCOTTSDALE, AZ 688,593688.6k $74.6m $74.6m 0.15% Added +169.5k +169,456
14 RiverFront Investment Group, LLC 1.64% of their portfolio RICHMOND, VA 618,568618.6k $7.2m $7.2m 1.64% Reduced -83.9k -83,922
15 RAYMOND JAMES & ASSOCIATES 0.06% of their portfolio ST PETERSBURG, FL 571,947571.9k $61.9m $61.9m 0.06% Added +139.3k +139,338
16 PARK AVENUE SECURITIES LLC 1.06% of their portfolio NEW YORK, NY 553,478553.5k $59.9m $59.9m 1.06% Added +158.1k +158,115
17 Janney Montgomery Scott LLC 0.22% of their portfolio PHILADELPHIA, PA 520,348520.3k $56.3m $56.3m 0.22% Added +119.2k +119,203
18 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 474,970475.0k $51.4m $51.4m 0.02% Added +34.8k +34,800
19 Krilogy Financial LLC 3.94% of their portfolio ST. LOUIS, MO 382,423382.4k $41.4m $41.4m 3.94% Added +84.1k +84,132
20 Sequoia Financial Advisors, LLC 0.82% of their portfolio Akron, OH 309,894309.9k $33.5m $33.5m 0.82% New
21 MML INVESTORS SERVICES, LLC 0.22% of their portfolio SPRINGFIELD, MA 309,091309.1k $33.4m $33.4m 0.22% Added +77.1k +77,072
22 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 296,257296.3k $32.0m $32.0m 0.01% Added +82.2k +82,198
23 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 282,626282.6k $30.6m $30.6m 0.01% Added +157.5k +157,483
24 Cetera Investment Advisers 0.27% of their portfolio SCHAUMBURG, IL 264,500264.5k $28.6m $28.6m 0.27% Added +237.5k +237,504
25 FIRST FINANCIAL BANK - TRUST DIVISION 2.52% of their portfolio HAMILTON, OH 215,285215.3k $23.3m $23.3m 2.52% Added +12.5k +12,459
26 UBS Group AG 0.01% of their portfolio ZURICH, V8 202,052202.1k $21.9m $21.9m 0.01% Added +18.6k +18,640
27 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 192,591192.6k $20.8m $20.8m 0.03% Reduced -57.2k -57,163
28 WEALTHSOURCE PARTNERS, LLC 1.30% of their portfolio SAN LUIS OBISPO, CA 169,280169.3k $18.3m $18.3m 1.30% Added +73.7k +73,716
29 Parallel Advisors, LLC 0.78% of their portfolio SAN FRANCISCO, CA 167,291167.3k $18.1m $18.1m 0.78% Added +31.7k +31,659
30 Members Advisory Group LLC 10.65% of their portfolio WILLIAMSVILLE, NY 144,855144.9k $15.7m $15.7m 10.65% New
31 TD Waterhouse Canada Inc. 0.23% of their portfolio TORONTO, A6 141,186141.2k $21.2m $21.2m 0.23% New
32 MARKET STREET WEALTH MANAGEMENT ADVISORS LLC 4.05% of their portfolio INDIANAPOLIS, IN 129,194129.2k $14.0m $14.0m 4.05% Added +35.5k +35,466
33 JB Capital LLC 1.36% of their portfolio WETHERSFIELD, CT 128,080128.1k $13.9m $13.9m 1.36% Added +39.2k +39,154
34 Cetera Advisor Networks LLC 0.11% of their portfolio EL SEGUNDO, CA 120,654120.7k $13.1m $13.1m 0.11% Added +100.7k +100,727
35 CreativeOne Wealth, LLC 0.72% of their portfolio OVERLAND PARK, KS 120,092120.1k $13.0m $13.0m 0.72% Added +56.3k +56,299
36 Trek Financial, LLC 1.29% of their portfolio Scottsdale, AZ 119,682119.7k $12.9m $12.9m 1.29% Added +14.6k +14,577
37 Bridge Advisory, LLC 4.82% of their portfolio PASADENA, CA 106,648106.6k $11.5m $11.5m 4.82% Reduced -29.1k -29,138
38 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 96,73696.7k $10.5m $10.5m 0.05% Added +34.6k +34,605
39 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.15% of their portfolio ST. LOUIS, MO 95,82595.8k $10.4m $10.4m 0.15% New
40 TRANSCEND CAPITAL ADVISORS, LLC 1.10% of their portfolio MADISON, NJ 93,35093.3k $10.1m $10.1m 1.10% Added +517 +517
41 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 92,05792.1k $10.0m $10.0m 0.02% Added +37.8k +37,831
