Vault-13

ISHARES TR GVI

INTRM GOV CR ETF · ETP · CUSIP 464288612

246 institutional holders +7 vs Q2 2023
25,465,74225.5m shares reported held*
$2.6bnreported value*
23 new 82 added 96 reduced 14 sold out net bought ≈ $181.9m (+1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($10.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $101.37. Options: 1 managers hold calls ($214.7k notional), 0 hold puts (—).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 222Q4 22: 234Q1 23: 223Q2 23: 239Q3 23: 246246Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022222
Q4 2022234
Q1 2023223
Q2 2023239
Q3 2023246

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 112 bought or addedQ4 22: 104 cut or sold outQ4 22Q1 23: 107 bought or addedQ1 23: 110 cut or sold outQ1 23Q2 23: 119 bought or addedQ2 23: 100 cut or sold outQ2 23Q3 23: 105 bought or addedQ3 23: 110 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022112104
Q1 2023107110
Q2 2023119100
Q3 2023105110

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ4 22 calls: $870.9kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $214.7kQ3 23 puts: $0Q3 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2022$870.9k$00.00
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$214.7k$00.00

Biggest buyers

FIFTH THIRD BANCORP Added +943,402+943.4k
UMB Bank, n.a. Added +929,065+929.1k
BANK OF AMERICA CORP /DE/ Added +557,031+557.0k
ENVESTNET ASSET MANAGEMENT INC Added +204,864+204.9k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +191,671+191.7k
OSAIC HOLDINGS, INC. Added +175,318+175.3k
Strategic Financial Services, Inc. Added +167,026+167.0k
TFC Financial Management, Inc. New +128,861+128.9k
MORGAN STANLEY Added +108,962+109.0k
Allianz Asset Management GmbH Added +89,530+89.5k

Biggest sellers

ASSETMARK, INC Reduced -606,843-606.8k
Cerity Partners LLC Reduced -292,043-292.0k
CIBC Private Wealth Group LLC Reduced -243,442-243.4k
TD AMERITRADE INVESTMENT MANAGEMENT, LLC Reduced -181,776-181.8k
New York Life Investment Management LLC Reduced -104,255-104.3k
Wealthstar Advisors, LLC Reduced -74,395-74.4k
FLPUTNAM INVESTMENT MANAGEMENT CO Reduced -73,419-73.4k
BESSEMER GROUP INC Reduced -66,013-66.0k
CITADEL ADVISORS LLC Reduced -59,747-59.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -56,830-56.8k

