Vault-13

ISHARES TR USIG

USD INV GRDE ETF · ETP · CUSIP 464288620

313 institutional holders +22 vs Q4 2022
113,236,257113.2m shares reported held*
$5.8bnreported value*
61 new 109 added 92 reduced 41 sold out net bought ≈ $363.0m (+7.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($9.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $50.88. Options: 2 managers hold calls ($1.7m notional), 2 hold puts ($2.1m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 267Q4 22: 291Q1 23: 313313Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022267
Q4 2022291
Q1 2023313

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 133 bought or addedQ4 22: 142 cut or sold outQ4 22Q1 23: 170 bought or addedQ1 23: 133 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022133142
Q1 2023170133

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $269.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $1.3mQ4 22 puts: $1.4mQ4 22P/C 1.09Q1 23 calls: $1.7mQ1 23 puts: $2.1mQ1 23P/C 1.24
Numbers
QuarterCallsPutsP/C
Q3 2022$269.0k$00.00
Q4 2022$1.3m$1.4m1.09
Q1 2023$1.7m$2.1m1.24

Biggest buyers

Japan Science & Technology Agency New +7,234,311+7.2m
ASSETMARK, INC Added +1,074,009+1.1m
CAPITAL ADVISORS INC/OK New +664,305+664.3k
PRINCIPAL FINANCIAL GROUP INC Added +527,753+527.8k
Mirae Asset Global Investments Co., Ltd. Added +477,247+477.2k
Asset Management One Co., Ltd. Added +397,805+397.8k
UBS Group AG Added +352,918+352.9k
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC Added +290,254+290.3k
STIFEL FINANCIAL CORP Added +231,824+231.8k
Valmark Advisers, Inc. Added +213,559+213.6k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -2,660,848-2.7m
BlackRock Inc. Reduced -781,804-781.8k
JANE STREET GROUP, LLC Reduced -535,628-535.6k
TRUIST FINANCIAL CORP Reduced -395,087-395.1k
AMERIPRISE FINANCIAL INC Reduced -368,956-369.0k
Brookstone Capital Management Reduced -368,137-368.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -254,164-254.2k
HSBC HOLDINGS PLC Reduced -162,507-162.5k
Global Wealth Strategies & Associates Reduced -101,117-101.1k
Geneos Wealth Management Inc. Reduced -88,939-88.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.6m30.9k shares
CITADEL ADVISORS LLC Reduced $111.5k2.2k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.4m27.8k shares
CITADEL ADVISORS LLC Added $663.6k13.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.16% of their portfolio CHARLOTTE, NC 27,631,98027.6m $1.4bn $1.4bn 0.16% Reduced -2.7m -2,660,848
2 Empower Advisory Group, LLC 2.39% of their portfolio Greenwood Village, CO 10,482,48410.5m $532.5m $532.5m 2.39% First filing
3 TRUIST FINANCIAL CORP 0.65% of their portfolio CHARLOTTE, NC 7,396,7987.4m $374.7m $374.7m 0.65% Reduced -395.1k -395,087
4 Japan Science & Technology Agency 3.99% of their portfolio TOKYO, M0 7,234,3117.2m $366.5m $366.5m 3.99% New
5 UBS Group AG 0.13% of their portfolio ZURICH, V8 5,351,3705.4m $271.1m $271.1m 0.13% Added +352.9k +352,918
6 ASSETMARK, INC 0.91% of their portfolio CONCORD, CA 4,341,5464.3m $219.9m $219.9m 0.91% Added +1.1m +1,074,009
7 ENVESTNET ASSET MANAGEMENT INC 0.09% of their portfolio Berwyn, PA 3,824,7633.8m $193.8m $193.8m 0.09% Reduced -254.2k -254,164
8 Allworth Financial LP 1.84% of their portfolio FOLSOM, CA 3,621,3893.6m $183.5m $183.5m 1.84% Added +113.7k +113,727
9 1832 Asset Management L.P. 0.36% of their portfolio TORONTO, A6 3,417,1753.4m $173.1m $173.1m 0.36% Added +28.6k +28,642
10 BlackRock Inc. 0.00% of their portfolio New York, NY 3,312,6033.3m $167.8m $167.8m 0.00% Reduced -781.8k -781,804
