Vault-13

ISHARES TR IGIB

ISHS 5-10YR INVT · ETP · CUSIP 464288638

507 institutional holders -3 vs Q4 2022
181,184,291181.2m shares reported held*
$9.2bnreported value*
64 new 173 added 170 reduced 56 sold out net bought ≈ $1.2bn (+23.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($265.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $51.05. Options: 2 managers hold calls ($1.6m notional), 2 hold puts ($784.6k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 493Q4 22: 510Q1 23: 507507Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022493
Q4 2022510
Q1 2023507

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 207 bought or addedQ4 22: 261 cut or sold outQ4 22Q1 23: 237 bought or addedQ1 23: 226 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022207261
Q1 2023237226

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 22 calls: $1.2mQ3 22 puts: $473.0kQ3 22P/C 0.38Q4 22 calls: $1.5mQ4 22 puts: $727.8kQ4 22P/C 0.47Q1 23 calls: $1.6mQ1 23 puts: $784.6kQ1 23P/C 0.48
Numbers
QuarterCallsPutsP/C
Q3 2022$1.2m$473.0k0.38
Q4 2022$1.5m$727.8k0.47
Q1 2023$1.6m$784.6k0.48

Biggest buyers

Japan Science & Technology Agency New +7,237,448+7.2m
FMR LLC Added +3,147,284+3.1m
PRUDENTIAL PLC Added +3,037,001+3.0m
Financial Engines Advisors L.L.C. Added +2,611,834+2.6m
BlackRock Inc. Added +1,808,804+1.8m
ALLSTATE CORP Added +1,153,424+1.2m
Summit Wealth Group, LLC New +1,094,475+1.1m
One Capital Management, LLC Added +921,894+921.9k
GOLDMAN SACHS GROUP INC Added +904,363+904.4k
JANE STREET GROUP, LLC New +849,473+849.5k

Biggest sellers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -1,011,646-1.0m
ASSETMARK, INC Reduced -1,000,328-1.0m
MORGAN STANLEY Reduced -920,673-920.7k
Bank of New York Mellon Corp Reduced -456,229-456.2k
BENJAMIN F. EDWARDS & COMPANY, INC. Reduced -446,226-446.2k
LPL Financial LLC Reduced -301,252-301.3k
Bangor Savings Bank Reduced -267,351-267.4k
Asio Capital, LLC Reduced -168,225-168.2k
Kestra Advisory Services, LLC Reduced -142,317-142.3k
Calamos Wealth Management LLC Reduced -135,609-135.6k

