Vault-13

ISHARES TR USIG

USD INV GRDE ETF · ETP · CUSIP 464288620

378 institutional holders -6 vs Q4 2023
184,283,366184.3m shares reported held*
$9.4bnreported value*
48 new 150 added 112 reduced 51 sold out net bought ≈ $2.6bn (+51.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($348.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $50.86. Options: 1 managers hold calls ($264.0k notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 267Q4 22: 291Q1 23: 313Q2 23: 332Q3 23: 340Q4 23: 384Q1 24: 378378Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022267
Q4 2022291
Q1 2023313
Q2 2023332
Q3 2023340
Q4 2023384
Q1 2024378

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 133 bought or addedQ4 22: 142 cut or sold outQ4 22Q1 23: 170 bought or addedQ1 23: 133 cut or sold outQ1 23Q2 23: 176 bought or addedQ2 23: 133 cut or sold outQ2 23Q3 23: 186 bought or addedQ3 23: 123 cut or sold outQ3 23Q4 23: 179 bought or addedQ4 23: 157 cut or sold outQ4 23Q1 24: 198 bought or addedQ1 24: 163 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022133142
Q1 2023170133
Q2 2023176133
Q3 2023186123
Q4 2023179157
Q1 2024198163

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ2 23 calls: $796.4kQ2 23 puts: $541.0kQ2 23P/C 0.68Q3 23 calls: $355.7kQ3 23 puts: $120.2kQ3 23P/C 0.34Q4 23 calls: $3.6mQ4 23 puts: $30.8kQ4 23P/C 0.01Q1 24 calls: $264.0kQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$796.4k$541.0k0.68
Q3 2023$355.7k$120.2k0.34
Q4 2023$3.6m$30.8k0.01
Q1 2024$264.0k$00.00

Biggest buyers

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC New +44,400,638+44.4m
AMERIPRISE FINANCIAL INC Added +5,673,828+5.7m
MORGAN STANLEY Added +3,284,227+3.3m
BlackRock Inc. Added +2,927,244+2.9m
UBS Group AG Added +663,978+664.0k
Cetera Investment Advisers Added +554,480+554.5k
TIAA TRUST, NATIONAL ASSOCIATION Added +450,173+450.2k
ASSETMARK, INC Added +410,916+410.9k
TRUIST FINANCIAL CORP Added +395,721+395.7k
Merit Financial Group, LLC Added +370,010+370.0k

