Vault-13

ISHARES TR IGSB

ISHS 1-5YR INVS · ETP · CUSIP 464288646

920 institutional holders +41 vs Q3 2023
330,292,012330.3m shares reported held*
$17.0bnreported value*
76 new 269 added 385 reduced 76 sold out net sold ≈ $613.8m (-11.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $51.39. Options: 1 managers hold calls ($215.4k notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 875Q4 22: 925Q1 23: 905Q2 23: 883Q3 23: 879Q4 23: 920920Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022875
Q4 2022925
Q1 2023905
Q2 2023883
Q3 2023879
Q4 2023920

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 384 bought or addedQ4 22: 450 cut or sold outQ4 22Q1 23: 347 bought or addedQ1 23: 499 cut or sold outQ1 23Q2 23: 355 bought or addedQ2 23: 456 cut or sold outQ2 23Q3 23: 346 bought or addedQ3 23: 451 cut or sold outQ3 23Q4 23: 345 bought or addedQ4 23: 461 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022384450
Q1 2023347499
Q2 2023355456
Q3 2023346451
Q4 2023345461

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ1 23 calls: $1.0mQ1 23 puts: $2.6mQ1 23P/C 2.56Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $33.8kQ3 23P/C —Q4 23 calls: $215.4kQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$1.0m$2.6m2.56
Q2 2023$0$0—
Q3 2023$0$33.8k—
Q4 2023$215.4k$00.00

Biggest buyers

MORGAN STANLEY Added +8,091,148+8.1m
JPMORGAN CHASE & CO Added +5,952,756+6.0m
Point72 Asset Management, L.P. New +1,125,000+1.1m
BlackRock Inc. Added +865,054+865.1k
Busey Bank Added +783,720+783.7k
Procyon Advisors, LLC Added +719,830+719.8k
NORTHERN TRUST CORP Added +675,821+675.8k
D. E. Shaw & Co., Inc. New +638,300+638.3k
RENAISSANCE TECHNOLOGIES LLC Added +624,300+624.3k
ENVESTNET ASSET MANAGEMENT INC Added +577,341+577.3k

