Vault-13

ISHARES TR IGSB

ISHS 1-5YR INVS · ETP · CUSIP 464288646

879 institutional holders -4 vs Q2 2023
336,746,170336.7m shares reported held*
$16.8bnreported value*
66 new 280 added 383 reduced 68 sold out net sold ≈ $652.5m (-10.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($97.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $49.98. Options: 0 managers hold calls (— notional), 1 hold puts ($33.8k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 875Q4 22: 925Q1 23: 905Q2 23: 883Q3 23: 879879Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022875
Q4 2022925
Q1 2023905
Q2 2023883
Q3 2023879

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 384 bought or addedQ4 22: 450 cut or sold outQ4 22Q1 23: 347 bought or addedQ1 23: 499 cut or sold outQ1 23Q2 23: 355 bought or addedQ2 23: 456 cut or sold outQ2 23Q3 23: 346 bought or addedQ3 23: 451 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022384450
Q1 2023347499
Q2 2023355456
Q3 2023346451

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ4 22 calls: $1.4mQ4 22 puts: $393.6kQ4 22P/C 0.28Q1 23 calls: $1.0mQ1 23 puts: $2.6mQ1 23P/C 2.56Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $33.8kQ3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$1.4m$393.6k0.28
Q1 2023$1.0m$2.6m2.56
Q2 2023$0$0—
Q3 2023$0$33.8k—

Biggest buyers

Daiichi Life Insurance Co., Ltd. New +8,165,000+8.2m
NYL Investors LLC Added +3,995,985+4.0m
EP Wealth Advisors, LLC Added +2,575,070+2.6m
NORTHERN TRUST CORP Added +1,353,695+1.4m
Williams Jones Wealth Management, LLC. New +1,142,166+1.1m
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +923,911+923.9k
BANK OF AMERICA CORP /DE/ Added +849,178+849.2k
TORONTO DOMINION BANK Added +798,000+798.0k
Bank of New York Mellon Corp Added +705,565+705.6k
JANE STREET GROUP, LLC Added +631,107+631.1k

Biggest sellers

Johns Hopkins University Reduced -10,978,896-11.0m
FMR LLC Reduced -7,421,401-7.4m
Members Trust Co Reduced -7,092,147-7.1m
JPMORGAN CHASE & CO Reduced -2,158,573-2.2m
MORGAN STANLEY Reduced -2,058,518-2.1m
UBS Group AG Reduced -1,611,158-1.6m
ALLSTATE CORP Reduced -1,139,660-1.1m
Kensington Asset Management, LLC Sold out -930,000-930.0k
ING GROEP NV Sold out -669,700-669.7k
AMERIPRISE FINANCIAL INC Reduced -535,510-535.5k

