Vault-13

ISHARES TR IGIB

ISHS 5-10YR INVT · ETP · CUSIP 464288638

558 institutional holders +35 vs Q3 2023
197,079,353197.1m shares reported held*
$10.3bnreported value*
77 new 195 added 198 reduced 53 sold out net bought ≈ $801.2m (+15.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($161.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $52.03. Options: 2 managers hold calls ($3.9m notional), 1 hold puts ($62.4k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 493Q4 22: 510Q1 23: 507Q2 23: 530Q3 23: 523Q4 23: 558558Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022493
Q4 2022510
Q1 2023507
Q2 2023530
Q3 2023523
Q4 2023558

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 207 bought or addedQ4 22: 261 cut or sold outQ4 22Q1 23: 237 bought or addedQ1 23: 226 cut or sold outQ1 23Q2 23: 246 bought or addedQ2 23: 205 cut or sold outQ2 23Q3 23: 246 bought or addedQ3 23: 234 cut or sold outQ3 23Q4 23: 272 bought or addedQ4 23: 251 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022207261
Q1 2023237226
Q2 2023246205
Q3 2023246234
Q4 2023272251

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ1 23 calls: $1.6mQ1 23 puts: $784.6kQ1 23P/C 0.48Q2 23 calls: $1.6mQ2 23 puts: $621.0kQ2 23P/C 0.40Q3 23 calls: $1.5mQ3 23 puts: $63.2kQ3 23P/C 0.04Q4 23 calls: $3.9mQ4 23 puts: $62.4kQ4 23P/C 0.02
Numbers
QuarterCallsPutsP/C
Q1 2023$1.6m$784.6k0.48
Q2 2023$1.6m$621.0k0.40
Q3 2023$1.5m$63.2k0.04
Q4 2023$3.9m$62.4k0.02

Biggest buyers

PRUDENTIAL PLC Added +4,340,904+4.3m
GOLDMAN SACHS GROUP INC Added +3,881,530+3.9m
MORGAN STANLEY Added +3,229,597+3.2m
JPMORGAN CHASE & CO Added +1,832,516+1.8m
Financial Engines Advisors L.L.C. Added +1,087,019+1.1m
ASSETMARK, INC Added +945,230+945.2k
STATE FARM MUTUAL AUTOMOBILE INSURANCE CO New +680,000+680.0k
Busey Bank New +567,662+567.7k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +474,976+475.0k
TD PRIVATE CLIENT WEALTH LLC Added +424,800+424.8k