11 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 3,262,1033.3m $165.3m $165.3m 0.02% Reduced -48.4k -48,443
12 STIFEL FINANCIAL CORP 0.24% of their portfolio ST. LOUIS, MO 3,257,5813.3m $165.0m $165.0m 0.24% Added +231.8k +231,824
13 Asset Management One Co., Ltd. 0.52% of their portfolio TOKYO, M0 2,284,1942.3m $115.7m $115.7m 0.52% Added +397.8k +397,805
14 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 2,050,8992.1m $103.9m $103.9m 0.03% Reduced -369.0k -368,956
15 Valmark Advisers, Inc. 2.07% of their portfolio AKRON, OH 1,896,9541.9m $96.1m $96.1m 2.07% Added +213.6k +213,559
16 PRINCIPAL FINANCIAL GROUP INC 0.07% of their portfolio DES MOINES, IA 1,828,1061.8m $92.6m $92.6m 0.07% Added +527.8k +527,753
17 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 1,510,8321.5m $76.5m $76.5m 0.02% Reduced -40.5k -40,473
18 AE Wealth Management LLC 0.46% of their portfolio TOPEKA, KS 1,414,1951.4m $71.6m $71.6m 0.46% Reduced -46.7k -46,737
19 Sensible Financial Planning & Management, LLC. 15.23% of their portfolio WALTHAM, MA 1,274,4021.3m $64.6m $64.6m 15.23% Added +4.7k +4,741
20 RAYMOND JAMES & ASSOCIATES 0.05% of their portfolio ST PETERSBURG, FL 1,117,3951.1m $56.6m $56.6m 0.05% Added +40.3k +40,339
21 Meiji Yasuda Life Insurance Co 1.06% of their portfolio TOKYO, M0 1,072,4001.1m $54.3m $54.3m 1.06% Unchanged
22 MetLife Investment Management, LLC 0.28% of their portfolio Whippany, NJ 766,055766.1k $38.8m $38.8m 0.28% Added +47.0k +46,962
23 Mirae Asset Global Investments Co., Ltd. 0.09% of their portfolio SEOUL, M5 748,955749.0k $37.9m $37.9m 0.09% Added +477.2k +477,247
24 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 685,449685.4k $34.7m $34.7m 0.01% Added +34.5k +34,510
25 CAPITAL ADVISORS INC/OK 0.90% of their portfolio TULSA, OK 664,305664.3k $33.7m $33.7m 0.90% New
26 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 641,149641.1k $32.5m $32.5m 0.03% Added +68.9k +68,900
27 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 609,467609.5k $30.9m $30.9m 0.01% Added +67.5k +67,528
28 MCF Advisors LLC 2.40% of their portfolio LEXINGTON, KY 507,605507.6k $25.7m $25.7m 2.40% Added +24.2k +24,230
29 M&T Bank Corp 0.10% of their portfolio BUFFALO, NY 498,472498.5k $25.3m $25.3m 0.10% Added +32.9k +32,898
30 Janney Montgomery Scott LLC 0.10% of their portfolio PHILADELPHIA, PA 474,058474.1k $24.0m $24.0m 0.10% Added +27.5k +27,507
31 Manning & Napier Group, LLC 0.27% of their portfolio Fairport, NY 457,839457.8k $23.2m $23.2m 0.27% Added +1.2k +1,210
32 Avidian Wealth Enterprises, LLC 1.27% of their portfolio Houston, TX 455,812455.8k $23.1m $23.1m 1.27% Added +33.0k +33,000
33 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.63% of their portfolio MINNEAPOLIS, MN 421,536421.5k $21.4m $21.4m 0.63% Added +290.3k +290,254
34 BOSTON FINANCIAL MANGEMENT LLC 0.76% of their portfolio BOSTON, MA 382,985383.0k $19.4m $19.4m 0.76% Added +30.4k +30,404
35 SECURIAN ASSET MANAGEMENT, INC 0.41% of their portfolio ST PAUL, MN 302,582302.6k $15.3m $15.3m 0.41% Added +124.5k +124,530
36 Long Run Wealth Advisors, LLC 4.89% of their portfolio Lake Placid, NY 283,773283.8k $14.4m $14.4m 4.89% Added +30.4k +30,352
37 Trilogy Capital Inc. 0.97% of their portfolio IRVINE, CA 269,382269.4k $13.6m $13.6m 0.97% Reduced -10.3k -10,274
38 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 234,387234.4k $11.9m $11.9m 0.02% Reduced -10.6k -10,624
39 McKinley Carter Wealth Services, Inc. 0.86% of their portfolio WHEELING, WV 217,493217.5k $11.0m $11.0m 0.86% Added +26.1k +26,054
