Vault-13

ISHARES TR USIG

USD INV GRDE ETF · ETP · CUSIP 464288620

332 institutional holders +19 vs Q1 2023
122,305,737122.3m shares reported held*
$6.1bnreported value*
50 new 126 added 98 reduced 35 sold out net bought ≈ $422.7m (+8.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($696.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $50.25. Options: 2 managers hold calls ($796.4k notional), 2 hold puts ($541.0k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 267Q4 22: 291Q1 23: 313Q2 23: 332332Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022267
Q4 2022291
Q1 2023313
Q2 2023332

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 133 bought or addedQ4 22: 142 cut or sold outQ4 22Q1 23: 170 bought or addedQ1 23: 133 cut or sold outQ1 23Q2 23: 176 bought or addedQ2 23: 133 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022133142
Q1 2023170133
Q2 2023176133

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $269.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $1.3mQ4 22 puts: $1.4mQ4 22P/C 1.09Q1 23 calls: $1.7mQ1 23 puts: $2.1mQ1 23P/C 1.24Q2 23 calls: $796.4kQ2 23 puts: $541.0kQ2 23P/C 0.68
Numbers
QuarterCallsPutsP/C
Q3 2022$269.0k$00.00
Q4 2022$1.3m$1.4m1.09
Q1 2023$1.7m$2.1m1.24
Q2 2023$796.4k$541.0k0.68

Biggest buyers

SEI INVESTMENTS CO Added +2,576,044+2.6m
BANK OF AMERICA CORP /DE/ Added +1,190,768+1.2m
MATHER GROUP, LLC. Added +1,030,024+1.0m
UBS Group AG Added +816,341+816.3k
MORGAN STANLEY Added +800,296+800.3k
Empower Advisory Group, LLC Added +445,499+445.5k
Long Run Wealth Advisors, LLC Added +431,854+431.9k
Jefferies Financial Group Inc. New +371,498+371.5k
BARCLAYS PLC New +358,934+358.9k
Americana Partners, LLC New +358,833+358.8k

