Vault-13

ISHARES TR ISCG

MRGSTR SM CP GR · ETP · CUSIP 464288604

136 institutional holders +3 vs Q4 2023
7,353,8727.4m shares reported held*
$342.1mreported value*
10 new 39 added 48 reduced 11 sold out net bought ≈ $4.4m (+95.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $46.52. Options: 4 managers hold calls ($30.1m notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 106Q4 22: 109Q1 23: 114Q2 23: 116Q3 23: 114Q4 23: 133Q1 24: 136136Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022106
Q4 2022109
Q1 2023114
Q2 2023116
Q3 2023114
Q4 2023133
Q1 2024136

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 42 bought or addedQ4 22: 43 cut or sold outQ4 22Q1 23: 47 bought or addedQ1 23: 35 cut or sold outQ1 23Q2 23: 52 bought or addedQ2 23: 39 cut or sold outQ2 23Q3 23: 46 bought or addedQ3 23: 38 cut or sold outQ3 23Q4 23: 69 bought or addedQ4 23: 35 cut or sold outQ4 23Q1 24: 49 bought or addedQ1 24: 59 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224243
Q1 20234735
Q2 20235239
Q3 20234638
Q4 20236935
Q1 20244959

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ2 23 calls: $42.6mQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $20.3mQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $21.3mQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $30.1mQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$42.6m$00.00
Q3 2023$20.3m$00.00
Q4 2023$21.3m$00.00
Q1 2024$30.1m$00.00

Biggest buyers

MORGAN STANLEY Added +337,088+337.1k
Focus Partners Wealth Added +88,361+88.4k
Cetera Investment Advisers New +31,329+31.3k
LPL Financial LLC Added +22,518+22.5k
AMERIPRISE FINANCIAL INC Added +14,856+14.9k
Cambridge Investment Research Advisors, Inc. Added +14,526+14.5k
MML INVESTORS SERVICES, LLC Added +12,242+12.2k
WELLS FARGO & COMPANY/MN Added +9,766+9.8k
CWM, LLC Added +6,521+6.5k
Mariner, LLC Added +5,646+5.6k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -94,275-94.3k
CREATIVE FINANCIAL DESIGNS INC /ADV Reduced -69,487-69.5k
ROYAL BANK OF CANADA Reduced -48,792-48.8k
M Holdings Securities, Inc. Reduced -35,250-35.2k
Tempus Wealth Planning, LLC Sold out -32,940-32.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -30,827-30.8k
Clarus Wealth Advisors Sold out -30,816-30.8k
Cetera Advisor Networks LLC Sold out -19,239-19.2k
CAPTRUST FINANCIAL ADVISORS Reduced -13,612-13.6k
Summit Global Investments Sold out -12,787-12.8k

