Vault-13

ISHARES TR IGIB

ISHS 5-10YR INVT · ETP · CUSIP 464288638

523 institutional holders -7 vs Q2 2023
178,019,308178.0m shares reported held*
$8.7bnreported value*
49 new 197 added 179 reduced 55 sold out net sold ≈ $196.9m (-4.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($164.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $48.66. Options: 3 managers hold calls ($1.5m notional), 1 hold puts ($63.2k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 493Q4 22: 510Q1 23: 507Q2 23: 530Q3 23: 523523Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022493
Q4 2022510
Q1 2023507
Q2 2023530
Q3 2023523

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 207 bought or addedQ4 22: 261 cut or sold outQ4 22Q1 23: 237 bought or addedQ1 23: 226 cut or sold outQ1 23Q2 23: 246 bought or addedQ2 23: 205 cut or sold outQ2 23Q3 23: 246 bought or addedQ3 23: 234 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022207261
Q1 2023237226
Q2 2023246205
Q3 2023246234

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ4 22 calls: $1.5mQ4 22 puts: $727.8kQ4 22P/C 0.47Q1 23 calls: $1.6mQ1 23 puts: $784.6kQ1 23P/C 0.48Q2 23 calls: $1.6mQ2 23 puts: $621.0kQ2 23P/C 0.40Q3 23 calls: $1.5mQ3 23 puts: $63.2kQ3 23P/C 0.04
Numbers
QuarterCallsPutsP/C
Q4 2022$1.5m$727.8k0.47
Q1 2023$1.6m$784.6k0.48
Q2 2023$1.6m$621.0k0.40
Q3 2023$1.5m$63.2k0.04

Biggest buyers

CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +3,157,742+3.2m
Financial Engines Advisors L.L.C. Added +2,776,987+2.8m
Bank of New York Mellon Corp Added +1,010,656+1.0m
ALLSTATE CORP Added +927,321+927.3k
FMR LLC Added +609,654+609.7k
GOLDMAN SACHS GROUP INC Added +492,675+492.7k
One Capital Management, LLC Added +487,402+487.4k
FLOW TRADERS U.S. LLC New +394,626+394.6k
NATIONAL BANK OF CANADA /FI/ Added +319,000+319.0k
MORGAN STANLEY Added +309,227+309.2k

Biggest sellers

Meiji Yasuda Life Insurance Co Sold out -7,775,700-7.8m
ENVESTNET ASSET MANAGEMENT INC Reduced -2,334,145-2.3m
UNITED CAPITAL FINANCIAL ADVISORS, LLC Reduced -1,859,368-1.9m
ASSETMARK, INC Reduced -1,283,727-1.3m
BANK OF AMERICA CORP /DE/ Reduced -1,084,899-1.1m
Blue Chip Partners, LLC Reduced -930,344-930.3k
BlackRock Inc. Reduced -839,908-839.9k
Connectus Wealth, LLC Reduced -688,811-688.8k
Bangor Savings Bank Reduced -347,633-347.6k
Fortis Capital Management LLC Reduced -233,233-233.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.1m23.5k shares
CITADEL ADVISORS LLC Added $335.7k6.9k shares
Private Advisor Group, LLC New $53.8k110.5k shares