Biggest sellers

Bank of New York Mellon Corp Reduced -4,863,953-4.9m
CWM, LLC Reduced -1,156,465-1.2m
AE Wealth Management LLC Reduced -895,492-895.5k
Voya Financial Advisors, Inc. Reduced -652,364-652.4k
Cetera Advisor Networks LLC Sold out -620,777-620.8k
JPMORGAN CHASE & CO Reduced -497,520-497.5k
STIFEL FINANCIAL CORP Reduced -437,719-437.7k
Janney Montgomery Scott LLC Reduced -424,197-424.2k
ROYAL BANK OF CANADA Reduced -353,043-353.0k
OSAIC HOLDINGS, INC. Reduced -347,034-347.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $264.0k5.2k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.80% of their portfolio NEW YORK, NY 44,400,63844.4m $2.3bn $2.3bn 0.80% New
2 BANK OF AMERICA CORP /DE/ 0.14% of their portfolio CHARLOTTE, NC 28,181,15428.2m $1.4bn $1.4bn 0.14% Added +355.2k +355,242
3 Empower Advisory Group, LLC 2.34% of their portfolio Greenwood Village, CO 12,297,46012.3m $624.3m $624.3m 2.34% Added +344.7k +344,664
4 AMERIPRISE FINANCIAL INC 0.12% of their portfolio MINNEAPOLIS, MN 8,318,6948.3m $421.3m $421.3m 0.12% Added +5.7m +5,673,828
5 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 7,925,7277.9m $402.4m $402.4m 0.01% Added +3.3m +3,284,227
6 TRUIST FINANCIAL CORP 0.57% of their portfolio CHARLOTTE, NC 7,340,2177.3m $372.7m $372.7m 0.57% Added +395.7k +395,721
7 Japan Science & Technology Agency 4.56% of their portfolio TOKYO, M0 7,234,3117.2m $367.3m $367.3m 4.56% Unchanged
8 UBS Group AG 0.11% of their portfolio ZURICH, V8 6,835,0126.8m $347.0m $347.0m 0.11% Added +664.0k +663,978
9 BlackRock Inc. 0.01% of their portfolio New York, NY 5,737,6325.7m $291.3m $291.3m 0.01% Added +2.9m +2,927,244
10 ASSETMARK, INC 0.94% of their portfolio CONCORD, CA 5,718,6805.7m $290.3m $290.3m 0.94% Added +410.9k +410,916
11 ENVESTNET ASSET MANAGEMENT INC 0.09% of their portfolio Berwyn, PA 4,601,2574.6m $233.6m $233.6m 0.09% Added +90.1k +90,115
12 Allworth Financial LP 1.56% of their portfolio FOLSOM, CA 4,355,3754.4m $221.1m $221.1m 1.56% Added +229.0k +229,020
13 STIFEL FINANCIAL CORP 0.18% of their portfolio ST. LOUIS, MO 3,147,7793.1m $159.8m $159.8m 0.18% Reduced -437.7k -437,719
14 TIAA TRUST, NATIONAL ASSOCIATION 0.49% of their portfolio CHARLOTTE, NC 3,144,3453.1m $159.8m $159.8m 0.49% Added +450.2k +450,173
15 SEI INVESTMENTS CO 0.21% of their portfolio OAKS, PA 2,866,6762.9m $145.5m $145.5m 0.21% Reduced -12.6k -12,616
16 Asset Management One Co., Ltd. 0.45% of their portfolio TOKYO, M0 2,288,6932.3m $116.2m $116.2m 0.45% Added +37.5k +37,453
17 Valmark Advisers, Inc. 1.91% of their portfolio AKRON, OH 2,160,7042.2m $109.7m $109.7m 1.91% Added +58.3k +58,326
18 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 2,071,1812.1m $105.2m $105.2m 0.02% Reduced -4.9m -4,863,953
19 1832 Asset Management L.P. 0.19% of their portfolio TORONTO, A6 2,020,6612.0m $102.6m $102.6m 0.19% Added +13.0k +13,025
20 Merit Financial Group, LLC 1.97% of their portfolio ALPHARETTA, GA 1,659,0041.7m $82.7m $82.7m 1.97% Added +370.0k +370,010
21 Sensible Financial Planning & Management, LLC. 14.83% of their portfolio WALTHAM, MA 1,321,3441.3m $67.1m $67.1m 14.83% Added +29.5k +29,455
