Vault-13

ISHARES TR GVI

INTRM GOV CR ETF · ETP · CUSIP 464288612

273 institutional holders +27 vs Q3 2023
29,949,73829.9m shares reported held*
$3.1bnreported value*
40 new 93 added 92 reduced 22 sold out net bought ≈ $464.2m (+4.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $104.77. Options: 0 managers hold calls (— notional), 1 hold puts ($272.4k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 222Q4 22: 234Q1 23: 223Q2 23: 239Q3 23: 246Q4 23: 273273Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022222
Q4 2022234
Q1 2023223
Q2 2023239
Q3 2023246
Q4 2023273

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 112 bought or addedQ4 22: 104 cut or sold outQ4 22Q1 23: 107 bought or addedQ1 23: 110 cut or sold outQ1 23Q2 23: 119 bought or addedQ2 23: 100 cut or sold outQ2 23Q3 23: 105 bought or addedQ3 23: 110 cut or sold outQ3 23Q4 23: 133 bought or addedQ4 23: 114 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022112104
Q1 2023107110
Q2 2023119100
Q3 2023105110
Q4 2023133114

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $214.7kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $0Q4 23 puts: $272.4kQ4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$214.7k$00.00
Q4 2023$0$272.4k—

Biggest buyers

FIFTH THIRD BANCORP Added +2,333,207+2.3m
Johnson Financial Group, Inc. Added +469,078+469.1k
MORGAN STANLEY Added +459,192+459.2k
GOLDMAN SACHS GROUP INC New +322,018+322.0k
UMB Bank, n.a. Added +237,524+237.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +204,687+204.7k
ENVESTNET ASSET MANAGEMENT INC Added +177,632+177.6k
GREENLEAF TRUST Added +150,830+150.8k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Added +129,790+129.8k
GREENWOOD CAPITAL ASSOCIATES LLC Added +128,605+128.6k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -413,590-413.6k
OSAIC HOLDINGS, INC. Reduced -233,517-233.5k
HORIZON BANCORP INC /IN/ Reduced -163,395-163.4k
JANE STREET GROUP, LLC Sold out -134,818-134.8k
ASSETMARK, INC Reduced -102,622-102.6k
STIFEL FINANCIAL CORP Reduced -63,399-63.4k
Gateway Wealth Partners, LLC Sold out -40,774-40.8k
Algorithmic Investment Models, LLC Reduced -37,278-37.3k
DT Investment Partners, LLC Reduced -34,663-34.7k
FLPUTNAM INVESTMENT MANAGEMENT CO Reduced -34,480-34.5k