Biggest sellers

Johns Hopkins University Reduced -8,752,640-8.8m
Japan Science & Technology Agency Reduced -5,920,873-5.9m
ALLSTATE CORP Reduced -2,260,615-2.3m
NYL Investors LLC Reduced -2,183,684-2.2m
FMR LLC Reduced -1,721,307-1.7m
TORONTO DOMINION BANK Sold out -1,628,000-1.6m
ASSETMARK, INC Reduced -907,311-907.3k
GRIMES & Co WEALTH MANAGEMENT, LLC Reduced -692,589-692.6k
STEPHENS GROUP ASSET MANAGEMENT, LLC Reduced -689,741-689.7k
JANE STREET GROUP, LLC Sold out -654,996-655.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $215.4k4.2k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.32% of their portfolio SAN FRANCISCO, CA 24,323,09224.3m $1.2bn $1.2bn 0.32% Reduced -503.4k -503,423
2 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 19,045,86019.0m $976.6m $976.6m 0.04% Added +8.1m +8,091,148
3 NORTHERN TRUST CORP 0.17% of their portfolio CHICAGO, IL 18,721,64618.7m $960.0m $960.0m 0.17% Added +675.8k +675,821
4 Japan Science & Technology Agency 8.63% of their portfolio TOKYO, M0 15,409,08815.4m $790.1m $790.1m 8.63% Reduced -5.9m -5,920,873
5 FMR LLC 0.05% of their portfolio BOSTON, MA 13,167,04313.2m $675.1m $675.1m 0.05% Reduced -1.7m -1,721,307
6 Matson Money. Inc. 22.81% of their portfolio MASON, OH 13,041,27413.0m $668.8m $668.8m 22.81% Reduced -403.2k -403,186
7 NYL Investors LLC 22.59% of their portfolio NEW YORK, NY 10,867,30110.9m $557.2m $557.2m 22.59% Reduced -2.2m -2,183,684
8 AMERIPRISE FINANCIAL INC 0.15% of their portfolio MINNEAPOLIS, MN 9,896,3519.9m $501.7m $501.7m 0.15% Reduced -621.4k -621,446
9 Johns Hopkins University 21.20% of their portfolio BALTIMORE, MD 9,822,8849.8m $503.7m $503.7m 21.20% Reduced -8.8m -8,752,640
10 GOLDMAN SACHS GROUP INC 0.10% of their portfolio NEW YORK, NY 8,652,9958.7m $443.7m $443.7m 0.10% Reduced -341.2k -341,241
11 BANK OF AMERICA CORP /DE/ 0.05% of their portfolio CHARLOTTE, NC 8,288,2628.3m $425.0m $425.0m 0.05% Reduced -264.3k -264,315
12 Daiichi Life Insurance Co., Ltd. 8.69% of their portfolio TOKYO, M0 8,165,0008.2m $418.7m $418.7m 8.69% Unchanged
13 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 6,740,0166.7m $345.6m $345.6m 0.02% Added +6.0m +5,952,756
14 BlackRock Inc. 0.01% of their portfolio New York, NY 6,579,3046.6m $337.4m $337.4m 0.01% Added +865.1k +865,054
15 ALLSTATE CORP 19.58% of their portfolio NORTHBROOK, IL 5,530,5495.5m $283.6m $283.6m 19.58% Reduced -2.3m -2,260,615
16 ARCH CAPITAL GROUP LTD. 97.42% of their portfolio PEMBROKE, D0 5,422,9395.4m $278.1m $278.1m 97.42% Unchanged
17 SPX Gestao de Recursos Ltda 19.66% of their portfolio RIO DE JANEIRO, D5 4,950,0705.0m $253.8m $253.8m 19.66% Reduced -519.1k -519,118
18 UBS Group AG 0.09% of their portfolio ZURICH, V8 4,453,8304.5m $228.4m $228.4m 0.09% Reduced -15.1k -15,090
19 ROYAL BANK OF CANADA 0.06% of their portfolio TORONTO, A6 4,356,7964.4m $223.4m $223.4m 0.06% Reduced -354.5k -354,465
20 ENVESTNET ASSET MANAGEMENT INC 0.09% of their portfolio Berwyn, PA 4,249,3314.2m $217.9m $217.9m 0.09% Added +577.3k +577,341
21 PNC Financial Services Group, Inc. 0.15% of their portfolio Pittsburgh, PA 3,643,0993.6m $186.8m $186.8m 0.15% Reduced -167.4k -167,379
22 WELLS FARGO & COMPANY/MN 0.05% of their portfolio SAN FRANCISCO, CA 3,431,7333.4m $176.0m $176.0m 0.05% Added +134.5k +134,480