Biggest calls

None

Biggest puts

Private Advisor Group, LLC New $33.8k67.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.35% of their portfolio SAN FRANCISCO, CA 24,826,51524.8m $1.2bn $1.2bn 0.35% Added +123.9k +123,876
2 Japan Science & Technology Agency 12.01% of their portfolio TOKYO, M0 21,329,96121.3m $1.1bn $1.1bn 12.01% Unchanged
3 Johns Hopkins University 51.05% of their portfolio BALTIMORE, MD 18,575,52418.6m $925.6m $925.6m 51.05% Reduced -11.0m -10,978,896
4 NORTHERN TRUST CORP 0.17% of their portfolio CHICAGO, IL 18,045,82518.0m $899.2m $899.2m 0.17% Added +1.4m +1,353,695
5 FMR LLC 0.06% of their portfolio BOSTON, MA 14,888,35014.9m $741.9m $741.9m 0.06% Reduced -7.4m -7,421,401
6 Matson Money. Inc. 24.23% of their portfolio MASON, OH 13,444,46013.4m $669.9m $669.9m 24.23% Added +219.3k +219,333
7 NYL Investors LLC 26.55% of their portfolio NEW YORK, NY 13,050,98513.1m $650.3m $650.3m 26.55% Added +4.0m +3,995,985
8 MORGAN STANLEY 0.06% of their portfolio NEW YORK, NY 10,954,71211.0m $545.9m $545.9m 0.06% Reduced -2.1m -2,058,518
9 AMERIPRISE FINANCIAL INC 0.17% of their portfolio MINNEAPOLIS, MN 10,517,79710.5m $526.5m $526.5m 0.17% Reduced -535.5k -535,510
10 GOLDMAN SACHS GROUP INC 0.11% of their portfolio NEW YORK, NY 8,994,2369.0m $448.2m $448.2m 0.11% Added +281.9k +281,869
11 BANK OF AMERICA CORP /DE/ 0.05% of their portfolio CHARLOTTE, NC 8,552,5778.6m $426.2m $426.2m 0.05% Added +849.2k +849,178
12 Daiichi Life Insurance Co., Ltd. 8.97% of their portfolio TOKYO, M0 8,165,0008.2m $406.9m $406.9m 8.97% New
13 ALLSTATE CORP 22.69% of their portfolio NORTHBROOK, IL 7,791,1647.8m $388.2m $388.2m 22.69% Reduced -1.1m -1,139,660
14 BlackRock Inc. 0.01% of their portfolio New York, NY 5,714,2505.7m $284.7m $284.7m 0.01% Reduced -42.2k -42,220
15 SPX Gestao de Recursos Ltda 14.45% of their portfolio RIO DE JANEIRO, D5 5,469,1885.5m $272.5m $272.5m 14.45% Added +496.7k +496,720
16 ARCH CAPITAL GROUP LTD. 97.39% of their portfolio PEMBROKE, D0 5,422,9395.4m $270.3m $270.3m 97.39% Unchanged
17 ROYAL BANK OF CANADA 0.07% of their portfolio TORONTO, A6 4,711,2614.7m $234.8m $234.8m 0.07% Reduced -146.0k -146,017
18 UBS Group AG 0.10% of their portfolio ZURICH, V8 4,468,9204.5m $222.7m $222.7m 0.10% Reduced -1.6m -1,611,158
19 PNC Financial Services Group, Inc. 0.16% of their portfolio Pittsburgh, PA 3,810,4783.8m $189.9m $189.9m 0.16% Reduced -81.3k -81,335
20 ENVESTNET ASSET MANAGEMENT INC 0.08% of their portfolio Berwyn, PA 3,671,9903.7m $183.0m $183.0m 0.08% Reduced -466.8k -466,838
21 WELLS FARGO & COMPANY/MN 0.05% of their portfolio SAN FRANCISCO, CA 3,297,2533.3m $164.3m $164.3m 0.05% Reduced -89.8k -89,849
22 EP Wealth Advisors, LLC 2.04% of their portfolio TORRANCE, CA 2,641,5312.6m $131.6m $131.6m 2.04% Added +2.6m +2,575,070
23 TRUIST FINANCIAL CORP 0.21% of their portfolio CHARLOTTE, NC 2,573,0252.6m $128.2m $128.2m 0.21% Reduced -320.5k -320,513
24 COMMONWEALTH EQUITY SERVICES, LLC 0.24% of their portfolio WALTHAM, MA 2,340,2792.3m $116.6m $116.6m 0.24% Added +319.5k +319,540