Biggest puts

CITADEL ADVISORS LLC New $63.2k1.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 6.01% of their portfolio SANTA CLARA, CA 46,977,15347.0m $2.3bn $2.3bn 6.01% Added +2.8m +2,776,987
2 Japan Science & Technology Agency 3.98% of their portfolio TOKYO, M0 7,237,4487.2m $352.1m $352.1m 3.98% Unchanged
3 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.09% of their portfolio SAN FRANCISCO, CA 6,635,5826.6m $322.8m $322.8m 0.09% Added +3.2m +3,157,742
4 NORTHERN TRUST CORP 0.06% of their portfolio CHICAGO, IL 6,608,9156.6m $321.5m $321.5m 0.06% Reduced -54.9k -54,903
5 ENVESTNET ASSET MANAGEMENT INC 0.13% of their portfolio Berwyn, PA 5,739,5565.7m $279.2m $279.2m 0.13% Reduced -2.3m -2,334,145
6 GOLDMAN SACHS GROUP INC 0.07% of their portfolio NEW YORK, NY 5,336,1605.3m $259.6m $259.6m 0.07% Added +492.7k +492,675
7 ALLSTATE CORP 14.52% of their portfolio NORTHBROOK, IL 5,105,9895.1m $248.4m $248.4m 14.52% Added +927.3k +927,321
8 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 4,777,8514.8m $232.4m $232.4m 0.03% Reduced -1.1m -1,084,899
9 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 4,069,1274.1m $198.0m $198.0m 0.02% Added +309.2k +309,227
10 FMR LLC 0.02% of their portfolio BOSTON, MA 3,755,1673.8m $182.7m $182.7m 0.02% Added +609.7k +609,654
11 AMERIPRISE FINANCIAL INC 0.06% of their portfolio MINNEAPOLIS, MN 3,658,6193.7m $177.8m $177.8m 0.06% Added +97.7k +97,724
12 PRUDENTIAL PLC 2.03% of their portfolio LONDON, X0 3,581,3193.6m $174.2m $174.2m 2.03% Added +37.1k +37,145
13 US BANCORP \DE\ 0.28% of their portfolio MINNEAPOLIS, MN 3,573,6383.6m $173.9m $173.9m 0.28% Added +60.7k +60,730
14 UNITED CAPITAL FINANCIAL ADVISORS, LLC 1.08% of their portfolio IRVING, TX 3,385,9713.4m $164.7m $164.7m 1.08% Reduced -1.9m -1,859,368
15 Matson Money. Inc. 5.92% of their portfolio MASON, OH 3,362,3803.4m $163.6m $163.6m 5.92% Added +104.2k +104,172
16 ASSETMARK, INC 0.59% of their portfolio CONCORD, CA 3,042,2813.0m $148.0m $148.0m 0.59% Reduced -1.3m -1,283,727
17 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 2,756,8152.8m $134.1m $134.1m 0.04% Reduced -55.5k -55,482
18 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 2,662,4642.7m $129.5m $129.5m 0.04% Added +100.4k +100,383
19 UBS Group AG 0.06% of their portfolio ZURICH, V8 2,626,5602.6m $127.8m $127.8m 0.06% Added +304.1k +304,117
20 One Capital Management, LLC 5.67% of their portfolio WESTLAKE VILLAGE, CA 2,626,1392.6m $127.8m $127.8m 5.67% Added +487.4k +487,402
21 BlackRock Inc. 0.00% of their portfolio New York, NY 2,530,9452.5m $123.1m $123.1m 0.00% Reduced -839.9k -839,908
22 Gradient Investments LLC 2.59% of their portfolio ARDEN HILLS, MN 2,013,5932.0m $98.0m $98.0m 2.59% Added +32.1k +32,097
23 PNC Financial Services Group, Inc. 0.08% of their portfolio Pittsburgh, PA 1,868,2681.9m $90.9m $90.9m 0.08% Reduced -17.5k -17,478
24 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 1,867,1971.9m $90.8m $90.8m 0.02% Added +1.0m +1,010,656