23 EP Wealth Advisors, LLC 1.84% of their portfolio TORRANCE, CA 2,807,6612.8m $144.0m $144.0m 1.84% Added +166.1k +166,130
24 TRUIST FINANCIAL CORP 0.20% of their portfolio CHARLOTTE, NC 2,466,8782.5m $126.5m $126.5m 0.20% Reduced -106.1k -106,147
25 Pure Financial Advisors, LLC 4.26% of their portfolio SAN DIEGO, CA 2,411,1362.4m $123.6m $123.6m 4.26% Added +220.2k +220,203
26 COMMONWEALTH EQUITY SERVICES, LLC 0.22% of their portfolio WALTHAM, MA 2,347,1642.3m $120.4m $120.4m 0.22% Added +6.9k +6,885
27 Busey Bank 4.54% of their portfolio URBANA, IL 2,301,5552.3m $118.0m $118.0m 4.54% Added +783.7k +783,720
28 RAYMOND JAMES & ASSOCIATES 0.09% of their portfolio ST PETERSBURG, FL 2,294,3712.3m $117.6m $117.6m 0.09% Added +103.6k +103,569
29 STIFEL FINANCIAL CORP 0.14% of their portfolio ST. LOUIS, MO 2,122,0922.1m $108.8m $108.8m 0.14% Reduced -8.7k -8,693
30 Members Trust Co 3.03% of their portfolio TAMPA, FL 2,067,5162.1m $106.0m $106.0m 3.03% Reduced -33.4k -33,390
31 CAPTRUST FINANCIAL ADVISORS 0.35% of their portfolio RALEIGH, NC 2,007,3082.0m $102.9m $102.9m 0.35% Added +93.6k +93,591
32 Quotient Wealth Partners, LLC 3.81% of their portfolio DALLAS, TX 1,916,1151.9m $98.2m $98.2m 3.81% First filing
33 Haverford Trust Co 1.01% of their portfolio Radnor, PA 1,779,6431.8m $91.3m $91.3m 1.01% Added +49.3k +49,312
34 KEYBANK NATIONAL ASSOCIATION/OH 0.35% of their portfolio BROOKLYN, OH 1,546,8711.5m $79.3m $79.3m 0.35% Reduced -31.8k -31,771
35 One Capital Management, LLC 3.07% of their portfolio WESTLAKE VILLAGE, CA 1,511,6301.5m $77.5m $77.5m 3.07% Reduced -21.8k -21,839
36 SUN LIFE FINANCIAL INC 4.68% of their portfolio Toronto, A6 1,509,0001.5m $77.4m $77.4m 4.68% Unchanged
37 FLPUTNAM INVESTMENT MANAGEMENT CO 1.80% of their portfolio PORTLAND, ME 1,490,0461.5m $76.4m $76.4m 1.80% Added +105.5k +105,544
38 Money Design Co.,Ltd. 4.29% of their portfolio TOKYO, M0 1,481,2671.5m $76.0m $76.0m 4.29% Reduced -431.8k -431,757
39 Fiduciary Trust Co 1.26% of their portfolio Boston, MA 1,476,1081.5m $75.7m $75.7m 1.26% Reduced -17.6k -17,614
40 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,341,7001.3m $68.8m $68.8m 0.04% Added +10.8k +10,795
41 Williams Jones Wealth Management, LLC. 0.86% of their portfolio NEW YORK, NY 1,220,1661.2m $62.6m $62.6m 0.86% Added +78.0k +78,000
42 Destination Wealth Management 2.12% of their portfolio Walnut Creek, CA 1,190,6091.2m $61.0m $61.0m 2.12% Reduced -63.1k -63,055
43 US BANCORP \DE\ 0.09% of their portfolio MINNEAPOLIS, MN 1,183,3771.2m $60.7m $60.7m 0.09% Reduced -79.1k -79,056
44 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.77% of their portfolio Stamford, CT 1,130,5011.1m $58.0m $58.0m 0.77% Added +149.0k +148,967
45 Point72 Asset Management, L.P. 0.17% of their portfolio STAMFORD, CT 1,125,0001.1m $57.7m $57.7m 0.17% New
46 Mariner, LLC 0.14% of their portfolio Overland Park, KS 1,124,8011.1m $57.7m $57.7m 0.14% Added +84.8k +84,810
47 ASSETMARK, INC 0.21% of their portfolio CONCORD, CA 1,118,6141.1m $57.4m $57.4m 0.21% Reduced -907.3k -907,311
48 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.15% of their portfolio PLYMOUTH, MN 998,297998.3k $51.2m $51.2m 0.15% Added +74.4k +74,386