Biggest sellers

UNITED CAPITAL FINANCIAL ADVISORS, LLC Reduced -1,340,580-1.3m
ENVESTNET ASSET MANAGEMENT INC Reduced -893,202-893.2k
Allianz Investment Management U.S. LLC Reduced -730,098-730.1k
Sumitomo Mitsui Trust Group, Inc. Reduced -358,500-358.5k
FLOW TRADERS U.S. LLC Reduced -327,453-327.5k
Legacy Financial Group LLC Reduced -297,082-297.1k
NATIONAL BANK OF CANADA /FI/ Reduced -268,600-268.6k
OLD MISSION CAPITAL LLC Sold out -264,282-264.3k
AMERIPRISE FINANCIAL INC Reduced -245,936-245.9k
Steward Partners Investment Advisory, LLC Reduced -223,751-223.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.8m72.5k shares
CITADEL ADVISORS LLC Reduced $150.8k2.9k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $62.4k1.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 5.90% of their portfolio SANTA CLARA, CA 48,064,17248.1m $2.5bn $2.5bn 5.90% Added +1.1m +1,087,019
2 GOLDMAN SACHS GROUP INC 0.11% of their portfolio NEW YORK, NY 9,217,6909.2m $479.3m $479.3m 0.11% Added +3.9m +3,881,530
3 PRUDENTIAL PLC 4.38% of their portfolio LONDON, X0 7,922,2237.9m $412.0m $412.0m 4.38% Added +4.3m +4,340,904
4 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 7,298,7247.3m $379.5m $379.5m 0.02% Added +3.2m +3,229,597
5 Japan Science & Technology Agency 4.11% of their portfolio TOKYO, M0 7,237,4487.2m $376.3m $376.3m 4.11% Unchanged
6 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.09% of their portfolio SAN FRANCISCO, CA 7,110,5587.1m $369.7m $369.7m 0.09% Added +475.0k +474,976
7 NORTHERN TRUST CORP 0.06% of their portfolio CHICAGO, IL 6,846,8296.8m $356.0m $356.0m 0.06% Added +237.9k +237,914
8 ALLSTATE CORP 19.67% of their portfolio NORTHBROOK, IL 5,476,4315.5m $284.8m $284.8m 19.67% Added +370.4k +370,442
9 ENVESTNET ASSET MANAGEMENT INC 0.10% of their portfolio Berwyn, PA 4,846,3544.8m $252.0m $252.0m 0.10% Reduced -893.2k -893,202
10 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 4,605,9514.6m $239.5m $239.5m 0.03% Reduced -171.9k -171,900
11 ASSETMARK, INC 0.75% of their portfolio CONCORD, CA 3,987,5114.0m $207.4m $207.4m 0.75% Added +945.2k +945,230
12 US BANCORP \DE\ 0.28% of their portfolio MINNEAPOLIS, MN 3,695,2703.7m $192.2m $192.2m 0.28% Added +121.6k +121,632
13 FMR LLC 0.01% of their portfolio BOSTON, MA 3,600,6253.6m $187.2m $187.2m 0.01% Reduced -154.5k -154,542
14 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 3,412,6833.4m $177.4m $177.4m 0.05% Reduced -245.9k -245,936
15 Matson Money. Inc. 5.83% of their portfolio MASON, OH 3,284,4543.3m $170.8m $170.8m 5.83% Reduced -77.9k -77,926
16 One Capital Management, LLC 6.04% of their portfolio WESTLAKE VILLAGE, CA 2,931,4662.9m $152.4m $152.4m 6.04% Added +305.3k +305,327
17 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 2,901,4682.9m $150.9m $150.9m 0.01% Added +1.8m +1,832,516
18 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 2,806,3912.8m $145.9m $145.9m 0.04% Added +143.9k +143,927
19 UBS Group AG 0.06% of their portfolio ZURICH, V8 2,768,1312.8m $143.9m $143.9m 0.06% Added +141.6k +141,571
20 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 2,670,2782.7m $138.9m $138.9m 0.03% Reduced -86.5k -86,537