22 MATHER GROUP, LLC. 0.92% of their portfolio CHICAGO, IL 1,136,9871.1m $58.3m $58.3m 0.92% Reduced -7.0k -6,963
23 Meiji Yasuda Life Insurance Co 1.15% of their portfolio TOKYO, M0 1,072,4001.1m $54.4m $54.4m 1.15% Unchanged
24 Voya Financial Advisors, Inc. 5.93% of their portfolio WINDSOR, CT 1,022,1681.0m $51.9m $51.9m 5.93% Reduced -652.4k -652,364
25 Mirae Asset Global Investments Co., Ltd. 0.10% of their portfolio SEOUL, M5 939,369939.4k $47.7m $47.7m 0.10% Reduced -62.3k -62,272
26 Avidian Wealth Enterprises, LLC 2.43% of their portfolio Houston, TX 893,604893.6k $45.4m $45.4m 2.43% Added +218.9k +218,937
27 Long Run Wealth Advisors, LLC 10.86% of their portfolio Lake Placid, NY 812,773812.8k $41.3m $41.3m 10.86% Added +35.4k +35,403
28 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 801,340801.3k $40.7m $40.7m 0.00% Reduced -497.5k -497,520
29 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 757,697757.7k $38.5m $38.5m 0.02% Added +12.4k +12,367
30 AE Wealth Management LLC 0.39% of their portfolio TOPEKA, KS 679,781679.8k $34.5m $34.5m 0.39% Reduced -895.5k -895,492
31 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 658,763658.8k $33.4m $33.4m 0.08% Added +554.5k +554,480
32 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 628,541628.5k $31.9m $31.9m 0.01% Added +814 +814
33 MCF Advisors LLC 2.44% of their portfolio LEXINGTON, KY 620,649620.6k $31.5m $31.5m 2.44% Added +43.6k +43,568
34 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.03% of their portfolio Toronto, A6 583,058583.1k $29.6m $29.6m 0.03% Reduced -157.8k -157,815
35 Metropolitan Life Insurance Co/NY 1.28% of their portfolio New York, NY 578,568578.6k $29.4m $29.4m 1.28% Unchanged
36 Americana Partners, LLC 2.40% of their portfolio Houston, TX 564,727564.7k $28.7m $28.7m 2.40% Added +22.8k +22,799
37 NewEdge Wealth, LLC 0.62% of their portfolio STAMFORD, CT 559,179559.2k $27.7m $27.7m 0.62% Added +186.8k +186,775
38 CWM, LLC 0.13% of their portfolio OMAHA, NE 532,908532.9k $27.1m $27.1m 0.13% Reduced -1.2m -1,156,465
39 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 528,164528.2k $26.8m $26.8m 0.02% Reduced -7.2k -7,178
40 Manning & Napier Group, LLC 0.25% of their portfolio Fairport, NY 429,666429.7k $21.8m $21.8m 0.25% Reduced -17.2k -17,216
41 BOSTON FINANCIAL MANGEMENT LLC 0.67% of their portfolio BOSTON, MA 411,849411.8k $20.9m $20.9m 0.67% Added +16.0k +15,980
42 Ratio Wealth Group 3.84% of their portfolio DENVER, CO 405,969406.0k $20.6m $20.6m 3.84% Added +33.5k +33,533
43 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.46% of their portfolio MINNEAPOLIS, MN 398,578398.6k $20.2m $20.2m 0.46% Added +7.3k +7,319
44 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 364,553364.6k $18.5m $18.5m 0.00% Reduced -353.0k -353,043
45 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 351,431351.4k $17.8m $17.8m 0.00% Added +120.5k +120,460
46 Cerity Partners LLC 0.04% of their portfolio NEW YORK, NY 326,626326.6k $16.6m $16.6m 0.04% Added +6.5k +6,545
47 OneDigital Investment Advisors LLC 0.26% of their portfolio OVERLAND PARK, KS 319,832319.8k $16.2m $16.2m 0.26% Added +17.0k +17,031