Biggest calls

Private Advisor Group, LLC New $214.7k211.9k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 STIFEL FINANCIAL CORP 0.27% of their portfolio ST. LOUIS, MO 1,874,2351.9m $189.9m $189.9m 0.27% Reduced -6.8k -6,757
2 ENVESTNET ASSET MANAGEMENT INC 0.09% of their portfolio Berwyn, PA 1,867,5191.9m $189.2m $189.2m 0.09% Added +204.9k +204,864
3 FIFTH THIRD BANCORP 0.84% of their portfolio CINCINNATI, OH 1,777,4281.8m $180.1m $180.1m 0.84% Added +943.4k +943,402
4 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,743,8381.7m $176.7m $176.7m 0.02% Added +557.0k +557,031
5 Strategic Financial Services, Inc. 8.18% of their portfolio UTICA, NY 1,037,3241.0m $105.1m $105.1m 8.18% Added +167.0k +167,026
6 UMB Bank, n.a. 1.65% of their portfolio Kansas City, MO 1,013,3571.0m $102.7m $102.7m 1.65% Added +929.1k +929,065
7 KEYBANK NATIONAL ASSOCIATION/OH 0.48% of their portfolio BROOKLYN, OH 995,201995.2k $100.8m $100.8m 0.48% Reduced -19.4k -19,373
8 US BANCORP \DE\ 0.13% of their portfolio MINNEAPOLIS, MN 791,125791.1k $80.2m $80.2m 0.13% Reduced -17.7k -17,674
9 Envestnet Portfolio Solutions, Inc. 0.37% of their portfolio BERWYN, PA 770,381770.4k $78.1m $78.1m 0.37% First filing
10 GERMAN AMERICAN BANCORP, INC. 10.60% of their portfolio JASPER, IN 719,014719.0k $72.9m $72.9m 10.60% Added +80.8k +80,764
11 DT Investment Partners, LLC 7.25% of their portfolio CHADDS FORD, PA 590,174590.2k $59.8m $59.8m 7.25% Reduced -34.7k -34,684
12 HORIZON BANCORP INC /IN/ 37.23% of their portfolio MICHIGAN CITY, IN 573,971574.0k $58.2m $58.2m 37.23% Reduced -19.3k -19,326
13 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 545,100545.1k $55.2m $55.2m 0.08% Added +175.3k +175,318
14 First Citizens Asset Management, Inc. 23.14% of their portfolio RALEIGH, NC 537,232537.2k $54.4m $54.4m 23.14% Added +23.0k +22,956
15 ASSETMARK, INC 0.21% of their portfolio CONCORD, CA 512,058512.1k $51.9m $51.9m 0.21% Reduced -606.8k -606,843
16 PNC Financial Services Group, Inc. 0.04% of their portfolio Pittsburgh, PA 470,849470.8k $47.7m $47.7m 0.04% Reduced -15.9k -15,940
17 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 454,235454.2k $46.0m $46.0m 0.01% Added +19.3k +19,295
18 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 333,652333.7k $33.8m $33.8m 0.00% Added +109.0k +108,962
19 TCV Trust & Wealth Management, Inc. 3.60% of their portfolio RICHMOND, VA 322,124322.1k $32.6m $32.6m 3.60% Added +8.4k +8,351
20 HOWE & RUSLING INC 3.80% of their portfolio ROCHESTER, NY 318,034318.0k $32.2m $32.2m 3.80% Added +13.9k +13,924
21 Cetera Advisor Networks LLC 0.18% of their portfolio EL SEGUNDO, CA 280,581280.6k $28.4m $28.4m 0.18% Added +5.3k +5,338
22 CAMBRIDGE TRUST CO 1.23% of their portfolio BOSTON, MA 263,002263.0k $26.7m $26.7m 1.23% Reduced -25.9k -25,851
23 FLPUTNAM INVESTMENT MANAGEMENT CO 0.73% of their portfolio PORTLAND, ME 260,206260.2k $26.4m $26.4m 0.73% Reduced -73.4k -73,419
24 New York Life Investment Management LLC 0.28% of their portfolio New York, NY 258,425258.4k $26.2m $26.2m 0.28% Reduced -104.3k -104,255
25 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.16% of their portfolio IRVING, TX 243,293243.3k $24.7m $24.7m 0.16% Reduced -22.7k -22,701
26 CIBC Private Wealth Group LLC 0.06% of their portfolio ATLANTA, GA 238,014238.0k $24.1m $24.1m 0.06% Reduced -243.4k -243,442
27 Allianz Asset Management GmbH 0.05% of their portfolio MUNICH, 2M 233,455233.5k $23.7m $23.7m 0.05% Added +89.5k +89,530
28 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 220,124220.1k $22.3m $22.3m 0.01% Reduced -27.1k -27,063
29 SVB WEALTH LLC 0.49% of their portfolio BOSTON, MA 219,645219.6k $22.3m $22.3m 0.49% Added +71.6k +71,609
30 BlackRock Inc. 0.00% of their portfolio New York, NY 218,987219.0k $22.2m $22.2m 0.00% Added +1.1k +1,115
31 COUNTRY CLUB BANK 1.78% of their portfolio KANSAS CITY, MO 216,033216.0k $21.9m $21.9m 1.78% Added +13.4k +13,429