Biggest sellers

PRINCIPAL FINANCIAL GROUP INC Sold out -1,828,106-1.8m
RAYMOND JAMES & ASSOCIATES Reduced -580,950-581.0k
BlackRock Inc. Reduced -199,432-199.4k
Mirae Asset Global Investments Co., Ltd. Reduced -99,365-99.4k
BlueCrest Capital Management Ltd Sold out -89,629-89.6k
GOLDMAN SACHS GROUP INC Reduced -65,438-65.4k
MetLife Investment Management, LLC Reduced -60,387-60.4k
Clearbridge Investments, LLC Reduced -58,798-58.8k
Arcadia Wealth Management, LLC Sold out -58,756-58.8k
Strategic Investment Advisors / MI Sold out -56,088-56.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $656.2k13.1k shares
CITADEL ADVISORS LLC Added $140.3k2.8k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $460.8k9.2k shares
CITADEL ADVISORS LLC Reduced $80.1k1.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.17% of their portfolio CHARLOTTE, NC 28,822,74828.8m $1.4bn $1.4bn 0.17% Added +1.2m +1,190,768
2 Empower Advisory Group, LLC 2.36% of their portfolio Greenwood Village, CO 10,927,98310.9m $547.4m $547.4m 2.36% Added +445.5k +445,499
3 TRUIST FINANCIAL CORP 0.62% of their portfolio CHARLOTTE, NC 7,397,6157.4m $370.5m $370.5m 0.62% Added +817 +817
4 Japan Science & Technology Agency 4.18% of their portfolio TOKYO, M0 7,234,3117.2m $362.4m $362.4m 4.18% Unchanged
5 UBS Group AG 0.13% of their portfolio ZURICH, V8 6,167,7116.2m $308.9m $308.9m 0.13% Added +816.3k +816,341
6 ASSETMARK, INC 0.85% of their portfolio CONCORD, CA 4,323,4374.3m $216.6m $216.6m 0.85% Reduced -18.1k -18,109
7 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 4,062,3994.1m $203.5m $203.5m 0.02% Added +800.3k +800,296
8 ENVESTNET ASSET MANAGEMENT INC 0.09% of their portfolio Berwyn, PA 3,854,8783.9m $193.1m $193.1m 0.09% Added +30.1k +30,115
9 Allworth Financial LP 1.62% of their portfolio FOLSOM, CA 3,823,7803.8m $191.5m $191.5m 1.62% Added +202.4k +202,391
10 1832 Asset Management L.P. 0.34% of their portfolio TORONTO, A6 3,491,1453.5m $174.9m $174.9m 0.34% Added +74.0k +73,970
11 STIFEL FINANCIAL CORP 0.23% of their portfolio ST. LOUIS, MO 3,342,8943.3m $167.4m $167.4m 0.23% Added +85.3k +85,313
12 BlackRock Inc. 0.00% of their portfolio New York, NY 3,113,1713.1m $155.9m $155.9m 0.00% Reduced -199.4k -199,432
13 SEI INVESTMENTS CO 0.24% of their portfolio OAKS, PA 2,706,8802.7m $135.6m $135.6m 0.24% Added +2.6m +2,576,044
14 Asset Management One Co., Ltd. 0.53% of their portfolio TOKYO, M0 2,503,3302.5m $125.4m $125.4m 0.53% Added +219.1k +219,136
15 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 2,239,3602.2m $112.1m $112.1m 0.04% Added +188.5k +188,461
16 Valmark Advisers, Inc. 2.06% of their portfolio AKRON, OH 2,020,9862.0m $101.2m $101.2m 2.06% Added +124.0k +124,032
17 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 1,609,1691.6m $80.6m $80.6m 0.02% Added +98.3k +98,337
18 AE Wealth Management LLC 0.47% of their portfolio TOPEKA, KS 1,553,9771.6m $77.8m $77.8m 0.47% Added +139.8k +139,782
19 Sensible Financial Planning & Management, LLC. 15.16% of their portfolio WALTHAM, MA 1,288,6671.3m $64.5m $64.5m 15.16% Added +14.3k +14,265
20 Meiji Yasuda Life Insurance Co 1.40% of their portfolio TOKYO, M0 1,072,4001.1m $53.7m $53.7m 1.40% Unchanged
21 MATHER GROUP, LLC. 0.83% of their portfolio CHICAGO, IL 1,041,9331.0m $52.2m $52.2m 0.83% Added +1.0m +1,030,024
22 Long Run Wealth Advisors, LLC 11.44% of their portfolio Lake Placid, NY 715,627715.6k $35.8m $35.8m 11.44% Added +431.9k +431,854
23 MetLife Investment Management, LLC 0.26% of their portfolio Whippany, NJ 705,668705.7k $35.3m $35.3m 0.26% Reduced -60.4k -60,387
24 CAPITAL ADVISORS INC/OK 0.84% of their portfolio TULSA, OK 658,028658.0k $33.0m $33.0m 0.84% Reduced -6.3k -6,277
25 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 652,513652.5k $32.7m $32.7m 0.01% Reduced -32.9k -32,936
26 Mirae Asset Global Investments Co., Ltd. 0.07% of their portfolio SEOUL, M5 649,590649.6k $32.5m $32.5m 0.07% Reduced -99.4k -99,365
27 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 627,608627.6k $31.4m $31.4m 0.02% Reduced -13.5k -13,541
28 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 544,029544.0k $27.3m $27.3m 0.01% Reduced -65.4k -65,438