25 Sumitomo Mitsui Trust Group, Inc. 0.06% of their portfolio CHIYODA-KU, TOKYO, M0 1,590,7361.6m $77.4m $77.4m 0.06% Reduced -90.8k -90,848
26 FRANKLIN RESOURCES INC 0.04% of their portfolio San Mateo, CA 1,520,0281.5m $73.9m $73.9m 0.04% Reduced -30.1k -30,117
27 RAYMOND JAMES & ASSOCIATES 0.06% of their portfolio ST PETERSBURG, FL 1,379,5891.4m $67.1m $67.1m 0.06% Added +19.7k +19,717
28 Klaas Financial Asset Advisors, LLC 14.98% of their portfolio LOVES PARK, IL 1,359,3631.4m $66.1m $66.1m 14.98% Added +27.7k +27,727
29 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,205,5781.2m $58.7m $58.7m 0.04% Reduced -151.9k -151,860
30 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.03% of their portfolio Toronto, A6 1,201,5131.2m $58.5m $58.5m 0.03% Added +99.6k +99,561
31 STIFEL FINANCIAL CORP 0.08% of their portfolio ST. LOUIS, MO 1,196,5171.2m $58.2m $58.2m 0.08% Added +166.6k +166,621
32 KEYBANK NATIONAL ASSOCIATION/OH 0.26% of their portfolio BROOKLYN, OH 1,128,8361.1m $54.9m $54.9m 0.26% Reduced -42.3k -42,328
33 GREENWOOD GEARHART LLC 6.47% of their portfolio FAYETTEVILLE, AR 1,124,3101.1m $54.7m $54.7m 6.47% Added +22.3k +22,269
34 Acropolis Investment Management, LLC 4.09% of their portfolio ST. LOUIS, MO 1,085,2311.1m $52.8m $52.8m 4.09% Added +44.5k +44,473
35 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,068,9521.1m $52.0m $52.0m 0.01% Added +250.8k +250,783
36 Haverford Trust Co 0.56% of their portfolio Radnor, PA 949,074949.1k $46.2m $46.2m 0.56% Added +36.3k +36,295
37 Polaris Wealth Advisory Group, LLC 3.20% of their portfolio SAN RAFAEL, CA 863,704863.7k $42.0m $42.0m 3.20% Added +202.1k +202,096
38 Ally Invest Advisors Inc. 4.81% of their portfolio CHARLOTTE, NC 845,883845.9k $41.2m $41.2m 4.81% Reduced -1.1k -1,092
39 TRUIST FINANCIAL CORP 0.07% of their portfolio CHARLOTTE, NC 811,970812.0k $39.5m $39.5m 0.07% Added +20.4k +20,404
40 Allianz Investment Management U.S. LLC 2.34% of their portfolio Minneapolis, MN 779,292779.3k $37.9m $37.9m 2.34% Unchanged
41 American Family Insurance Mutual Holding Co 2.84% of their portfolio MADISON, WI 751,159751.2k $36.5m $36.5m 2.84% Unchanged
42 Sabal Trust CO 2.18% of their portfolio ST. PETERSBURG, FL 670,025670.0k $32.6m $32.6m 2.18% Reduced -16.3k -16,281
43 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 576,806576.8k $28.1m $28.1m 0.04% Added +177.9k +177,948
44 Scarborough Advisors, LLC 6.48% of their portfolio ANNAPOLIS, MD 548,372548.4k $26.7m $26.7m 6.48% Added +20.6k +20,639
45 TPG Financial Advisors, LLC 13.10% of their portfolio PORTLAND, OR 520,908520.9k $25.3m $25.3m 13.10% Added +21.6k +21,627
46 Envestnet Portfolio Solutions, Inc. 0.12% of their portfolio BERWYN, PA 504,546504.5k $24.5m $24.5m 0.12% First filing
47 PROFFITT & GOODSON INC 4.75% of their portfolio KNOXVILLE, TN 476,108476.1k $23.2m $23.2m 4.75% Reduced -3.9k -3,926
48 ARKANSAS FINANCIAL GROUP, INC. 4.31% of their portfolio LITTLE ROCK, AR 435,175435.2k $21.2m $21.2m 4.31% Reduced -2.4k -2,432
49 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 431,474431.5k $21.0m $21.0m 0.04% Added +16.2k +16,213