21 BlackRock Inc. 0.00% of their portfolio New York, NY 2,409,7682.4m $125.3m $125.3m 0.00% Reduced -121.2k -121,177
22 Gradient Investments LLC 2.81% of their portfolio ARDEN HILLS, MN 2,236,8352.2m $116.3m $116.3m 2.81% Added +223.2k +223,242
23 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.88% of their portfolio IRVING, TX 2,045,3912.0m $106.4m $106.4m 0.88% Reduced -1.3m -1,340,580
24 PNC Financial Services Group, Inc. 0.07% of their portfolio Pittsburgh, PA 1,818,5481.8m $94.6m $94.6m 0.07% Reduced -49.7k -49,720
25 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 1,734,6751.7m $90.2m $90.2m 0.02% Reduced -132.5k -132,522
26 RAYMOND JAMES & ASSOCIATES 0.07% of their portfolio ST PETERSBURG, FL 1,706,8691.7m $88.8m $88.8m 0.07% Added +327.3k +327,280
27 FRANKLIN RESOURCES INC 0.04% of their portfolio San Mateo, CA 1,535,7711.5m $79.9m $79.9m 0.04% Added +15.7k +15,743
28 Klaas Financial Asset Advisors, LLC 14.94% of their portfolio LOVES PARK, IL 1,376,7791.4m $71.6m $71.6m 14.94% Added +17.4k +17,416
29 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,327,0671.3m $69.0m $69.0m 0.04% Added +121.5k +121,489
30 Sumitomo Mitsui Trust Group, Inc. 0.05% of their portfolio CHIYODA-KU, TOKYO, M0 1,232,2361.2m $64.1m $64.1m 0.05% Reduced -358.5k -358,500
31 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.04% of their portfolio Toronto, A6 1,229,1681.2m $63.9m $63.9m 0.04% Added +27.7k +27,655
32 Acropolis Investment Management, LLC 4.14% of their portfolio ST. LOUIS, MO 1,139,3941.1m $59.4m $59.4m 4.14% Added +54.2k +54,163
33 KEYBANK NATIONAL ASSOCIATION/OH 0.26% of their portfolio BROOKLYN, OH 1,124,7451.1m $58.5m $58.5m 0.26% Reduced -4.1k -4,091
34 STIFEL FINANCIAL CORP 0.07% of their portfolio ST. LOUIS, MO 1,089,9741.1m $56.7m $56.7m 0.07% Reduced -106.5k -106,543
35 Haverford Trust Co 0.58% of their portfolio Radnor, PA 1,011,9961.0m $52.6m $52.6m 0.58% Added +62.9k +62,922
36 GREENWOOD GEARHART LLC 5.50% of their portfolio FAYETTEVILLE, AR 991,562991.6k $51.6m $51.6m 5.50% Reduced -132.7k -132,748
37 TRUIST FINANCIAL CORP 0.07% of their portfolio CHARLOTTE, NC 869,001869.0k $45.2m $45.2m 0.07% Added +57.0k +57,031
38 Ally Invest Advisors Inc. 4.59% of their portfolio CHARLOTTE, NC 828,616828.6k $43.1m $43.1m 4.59% Reduced -17.3k -17,267
39 American Family Insurance Mutual Holding Co 2.85% of their portfolio MADISON, WI 751,159751.2k $39.1m $39.1m 2.85% Unchanged
40 STATE FARM MUTUAL AUTOMOBILE INSURANCE CO 0.03% of their portfolio BLOOMINGTON, IL 680,000680.0k $35.4m $35.4m 0.03% New
41 Sabal Trust CO 2.03% of their portfolio ST. PETERSBURG, FL 635,586635.6k $33.1m $33.1m 2.03% Reduced -34.4k -34,439
42 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 577,676577.7k $30.0m $30.0m 0.05% Added +870 +870
43 Dodds Wealth, LLC 15.18% of their portfolio GREENWOOD VILLAGE, CO 569,444569.4k $29.6m $29.6m 15.18% First filing
44 Busey Bank 1.14% of their portfolio URBANA, IL 567,662567.7k $29.5m $29.5m 1.14% New
45 Scarborough Advisors, LLC 5.90% of their portfolio ANNAPOLIS, MD 551,341551.3k $28.7m $28.7m 5.90% Added +3.0k +2,969
46 TD PRIVATE CLIENT WEALTH LLC 0.98% of their portfolio NEW YORK, NY 523,909523.9k $27.2m $27.2m 0.98% Added +424.8k +424,800