48 SECURIAN ASSET MANAGEMENT, INC 0.47% of their portfolio ST PAUL, MN 318,117318.1k $16.2m $16.2m 0.47% Added +7.3k +7,255
49 One Capital Management, LLC 0.58% of their portfolio WESTLAKE VILLAGE, CA 315,769315.8k $16.0m $16.0m 0.58% Added +38.4k +38,389
50 Shelter Mutual Insurance Co 3.81% of their portfolio COLUMBIA, MO 290,980291.0k $14.8m $14.8m 3.81% Unchanged
51 Trilogy Capital Inc. 0.82% of their portfolio IRVINE, CA 279,281279.3k $14.2m $14.2m 0.82% Added +6.3k +6,318
52 Saiph Capital, LLC 6.54% of their portfolio WYCKOFF, NJ 277,014277.0k $14.1m $14.1m 6.54% Added +7.3k +7,284
53 Steward Partners Investment Advisory, LLC 0.14% of their portfolio STAMFORD, CT 246,639246.6k $12.5m $12.5m 0.14% Added +9.6k +9,585
54 M&T Bank Corp 0.04% of their portfolio BUFFALO, NY 245,800245.8k $12.5m $12.5m 0.04% Reduced -100.7k -100,733
55 BANK HAPOALIM BM 1.59% of their portfolio TEL AVIV, L3 240,000240.0k $12.3m $12.3m 1.59% Reduced -15.0k -15,000
56 Advisors Capital Management, LLC 0.22% of their portfolio RIDGEWOOD, NJ 236,300236.3k $12.0m $12.0m 0.22% New
57 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 234,403234.4k $11.9m $11.9m 0.01% Added +31.2k +31,244
58 Cosner Financial Group, LLC 8.41% of their portfolio WINDSOR, CO 231,327231.3k $11.7m $11.7m 8.41% Added +3.6k +3,629
59 Premier Path Wealth Partners, LLC 2.14% of their portfolio MADISON, NJ 229,562229.6k $11.4m $11.4m 2.14% Added +228.0k +228,042
60 Destination Wealth Management 0.39% of their portfolio Walnut Creek, CA 228,223228.2k $11.6m $11.6m 0.39% Added +26.0k +25,992
61 Sigma Planning Corp 0.35% of their portfolio ANN ARBOR, MI 221,064221.1k $11.2m $11.2m 0.35% Added +136.2k +136,199
62 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 218,902218.9k $11.1m $11.1m 0.02% Added +210.0k +210,005
63 New York Life Investment Management LLC 0.10% of their portfolio New York, NY 207,353207.4k $10.5m $10.5m 0.10% Added +1.2k +1,227
64 FULTON BREAKEFIELD BROENNIMAN LLC 0.76% of their portfolio Bethesda, MD 193,575193.6k $9.8m $9.8m 0.76% Added +55.6k +55,557
65 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 182,949182.9k $9.3m $9.3m 0.02% Reduced -347.0k -347,034
66 Kingdom Financial Group LLC. 6.51% of their portfolio PEORIA, AZ 182,213182.2k $9.3m $9.3m 6.51% Added +62.9k +62,946
67 McKinley Carter Wealth Services, Inc. 0.61% of their portfolio WHEELING, WV 178,525178.5k $9.1m $9.1m 0.61% Reduced -57.1k -57,147
68 Westover Capital Advisors, LLC 2.61% of their portfolio WILMINGTON, DE 175,782175.8k $8.9m $8.9m 2.61% Added +11.9k +11,904
69 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 174,125174.1k $8.8m $8.8m 0.01% Reduced -15.9k -15,937
70 Crestwood Advisors Group, LLC 0.19% of their portfolio BOSTON, MA 173,391173.4k $8.8m $8.8m 0.19% Added +70.0k +70,040
71 Waterloo Capital, L.P. 1.11% of their portfolio AUSTIN, TX 171,144171.1k $8.7m $8.7m 1.11% Added +56.4k +56,385
72 Glassy Mountain Advisors, Inc. 3.17% of their portfolio BETHESDA, MD 165,716165.7k $8.4m $8.4m 3.17% Added +4.9k +4,889
73 ST GERMAIN D J CO INC 0.39% of their portfolio SPRINGFIELD, MA 159,142159.1k $8.1m $8.1m 0.39% Added +73.7k +73,698