50 ALBION FINANCIAL GROUP /UT 1.87% of their portfolio SALT LAKE CITY, UT 416,011416.0k $20.2m $20.2m 1.87% Added +57.6k +57,582
51 BAR HARBOR WEALTH MANAGEMENT 1.54% of their portfolio CONCORD, NH 397,036397.0k $19.3m $19.3m 1.54% Reduced -34.4k -34,379
52 FLOW TRADERS U.S. LLC 0.90% of their portfolio NEW YORK, NY 394,626394.6k $19.2m $19.2m 0.90% New
53 ProVise Management Group, LLC 1.72% of their portfolio CLEARWATER, FL 381,064381.1k $18.5m $18.5m 1.72% Added +12.5k +12,498
54 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 374,934374.9k $18.2m $18.2m 0.07% Added +152.0k +152,019
55 ETF Portfolio Partners, Inc. 6.08% of their portfolio LEAWOOD, KS 338,635338.6k $16.5m $16.5m 6.08% Added +27.0k +27,030
56 Mitsubishi UFJ Trust & Banking Corp 0.04% of their portfolio TOKYO, M0 337,281337.3k $16.4m $16.4m 0.04% Unchanged
57 BCK Partners, Inc. 9.86% of their portfolio Corning, NY 324,919324.9k $15.8m $15.8m 9.86% Added +9.1k +9,108
58 NATIONAL BANK OF CANADA /FI/ 0.03% of their portfolio MONTREAL, A8 319,300319.3k $15.4m $15.4m 0.03% Added +319.0k +319,000
59 Legacy Financial Group LLC 3.65% of their portfolio DES MOINES, IA 319,134319.1k $15.5m $15.5m 3.65% Added +2.7k +2,675
60 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 311,730311.7k $15.2m $15.2m 0.01% Reduced -55.4k -55,388
61 Connectus Wealth, LLC 0.33% of their portfolio CINCINNATI, OH 303,028303.0k $14.8m $14.8m 0.33% Reduced -688.8k -688,811
62 NewSquare Capital LLC 1.49% of their portfolio NEWTOWN SQUARE, PA 289,747289.7k $14.1m $14.1m 1.49% Reduced -2.1k -2,135
63 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 286,577286.6k $14.7m $14.7m 0.01% Added +14.1k +14,088
64 Mariner, LLC 0.04% of their portfolio Overland Park, KS 284,598284.6k $13.8m $13.8m 0.04% Reduced -78.3k -78,323
65 STEPHENS INC /AR/ 0.26% of their portfolio LITTLE ROCK, AR 281,357281.4k $13.7m $13.7m 0.26% Added +99.4k +99,372
66 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 270,488270.5k $13.2m $13.2m 0.03% Added +8.8k +8,803
67 LEUTHOLD GROUP, LLC 1.81% of their portfolio MINNEAPOLIS, MN 265,067265.1k $12.9m $12.9m 1.81% New
68 OLD MISSION CAPITAL LLC 0.43% of their portfolio CHICAGO, IL 264,282264.3k $12.9m $12.9m 0.43% Added +241.5k +241,510
69 ANCHOR CAPITAL ADVISORS LLC 0.36% of their portfolio Boston, MA 263,298263.3k $12.8m $12.8m 0.36% Reduced -12.9k -12,914
70 Phoenix Financial Ltd. 0.12% of their portfolio Givatayim, L3 261,504261.5k $12.7m $12.7m 0.12% Added +137.7k +137,687
71 Financial Partners Group, Inc 2.56% of their portfolio Overland Park, KS 256,341256.3k $12.4m $12.4m 2.56% Added +6.6k +6,617
72 Galvin, Gaustad & Stein, LLC 1.22% of their portfolio Scottsdale, AZ 248,374248.4k $12.1m $12.1m 1.22% Added +11.6k +11,565
73 Brookstone Capital Management 0.25% of their portfolio WHEATON, IL 241,841241.8k $11.4m $11.4m 0.25% Reduced -49.5k -49,548
74 HANCOCK WHITNEY CORP 0.48% of their portfolio GULFPORT, MS 238,959239.0k $11.6m $11.6m 0.48% Added +30.3k +30,251