32 D L CARLSON INVESTMENT GROUP INC 4.34% of their portfolio CONCORD, NH 212,252212.3k $21.5m $21.5m 4.34% Added +17.8k +17,775
33 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 197,871197.9k $20.1m $20.1m 0.01% Added +191.7k +191,671
34 MERIDIAN MANAGEMENT CO 5.42% of their portfolio LITTLE ROCK, AR 163,879163.9k $16.6m $16.6m 5.42% Added +109 +109
35 FIRST CITIZENS BANK & TRUST CO 0.31% of their portfolio RALEIGH, NC 157,654157.7k $16.0m $16.0m 0.31% Added +12.6k +12,641
36 Alaska Permanent Capital Management, LLC 1.39% of their portfolio ANCHORAGE, AK 155,506155.5k $15.7m $15.7m 1.39% Reduced -8.4k -8,358
37 Wealthstar Advisors, LLC 6.12% of their portfolio Plano, TX 138,754138.8k $14.1m $14.1m 6.12% Reduced -74.4k -74,395
38 DAVENPORT & Co LLC 0.11% of their portfolio RICHMOND, VA 136,154136.2k $13.8m $13.8m 0.11% Added +5.5k +5,471
39 WASHINGTON TRUST Co 0.60% of their portfolio WESTERLY, RI 134,818134.8k $13.7m $13.7m 0.60% Added +931 +931
40 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 134,818134.8k $13.7m $13.7m 0.02% Added +12.9k +12,924
41 GREENWOOD CAPITAL ASSOCIATES LLC 1.93% of their portfolio GREENWOOD, SC 131,133131.1k $13.3m $13.3m 1.93% Added +1.1k +1,071
42 TFC Financial Management, Inc. 3.12% of their portfolio BOSTON, MA 128,861128.9k $13.1m $13.1m 3.12% New
43 BESSEMER GROUP INC 0.03% of their portfolio WOODBRIDGE, NJ 126,891126.9k $12.9m $12.9m 0.03% Reduced -66.0k -66,013
44 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 123,145123.1k $12.5m $12.5m 0.00% Reduced -15.7k -15,683
45 Independent Solutions Wealth Management, LLC 3.22% of their portfolio Williamsville, NY 115,490115.5k $11.7m $11.7m 3.22% Added +3.3k +3,274
46 Johnson Financial Group, Inc. 0.75% of their portfolio RACINE, WI 106,545106.5k $10.8m $10.8m 0.75% Reduced -41.2k -41,189
47 Sequoia Financial Advisors, LLC 0.17% of their portfolio Akron, OH 96,86796.9k $9.8m $9.8m 0.17% Reduced -313 -313
48 GREENLEAF TRUST 0.11% of their portfolio KALAMAZOO, MI 91,38491.4k $9.3m $9.3m 0.11% Added +17.7k +17,699
49 Bryn Mawr Trust Advisors, LLC 0.60% of their portfolio PHILADELPHIA, PA 91,24391.2k $9.2m $9.2m 0.60% Added +2.1k +2,055
50 HANTZ FINANCIAL SERVICES, INC. 0.22% of their portfolio SOUTHFIELD, MI 86,60486.6k $8.8m $8.8m 0.22% Added +5.1k +5,097
51 BOKF, NA 0.19% of their portfolio TULSA, OK 86,56486.6k $8.7m $8.7m 0.19% Reduced -21.1k -21,119
52 NORTHWEST INVESTMENT COUNSELORS, LLC 2.44% of their portfolio Lake Oswego, OR 86,17686.2k $8.7m $8.7m 2.44% Reduced -47 -47
53 LOWE BROCKENBROUGH & CO INC 0.66% of their portfolio RICHMOND, VA 84,48284.5k $8.6m $8.6m 0.66% Reduced -14.3k -14,285
54 Bank of New Hampshire 2.53% of their portfolio LACONIA, NH 83,29283.3k $8.4m $8.4m 2.53% Added +4.4k +4,356
55 FIRST HAWAIIAN BANK 0.29% of their portfolio HONOLULU, HI 82,94282.9k $8.4m $8.4m 0.29% Added +981 +981
56 Badgley Phelps Wealth Managers, LLC 0.28% of their portfolio SEATTLE, WA 82,12782.1k $8.3m $8.3m 0.28% Reduced -1.5k -1,467
57 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 81,91181.9k $8.3m $8.3m 0.00% Reduced -13.7k -13,708
58 COMERICA BANK 0.04% of their portfolio DALLAS, TX 78,62878.6k $8.0m $8.0m 0.04% New
59 M&T Bank Corp 0.03% of their portfolio BUFFALO, NY 78,24578.2k $7.9m $7.9m 0.03% Reduced -700 -700
60 RAFFA WEALTH MANAGEMENT, LLC 2.59% of their portfolio WASHINGTON, DC 75,16175.2k $7.6m $7.6m 2.59% Added +49 +49
61 Integrated Investment Consultants, LLC 2.56% of their portfolio BLOOMFIELD HILLS, MI 69,57969.6k $7.1m $7.1m 2.56% Reduced -1.2k -1,197
62 AMG National Trust Bank 0.24% of their portfolio GREENWOOD VILLAGE, CO 67,38467.4k $6.8m $6.8m 0.24% Added +2.9k +2,918
63 First National Trust Co 0.31% of their portfolio Johnstown, PA 64,93464.9k $6.6m $6.6m 0.31% Reduced -4.1k -4,144
64 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 64,47664.5k $6.5m $6.5m 0.06% Added +2.2k +2,186
65 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 63,88463.9k $6.5m $6.5m 0.00% Reduced -612 -612