Biggest calls

JPMORGAN CHASE & CO New $16.8m1.2m shares
JANE STREET GROUP, LLC Reduced $12.7m207.3k shares
IMC-Chicago, LLC New $673.8k48.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,243,0901.2m $57.9m $57.9m 0.01% Reduced -94.3k -94,275
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,050,8341.1m $48.9m $48.9m 0.00% Added +337.1k +337,088
3 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 417,131417.1k $19.4m $19.4m 0.02% Reduced -114 -114
4 Focus Partners Wealth 0.14% of their portfolio ST LOUIS, MO 363,932363.9k $16.9m $16.9m 0.14% Added +88.4k +88,361
5 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 333,647333.6k $15.5m $15.5m 0.01% Added +22.5k +22,518
6 Gallagher Fiduciary Advisors, LLC 0.55% of their portfolio ROLLING MEADOWS, IL 331,682331.7k $15.4m $15.4m 0.55% Reduced -5.8k -5,822
7 Atria Investments, Inc 0.21% of their portfolio Charlotte, NC 329,952330.0k $15.4m $15.4m 0.21% Added +2.6k +2,579
8 AVANTAX ADVISORY SERVICES, INC. 0.13% of their portfolio DALLAS, TX 316,843316.8k $14.8m $14.8m 0.13% Reduced -12.0k -12,042
9 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 234,025234.0k $10.9m $10.9m 0.00% Added +9.8k +9,766
10 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 185,946185.9k $8.7m $8.7m 0.00% Added +14.9k +14,856
11 CWM, LLC 0.03% of their portfolio OMAHA, NE 148,948148.9k $6.9m $6.9m 0.03% Added +6.5k +6,521
12 Steele Capital Management, Inc. 0.39% of their portfolio DUBUQUE, IA 145,882145.9k $6.8m $6.8m 0.39% Reduced -4.2k -4,153
13 Matrix Trust Co 1.53% of their portfolio DENVER, CO 145,698145.7k $6.8m $6.8m 1.53% Reduced -4.1k -4,056
14 Opes Wealth Management LLC 1.13% of their portfolio MENLO PARK, CA 105,115105.1k $4.9m $4.9m 1.13% Reduced -2.3k -2,339
15 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 90,19190.2k $4.2m $4.2m 0.02% Added +12.2k +12,242
16 Black Diamond Financial, LLC 1.01% of their portfolio TOWSON, MD 84,83084.8k $3.7m $3.7m 1.01% Unchanged
17 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 81,60381.6k $3.8m $3.8m 0.01% Reduced -3.3k -3,341
18 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 80,02880.0k $3.7m $3.7m 0.01% Reduced -2.4k -2,358
19 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 75,82175.8k $3.5m $3.5m 0.01% Added +4.3k +4,276
20 NorthStar Asset Management LLC /NJ/ 2.48% of their portfolio BERKELEY HEIGHTS, NJ 70,37070.4k $3.3m $3.3m 2.48% Added +4.8k +4,823
21 UBS Group AG 0.00% of their portfolio ZURICH, V8 66,58266.6k $3.1m $3.1m 0.00% Reduced -506 -506
22 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 65,99566.0k $3.1m $3.1m 0.03% Added +2.6k +2,608
23 IAG Wealth Partners, LLC 0.66% of their portfolio WAUKESHA, WI 65,53265.5k $3.1m $3.1m 0.66% Added +2.9k +2,928
24 Certified Advisory Corp 0.41% of their portfolio ALTAMONTE SPRINGS, FL 63,81263.8k $3.0m $3.0m 0.41% Added +1.9k +1,851
25 Members Advisory Group LLC 1.62% of their portfolio WILLIAMSVILLE, NY 61,26761.3k $2.9m $2.9m 1.62% Added +1.8k +1,832
26 Mariner, LLC 0.01% of their portfolio Overland Park, KS 57,61057.6k $2.7m $2.7m 0.01% Added +5.6k +5,646
27 LRI Investments, LLC 0.58% of their portfolio PALM BEACH GARDENS, FL 49,15149.2k $2.3m $2.3m 0.58% First filing
28 LEVEL FOUR ADVISORY SERVICES, LLC 0.11% of their portfolio DALLAS, TX 47,41647.4k $2.1m $2.1m 0.11% Unchanged
29 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 44,33244.3k $2.1m $2.1m 0.00% Added +2.5k +2,458
30 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 42,37942.4k $2.0m $2.0m 0.00% Reduced -48.8k -48,792
31 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 38,54838.5k $1.8m $1.8m 0.00% Reduced -1.7k -1,728
32 Asset Allocation Strategies LLC 0.63% of their portfolio FARMINGTON, MI 38,04738.0k $1.8m $1.8m 0.63% Reduced -377 -377