29 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 536,445536.4k $26.9m $26.9m 0.02% Reduced -581.0k -580,950
30 MCF Advisors LLC 2.40% of their portfolio LEXINGTON, KY 531,644531.6k $26.6m $26.6m 2.40% Added +24.0k +24,039
31 One Capital Management, LLC 1.20% of their portfolio WESTLAKE VILLAGE, CA 531,131531.1k $26.6m $26.6m 1.20% Added +322.6k +322,633
32 Avidian Wealth Enterprises, LLC 1.60% of their portfolio Houston, TX 485,538485.5k $24.3m $24.3m 1.60% Added +29.7k +29,726
33 M&T Bank Corp 0.09% of their portfolio BUFFALO, NY 475,842475.8k $23.8m $23.8m 0.09% Reduced -22.6k -22,630
34 Janney Montgomery Scott LLC 0.08% of their portfolio PHILADELPHIA, PA 467,453467.5k $23.4m $23.4m 0.08% Reduced -6.6k -6,605
35 Manning & Napier Group, LLC 0.25% of their portfolio Fairport, NY 443,440443.4k $22.2m $22.2m 0.25% Reduced -14.4k -14,399
36 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.59% of their portfolio MINNEAPOLIS, MN 416,881416.9k $20.9m $20.9m 0.59% Reduced -4.7k -4,655
37 BOSTON FINANCIAL MANGEMENT LLC 0.70% of their portfolio BOSTON, MA 385,994386.0k $19.3m $19.3m 0.70% Added +3.0k +3,009
38 Jefferies Financial Group Inc. 0.40% of their portfolio NEW YORK, NY 371,498371.5k $18.6m $18.6m 0.40% New
39 Cerity Partners LLC 0.07% of their portfolio NEW YORK, NY 362,053362.1k $18.1m $18.1m 0.07% Added +349.1k +349,111
40 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 358,934358.9k $18.0m $18.0m 0.01% New
41 Americana Partners, LLC 2.31% of their portfolio Houston, TX 358,833358.8k $18.0m $18.0m 2.31% New
42 Ratio Wealth Group 3.90% of their portfolio DENVER, CO 314,422314.4k $15.7m $15.7m 3.90% First filing
43 Banco Santander, S.A. 0.20% of their portfolio Madrid, U3 311,131311.1k $15.6m $15.6m 0.20% Added +125.0k +125,044
44 NewEdge Wealth, LLC 0.51% of their portfolio STAMFORD, CT 306,572306.6k $15.4m $15.4m 0.51% Added +98.7k +98,746
45 SECURIAN ASSET MANAGEMENT, INC 0.38% of their portfolio ST PAUL, MN 292,382292.4k $14.6m $14.6m 0.38% Reduced -10.2k -10,200
46 Shelter Mutual Insurance Co 3.54% of their portfolio COLUMBIA, MO 290,980291.0k $14.6m $14.6m 3.54% Added +161.0k +160,980
47 Trilogy Capital Inc. 0.85% of their portfolio IRVINE, CA 266,338266.3k $13.3m $13.3m 0.85% Reduced -3.0k -3,044
48 Saiph Capital, LLC 6.72% of their portfolio WYCKOFF, NJ 246,865246.9k $12.4m $12.4m 6.72% Added +46.6k +46,588
49 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 241,786241.8k $12.1m $12.1m 0.02% Added +24.7k +24,666
50 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 235,304235.3k $11.8m $11.8m 0.00% Added +27.9k +27,899
51 McKinley Carter Wealth Services, Inc. 0.87% of their portfolio WHEELING, WV 231,288231.3k $11.6m $11.6m 0.87% Added +13.8k +13,795
52 Geneos Wealth Management Inc. 0.59% of their portfolio ENGLEWOOD, CO 225,576225.6k $11.3m $11.3m 0.59% Added +60.5k +60,498
53 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 212,598212.6k $10.6m $10.6m 0.02% Reduced -21.8k -21,789
54 Destination Wealth Management 0.39% of their portfolio Walnut Creek, CA 207,157207.2k $10.4m $10.4m 0.39% Added +6.2k +6,184
55 New York Life Investment Management LLC 0.10% of their portfolio New York, NY 193,868193.9k $9.7m $9.7m 0.10% Added +8.8k +8,751
56 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 182,322182.3k $9.1m $9.1m 0.01% New
57 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 172,868172.9k $8.7m $8.7m 0.01% Added +20.5k +20,461
58 Westover Capital Advisors, LLC 2.90% of their portfolio WILMINGTON, DE 166,432166.4k $8.3m $8.3m 2.90% Reduced -319 -319
59 Checchi Capital Advisers, LLC 0.73% of their portfolio BEVERLY HILLS, CA 163,276163.3k $8.2m $8.2m 0.73% Reduced -7.6k -7,573
60 Smith Salley Wealth Management 0.58% of their portfolio GREENSBORO, NC 156,967157.0k $7.9m $7.9m 0.58% Added +8.8k +8,826
61 Vontobel Holding Ltd. 0.07% of their portfolio ZURICH, V8 150,000150.0k $7.5m $7.5m 0.07% Unchanged
62 Simplicity Solutions, LLC 0.19% of their portfolio MINNEAPOLIS, MN 141,250141.2k $7.1m $7.1m 0.19% Added +136.6k +136,608
63 1900 WEALTH MANAGEMENT LLC 0.71% of their portfolio SAN ANTONIO, TX 137,521137.5k $6.9m $6.9m 0.71% Reduced -4.3k -4,341
64 Simplicity Wealth,LLC 4.25% of their portfolio SUMMIT, NJ 136,545136.5k $6.8m $6.8m 4.25% Reduced -5.3k -5,300