25 Pure Financial Advisors, LLC 4.46% of their portfolio SAN DIEGO, CA 2,190,9332.2m $109.2m $109.2m 4.46% Added +263.7k +263,691
26 RAYMOND JAMES & ASSOCIATES 0.09% of their portfolio ST PETERSBURG, FL 2,190,8022.2m $109.2m $109.2m 0.09% Reduced -81.8k -81,823
27 STIFEL FINANCIAL CORP 0.15% of their portfolio ST. LOUIS, MO 2,130,7852.1m $106.2m $106.2m 0.15% Reduced -102.5k -102,475
28 Members Trust Co 3.05% of their portfolio TAMPA, FL 2,100,9062.1m $104.7m $104.7m 3.05% Reduced -7.1m -7,092,147
29 ASSETMARK, INC 0.40% of their portfolio CONCORD, CA 2,025,9252.0m $101.0m $101.0m 0.40% Added +7.6k +7,645
30 CAPTRUST FINANCIAL ADVISORS 0.36% of their portfolio RALEIGH, NC 1,913,7171.9m $95.4m $95.4m 0.36% Added +184.2k +184,205
31 Money Design Co.,Ltd. 5.79% of their portfolio TOKYO, M0 1,913,0241.9m $95.3m $95.3m 5.79% Added +167.7k +167,741
32 Haverford Trust Co 1.05% of their portfolio Radnor, PA 1,730,3311.7m $86.2m $86.2m 1.05% Added +24.1k +24,066
33 TORONTO DOMINION BANK 0.07% of their portfolio TORONTO, ONTARIO, A6 1,628,0001.6m $81.1m $81.1m 0.07% Added +798.0k +798,000
34 KEYBANK NATIONAL ASSOCIATION/OH 0.38% of their portfolio BROOKLYN, OH 1,578,6421.6m $78.7m $78.7m 0.38% Reduced -30.6k -30,612
35 One Capital Management, LLC 3.39% of their portfolio WESTLAKE VILLAGE, CA 1,533,4691.5m $76.4m $76.4m 3.39% Reduced -88.6k -88,585
36 Busey Bank 3.23% of their portfolio URBANA, IL 1,517,8351.5m $75.6m $75.6m 3.23% Added +75.6k +75,559
37 SUN LIFE FINANCIAL INC 5.54% of their portfolio Toronto, A6 1,509,0001.5m $75.2m $75.2m 5.54% Unchanged
38 Fiduciary Trust Co 1.36% of their portfolio Boston, MA 1,493,7221.5m $74.4m $74.4m 1.36% Added +59.2k +59,212
39 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.47% of their portfolio IRVING, TX 1,426,9421.4m $71.1m $71.1m 0.47% Added +10.3k +10,305
40 FLPUTNAM INVESTMENT MANAGEMENT CO 1.91% of their portfolio PORTLAND, ME 1,384,5021.4m $69.0m $69.0m 1.91% Added +85.1k +85,123
41 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 1,330,9051.3m $66.3m $66.3m 0.05% Added +138.8k +138,800
42 US BANCORP \DE\ 0.10% of their portfolio MINNEAPOLIS, MN 1,262,4331.3m $62.9m $62.9m 0.10% Reduced -77.5k -77,451
43 Destination Wealth Management 2.43% of their portfolio Walnut Creek, CA 1,253,6641.3m $62.5m $62.5m 2.43% Added +39.9k +39,944
44 STEPHENS GROUP ASSET MANAGEMENT, LLC 6.47% of their portfolio LITTLE ROCK, AR 1,206,4091.2m $60.1m $60.1m 6.47% Added +445.0k +445,047
45 Williams Jones Wealth Management, LLC. 0.87% of their portfolio NEW YORK, NY 1,142,1661.1m $56.9m $56.9m 0.87% New
46 UNITED BANK 7.15% of their portfolio VIENNA, VA 1,092,4231.1m $54.4m $54.4m 7.15% Added +47.7k +47,655
47 Gradient Investments LLC 1.38% of their portfolio ARDEN HILLS, MN 1,052,9961.1m $52.5m $52.5m 1.38% Added +20.8k +20,775
48 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,050,2941.1m $52.3m $52.3m 0.01% Added +705.6k +705,565
49 Mariner, LLC 0.14% of their portfolio Overland Park, KS 1,039,9911.0m $51.8m $51.8m 0.14% Reduced -24.5k -24,530
50 BOSTON FINANCIAL MANGEMENT LLC 1.86% of their portfolio BOSTON, MA 997,084997.1k $49.7m $49.7m 1.86% Added +17.3k +17,309