40 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 217,120217.1k $11.0m $11.0m 0.02% Added +78.5k +78,450
41 One Capital Management, LLC 0.52% of their portfolio WESTLAKE VILLAGE, CA 208,498208.5k $10.6m $10.6m 0.52% New
42 NewEdge Wealth, LLC 0.40% of their portfolio STAMFORD, CT 207,826207.8k $10.5m $10.5m 0.40% Added +12.7k +12,657
43 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 207,405207.4k $10.5m $10.5m 0.00% Reduced -49.3k -49,282
44 Destination Wealth Management 0.39% of their portfolio Walnut Creek, CA 200,973201.0k $10.2m $10.2m 0.39% Added +18.1k +18,105
45 Saiph Capital, LLC 6.03% of their portfolio WYCKOFF, NJ 200,277200.3k $10.1m $10.1m 6.03% Added +67.1k +67,091
46 Banco Santander, S.A. 0.14% of their portfolio Madrid, U3 186,087186.1k $9.4m $9.4m 0.14% Reduced -46.4k -46,447
47 New York Life Investment Management LLC 0.10% of their portfolio New York, NY 185,117185.1k $9.4m $9.4m 0.10% Reduced -7.3k -7,342
48 Checchi Capital Advisers, LLC 0.84% of their portfolio BEVERLY HILLS, CA 170,849170.8k $8.7m $8.7m 0.84% Reduced -14.4k -14,410
49 Westover Capital Advisors, LLC 3.13% of their portfolio WILMINGTON, DE 166,751166.8k $8.4m $8.4m 3.13% New
50 Geneos Wealth Management Inc. 0.51% of their portfolio ENGLEWOOD, CO 165,078165.1k $8.4m $8.4m 0.51% Reduced -88.9k -88,939
51 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 152,407152.4k $7.7m $7.7m 0.01% Reduced -162.5k -162,507
52 Vontobel Holding Ltd. 0.07% of their portfolio ZURICH, V8 150,000150.0k $7.6m $7.6m 0.07% New
53 Smith Salley Wealth Management 0.60% of their portfolio GREENSBORO, NC 148,141148.1k $7.5m $7.5m 0.60% Reduced -33.5k -33,519
54 1900 WEALTH MANAGEMENT LLC 0.76% of their portfolio SAN ANTONIO, TX 141,862141.9k $7.0m $7.0m 0.76% Added +1.0k +1,032
55 Simplicity Wealth,LLC 4.78% of their portfolio SUMMIT, NJ 141,845141.8k $7.2m $7.2m 4.78% Added +30.8k +30,840
56 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 130,836130.8k $6.6m $6.6m 0.01% Added +5.8k +5,752
57 Shelter Mutual Insurance Co 1.84% of their portfolio COLUMBIA, MO 130,000130.0k $6.6m $6.6m 1.84% Unchanged
58 PICTET ASSET MANAGEMENT SA 0.01% of their portfolio GENEVA 73, V8 115,422115.4k $5.8m $5.8m 0.01% Added +14.5k +14,516
59 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 108,868108.9k $5.5m $5.5m 0.03% Added +5.5k +5,535
60 Merit Financial Group, LLC 0.19% of their portfolio ALPHARETTA, GA 102,330102.3k $5.2m $5.2m 0.19% Added +9.1k +9,074
61 Arden Trust Co 0.85% of their portfolio WILMINGTON, DE 92,86292.9k $4.7m $4.7m 0.85% Added +6.7k +6,737
62 Steward Partners Investment Advisory, LLC 0.07% of their portfolio STAMFORD, CT 92,17292.2k $4.7m $4.7m 0.07% Added +5.5k +5,485
63 Tolleson Wealth Management, Inc. 1.20% of their portfolio DALLAS, TX 91,66191.7k $4.6m $4.6m 1.20% Reduced -6.0k -5,972
64 Baker Avenue Asset Management, LP 0.25% of their portfolio SAN FRANCISCO, CA 90,50590.5k $4.6m $4.6m 0.25% Added +89.1k +89,105
65 BlueCrest Capital Management Ltd 0.49% of their portfolio ST HELIER, Y9 89,62989.6k $4.5m $4.5m 0.49% New
66 OneDigital Investment Advisors LLC 0.10% of their portfolio OVERLAND PARK, KS 86,10186.1k $4.4m $4.4m 0.10% Added +14.0k +14,021
67 AIRE ADVISORS, LLC 1.16% of their portfolio BEVERLY HILLS, CA 81,90881.9k $4.2m $4.2m 1.16% Added +23.9k +23,882
68 US FINANCIAL ADVISORS, LLC 1.78% of their portfolio BRAINTREE, MA 78,89878.9k $4.0m $4.0m 1.78% Added +3.9k +3,900
69 Aveo Capital Partners, LLC 0.51% of their portfolio ENGLEWOOD, CO 76,05976.1k $3.9m $3.9m 0.51% New