42 OneDigital Investment Advisors LLC 0.28% of their portfolio OVERLAND PARK, KS 89,62889.6k $9.7m $9.7m 0.28% Added +77.9k +77,916
43 PAYDEN & RYGEL 0.47% of their portfolio LOS ANGELES, CA 82,09682.1k $8.9m $8.9m 0.47% Added +34.2k +34,210
44 Edmonds Duncan Registered Investment Advisors, LLC 2.73% of their portfolio LAWRENCE, KS 77,28277.3k $8.4m $8.4m 2.73% New
45 MA Private Wealth 1.99% of their portfolio SAN CARLOS, CA 76,32576.3k $8.3m $8.3m 1.99% New
46 Atria Investments, Inc 0.17% of their portfolio Charlotte, NC 75,66775.7k $8.2m $8.2m 0.17% Added +17.6k +17,611
47 Kestra Advisory Services, LLC 0.07% of their portfolio AUSTIN, TX 74,55974.6k $8.1m $8.1m 0.07% Added +26.3k +26,317
48 RS CRUM INC. 3.67% of their portfolio Newport Beach, CA 72,39072.4k $7.8m $7.8m 3.67% New
49 Kelly Financial Services LLC 4.07% of their portfolio BRAINTREE, MA 71,53371.5k $7.7m $7.7m 4.07% Added +6.5k +6,475
50 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 71,14071.1k $7.7m $7.7m 0.00% Added +65.1k +65,105
51 Cetera Advisors LLC 0.14% of their portfolio DENVER, CO 70,91870.9k $7.7m $7.7m 0.14% Added +63.8k +63,759
52 Scarborough Advisors, LLC 2.04% of their portfolio ANNAPOLIS, MD 70,31170.3k $7.6m $7.6m 2.04% Added +8.4k +8,383
53 Horst & Graben Wealth Management LLC 1.93% of their portfolio PORTLAND, OR 68,29868.3k $7.4m $7.4m 1.93% Added +16.4k +16,380
54 Atria Wealth Solutions, Inc. 0.12% of their portfolio NEW YORK, NY 67,04767.0k $7.3m $7.3m 0.12% Reduced -69.0k -68,989
55 Tri-Star Advisors Inc. 3.45% of their portfolio HOUSTON, TX 61,51661.5k $7.0m $7.0m 3.45% Added +39.7k +39,704
56 Private Advisor Group, LLC 0.17% of their portfolio MORRISTOWN, NJ 60,39760.4k $5.9m $5.9m 0.17% Added +30.6k +30,572
57 High Falls Advisors, Inc 1.88% of their portfolio ROCHESTER, NY 55,89055.9k $6.0m $6.0m 1.88% Added +16.2k +16,219
58 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 55,30655.3k $1.2m $1.2m 0.03% Added +14.9k +14,854
59 Itau Unibanco Holding S.A. 0.24% of their portfolio SAO PAULO, D5 54,73154.7k $5.9m $5.9m 0.24% Reduced -19.2k -19,244
60 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 52,88052.9k $5.7m $5.7m 0.03% Added +10.0k +10,035
61 RFG Advisory, LLC 0.30% of their portfolio BIRMINGHAM, AL 52,29952.3k $6.0m $6.0m 0.30% Added +15.6k +15,634
62 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 50,42150.4k $5.5m $5.5m 0.01% New
63 WEALTHCARE CAPITAL MANAGEMENT LLC 0.69% of their portfolio RICHMOND, VA 50,07550.1k $5.4m $5.4m 0.69% Reduced -51.8k -51,759
64 One Wealth Advisors, LLC 1.24% of their portfolio SAN FRANCISCO, CA 50,03450.0k $5.4m $5.4m 1.24% New
65 Blue Trust, Inc. 0.10% of their portfolio BRENTWOOD, TN 49,21549.2k $5.4m $5.4m 0.10% Added +250 +250
66 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 48,86148.9k $5.3m $5.3m 0.04% Added +17.3k +17,306
67 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 48,38648.4k $5.2m $5.2m 0.01% Reduced -18.4k -18,354
68 Foundations Investment Advisors, LLC 0.19% of their portfolio PHOENIX, AZ 43,95644.0k $4.8m $4.8m 0.19% Added +15.8k +15,759
69 Vestmark Advisory Solutions, Inc. 0.23% of their portfolio Wakefield, MA 43,33543.3k $4.7m $4.7m 0.23% Added +3.5k +3,535
70 Tidal Investments LLC 0.18% of their portfolio Milwaukee, WI 43,16643.2k $4.7m $4.7m 0.18% Added +641 +641
71 SteelPeak Wealth, LLC 0.34% of their portfolio WOODLAND HILLS, CA 42,95143.0k $4.6m $4.6m 0.34% Added +11.4k +11,439