51 SUMITOMO MITSUI FINANCIAL GROUP, INC. 1.58% of their portfolio TOKYO, M0 981,735981.7k $48.9m $48.9m 1.58% Added +3.5k +3,512
52 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.73% of their portfolio Stamford, CT 981,534981.5k $48.9m $48.9m 0.73% Added +285.8k +285,824
53 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.15% of their portfolio PLYMOUTH, MN 923,911923.9k $46.0m $46.0m 0.15% New
54 RESOURCE CONSULTING GROUP INC 8.57% of their portfolio ORLANDO, FL 886,035886.0k $44.2m $44.2m 8.57% Added +40.8k +40,769
55 ARKANSAS FINANCIAL GROUP, INC. 8.76% of their portfolio LITTLE ROCK, AR 862,860862.9k $43.0m $43.0m 8.76% Reduced -21.3k -21,346
56 Clearwater Capital Advisors, LLC 5.21% of their portfolio HOFFMAN ESTATES, IL 853,534853.5k $42.5m $42.5m 5.21% Added +294.1k +294,125
57 Bangor Savings Bank 5.01% of their portfolio BANGOR, ME 844,511844.5k $42.1m $42.1m 5.01% Reduced -78.2k -78,155
58 STEPHENS INC /AR/ 0.79% of their portfolio LITTLE ROCK, AR 822,115822.1k $41.0m $41.0m 0.79% Reduced -59.5k -59,526
59 RITHOLTZ WEALTH MANAGEMENT 1.77% of their portfolio NEW YORK, NY 792,975793.0k $39.5m $39.5m 1.77% Added +282.3k +282,284
60 Klaas Financial Asset Advisors, LLC 8.90% of their portfolio LOVES PARK, IL 788,128788.1k $39.3m $39.3m 8.90% Added +34.5k +34,454
61 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 787,260787.3k $39.2m $39.2m 0.00% Reduced -2.2m -2,158,573
62 PATHSTONE FAMILY OFFICE, LLC 0.30% of their portfolio ENGLEWOOD, NJ 775,356775.4k $38.6m $38.6m 0.30% Added +184.1k +184,053
63 GRIMES & Co WEALTH MANAGEMENT, LLC 1.37% of their portfolio WESTBOROUGH, MA 709,099709.1k $35.3m $35.3m 1.37% Added +11.4k +11,376
64 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 704,360704.4k $35.1m $35.1m 0.05% Added +114.2k +114,184
65 Zurich Insurance Group Ltd/FI 0.36% of their portfolio ZURICH, V8 679,581679.6k $33.9m $33.9m 0.36% Unchanged
66 Janney Montgomery Scott LLC 0.13% of their portfolio PHILADELPHIA, PA 678,212678.2k $33.8m $33.8m 0.13% Reduced -5.1k -5,140
67 American Family Insurance Mutual Holding Co 2.60% of their portfolio MADISON, WI 670,543670.5k $33.4m $33.4m 2.60% Unchanged
68 Arax Advisory Partners 4.08% of their portfolio NEW YORK, NY 656,591656.6k $32.7m $32.7m 4.08% Added +19.6k +19,638
69 JANE STREET GROUP, LLC 0.05% of their portfolio NEW YORK, NY 654,996655.0k $32.6m $32.6m 0.05% Added +631.1k +631,107
70 COLONY GROUP LLC 0.48% of their portfolio Boston, MA 643,157643.2k $32.0m $32.0m 0.48% Added +158.2k +158,165
71 NATIONAL BANK OF CANADA /FI/ 0.06% of their portfolio MONTREAL, A8 641,422641.4k $31.8m $31.8m 0.06% Added +629.8k +629,752
72 GREENWOOD GEARHART LLC 3.73% of their portfolio FAYETTEVILLE, AR 631,935631.9k $31.5m $31.5m 3.73% Reduced -94.8k -94,837
73 CUTLER INVESTMENT COUNSEL LLC 4.78% of their portfolio Jacksonville, OR 609,520609.5k $30.4m $30.4m 4.78% Reduced -1.7k -1,700
74 NewSquare Capital LLC 3.13% of their portfolio NEWTOWN SQUARE, PA 595,143595.1k $29.7m $29.7m 3.13% Reduced -7.6k -7,600
75 Sumitomo Mitsui Trust Group, Inc. 0.02% of their portfolio CHIYODA-KU, TOKYO, M0 581,842581.8k $29.0m $29.0m 0.02% Reduced -117.2k -117,168