70 Clearbridge Investments, LLC 0.00% of their portfolio NEW YORK, NY 71,83671.8k $3.6m $3.6m 0.00% Reduced -22.8k -22,841
71 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 69,63269.6k $3.5m $3.5m 0.01% Added +9.5k +9,498
72 Trivant Custom Portfolio Group, LLC 2.42% of their portfolio SAN DIEGO, CA 66,97967.0k $3.4m $3.4m 2.42% First filing
73 Erickson Financial Group, LLC 3.33% of their portfolio ALLENTOWN, PA 66,17466.2k $3.4m $3.4m 3.33% Added +542 +542
74 Columbus Macro, LLC 1.16% of their portfolio NEW CASTLE, PA 61,81961.8k $3.1m $3.1m 1.16% Added +6.6k +6,552
75 Algorithmic Investment Models, LLC 2.09% of their portfolio Boston, MA 59,25059.2k $3.0m $3.0m 2.09% New
76 Atria Investments, Inc 0.06% of their portfolio Charlotte, NC 58,92158.9k $3.0m $3.0m 0.06% Reduced -3.9k -3,927
77 Arcadia Wealth Management, LLC 2.47% of their portfolio Manchester, NH 58,75658.8k $3.0m $3.0m 2.47% Added +4.0k +4,040
78 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 58,03358.0k $2.9m $2.9m 0.03% Reduced -63.5k -63,521
79 Center For Asset Management LLC 2.81% of their portfolio PALM BEACH GARDENS, FL 56,70356.7k $2.9m $2.9m 2.81% Added +3.9k +3,918
80 Strategic Investment Advisors / MI 0.51% of their portfolio FARMINGTON HILLS, MI 56,08856.1k $2.8m $2.8m 0.51% Added +867 +867
81 Brookstone Capital Management 0.05% of their portfolio WHEATON, IL 55,47255.5k $2.8m $2.8m 0.05% Reduced -368.1k -368,137
82 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 55,12455.1k $2.8m $2.8m 0.02% Added +6.2k +6,151
83 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 54,61054.6k $2.8m $2.8m 0.00% Reduced -535.6k -535,628
84 Compagnie Lombard Odier SCmA 0.07% of their portfolio 1204 GENEVA, V8 53,96054.0k $2.7m $2.7m 0.07% Unchanged
85 Fluent Financial, LLC 1.86% of their portfolio DALLAS, TX 53,56253.6k $2.7m $2.7m 1.86% Added +1.4k +1,425
86 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 53,34553.3k $2.7m $2.7m 0.00% New
87 Diligent Investors, LLC 0.82% of their portfolio REDLANDS, CA 52,74052.7k $2.7m $2.7m 0.82% Reduced -418 -418
88 TD Waterhouse Canada Inc. 0.03% of their portfolio TORONTO, A6 52,43952.4k $2.7m $2.7m 0.03% New
89 IVC Wealth Advisors LLC 1.88% of their portfolio SILVERDALE, PA 52,39152.4k $2.7m $2.7m 1.88% Added +11.4k +11,405
90 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 51,21551.2k $2.6m $2.6m 0.00% Reduced -44.7k -44,656
91 KEYBANK NATIONAL ASSOCIATION/OH 0.01% of their portfolio BROOKLYN, OH 50,93750.9k $2.6m $2.6m 0.01% Reduced -2.2k -2,233
92 Global Wealth Management Investment Advisory, Inc. 0.74% of their portfolio FORT LAUDERDALE, FL 48,76848.8k $2.5m $2.5m 0.74% Reduced -7.1k -7,066
93 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 47,64847.6k $2.4m $2.4m 0.04% Added +12.6k +12,572
94 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.18% of their portfolio BIRMINGHAM, AL 46,83446.8k $2.4m $2.4m 0.18% Added +89 +89
95 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 44,71644.7k $2.3m $2.3m 0.00% Added +6.6k +6,557
96 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 43,95844.0k $2.2m $2.2m 0.00% Added +3.2k +3,177
97 BerganKDV Wealth Management, LLC 0.23% of their portfolio BLOOMINGTON, MN 43,67143.7k $2.2m $2.2m 0.23% Reduced -17.9k -17,916
98 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 41,20341.2k $2.1m $2.1m 0.00% Added +10.0k +10,004
99 Intelligence Driven Advisers, LLC 0.37% of their portfolio CARLSBAD, CA 40,58140.6k $2.1m $2.1m 0.37% Reduced -5.2k -5,183
100 Virtue Capital Management, LLC 0.33% of their portfolio BRENTWOOD, TN 40,31940.3k $2.0m $2.0m 0.33% New