49 BOSTON FINANCIAL MANGEMENT LLC 1.69% of their portfolio BOSTON, MA 972,507972.5k $49.9m $49.9m 1.69% Reduced -24.6k -24,577
50 RENAISSANCE TECHNOLOGIES LLC 0.08% of their portfolio NEW YORK, NY 963,500963.5k $49.4m $49.4m 0.08% Added +624.3k +624,300
51 RITHOLTZ WEALTH MANAGEMENT 1.90% of their portfolio NEW YORK, NY 957,676957.7k $49.1m $49.1m 1.90% Added +164.7k +164,701
52 Clearwater Capital Advisors, LLC 5.37% of their portfolio HOFFMAN ESTATES, IL 934,108934.1k $47.9m $47.9m 5.37% Added +80.6k +80,574
53 RESOURCE CONSULTING GROUP INC 7.85% of their portfolio ORLANDO, FL 893,675893.7k $45.8m $45.8m 7.85% Added +7.6k +7,640
54 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 886,437886.4k $45.5m $45.5m 0.01% Reduced -163.9k -163,857
55 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.38% of their portfolio IRVING, TX 884,545884.5k $45.4m $45.4m 0.38% Reduced -542.4k -542,397
56 ARKANSAS FINANCIAL GROUP, INC. 8.19% of their portfolio LITTLE ROCK, AR 864,281864.3k $44.3m $44.3m 8.19% Added +1.4k +1,421
57 Bangor Savings Bank 4.62% of their portfolio BANGOR, ME 826,985827.0k $42.4m $42.4m 4.62% Reduced -17.5k -17,526
58 Gradient Investments LLC 1.01% of their portfolio ARDEN HILLS, MN 815,891815.9k $41.8m $41.8m 1.01% Reduced -237.1k -237,105
59 Pathstone Holdings, LLC 0.23% of their portfolio ENGLEWOOD, NJ 814,090814.1k $41.7m $41.7m 0.23% First filing
60 Klaas Financial Asset Advisors, LLC 8.68% of their portfolio LOVES PARK, IL 811,596811.6k $41.6m $41.6m 8.68% Added +23.5k +23,468
61 STEPHENS INC /AR/ 0.72% of their portfolio LITTLE ROCK, AR 808,423808.4k $41.5m $41.5m 0.72% Reduced -13.7k -13,692
62 SUMITOMO MITSUI FINANCIAL GROUP, INC. 1.24% of their portfolio TOKYO, M0 759,463759.5k $38.9m $38.9m 1.24% Reduced -222.3k -222,272
63 Procyon Advisors, LLC 3.28% of their portfolio SHELTON, CT 752,879752.9k $38.6m $38.6m 3.28% Added +719.8k +719,830
64 Janney Montgomery Scott LLC 0.12% of their portfolio PHILADELPHIA, PA 737,395737.4k $37.8m $37.8m 0.12% Added +59.2k +59,183
65 Arax Advisory Partners 4.11% of their portfolio NEW YORK, NY 720,086720.1k $36.9m $36.9m 4.11% Added +63.5k +63,495
66 Zurich Insurance Group Ltd/FI 0.36% of their portfolio ZURICH, V8 679,581679.6k $34.8m $34.8m 0.36% Unchanged
67 Sumitomo Mitsui Trust Group, Inc. 0.03% of their portfolio CHIYODA-KU, TOKYO, M0 673,842673.8k $34.6m $34.6m 0.03% Added +92.0k +92,000
68 American Family Insurance Mutual Holding Co 2.51% of their portfolio MADISON, WI 670,543670.5k $34.4m $34.4m 2.51% Unchanged
69 Focus Partners Wealth 0.44% of their portfolio ST LOUIS, MO 661,457661.5k $33.9m $33.9m 0.44% First filing
70 D. E. Shaw & Co., Inc. 0.05% of their portfolio New York, NY 638,300638.3k $32.7m $32.7m 0.05% New
71 AE Wealth Management LLC 0.16% of their portfolio TOPEKA, KS 625,576625.6k $32.1m $32.1m 0.16% Added +61.7k +61,711
72 CUTLER INVESTMENT COUNSEL LLC 4.56% of their portfolio Jacksonville, OR 623,017623.0k $31.9m $31.9m 4.56% Added +13.5k +13,497
73 GREENWOOD GEARHART LLC 3.40% of their portfolio FAYETTEVILLE, AR 621,877621.9k $31.9m $31.9m 3.40% Reduced -10.1k -10,058
74 Connectus Wealth, LLC 0.62% of their portfolio CINCINNATI, OH 595,416595.4k $30.6m $30.6m 0.62% Added +46.6k +46,638