65 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 135,039135.0k $6.8m $6.8m 0.01% Added +80.4k +80,429
66 Kingdom Financial Group LLC. 5.76% of their portfolio PEORIA, AZ 117,234117.2k $5.9m $5.9m 5.76% First filing
67 PICTET ASSET MANAGEMENT SA 0.01% of their portfolio GENEVA 73, V8 115,787115.8k $5.8m $5.8m 0.01% Added +365 +365
68 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 115,041115.0k $5.8m $5.8m 0.03% Added +6.2k +6,173
69 Merit Financial Group, LLC 0.18% of their portfolio ALPHARETTA, GA 113,442113.4k $5.7m $5.7m 0.18% Added +11.1k +11,112
70 OLD MISSION CAPITAL LLC 0.21% of their portfolio CHICAGO, IL 111,688111.7k $5.6m $5.6m 0.21% Added +80.3k +80,342
71 Glassy Mountain Advisors, Inc. 2.28% of their portfolio BETHESDA, MD 102,218102.2k $5.1m $5.1m 2.28% New
72 Baker Avenue Asset Management, LP 0.26% of their portfolio SAN FRANCISCO, CA 101,987102.0k $5.1m $5.1m 0.26% Added +11.5k +11,482
73 Quantitative Strategies, Inc. 3.32% of their portfolio CALABASAS, CA 98,78698.8k $4.9m $4.9m 3.32% First filing
74 TIAA, FSB 0.02% of their portfolio ST. LOUIS, MO 98,51598.5k $4.9m $4.9m 0.02% New
75 OneDigital Investment Advisors LLC 0.11% of their portfolio OVERLAND PARK, KS 97,02397.0k $4.9m $4.9m 0.11% Added +10.9k +10,922
76 Steward Partners Investment Advisory, LLC 0.07% of their portfolio STAMFORD, CT 94,09494.1k $4.7m $4.7m 0.07% Added +1.9k +1,922
77 AIRE ADVISORS, LLC 1.15% of their portfolio BEVERLY HILLS, CA 86,92386.9k $4.4m $4.4m 1.15% Added +5.0k +5,015
78 Columbus Macro, LLC 1.68% of their portfolio NEW CASTLE, PA 84,58484.6k $4.2m $4.2m 1.68% Added +22.8k +22,765
79 US FINANCIAL ADVISORS, LLC 1.72% of their portfolio BRAINTREE, MA 80,61280.6k $4.0m $4.0m 1.72% Added +1.7k +1,714
80 Aveo Capital Partners, LLC 0.49% of their portfolio ENGLEWOOD, CO 77,39077.4k $3.9m $3.9m 0.49% Added +1.3k +1,331
81 Erickson Financial Group, LLC 3.38% of their portfolio ALLENTOWN, PA 74,26474.3k $3.7m $3.7m 3.38% Added +8.1k +8,090
82 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 73,09873.1k $3.7m $3.7m 0.03% Added +18.0k +17,974
83 TD Waterhouse Canada Inc. 0.04% of their portfolio TORONTO, A6 70,49270.5k $3.5m $3.5m 0.04% Added +18.1k +18,053
84 Trivant Custom Portfolio Group, LLC 2.36% of their portfolio SAN DIEGO, CA 66,85566.9k $3.3m $3.3m 2.36% Reduced -124 -124
85 IVC Wealth Advisors LLC 2.11% of their portfolio SILVERDALE, PA 66,49666.5k $3.3m $3.3m 2.11% Added +14.1k +14,105
86 CWM, LLC 0.02% of their portfolio OMAHA, NE 65,55965.6k $3.3m $3.3m 0.02% Added +54.3k +54,284
87 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 60,38660.4k $3.0m $3.0m 0.01% Reduced -9.2k -9,246
88 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 59,66159.7k $3.0m $3.0m 0.03% Added +1.6k +1,628
89 Algorithmic Investment Models, LLC 2.05% of their portfolio Boston, MA 58,90658.9k $3.0m $3.0m 2.05% Reduced -344 -344
90 Atria Investments, Inc 0.05% of their portfolio Charlotte, NC 56,68156.7k $2.8m $2.8m 0.05% Reduced -2.2k -2,240
91 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 55,57455.6k $2.8m $2.8m 0.04% Added +7.9k +7,926
92 Prostatis Group LLC 0.03% of their portfolio HANOVER, MD 55,49355.5k $65.0k $65.0k 0.03% New
93 Fluent Financial, LLC 1.80% of their portfolio DALLAS, TX 55,41855.4k $2.8m $2.8m 1.80% Added +1.9k +1,856
94 Center For Asset Management LLC 2.60% of their portfolio PALM BEACH GARDENS, FL 55,06155.1k $2.8m $2.8m 2.60% Reduced -1.6k -1,642
95 Compagnie Lombard Odier SCmA 0.08% of their portfolio 1204 GENEVA, V8 54,40054.4k $2.7m $2.7m 0.08% Added +440 +440
96 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 53,34253.3k $2.7m $2.7m 0.00% Added +2.1k +2,127
97 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 51,54751.5k $2.6m $2.6m 0.01% Added +6.8k +6,831
98 KEYBANK NATIONAL ASSOCIATION/OH 0.01% of their portfolio BROOKLYN, OH 50,79550.8k $2.5m $2.5m 0.01% Reduced -142 -142
99 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.19% of their portfolio BIRMINGHAM, AL 50,00850.0k $2.5m $2.5m 0.19% Added +3.2k +3,174
100 Diligent Investors, LLC 0.74% of their portfolio REDLANDS, CA 49,84649.8k $2.5m $2.5m 0.74% Reduced -2.9k -2,894