66 MERITAGE PORTFOLIO MANAGEMENT 0.42% of their portfolio OVERLAND PARK, KS 56,14456.1k $5.7m $5.7m 0.42% Reduced -2.2k -2,186
67 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 55,66555.7k $5.6m $5.6m 0.01% Added +749 +749
68 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 51,20951.2k $5.2m $5.2m 0.02% Reduced -1.5k -1,460
69 OARSMAN CAPITAL, INC. 2.16% of their portfolio MILWAUKEE, WI 51,03751.0k $5.2m $5.2m 2.16% Added +14.4k +14,436
70 C M BIDWELL & ASSOCIATES LTD 3.72% of their portfolio HONOLULU, HI 48,21548.2k $4.9m $4.9m 3.72% Added +755 +755
71 HANCOCK WHITNEY CORP 0.20% of their portfolio GULFPORT, MS 46,68746.7k $4.7m $4.7m 0.20% Added +14.7k +14,683
72 1ST SOURCE BANK 0.32% of their portfolio SOUTH BEND, IN 45,91045.9k $4.7m $4.7m 0.32% Reduced -16.1k -16,134
73 WHITTIER TRUST CO 0.08% of their portfolio SOUTH PASADENA, CA 45,06445.1k $4.6m $4.6m 0.08% Added +412 +412
74 InTrack Investment Management Inc 3.93% of their portfolio SOUTH BURLINGTON, VT 44,09944.1k $4.5m $4.5m 3.93% Reduced -4.4k -4,360
75 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 43,87643.9k $4.4m $4.4m 0.00% Added +10.1k +10,083
76 Cassia Capital Partners, LLC 3.57% of their portfolio WINSTON SALEM, NC 42,99843.0k $4.4m $4.4m 3.57% Reduced -2.9k -2,924
77 Algorithmic Investment Models, LLC 3.12% of their portfolio Boston, MA 42,65942.7k $4.3m $4.3m 3.12% Added +33.0k +32,970
78 WEBSTER BANK, N. A. 0.58% of their portfolio WATERBURY, CT 41,95642.0k $4.3m $4.3m 0.58% Reduced -6.9k -6,879
79 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 41,42141.4k $4.2m $4.2m 0.01% Reduced -2.2k -2,229
80 Gateway Wealth Partners, LLC 0.74% of their portfolio APPLETON, WI 40,77440.8k $4.1m $4.1m 0.74% Added +6.8k +6,847
81 Aveo Capital Partners, LLC 0.52% of their portfolio ENGLEWOOD, CO 38,98439.0k $4.0m $4.0m 0.52% Added +1.3k +1,262
82 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 36,07836.1k $3.7m $3.7m 0.01% Reduced -3.0k -3,035
83 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 34,82834.8k $3.5m $3.5m 0.02% Reduced -3.0k -3,003
84 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 34,38334.4k $3.5m $3.5m 0.01% Added +44 +44
85 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 34,29334.3k $3.5m $3.5m 0.02% Added +1.8k +1,836
86 Simmons Bank 0.31% of their portfolio Pine Bluff, AR 34,00734.0k $3.4m $3.4m 0.31% Reduced -2.7k -2,659
87 CW Advisors, LLC 0.06% of their portfolio BOSTON, MA 29,05629.1k $2.9m $2.9m 0.06% Reduced -22.2k -22,211
88 Trail Ridge Investment Advisors, LLC 1.99% of their portfolio FORT COLLINS, CO 28,91328.9k $2.9m $2.9m 1.99% Reduced -6.7k -6,735
89 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 28,67428.7k $2.9m $2.9m 0.00% Added +517 +517
90 COMMERCE BANK 0.02% of their portfolio KANSAS CITY, MO 28,19428.2k $2.9m $2.9m 0.02% Reduced -1.9k -1,864
91 OLD NATIONAL BANCORP /IN/ 0.08% of their portfolio EVANSVILLE, IN 26,07426.1k $2.6m $2.6m 0.08% Reduced -523 -523
92 FIRST NATIONAL BANK OF OMAHA 0.16% of their portfolio OMAHA, NE 23,76123.8k $2.4m $2.4m 0.16% Unchanged
93 UBS Group AG 0.00% of their portfolio ZURICH, V8 20,55620.6k $2.1m $2.1m 0.00% Reduced -23.8k -23,835
94 MONTAG A & ASSOCIATES INC 0.13% of their portfolio ATLANTA, GA 20,00520.0k $2.0m $2.0m 0.13% Unchanged
95 COURIER CAPITAL LLC 0.17% of their portfolio BUFFALO, NY 20,00420.0k $2.0m $2.0m 0.17% Added +4.3k +4,268
96 FINANCIAL COUNSELORS INC 0.04% of their portfolio Overland Park, KS 19,74419.7k $2.0m $2.0m 0.04% New
97 Capital Investment Services of America, Inc. 0.23% of their portfolio MILWAUKEE, WI 19,68519.7k $2.0m $2.0m 0.23% Reduced -645 -645
98 MONTAG & CALDWELL, LLC 0.25% of their portfolio ATLANTA, GA 19,59219.6k $2.0m $2.0m 0.25% Reduced -1.4k -1,399
99 TUCKER ASSET MANAGEMENT LLC 0.52% of their portfolio LITTLETON, CO 19,22519.2k $1.9m $1.9m 0.52% Added +6.1k +6,137
100 Heritage Trust Co 0.30% of their portfolio OKLAHOMA CITY, OK 19,00019.0k $1.9m $1.9m 0.30% Reduced -267 -267