72 Sharkey, Howes & Javer 1.04% of their portfolio DENVER, CO 41,97142.0k $4.5m $4.5m 1.04% Added +2.5k +2,465
73 SCOTIA CAPITAL INC. 0.03% of their portfolio TORONTO, A6 41,62841.6k $4.5m $4.5m 0.03% Added +27.6k +27,607
74 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 41,33141.3k $4.5m $4.5m 0.01% Added +15.4k +15,358
75 Austin Private Wealth, LLC 0.77% of their portfolio Austin, TX 40,85140.9k $4.4m $4.4m 0.77% Added +13.4k +13,419
76 GRIES FINANCIAL LLC 1.44% of their portfolio Cleveland, OH 40,08940.1k $4.3m $4.3m 1.44% Added +6.0k +6,010
77 Procyon Advisors, LLC 0.79% of their portfolio SHELTON, CT 39,63839.6k $4.3m $4.3m 0.79% New
78 TNF LLC 2.03% of their portfolio BILLINGS, MT 39,29439.3k $4.5m $4.5m 2.03% Added +17.7k +17,731
79 Icon Wealth Advisors, LLC 0.49% of their portfolio HOUSTON, TX 39,10339.1k $4.2m $4.2m 0.49% Added +10.1k +10,120
80 B. Riley Wealth Advisors, Inc. 0.11% of their portfolio MEMPHIS, TN 37,19937.2k $4.0m $4.0m 0.11% Added +8.7k +8,745
81 ONE Advisory Partners, LLC 2.56% of their portfolio OVERLAND PARK, KS 37,08037.1k $4.0m $4.0m 2.56% Added +13.3k +13,334
82 Pacific Wealth Management 2.90% of their portfolio SAN DIEGO, CA 36,42636.4k $3.9m $3.9m 2.90% Reduced -3.4k -3,402
83 TCWP LLC 0.77% of their portfolio Beachwood, OH 35,20635.2k $3.8m $3.8m 0.77% Added +1.1k +1,069
84 Stone House Investment Management, LLC 1.35% of their portfolio TUNKHANNOCK, PA 35,06435.1k $3.8m $3.8m 1.35% Added +7.1k +7,130
85 COMERICA SECURITIES,INC. 0.27% of their portfolio DETROIT, MI 34,93834.9k $3.8m $3.8m 0.27% Added +10.7k +10,685
86 Buttonwood Financial Group, LLC 3.36% of their portfolio Kansas City, MO 34,15934.2k $3.7m $3.7m 3.36% Added +7.0k +7,013
87 Keystone Financial Services 2.04% of their portfolio LOVELAND, CO 33,00933.0k $3.8m $3.8m 2.04% Added +4.6k +4,574
88 Security Financial Services, INC. 1.08% of their portfolio Fort Wayne, IN 32,16832.2k $3.5m $3.5m 1.08% Added +8.0k +7,996
89 Pettinga Financial Advisors LLC 1.12% of their portfolio EVANSVILLE, IN 31,67731.7k $3.4m $3.4m 1.12% Added +8.5k +8,513
90 Venturi Wealth Management, LLC 0.29% of their portfolio AUSTIN, TX 30,43230.4k $3.3m $3.3m 0.29% Added +1.9k +1,936
91 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 29,60629.6k $3.2m $3.2m 0.00% Added +8.2k +8,168
92 CARY STREET PARTNERS ASSET MANAGEMENT LLC 0.65% of their portfolio RICHMOND, VA 29,45229.5k $3.2m $3.2m 0.65% New
93 PAX Financial Group, LLC 0.80% of their portfolio SAN ANTONIO, TX 29,23029.2k $3.2m $3.2m 0.80% Added +6.3k +6,322
94 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.25% of their portfolio BIRMINGHAM, AL 28,83728.8k $3.1m $3.1m 0.25% Added +9.9k +9,934
95 Invst, LLC 0.47% of their portfolio INDIANAPOLIS, IN 26,08226.1k $3.0m $3.0m 0.47% Added +13.4k +13,354
96 Integrated Wealth Concepts LLC 0.07% of their portfolio WALTHAM, MA 24,32124.3k $2.6m $2.6m 0.07% Added +3.2k +3,206
97 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 24,06924.1k $2.6m $2.6m 0.04% Reduced -28.2k -28,236
98 Merit Financial Group, LLC 0.09% of their portfolio ALPHARETTA, GA 23,89723.9k $2.6m $2.6m 0.09% Added +8.0k +7,965
99 Orion Portfolio Solutions, LLC 0.09% of their portfolio Omaha, NE 23,22723.2k $2.5m $2.5m 0.09% Added +7.4k +7,379
100 BEAM WEALTH ADVISORS, INC. 2.57% of their portfolio COVINGTON, LA 22,79922.8k $2.5m $2.5m 2.57% New