33 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 35,40035.4k $1.6m $1.6m 0.00% Unchanged
34 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 33,67033.7k $1.6m $1.6m 0.00% Added +1.9k +1,927
35 Rodgers & Associates, LTD 0.20% of their portfolio Lancaster, PA 32,72332.7k $1.5m $1.5m 0.20% Added +77 +77
36 SHELTON WEALTH MANAGEMENT, LLC 0.96% of their portfolio FORT WORTH, TX 32,62832.6k $1.5m $1.5m 0.96% Reduced -6.3k -6,257
37 IEQ CAPITAL, LLC 0.02% of their portfolio Foster City, CA 32,10032.1k $1.5m $1.5m 0.02% Unchanged
38 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 31,32931.3k $1.5m $1.5m 0.00% New
39 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 28,81928.8k $1.3m $1.3m 0.00% Reduced -54 -54
40 Global Retirement Partners, LLC 0.05% of their portfolio San Rafael, CA 26,79626.8k $1.2m $1.2m 0.05% Reduced -1.9k -1,863
41 BEAM WEALTH ADVISORS, INC. 0.74% of their portfolio COVINGTON, LA 26,48826.5k $1.2m $1.2m 0.74% Added +60 +60
42 VAUGHAN & Co SECURITIES, INC. 0.75% of their portfolio Ridgewood, NJ 25,27825.3k $1.2m $1.2m 0.75% Unchanged
43 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 23,03323.0k $1.1m $1.1m 0.00% Reduced -4.0k -3,983
44 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 22,79222.8k $1.1m $1.1m 0.00% Added +14.5k +14,526
45 FLAGSHIP HARBOR ADVISORS, LLC 0.07% of their portfolio BOSTON, MA 21,77821.8k $1.0m $1.0m 0.07% Added +3.8k +3,797
46 CREATIVE FINANCIAL DESIGNS INC /ADV 0.10% of their portfolio KOKOMO, IN 21,69121.7k $1.0m $1.0m 0.10% Reduced -69.5k -69,487
47 Phoenix Wealth Advisors 0.58% of their portfolio CHAPEL HILL, NC 20,30920.3k $945.8k $945.8k 0.58% Added +4.6k +4,602
48 Merit Financial Group, LLC 0.02% of their portfolio ALPHARETTA, GA 18,84818.8k $843.4k $843.4k 0.02% Reduced -2.2k -2,204
49 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 18,62518.6k $867.4k $867.4k 0.01% Added +98 +98
50 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,66316.7k $776.0k $776.0k 0.00% Reduced -30.8k -30,827
51 Courage Miller Partners, LLC 0.25% of their portfolio NORFOLK, VA 15,39815.4k $717.1k $717.1k 0.25% Reduced -194 -194
52 Avior Wealth Management, LLC 0.03% of their portfolio OMAHA, NE 15,15015.2k $705.5k $705.5k 0.03% Reduced -4.0k -3,950
53 Mittelman Wealth Management 0.47% of their portfolio ANDOVER, MA 15,01615.0k $699.3k $699.3k 0.47% First filing
54 M Holdings Securities, Inc. 0.11% of their portfolio PORTLAND, OR 14,67014.7k $683.0k $683.0k 0.11% Reduced -35.2k -35,250
55 Visionary Wealth Advisors 0.05% of their portfolio O'FALLON, IL 14,48014.5k $674.3k $674.3k 0.05% Reduced -2.8k -2,811
56 Crescent Grove Advisors, LLC 0.07% of their portfolio LAKE FOREST, IL 14,33714.3k $667.7k $667.7k 0.07% Unchanged
57 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 14,19614.2k $661.1k $661.1k 0.00% Added +570 +570
58 TD PRIVATE CLIENT WEALTH LLC 0.02% of their portfolio NEW YORK, NY 13,80613.8k $642.9k $642.9k 0.02% Added +554 +554
59 City Center Advisors, LLC 0.73% of their portfolio TROY, MI 13,36213.4k $622.3k $622.3k 0.73% First filing
60 Private Wealth Strategies, L.L.C. 0.13% of their portfolio New Albany, OH 13,34713.3k $621.6k $621.6k 0.13% Added +14 +14
61 SILVER OAK SECURITIES, INCORPORATED 0.09% of their portfolio JACKSON, TN 12,01512.0k $559.5k $559.5k 0.09% Added +15 +15
62 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 11,24511.2k $523.7k $523.7k 0.00% Reduced -7.7k -7,688
63 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 10,70610.7k $498.6k $498.6k 0.00% Reduced -129 -129
64 SMITH CHAS P & ASSOCIATES PA CPAS 0.03% of their portfolio LAKELAND, FL 10,68210.7k $497.5k $497.5k 0.03% Reduced -172 -172
65 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 10,67210.7k $497.0k $497.0k 0.02% Reduced -245 -245