75 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 589,587589.6k $30.2m $30.2m 0.05% Added +8.4k +8,386
76 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 589,455589.5k $30.2m $30.2m 0.05% Reduced -114.9k -114,905
77 NewSquare Capital LLC 2.85% of their portfolio NEWTOWN SQUARE, PA 582,777582.8k $29.9m $29.9m 2.85% Reduced -12.4k -12,366
78 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 576,823576.8k $29.6m $29.6m 0.05% Added +66.5k +66,479
79 Relative Value Partners Group, LLC 1.74% of their portfolio NORTHBROOK, IL 555,718555.7k $28.5m $28.5m 1.74% Added +3.9k +3,875
80 1832 Asset Management L.P. 0.05% of their portfolio TORONTO, A6 540,052540.1k $27.7m $27.7m 0.05% Added +99.9k +99,932
81 PRUDENTIAL FINANCIAL INC 0.04% of their portfolio NEWARK, NJ 524,352524.4k $26.9m $26.9m 0.04% Reduced -586 -586
82 STEPHENS GROUP ASSET MANAGEMENT, LLC 2.58% of their portfolio LITTLE ROCK, AR 516,668516.7k $26.5m $26.5m 2.58% Reduced -689.7k -689,741
83 Obermeyer Wealth Partners 1.80% of their portfolio ASPEN, CO 514,790514.8k $26.4m $26.4m 1.80% Reduced -39.3k -39,327
84 PDS Planning, Inc 2.95% of their portfolio DUBLIN, OH 504,501504.5k $25.9m $25.9m 2.95% Added +48.4k +48,431
85 Lutz Financial Services LLC 2.40% of their portfolio OMAHA, NE 498,594498.6k $25.6m $25.6m 2.40% Reduced -17.3k -17,251
86 LAZARD ASSET MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 472,527472.5k $24.2m $24.2m 0.03% Added +12.6k +12,593
87 UNITED BANK 3.02% of their portfolio VIENNA, VA 469,788469.8k $24.1m $24.1m 3.02% Reduced -622.6k -622,635
88 Bartlett & Co. LLC 0.39% of their portfolio CINCINNATI, OH 466,308466.3k $23.9m $23.9m 0.39% Added +81.6k +81,606
89 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.39% of their portfolio CINCINNATI, OH 466,308466.3k $23.9m $23.9m 0.39% Added +81.6k +81,606
90 Fiduciary Group, LLC 2.76% of their portfolio SAVANNAH, GA 460,104460.1k $23.6m $23.6m 2.76% Reduced -13.9k -13,941
91 ATWOOD & PALMER INC 1.86% of their portfolio KANSAS CITY, MO 450,085450.1k $23.1m $23.1m 1.86% Added +8.8k +8,825
92 Parkside Investments, LLC 3.84% of their portfolio DEERFIELD, IL 442,995443.0k $22.7m $22.7m 3.84% Added +150.3k +150,345
93 Gilbert & Cook, Inc. 3.19% of their portfolio WEST DES MOINES, IA 439,059439.1k $22.5m $22.5m 3.19% Reduced -110.8k -110,832
94 DDFG, Inc 7.60% of their portfolio THOUSAND OAKS, CA 438,113438.1k $22.5m $22.5m 7.60% Reduced -2.5k -2,507
95 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.06% of their portfolio LOS ANGELES, CA 434,143434.1k $22.2m $22.2m 0.06% Reduced -21.8k -21,803
96 McKinley Carter Wealth Services, Inc. 1.62% of their portfolio WHEELING, WV 431,155431.2k $22.1m $22.1m 1.62% Reduced -21.8k -21,824
97 Thrivent Financial for Lutherans 0.05% of their portfolio Minneapolis, MN 418,429418.4k $21.5m $21.5m 0.05% Reduced -16.0k -15,998
98 Sabal Trust CO 1.31% of their portfolio ST. PETERSBURG, FL 414,436414.4k $21.3m $21.3m 1.31% Reduced -20.8k -20,795
99 Gallagher Fiduciary Advisors, LLC 0.72% of their portfolio ROLLING MEADOWS, IL 410,770410.8k $21.1m $21.1m 0.72% Added +11.9k +11,906
100 Bray Capital Advisors 5.81% of their portfolio Naples, FL 409,185409.2k $21.0m $21.0m 5.81% Added +21.2k +21,185