Biggest calls

None

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $272.4k2.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIFTH THIRD BANCORP 1.83% of their portfolio CINCINNATI, OH 4,110,6354.1m $430.6m $430.6m 1.83% Added +2.3m +2,333,207
2 ENVESTNET ASSET MANAGEMENT INC 0.09% of their portfolio Berwyn, PA 2,045,1512.0m $214.3m $214.3m 0.09% Added +177.6k +177,632
3 STIFEL FINANCIAL CORP 0.24% of their portfolio ST. LOUIS, MO 1,810,8361.8m $189.7m $189.7m 0.24% Reduced -63.4k -63,399
4 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,330,2481.3m $139.4m $139.4m 0.02% Reduced -413.6k -413,590
5 UMB Bank, n.a. 1.92% of their portfolio Kansas City, MO 1,250,8811.3m $131.0m $131.0m 1.92% Added +237.5k +237,524
6 Strategic Financial Services, Inc. 7.72% of their portfolio UTICA, NY 1,047,9301.0m $109.8m $109.8m 7.72% Added +10.6k +10,606
7 KEYBANK NATIONAL ASSOCIATION/OH 0.46% of their portfolio BROOKLYN, OH 998,888998.9k $104.6m $104.6m 0.46% Added +3.7k +3,687
8 US BANCORP \DE\ 0.12% of their portfolio MINNEAPOLIS, MN 806,056806.1k $84.4m $84.4m 0.12% Added +14.9k +14,931
9 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 792,844792.8k $83.1m $83.1m 0.00% Added +459.2k +459,192
10 Envestnet Portfolio Solutions, Inc. 0.33% of their portfolio BERWYN, PA 752,635752.6k $78.8m $78.8m 0.33% Reduced -17.7k -17,746
11 GERMAN AMERICAN BANCORP, INC. 9.85% of their portfolio JASPER, IN 713,720713.7k $74.8m $74.8m 9.85% Reduced -5.3k -5,294
12 Johnson Financial Group, Inc. 3.30% of their portfolio RACINE, WI 575,623575.6k $60.3m $60.3m 3.30% Added +469.1k +469,078
13 DT Investment Partners, LLC 6.28% of their portfolio CHADDS FORD, PA 555,511555.5k $58.1m $58.1m 6.28% Reduced -34.7k -34,663
14 First Citizens Asset Management, Inc. 22.18% of their portfolio RALEIGH, NC 528,656528.7k $55.4m $55.4m 22.18% Reduced -8.6k -8,576
15 PNC Financial Services Group, Inc. 0.04% of their portfolio Pittsburgh, PA 468,584468.6k $49.1m $49.1m 0.04% Reduced -2.3k -2,265
16 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 443,311443.3k $46.4m $46.4m 0.01% Reduced -10.9k -10,924
17 HORIZON BANCORP INC /IN/ 21.03% of their portfolio MICHIGAN CITY, IN 410,576410.6k $43.0m $43.0m 21.03% Reduced -163.4k -163,395
18 ASSETMARK, INC 0.15% of their portfolio CONCORD, CA 409,436409.4k $42.9m $42.9m 0.15% Reduced -102.6k -102,622
19 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.32% of their portfolio IRVING, TX 373,083373.1k $39.1m $39.1m 0.32% Added +129.8k +129,790
20 BlackRock Inc. 0.00% of their portfolio New York, NY 343,790343.8k $36.0m $36.0m 0.00% Added +124.8k +124,803
21 New York Life Investment Management LLC 0.36% of their portfolio New York, NY 331,505331.5k $34.7m $34.7m 0.36% Added +73.1k +73,080
22 HOWE & RUSLING INC 3.68% of their portfolio ROCHESTER, NY 331,425331.4k $34.7m $34.7m 3.68% Added +13.4k +13,391
23 TCV Trust & Wealth Management, Inc. 3.47% of their portfolio RICHMOND, VA 328,532328.5k $34.4m $34.4m 3.47% Added +6.4k +6,408
24 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 322,018322.0k $33.7m $33.7m 0.01% New
25 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 311,583311.6k $32.6m $32.6m 0.06% Reduced -233.5k -233,517
26 CAMBRIDGE TRUST CO 1.26% of their portfolio BOSTON, MA 289,269289.3k $30.3m $30.3m 1.26% Added +26.3k +26,267
27 Cetera Advisor Networks LLC 0.17% of their portfolio EL SEGUNDO, CA 289,157289.2k $30.3m $30.3m 0.17% Added +8.6k +8,576
28 GREENWOOD CAPITAL ASSOCIATES LLC 1.76% of their portfolio GREENWOOD, SC 259,738259.7k $27.2m $27.2m 1.76% Added +128.6k +128,605
29 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 252,121252.1k $26.4m $26.4m 0.01% Added +32.0k +31,997
30 GREENLEAF TRUST 0.27% of their portfolio KALAMAZOO, MI 242,214242.2k $25.4m $25.4m 0.27% Added +150.8k +150,830
31 D L CARLSON INVESTMENT GROUP INC 5.00% of their portfolio CONCORD, NH 236,840236.8k $24.6m $24.6m 5.00% Added +24.6k +24,588
32 Allianz Asset Management GmbH 0.05% of their portfolio MUNICH, 2M 236,355236.4k $24.8m $24.8m 0.05% Added +2.9k +2,900