Biggest calls

CITADEL ADVISORS LLC Reduced $861.5k16.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $769.2k15.0k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $676.9k13.2k shares
CITADEL ADVISORS LLC Added $107.7k2.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 5.69% of their portfolio SANTA CLARA, CA 41,806,00441.8m $2.1bn $2.1bn 5.69% Added +2.6m +2,611,834
2 PRUDENTIAL PLC 5.05% of their portfolio LONDON, X0 8,392,4288.4m $430.4m $430.4m 5.05% Added +3.0m +3,037,001
3 ENVESTNET ASSET MANAGEMENT INC 0.20% of their portfolio Berwyn, PA 8,048,2258.0m $412.7m $412.7m 0.20% Added +434.1k +434,052
4 Meiji Yasuda Life Insurance Co 7.81% of their portfolio TOKYO, M0 7,775,7007.8m $398.7m $398.7m 7.81% Unchanged
5 Japan Science & Technology Agency 4.04% of their portfolio TOKYO, M0 7,237,4487.2m $371.1m $371.1m 4.04% New
6 FMR LLC 0.02% of their portfolio BOSTON, MA 6,576,7906.6m $337.3m $337.3m 0.02% Added +3.1m +3,147,284
7 NORTHERN TRUST CORP 0.06% of their portfolio CHICAGO, IL 6,310,4136.3m $323.6m $323.6m 0.06% Added +249.7k +249,663
8 UNITED CAPITAL FINANCIAL ADVISORS, LLC 1.54% of their portfolio IRVING, TX 5,376,0225.4m $275.7m $275.7m 1.54% Reduced -12.6k -12,608
9 GOLDMAN SACHS GROUP INC 0.07% of their portfolio NEW YORK, NY 5,137,1895.1m $263.4m $263.4m 0.07% Added +904.4k +904,363
10 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 4,954,9125.0m $254.1m $254.1m 0.03% Added +336.3k +336,346
11 ASSETMARK, INC 0.86% of their portfolio CONCORD, CA 4,079,6374.1m $209.2m $209.2m 0.86% Reduced -1.0m -1,000,328
12 ALLSTATE CORP 13.46% of their portfolio NORTHBROOK, IL 3,533,1663.5m $181.2m $181.2m 13.46% Added +1.2m +1,153,424
13 US BANCORP \DE\ 0.30% of their portfolio MINNEAPOLIS, MN 3,475,7023.5m $178.2m $178.2m 0.30% Added +274.7k +274,739
14 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.05% of their portfolio SAN FRANCISCO, CA 3,433,0533.4m $176.0m $176.0m 0.05% Reduced -48.8k -48,808
15 Matson Money. Inc. 6.20% of their portfolio MASON, OH 3,273,9453.3m $167.9m $167.9m 6.20% Added +11.3k +11,344
16 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 3,239,0703.2m $166.4m $166.4m 0.05% Added +182.7k +182,744
17 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 3,187,2153.2m $163.4m $163.4m 0.02% Reduced -920.7k -920,673
18 BlackRock Inc. 0.00% of their portfolio New York, NY 3,010,7763.0m $154.4m $154.4m 0.00% Added +1.8m +1,808,804
19 ROYAL BANK OF CANADA 0.05% of their portfolio TORONTO, A6 2,940,9802.9m $150.8m $150.8m 0.05% Reduced -99.2k -99,241
20 Gradient Investments LLC 3.42% of their portfolio ARDEN HILLS, MN 2,448,3922.4m $125.6m $125.6m 3.42% Reduced -8.3k -8,306
21 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 2,365,1952.4m $121.3m $121.3m 0.04% Added +500.5k +500,496
22 UBS Group AG 0.05% of their portfolio ZURICH, V8 1,981,2672.0m $101.6m $101.6m 0.05% Added +459.5k +459,459
23 PNC Financial Services Group, Inc. 0.09% of their portfolio Pittsburgh, PA 1,955,4042.0m $100.3m $100.3m 0.09% Added +28.0k +27,961
24 One Capital Management, LLC 4.47% of their portfolio WESTLAKE VILLAGE, CA 1,773,9221.8m $91.0m $91.0m 4.47% Added +921.9k +921,894
25 FRANKLIN RESOURCES INC 0.04% of their portfolio San Mateo, CA 1,646,7871.6m $84.4m $84.4m 0.04% Reduced -28.1k -28,123
26 Klaas Financial Asset Advisors, LLC 15.74% of their portfolio LOVES PARK, IL 1,327,0441.3m $68.1m $68.1m 15.74% Added +26.5k +26,497
27 RAYMOND JAMES & ASSOCIATES 0.06% of their portfolio ST PETERSBURG, FL 1,295,9761.3m $66.5m $66.5m 0.06% Added +170.3k +170,320
28 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 1,272,7351.3m $65.3m $65.3m 0.05% Reduced -301.3k -301,252
29 KEYBANK NATIONAL ASSOCIATION/OH 0.29% of their portfolio BROOKLYN, OH 1,203,9071.2m $61.7m $61.7m 0.29% Added +2.7k +2,654
30 Summit Wealth Group, LLC 0.06% of their portfolio WHITE RIVER JUNCTION, VT 1,094,4751.1m $21 $21 0.06% New
31 Connectus Wealth, LLC 1.34% of their portfolio CINCINNATI, OH 1,064,3761.1m $54.6m $54.6m 1.34% Added +280.5k +280,524
32 GREENWOOD GEARHART LLC 6.82% of their portfolio FAYETTEVILLE, AR 1,045,4951.0m $53.6m $53.6m 6.82% Added +276.3k +276,320