66 ADELL HARRIMAN & CARPENTER INC 0.03% of their portfolio HOUSTON, TX 8,7968.8k $409.6k $409.6k 0.03% Unchanged
67 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 8,6548.7k $403.2k $403.2k 0.00% Added +2.9k +2,944
68 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 8,5698.6k $399.1k $399.1k 0.00% Reduced -3.9k -3,932
69 Basepoint Wealth LLC 0.29% of their portfolio CEDAR RAPIDS, IA 8,3108.3k $387.0k $387.0k 0.29% Unchanged
70 Breakwater Capital Group 0.09% of their portfolio PARAMUS, NJ 8,0688.1k $375.7k $375.7k 0.09% Reduced -164 -164
71 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 7,9427.9k $370.0k $370.0k 0.00% Unchanged
72 Madison Wealth Partners, Inc 0.13% of their portfolio MADISON, WI 7,7677.8k $361.7k $361.7k 0.13% Added +18 +18
73 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 7,7617.8k $361.4k $361.4k 0.00% Reduced -351 -351
74 Key Financial Inc 0.08% of their portfolio WEST CHESTER, PA 6,4506.5k $300.4k $300.4k 0.08% Added +1.2k +1,250
75 Aspire Wealth Management Corp 0.18% of their portfolio WALTHAM, MA 6,3886.4k $297.5k $297.5k 0.18% Reduced -69 -69
76 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,2866.3k $292.7k $292.7k 0.00% Unchanged
77 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 6,2326.2k $290.2k $290.2k 0.00% Added +362 +362
78 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 6,2006.2k $288.7k $288.7k 0.00% Unchanged
79 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 6,0246.0k $280.5k $280.5k 0.00% Reduced -13.6k -13,612
80 TFB Advisors LLC 0.09% of their portfolio OVERLAND PARK, KS 5,6055.6k $245.5k $245.5k 0.09% New
81 FLAGSTAR SECURITIES, INC 0.07% of their portfolio New York, NY 5,3665.4k $249.9k $249.9k 0.07% Reduced -753 -753
82 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 5,3085.3k $247.2k $247.2k 0.01% Unchanged
83 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 5,2505.2k $244.5k $244.5k 0.00% Added +450 +450
84 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 5,1895.2k $241.7k $241.7k 0.00% New
85 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 5,1065.1k $237.8k $237.8k 0.01% Reduced -20 -20
86 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 5,0205.0k $233.8k $233.8k 0.00% Reduced -324 -324
87 Towerpoint Wealth, LLC 0.12% of their portfolio SACRAMENTO, CA 4,9935.0k $232.5k $232.5k 0.12% Unchanged
88 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 4,8294.8k $224.9k $224.9k 0.01% Added +2.0k +1,963
89 Ellis Investment Partners, LLC 0.05% of their portfolio Berwyn, PA 4,4524.5k $207.3k $207.3k 0.05% New
90 FMR LLC 0.00% of their portfolio BOSTON, MA 4,4464.4k $207.0k $207.0k 0.00% Added +412 +412
91 LexAurum Advisors, LLC 0.05% of their portfolio OVERLAND PARK, KS 4,4314.4k $206.3k $206.3k 0.05% Reduced -443 -443
92 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 4,4184.4k $205.7k $205.7k 0.01% Reduced -282 -282
93 AdvisorNet Financial, Inc 0.02% of their portfolio MINNETONKA, MN 4,0774.1k $189.9k $189.9k 0.02% Reduced -197 -197
94 Cape Investment Advisory, Inc. 0.07% of their portfolio MCDONOUGH, GA 3,4173.4k $159.1k $159.1k 0.07% Unchanged
95 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 3,3253.3k $154.9k $154.9k 0.01% Added +1 +1
96 Ritter Daniher Financial Advisory LLC / DE 0.05% of their portfolio CINCINNATI, OH 3,2793.3k $152.7k $152.7k 0.05% Added +99 +99
97 West Oak Capital, LLC 0.06% of their portfolio WESTLAKE VILLAGE, CA 3,2703.3k $152.0k $152.0k 0.06% Unchanged
98 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,3472.3k $109.3k $109.3k 0.00% Reduced -74 -74
99 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 1,9501.9k $90.8k $90.8k 0.01% Reduced -1.1k -1,130
100 TOMPKINS FINANCIAL CORP 0.01% of their portfolio ITHACA, NY 1,9441.9k $90.5k $90.5k 0.01% Unchanged