33 CIBC Private Wealth Group LLC 0.05% of their portfolio ATLANTA, GA 232,479232.5k $24.4m $24.4m 0.05% Reduced -5.5k -5,535
34 FLPUTNAM INVESTMENT MANAGEMENT CO 0.56% of their portfolio PORTLAND, ME 225,726225.7k $23.6m $23.6m 0.56% Reduced -34.5k -34,480
35 COUNTRY CLUB BANK 1.75% of their portfolio KANSAS CITY, MO 219,855219.9k $23.1m $23.1m 1.75% Added +3.8k +3,822
36 SVB WEALTH LLC 0.55% of their portfolio BOSTON, MA 216,245216.2k $22.7m $22.7m 0.55% Reduced -3.4k -3,400
37 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 210,661210.7k $22.1m $22.1m 0.01% Added +12.8k +12,790
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.04% of their portfolio BALA CYNWYD, PA 204,687204.7k $21.4m $21.4m 0.04% New
39 MERIDIAN MANAGEMENT CO 4.66% of their portfolio LITTLE ROCK, AR 157,838157.8k $16.4m $16.4m 4.66% Reduced -6.0k -6,041
40 Alaska Permanent Capital Management, LLC 1.34% of their portfolio ANCHORAGE, AK 154,124154.1k $16.1m $16.1m 1.34% Reduced -1.4k -1,382
41 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 153,702153.7k $16.1m $16.1m 0.00% Added +71.8k +71,791
42 DAVENPORT & Co LLC 0.11% of their portfolio RICHMOND, VA 150,427150.4k $15.8m $15.8m 0.11% Added +14.3k +14,273
43 FIRST CITIZENS BANK & TRUST CO 0.27% of their portfolio RALEIGH, NC 144,342144.3k $15.1m $15.1m 0.27% Reduced -13.3k -13,312
44 CAPTRUST FINANCIAL ADVISORS 0.05% of their portfolio RALEIGH, NC 140,147140.1k $14.7m $14.7m 0.05% Added +88.9k +88,938
45 TFC Financial Management, Inc. 2.96% of their portfolio BOSTON, MA 139,767139.8k $14.6m $14.6m 2.96% Added +10.9k +10,906
46 WASHINGTON TRUST Co 0.55% of their portfolio WESTERLY, RI 133,620133.6k $14.0m $14.0m 0.55% Reduced -1.2k -1,198
47 BESSEMER GROUP INC 0.03% of their portfolio WOODBRIDGE, NJ 130,664130.7k $13.7m $13.7m 0.03% Added +3.8k +3,773
48 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 128,365128.4k $13.4m $13.4m 0.00% Added +5.2k +5,220
49 Wealthstar Advisors, LLC 4.95% of their portfolio Plano, TX 127,236127.2k $13.3m $13.3m 4.95% Reduced -11.5k -11,518
50 Independent Solutions Wealth Management, LLC 3.04% of their portfolio Williamsville, NY 113,068113.1k $11.8m $11.8m 3.04% Reduced -2.4k -2,422
51 First National Trust Co 0.43% of their portfolio Johnstown, PA 94,43694.4k $9.9m $9.9m 0.43% Added +29.5k +29,502
52 HANTZ FINANCIAL SERVICES, INC. 0.20% of their portfolio SOUTHFIELD, MI 88,88888.9k $9.3m $9.3m 0.20% Added +2.3k +2,284
53 OARSMAN CAPITAL, INC. 2.47% of their portfolio MILWAUKEE, WI 88,81288.8k $9.3m $9.3m 2.47% Added +37.8k +37,775
54 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 87,59987.6k $9.2m $9.2m 0.01% Added +77.6k +77,619
55 Bank of New Hampshire 2.54% of their portfolio LACONIA, NH 85,58285.6k $9.0m $9.0m 2.54% Added +2.3k +2,290
56 FIRST HAWAIIAN BANK 0.27% of their portfolio HONOLULU, HI 82,33282.3k $8.6m $8.6m 0.27% Reduced -610 -610
57 NORTHWEST INVESTMENT COUNSELORS, LLC 2.27% of their portfolio Lake Oswego, OR 80,94480.9k $8.5m $8.5m 2.27% Reduced -5.2k -5,232
58 BOKF, NA 0.17% of their portfolio TULSA, OK 80,82780.8k $8.5m $8.5m 0.17% Reduced -5.7k -5,737
59 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 78,42578.4k $8.2m $8.2m 0.01% Added +22.8k +22,760
60 COMERICA BANK 0.04% of their portfolio DALLAS, TX 77,99978.0k $8.2m $8.2m 0.04% Reduced -629 -629
61 RAFFA WEALTH MANAGEMENT, LLC 2.39% of their portfolio WASHINGTON, DC 75,22275.2k $7.9m $7.9m 2.39% Added +61 +61
62 Bryn Mawr Trust Advisors, LLC 0.49% of their portfolio PHILADELPHIA, PA 74,23874.2k $7.8m $7.8m 0.49% Reduced -17.0k -17,005
63 Cerity Partners LLC 0.03% of their portfolio NEW YORK, NY 72,76572.8k $7.6m $7.6m 0.03% Added +66.8k +66,756
64 Badgley Phelps Wealth Managers, LLC 0.21% of their portfolio SEATTLE, WA 71,95972.0k $7.5m $7.5m 0.21% Reduced -10.2k -10,168
65 Sequoia Financial Advisors, LLC 0.09% of their portfolio Akron, OH 71,63271.6k $7.5m $7.5m 0.09% Reduced -25.2k -25,235