75 Steward Partners Investment Advisory, LLC 0.17% of their portfolio STAMFORD, CT 230,376230.4k $11.2m $11.2m 0.17% Reduced -5.1k -5,117
76 Summit Wealth Partners, LLC 2.65% of their portfolio Orlando, FL 213,440213.4k $10.4m $10.4m 2.65% Added +8.5k +8,466
77 Lineweaver Wealth Advisors, LLC 3.00% of their portfolio VALLEY VIEW, OH 212,374212.4k $10.3m $10.3m 3.00% Reduced -14.0k -13,982
78 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 210,416210.4k $10.2m $10.2m 0.03% New
79 DT Investment Partners, LLC 1.24% of their portfolio CHADDS FORD, PA 210,217210.2k $10.2m $10.2m 1.24% Added +5.0k +5,014
80 Shepherd Financial Partners LLC 1.48% of their portfolio WINCHESTER, MA 193,921193.9k $9.4m $9.4m 1.48% Added +3.4k +3,409
81 Carl P. Sherr & Co., LLC 6.35% of their portfolio WORCESTER, MA 192,509192.5k $9.4m $9.4m 6.35% Added +61.0k +61,026
82 Asio Capital, LLC 2.36% of their portfolio LEXINGTON, KY 182,390182.4k $8.9m $8.9m 2.36% Added +89.4k +89,434
83 LaSalle St. Investment Advisors, LLC 4.32% of their portfolio ELMHURST, IL 181,377181.4k $8.8m $8.8m 4.32% Reduced -5.1k -5,112
84 D.A. DAVIDSON & CO. 0.09% of their portfolio GREAT FALLS, MT 179,111179.1k $8.7m $8.7m 0.09% Reduced -316 -316
85 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 172,781172.8k $8.4m $8.4m 0.02% Reduced -300 -300
86 Israel Discount Bank of New York 6.92% of their portfolio NEW YORK, NY 171,331171.3k $8.3m $8.3m 6.92% Added +4.4k +4,413
87 AE Wealth Management LLC 0.05% of their portfolio TOPEKA, KS 170,632170.6k $8.3m $8.3m 0.05% Reduced -78.2k -78,179
88 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 165,832165.8k $8.1m $8.1m 0.04% Added +26.8k +26,806
89 CAPITAL INSIGHT PARTNERS, LLC 1.82% of their portfolio SCOTTSDALE, AZ 164,239164.2k $8.0m $8.0m 1.82% Added +2.4k +2,410
90 SCHMIDT P J INVESTMENT MANAGEMENT INC 1.65% of their portfolio CEDARBURG, WI 163,047163.0k $7.7m $7.7m 1.65% Added +17.7k +17,679
91 One Wealth Map LLC 5.31% of their portfolio LAS VEGAS, NV 158,699158.7k $7.7m $7.7m 5.31% Added +1.6k +1,644
92 THEORY FINANCIAL LLC 4.39% of their portfolio FORT COLLINS, CO 153,786153.8k $7.5m $7.5m 4.39% Reduced -3.4k -3,422
93 Graypoint LLC 0.69% of their portfolio Albany, NY 150,753150.8k $7.3m $7.3m 0.69% Added +117.6k +117,622
94 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 150,500150.5k $7.3m $7.3m 0.01% New
95 REBALANCE, LLC 0.69% of their portfolio PALO ALTO, CA 146,327146.3k $7.1m $7.1m 0.69% Added +6.7k +6,708
96 1900 WEALTH MANAGEMENT LLC 0.70% of their portfolio SAN ANTONIO, TX 145,274145.3k $7.1m $7.1m 0.70% Reduced -40.8k -40,782
97 Kestra Advisory Services, LLC 0.07% of their portfolio AUSTIN, TX 143,170143.2k $7.0m $7.0m 0.07% Added +32.6k +32,649
98 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 141,917141.9k $6.9m $6.9m 0.01% Added +25.1k +25,137
99 COMERICA BANK 0.04% of their portfolio DALLAS, TX 141,074141.1k $6.9m $6.9m 0.04% New
100 WESPAC Advisors SoCal, LLC 2.31% of their portfolio Pasadena, CA 140,345140.3k $6.8m $6.8m 2.31% Added +32.2k +32,165