74 Simplicity Wealth,LLC 0.18% of their portfolio SUMMIT, NJ 152,262152.3k $7.7m $7.7m 0.18% Added +10.2k +10,207
75 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.11% of their portfolio CINCINNATI, OH 138,806138.8k $7.0m $7.0m 0.11% Added +45.1k +45,120
76 COMERICA BANK 0.03% of their portfolio DALLAS, TX 128,720128.7k $6.5m $6.5m 0.03% Added +10.4k +10,398
77 Vontobel Holding Ltd. 0.05% of their portfolio ZURICH, V8 125,000125.0k $6.3m $6.3m 0.05% Reduced -25.0k -25,000
78 Squarepoint Ops LLC 0.03% of their portfolio NEW YORK, NY 120,607120.6k $6.1m $6.1m 0.03% New
79 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 119,200119.2k $6.1m $6.1m 0.01% New
80 Motiv8 Investments LLC 4.38% of their portfolio PORT ST. LUCIE, FL 110,972111.0k $5.6m $5.6m 4.38% Added +31.0k +30,967
81 Quantitative Strategies, Inc. 3.12% of their portfolio CALABASAS, CA 106,590106.6k $5.4m $5.4m 3.12% Added +1.4k +1,389
82 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 97,50697.5k $5.0m $5.0m 0.03% Added +10.2k +10,175
83 Checchi Capital Advisers, LLC 0.37% of their portfolio BEVERLY HILLS, CA 93,90193.9k $4.8m $4.8m 0.37% Reduced -3.7k -3,717
84 Envestnet Portfolio Solutions, Inc. 0.02% of their portfolio BERWYN, PA 93,33693.3k $4.7m $4.7m 0.02% Reduced -7.3k -7,263
85 Pallas Capital Advisors LLC 0.19% of their portfolio BRAINTREE, MA 91,28891.3k $4.6m $4.6m 0.19% Added +10.5k +10,534
86 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 90,14890.1k $4.6m $4.6m 0.01% Added +21.0k +20,966
87 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 90,13690.1k $4.6m $4.6m 0.02% Added +10.2k +10,249
88 QUATTRO FINANCIAL ADVISORS LLC 1.27% of their portfolio The Woodlands, TX 87,96788.0k $4.5m $4.5m 1.27% Added +87.9k +87,916
89 US FINANCIAL ADVISORS, LLC 1.51% of their portfolio BRAINTREE, MA 85,62385.6k $4.3m $4.3m 1.51% Added +1.5k +1,475
90 Algorithmic Investment Models, LLC 3.13% of their portfolio Boston, MA 83,84383.8k $4.3m $4.3m 3.13% Added +23.0k +22,966
91 Compound Planning, Inc. 0.39% of their portfolio NEW YORK, NY 83,01083.0k $4.2m $4.2m 0.39% New
92 Aveo Capital Partners, LLC 0.45% of their portfolio ENGLEWOOD, CO 82,99683.0k $4.1m $4.1m 0.45% Added +6.4k +6,378
93 TD Waterhouse Canada Inc. 0.03% of their portfolio TORONTO, A6 80,71580.7k $4.1m $4.1m 0.03% Added +3.3k +3,300
94 Strategic Investment Advisors / MI 0.51% of their portfolio FARMINGTON HILLS, MI 77,88477.9k $4.0m $4.0m 0.51% Added +6.1k +6,123
95 AIRE ADVISORS, LLC 0.89% of their portfolio BEVERLY HILLS, CA 77,86177.9k $4.0m $4.0m 0.89% Reduced -133 -133
96 IVC Wealth Advisors LLC 2.23% of their portfolio SILVERDALE, PA 76,21776.2k $3.9m $3.9m 2.23% Added +6.7k +6,699
97 Columbus Macro, LLC 1.46% of their portfolio NEW CASTLE, PA 76,05376.1k $3.9m $3.9m 1.46% Added +2.1k +2,109
98 Erickson Financial Group, LLC 3.01% of their portfolio ALLENTOWN, PA 75,66975.7k $3.8m $3.8m 3.01% Added +866 +866
99 Trivant Custom Portfolio Group, LLC 2.44% of their portfolio SAN DIEGO, CA 75,43475.4k $3.8m $3.8m 2.44% Added +3.8k +3,808
100 Center For Asset Management LLC 3.03% of their portfolio PALM BEACH GARDENS, FL 73,01773.0k $3.7m $3.7m 3.03% Added +6.5k +6,466