66 Integrated Investment Consultants, LLC 2.36% of their portfolio BLOOMFIELD HILLS, MI 71,23971.2k $7.5m $7.5m 2.36% Added +1.7k +1,660
67 M&T Bank Corp 0.03% of their portfolio BUFFALO, NY 71,13171.1k $7.5m $7.5m 0.03% Reduced -7.1k -7,114
68 LOWE BROCKENBROUGH & CO INC 0.55% of their portfolio RICHMOND, VA 67,51167.5k $7.1m $7.1m 0.55% Reduced -17.0k -16,971
69 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 63,53963.5k $6.7m $6.7m 0.00% Reduced -345 -345
70 AMG National Trust Bank 0.20% of their portfolio GREENWOOD VILLAGE, CO 61,28561.3k $6.4m $6.4m 0.20% Reduced -6.1k -6,099
71 Legacy Private Trust Co. 0.50% of their portfolio NEENAH, WI 60,34160.3k $6.3m $6.3m 0.50% Added +45.0k +45,023
72 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 60,06960.1k $6.3m $6.3m 0.05% Reduced -4.4k -4,407
73 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 58,15458.2k $6.1m $6.1m 0.01% New
74 Global Retirement Partners, LLC 0.25% of their portfolio San Rafael, CA 57,47257.5k $6.0m $6.0m 0.25% Added +57.2k +57,159
75 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 54,10154.1k $5.7m $5.7m 0.00% Added +10.2k +10,225
76 MERITAGE PORTFOLIO MANAGEMENT 0.37% of their portfolio OVERLAND PARK, KS 53,89553.9k $5.6m $5.6m 0.37% Reduced -2.2k -2,249
77 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 52,41252.4k $5.5m $5.5m 0.01% Added +48.4k +48,448
78 1ST SOURCE BANK 0.31% of their portfolio SOUTH BEND, IN 49,75149.8k $5.2m $5.2m 0.31% Added +3.8k +3,841
79 CORNERSTONE PARTNERS CAPITAL MANAGEMENT, LLC 0.40% of their portfolio CHARLOTTESVILLE, VA 49,59849.6k $5.2m $5.2m 0.40% New
80 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 49,17649.2k $5.2m $5.2m 0.02% Added +14.3k +14,348
81 C M BIDWELL & ASSOCIATES LTD 3.80% of their portfolio HONOLULU, HI 48,94748.9k $5.1m $5.1m 3.80% Added +732 +732
82 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 43,16143.2k $4.5m $4.5m 0.04% Added +26.4k +26,403
83 WHITTIER TRUST CO 0.07% of their portfolio SOUTH PASADENA, CA 43,07043.1k $4.5m $4.5m 0.07% Reduced -2.0k -1,994
84 FINANCIAL COUNSELORS INC 0.08% of their portfolio Overland Park, KS 42,72642.7k $4.5m $4.5m 0.08% Added +23.0k +22,982
85 OneAscent Financial Services LLC 0.55% of their portfolio BIRMINGHAM, AL 42,03942.0k $4.4m $4.4m 0.55% New
86 InTrack Investment Management Inc 3.27% of their portfolio SOUTH BURLINGTON, VT 41,61441.6k $4.4m $4.4m 3.27% Reduced -2.5k -2,485
87 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 41,09341.1k $4.3m $4.3m 0.01% Reduced -328 -328
88 WEBSTER BANK, N. A. 0.50% of their portfolio WATERBURY, CT 38,97539.0k $4.1m $4.1m 0.50% Reduced -3.0k -2,981
89 TUCKER ASSET MANAGEMENT LLC 0.97% of their portfolio LITTLETON, CO 37,01537.0k $3.9m $3.9m 0.97% Added +17.8k +17,790
90 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 35,51835.5k $3.7m $3.7m 0.01% Reduced -560 -560
91 CW Advisors, LLC 0.07% of their portfolio BOSTON, MA 34,48834.5k $3.6m $3.6m 0.07% Added +5.4k +5,432
92 Aveo Capital Partners, LLC 0.42% of their portfolio ENGLEWOOD, CO 32,96533.0k $3.5m $3.5m 0.42% Reduced -6.0k -6,019
93 Simmons Bank 0.27% of their portfolio Pine Bluff, AR 31,97632.0k $3.3m $3.3m 0.27% Reduced -2.0k -2,031
94 HANCOCK WHITNEY CORP 0.12% of their portfolio GULFPORT, MS 31,95832.0k $3.3m $3.3m 0.12% Reduced -14.7k -14,729
95 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 31,63031.6k $3.3m $3.3m 0.01% Reduced -2.8k -2,753
96 COMMERCE BANK 0.02% of their portfolio KANSAS CITY, MO 31,41631.4k $3.3m $3.3m 0.02% Added +3.2k +3,222
97 Towneley Capital Management, Inc / DE 0.83% of their portfolio LAGUNA HILLS, CA 31,00231.0k $3.2m $3.2m 0.83% First filing
98 UBS Group AG 0.00% of their portfolio ZURICH, V8 30,93230.9k $3.2m $3.2m 0.00% Added +10.4k +10,376
99 Trail Ridge Investment Advisors, LLC 1.92% of their portfolio FORT COLLINS, CO 29,90129.9k $3.1m $3.1m 1.92% Added +988 +988
100 High Probability Advisors, LLC 0.61% of their portfolio Pittsford, NY 28,71628.7k $3.0m $3.0m 0.61% Added +21.1k +21,142