47 Envestnet Portfolio Solutions, Inc. 0.11% of their portfolio BERWYN, PA 518,065518.1k $26.9m $26.9m 0.11% Added +13.5k +13,519
48 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 490,325490.3k $25.5m $25.5m 0.04% Added +58.9k +58,851
49 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 489,407489.4k $25.4m $25.4m 0.05% Added +316.6k +316,626
50 PROFFITT & GOODSON INC 4.70% of their portfolio KNOXVILLE, TN 481,699481.7k $25.0m $25.0m 4.70% Added +5.6k +5,591
51 ALBION FINANCIAL GROUP /UT 1.91% of their portfolio SALT LAKE CITY, UT 446,153446.2k $23.2m $23.2m 1.91% Added +30.1k +30,142
52 ARKANSAS FINANCIAL GROUP, INC. 4.28% of their portfolio LITTLE ROCK, AR 445,580445.6k $23.2m $23.2m 4.28% Added +10.4k +10,405
53 SCHMIDT P J INVESTMENT MANAGEMENT INC 4.52% of their portfolio CEDARBURG, WI 443,374443.4k $22.8m $22.8m 4.52% Added +280.3k +280,327
54 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 387,070387.1k $20.1m $20.1m 0.07% Added +12.1k +12,136
55 ProVise Management Group, LLC 1.71% of their portfolio CLEARWATER, FL 386,787386.8k $20.1m $20.1m 1.71% Added +5.7k +5,723
56 BCK Partners, Inc. 10.49% of their portfolio Corning, NY 355,435355.4k $18.5m $18.5m 10.49% Added +30.5k +30,516
57 Mitsubishi UFJ Trust & Banking Corp 0.04% of their portfolio TOKYO, M0 337,281337.3k $17.5m $17.5m 0.04% Unchanged
58 BAR HARBOR WEALTH MANAGEMENT 1.30% of their portfolio CONCORD, NH 336,168336.2k $17.5m $17.5m 1.30% Reduced -60.9k -60,868
59 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 333,809333.8k $17.4m $17.4m 0.01% Added +47.2k +47,232
60 ETF Portfolio Partners, Inc. 5.81% of their portfolio LEAWOOD, KS 333,323333.3k $17.3m $17.3m 5.81% Reduced -5.3k -5,312
61 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 327,510327.5k $17.0m $17.0m 0.02% New
62 Connectus Wealth, LLC 0.35% of their portfolio CINCINNATI, OH 326,859326.9k $17.0m $17.0m 0.35% Added +23.8k +23,831
63 TPG Financial Advisors, LLC 8.35% of their portfolio PORTLAND, OR 318,373318.4k $16.4m $16.4m 8.35% Reduced -202.5k -202,535
64 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 309,730309.7k $16.1m $16.1m 0.01% Reduced -2.0k -2,000
65 NewSquare Capital LLC 1.47% of their portfolio NEWTOWN SQUARE, PA 296,301296.3k $15.4m $15.4m 1.47% Added +6.6k +6,554
66 Carl P. Sherr & Co., LLC 9.19% of their portfolio WORCESTER, MA 292,152292.2k $15.2m $15.2m 9.19% Added +99.6k +99,643
67 Financial Partners Group, Inc 2.71% of their portfolio Overland Park, KS 290,454290.5k $15.1m $15.1m 2.71% Added +34.1k +34,113
68 CAPSTONE INVESTMENT ADVISORS, LLC 0.26% of their portfolio NEW YORK, NY 288,701288.7k $15.0m $15.0m 0.26% New
69 LEUTHOLD GROUP, LLC 1.72% of their portfolio MINNEAPOLIS, MN 264,270264.3k $13.7m $13.7m 1.72% Reduced -797 -797
70 BIRCHBROOK, INC. 8.83% of their portfolio BANGOR, ME 257,675257.7k $13.4m $13.4m 8.83% First filing
71 Prime Capital Investment Advisors, LLC 0.20% of their portfolio OVERLAND PARK, KS 257,273257.3k $13.4m $13.4m 0.20% Added +145.9k +145,851
72 Mariner, LLC 0.03% of their portfolio Overland Park, KS 248,983249.0k $12.9m $12.9m 0.03% Reduced -35.6k -35,615
73 Calamos Wealth Management LLC 0.81% of their portfolio NAPERVILLE, IL 246,460246.5k $12.8m $12.8m 0.81% Added +202.2k +202,187