33 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.03% of their portfolio Toronto, A6 992,193992.2k $50.9m $50.9m 0.03% Added +20.1k +20,141
34 Acropolis Investment Management, LLC 4.13% of their portfolio ST. LOUIS, MO 980,146980.1k $50.3m $50.3m 4.13% Added +209.3k +209,313
35 STIFEL FINANCIAL CORP 0.07% of their portfolio ST. LOUIS, MO 898,896898.9k $46.1m $46.1m 0.07% Added +26.3k +26,331
36 PFS INVESTMENTS INC. 0.80% of their portfolio DULUTH, GA 889,217889.2k $45.9m $45.9m 0.80% Added +115.2k +115,174
37 Blue Chip Partners, LLC 5.27% of their portfolio FARMINGTON HILLS, MI 867,206867.2k $44.5m $44.5m 5.27% Added +212.7k +212,700
38 Polaris Wealth Advisory Group, LLC 3.26% of their portfolio SAN RAFAEL, CA 861,163861.2k $44.2m $44.2m 3.26% Added +150.7k +150,734
39 Ally Invest Advisors Inc. 5.16% of their portfolio CHARLOTTE, NC 852,347852.3k $43.7m $43.7m 5.16% Reduced -6.3k -6,281
40 JANE STREET GROUP, LLC 0.07% of their portfolio NEW YORK, NY 849,473849.5k $43.6m $43.6m 0.07% New
41 Haverford Trust Co 0.50% of their portfolio Radnor, PA 819,917819.9k $42.0m $42.0m 0.50% Added +23.6k +23,577
42 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 817,921817.9k $41.9m $41.9m 0.01% Reduced -456.2k -456,229
43 TRUIST FINANCIAL CORP 0.07% of their portfolio CHARLOTTE, NC 801,703801.7k $41.1m $41.1m 0.07% Added +61.1k +61,095
44 Allianz Investment Management U.S. LLC 2.21% of their portfolio Minneapolis, MN 779,292779.3k $39.9m $39.9m 2.21% Unchanged
45 American Family Insurance Mutual Holding Co 2.76% of their portfolio MADISON, WI 751,159751.2k $38.5m $38.5m 2.76% Unchanged
46 Sabal Trust CO 2.39% of their portfolio ST. PETERSBURG, FL 669,241669.2k $34.3m $34.3m 2.39% Reduced -17.6k -17,639
47 One William Street Capital Management, L.P. 7.07% of their portfolio New York, NY 597,517597.5k $30.6m $30.6m 7.07% Added +544.3k +544,337
48 TPG Financial Advisors, LLC 14.60% of their portfolio PORTLAND, OR 521,069521.1k $26.7m $26.7m 14.60% Added +32.4k +32,433
49 BAR HARBOR WEALTH MANAGEMENT 1.94% of their portfolio CONCORD, NH 476,289476.3k $24.4m $24.4m 1.94% Reduced -127.5k -127,542
50 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 458,297458.3k $23.5m $23.5m 0.00% Added +37.6k +37,592
51 PROFFITT & GOODSON INC 4.74% of their portfolio KNOXVILLE, TN 452,312452.3k $23.2m $23.2m 4.74% Reduced -11.6k -11,607
52 ARKANSAS FINANCIAL GROUP, INC. 4.71% of their portfolio LITTLE ROCK, AR 442,222442.2k $22.7m $22.7m 4.71% Reduced -16.4k -16,439
53 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 429,745429.7k $22.0m $22.0m 0.04% Added +65.2k +65,186
54 Bangor Savings Bank 2.46% of their portfolio BANGOR, ME 406,621406.6k $20.9m $20.9m 2.46% Reduced -267.4k -267,351
55 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 391,021391.0k $20.1m $20.1m 0.04% Added +38.3k +38,304
56 ALBION FINANCIAL GROUP /UT 1.76% of their portfolio SALT LAKE CITY, UT 375,851375.9k $19.3m $19.3m 1.76% Added +24.6k +24,551
57 Legacy Financial Group LLC 5.14% of their portfolio DES MOINES, IA 366,448366.4k $18.8m $18.8m 5.14% Reduced -29.6k -29,578
58 ProVise Management Group, LLC 1.75% of their portfolio CLEARWATER, FL 355,942355.9k $18.3m $18.3m 1.75% Added +47.7k +47,678
59 Mitsubishi UFJ Trust & Banking Corp 0.04% of their portfolio TOKYO, M0 337,281337.3k $17.3m $17.3m 0.04% Unchanged
60 Mariner, LLC 0.05% of their portfolio Overland Park, KS 330,311330.3k $16.9m $16.9m 0.05% Added +165.3k +165,326
61 Brookstone Capital Management 0.32% of their portfolio WHEATON, IL 317,173317.2k $16.2m $16.2m 0.32% Reduced -87.9k -87,937
62 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 301,184301.2k $15.4m $15.4m 0.01% Unchanged
63 NewSquare Capital LLC 1.78% of their portfolio NEWTOWN SQUARE, PA 294,307294.3k $15.1m $15.1m 1.78% Reduced -7.1k -7,086
64 Shepherd Financial Partners LLC 2.45% of their portfolio WINCHESTER, MA 285,915285.9k $14.7m $14.7m 2.45% Added +21.6k +21,631
65 ANCHOR CAPITAL ADVISORS LLC 0.39% of their portfolio Boston, MA 285,455285.5k $14.6m $14.6m 0.39% New