76 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 581,201581.2k $29.0m $29.0m 0.05% Reduced -27.3k -27,266
77 AE Wealth Management LLC 0.17% of their portfolio TOPEKA, KS 563,865563.9k $28.1m $28.1m 0.17% Added +148.6k +148,554
78 Obermeyer Wealth Partners 2.05% of their portfolio ASPEN, CO 554,117554.1k $27.6m $27.6m 2.05% Reduced -22.4k -22,413
79 Relative Value Partners Group, LLC 1.85% of their portfolio NORTHBROOK, IL 551,843551.8k $27.5m $27.5m 1.85% Added +87.3k +87,295
80 Gilbert & Cook, Inc. 4.32% of their portfolio WEST DES MOINES, IA 549,891549.9k $27.4m $27.4m 4.32% Added +50.3k +50,327
81 Connectus Wealth, LLC 0.61% of their portfolio CINCINNATI, OH 548,778548.8k $27.4m $27.4m 0.61% Reduced -199.7k -199,721
82 PRESILIUM PRIVATE WEALTH, LLC 8.41% of their portfolio RADNOR, PA 530,368530.4k $26.4m $26.4m 8.41% Added +61.6k +61,552
83 PRUDENTIAL FINANCIAL INC 0.04% of their portfolio NEWARK, NJ 524,938524.9k $26.2m $26.2m 0.04% Added +519.4k +519,373
84 Lutz Financial Services LLC 2.80% of their portfolio OMAHA, NE 515,845515.8k $25.7m $25.7m 2.80% Added +10.4k +10,414
85 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 510,344510.3k $25.4m $25.4m 0.05% Reduced -3.7k -3,693
86 HUNTINGTON NATIONAL BANK 0.24% of their portfolio COLUMBUS, OH 474,462474.5k $23.6m $23.6m 0.24% Reduced -59.4k -59,440
87 Fiduciary Group, LLC 3.02% of their portfolio SAVANNAH, GA 474,045474.0k $23.6m $23.6m 3.02% Added +4.0k +4,044
88 LAZARD ASSET MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 459,934459.9k $22.9m $22.9m 0.03% New
89 SCHMIDT P J INVESTMENT MANAGEMENT INC 4.87% of their portfolio CEDARBURG, WI 459,813459.8k $22.7m $22.7m 4.87% Reduced -7.2k -7,150
90 PDS Planning, Inc 2.94% of their portfolio DUBLIN, OH 456,070456.1k $22.7m $22.7m 2.94% Added +19.5k +19,477
91 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.06% of their portfolio LOS ANGELES, CA 455,946455.9k $22.7m $22.7m 0.06% Added +17.2k +17,230
92 McKinley Carter Wealth Services, Inc. 1.80% of their portfolio WHEELING, WV 452,979453.0k $22.6m $22.6m 1.80% Reduced -514.5k -514,480
93 ATWOOD & PALMER INC 1.93% of their portfolio KANSAS CITY, MO 441,260441.3k $22.0m $22.0m 1.93% Added +236.5k +236,515
94 DDFG, Inc 8.09% of their portfolio THOUSAND OAKS, CA 440,620440.6k $22.0m $22.0m 8.09% Added +154.8k +154,762
95 1832 Asset Management L.P. 0.05% of their portfolio TORONTO, A6 440,120440.1k $21.9m $21.9m 0.05% Added +420.2k +420,223
96 Sabal Trust CO 1.45% of their portfolio ST. PETERSBURG, FL 435,231435.2k $21.7m $21.7m 1.45% Reduced -21.2k -21,201
97 Thrivent Financial for Lutherans 0.05% of their portfolio Minneapolis, MN 434,427434.4k $21.6m $21.6m 0.05% Added +9.4k +9,396
98 Meeder Advisory Services, Inc. 2.70% of their portfolio DUBLIN, OH 431,733431.7k $21.5m $21.5m 2.70% Reduced -33.0k -32,999
99 MERCER GLOBAL ADVISORS INC /ADV 0.08% of their portfolio DENVER, CO 407,531407.5k $20.3m $20.3m 0.08% Reduced -52.9k -52,947
100 Nelson Capital Management, LLC 4.97% of their portfolio MENLO PARK, CA 406,525406.5k $20.3m $20.3m 4.97% Reduced -5.3k -5,339