74 Graypoint LLC 1.03% of their portfolio Albany, NY 245,409245.4k $12.8m $12.8m 1.03% Added +94.7k +94,656
75 Roundview Capital LLC 1.17% of their portfolio PRINCETON, NJ 243,652243.7k $12.7m $12.7m 1.17% Added +118.8k +118,804
76 Galvin, Gaustad & Stein, LLC 1.13% of their portfolio Scottsdale, AZ 233,345233.3k $12.1m $12.1m 1.13% Reduced -15.0k -15,029
77 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 231,666231.7k $12.0m $12.0m 0.03% Added +21.2k +21,250
78 Quotient Wealth Partners, LLC 0.46% of their portfolio DALLAS, TX 228,592228.6k $11.9m $11.9m 0.46% First filing
79 Summit Wealth Partners, LLC 2.75% of their portfolio Orlando, FL 228,142228.1k $11.9m $11.9m 2.75% Added +14.7k +14,702
80 HANCOCK WHITNEY CORP 0.42% of their portfolio GULFPORT, MS 217,119217.1k $11.3m $11.3m 0.42% Reduced -21.8k -21,840
81 DT Investment Partners, LLC 1.21% of their portfolio CHADDS FORD, PA 216,538216.5k $11.2m $11.2m 1.21% Added +6.3k +6,321
82 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 213,489213.5k $11.1m $11.1m 0.02% Reduced -57.0k -56,999
83 ANCHOR CAPITAL ADVISORS LLC 0.28% of their portfolio Boston, MA 204,976205.0k $10.7m $10.7m 0.28% Reduced -58.3k -58,322
84 AVANTAX ADVISORY SERVICES, INC. 0.10% of their portfolio DALLAS, TX 197,680197.7k $10.3m $10.3m 0.10% Added +71.2k +71,235
85 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 187,365187.4k $9.7m $9.7m 0.04% Added +21.5k +21,533
86 Asio Capital, LLC 2.24% of their portfolio LEXINGTON, KY 184,697184.7k $9.6m $9.6m 2.24% Added +2.3k +2,307
87 STEPHENS INC /AR/ 0.16% of their portfolio LITTLE ROCK, AR 180,255180.3k $9.4m $9.4m 0.16% Reduced -101.1k -101,102
88 Ameliora Wealth Management Ltd. 4.50% of their portfolio ZURICH, V8 174,315174.3k $9.1m $9.1m 4.50% Added +91.0k +90,950
89 CAPITAL INSIGHT PARTNERS, LLC 1.78% of their portfolio SCOTTSDALE, AZ 167,381167.4k $8.7m $8.7m 1.78% Added +3.1k +3,142
90 D.A. DAVIDSON & CO. 0.08% of their portfolio GREAT FALLS, MT 166,136166.1k $8.6m $8.6m 0.08% Reduced -13.0k -12,975
91 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 158,777158.8k $8.3m $8.3m 0.02% Added +79.7k +79,678
92 Israel Discount Bank of New York 6.46% of their portfolio NEW YORK, NY 158,706158.7k $8.3m $8.3m 6.46% Reduced -12.6k -12,625
93 THEORY FINANCIAL LLC 4.29% of their portfolio FORT COLLINS, CO 154,367154.4k $8.0m $8.0m 4.29% Added +581 +581
94 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 152,702152.7k $7.9m $7.9m 0.01% Added +63.0k +62,976
95 Freedom Investment Management, Inc. 0.61% of their portfolio SOUTH WINDSOR, CT 144,621144.6k $7.5m $7.5m 0.61% Added +19.3k +19,306
96 COMERICA BANK 0.03% of their portfolio DALLAS, TX 142,976143.0k $7.4m $7.4m 0.03% Added +1.9k +1,902
97 REBALANCE, LLC 0.64% of their portfolio PALO ALTO, CA 141,959142.0k $7.4m $7.4m 0.64% Reduced -4.4k -4,368
98 BAILARD, INC. 0.22% of their portfolio Foster City, CA 141,445141.4k $7.4m $7.4m 0.22% Added +28.7k +28,744
99 DAVENPORT & Co LLC 0.05% of their portfolio RICHMOND, VA 139,461139.5k $7.3m $7.3m 0.05% Added +1.1k +1,115
100 Kestra Advisory Services, LLC 0.06% of their portfolio AUSTIN, TX 139,401139.4k $7.2m $7.2m 0.06% Reduced -3.8k -3,769