66 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 281,896281.9k $14.5m $14.5m 0.01% Added +20.3k +20,322
67 BCK Partners, Inc. 9.39% of their portfolio Corning, NY 281,762281.8k $14.4m $14.4m 9.39% Added +18.5k +18,501
68 1900 WEALTH MANAGEMENT LLC 1.43% of their portfolio SAN ANTONIO, TX 264,006264.0k $13.3m $13.3m 1.43% Reduced -61.2k -61,177
69 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 255,378255.4k $13.0m $13.0m 0.03% Reduced -6.9k -6,884
70 Jefferies Financial Group Inc. 0.27% of their portfolio NEW YORK, NY 250,000250.0k $12.8m $12.8m 0.27% New
71 Steward Partners Investment Advisory, LLC 0.19% of their portfolio STAMFORD, CT 232,422232.4k $11.9m $11.9m 0.19% Added +7.1k +7,147
72 Financial Partners Group, Inc 2.56% of their portfolio Overland Park, KS 224,820224.8k $11.5m $11.5m 2.56% Added +7.7k +7,739
73 AE Wealth Management LLC 0.07% of their portfolio TOPEKA, KS 203,961204.0k $10.5m $10.5m 0.07% Added +67.3k +67,272
74 Galvin, Gaustad & Stein, LLC 1.02% of their portfolio Scottsdale, AZ 202,667202.7k $10.4m $10.4m 1.02% Added +28.9k +28,878
75 STEPHENS INC /AR/ 0.19% of their portfolio LITTLE ROCK, AR 197,667197.7k $10.1m $10.1m 0.19% Added +35 +35
76 DT Investment Partners, LLC 1.21% of their portfolio CHADDS FORD, PA 196,516196.5k $10.0m $10.0m 1.21% Added +11.3k +11,300
77 Parkside Investments, LLC 1.88% of their portfolio DEERFIELD, IL 194,400194.4k $10.0m $10.0m 1.88% Reduced -295 -295
78 LaSalle St. Investment Advisors, LLC 4.38% of their portfolio ELMHURST, IL 193,288193.3k $9.9m $9.9m 4.38% Reduced -4.0k -3,972
79 D.A. DAVIDSON & CO. 0.10% of their portfolio GREAT FALLS, MT 180,761180.8k $9.3m $9.3m 0.10% Reduced -21.6k -21,647
80 Summit Wealth Partners, LLC 2.37% of their portfolio Orlando, FL 179,984180.0k $9.2m $9.2m 2.37% Added +2.9k +2,882
81 Israel Discount Bank of New York 6.67% of their portfolio NEW YORK, NY 173,160173.2k $8.9m $8.9m 6.67% Added +38.0k +37,992
82 JAMES INVESTMENT RESEARCH, INC. 1.17% of their portfolio ALPHA, OH 172,302172.3k $8.8m $8.8m 1.17% Added +4.8k +4,841
83 One Wealth Map LLC 5.45% of their portfolio LAS VEGAS, NV 166,414166.4k $8.6m $8.6m 5.45% New
84 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 164,119164.1k $8.4m $8.4m 0.02% Reduced -122 -122
85 THEORY FINANCIAL LLC 4.88% of their portfolio FORT COLLINS, CO 158,478158.5k $8.1m $8.1m 4.88% Added +72.9k +72,870
86 Bartlett & Co. LLC 0.15% of their portfolio CINCINNATI, OH 147,892147.9k $7.6m $7.6m 0.15% Reduced -18.4k -18,397
87 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.15% of their portfolio CINCINNATI, OH 147,892147.9k $7.6m $7.6m 0.15% Reduced -18.4k -18,397
88 CAPITAL INSIGHT PARTNERS, LLC 1.77% of their portfolio SCOTTSDALE, AZ 146,863146.9k $7.5m $7.5m 1.77% Added +45.8k +45,753
89 Caldwell Trust Co 1.04% of their portfolio Venice, FL 146,011146.0k $7.5m $7.5m 1.04% Reduced -11.7k -11,686
90 DAVENPORT & Co LLC 0.06% of their portfolio RICHMOND, VA 140,161140.2k $7.2m $7.2m 0.06% Reduced -3.8k -3,811
91 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 138,983139.0k $7.1m $7.1m 0.08% Reduced -142.3k -142,317
92 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 135,060135.1k $6.9m $6.9m 0.01% Reduced -125 -125
93 KLK CAPITAL MANAGEMENT LLC 8.69% of their portfolio LOS ANGELES, CA 134,145134.1k $6.9m $6.9m 8.69% Added +1.1k +1,069
94 SCHMIDT P J INVESTMENT MANAGEMENT INC 1.35% of their portfolio CEDARBURG, WI 126,383126.4k $6.5m $6.5m 1.35% Added +30.7k +30,695
95 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 122,237122.2k $6.3m $6.3m 0.05% Added +22.4k +22,353
96 RETIREMENT FINANCIAL SOLUTIONS, LLC 4.97% of their portfolio KNOXVILLE, TN 121,841121.8k $6.2m $6.2m 4.97% Added +6.4k +6,389
97 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 119,879119.9k $6.1m $6.1m 0.04% Reduced -8.3k -8,267
98 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 116,388116.4k $6.0m $6.0m 0.01% Reduced -1.1k -1,136
99 FDx Advisors, Inc. 0.25% of their portfolio BERWYN, PA 115,210115.2k $5.7m $5.7m 0.25% Unchanged
100 Manhattan West Asset Management, LLC 2.46% of their portfolio Los Angeles, CA 110,239110.2k $5.7m $5.7m 2.46% Added +8.7k +8,662