Vault-13

ISHARES TR ISCG

MRGSTR SM CP GR · ETP · CUSIP 464288604

116 institutional holders +2 vs Q1 2023
4,339,3284.3m shares reported held*
$180.2mreported value*
11 new 41 added 29 reduced 10 sold out net sold ≈ $42.8m (-1.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $41.52. Options: 3 managers hold calls ($42.6m notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 106Q4 22: 109Q1 23: 114Q2 23: 116116Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022106
Q4 2022109
Q1 2023114
Q2 2023116

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 42 bought or addedQ4 22: 43 cut or sold outQ4 22Q1 23: 47 bought or addedQ1 23: 35 cut or sold outQ1 23Q2 23: 52 bought or addedQ2 23: 39 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224243
Q1 20234735
Q2 20235239

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ3 22 calls: $30.5mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $37.9mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $48.8mQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $42.6mQ2 23 puts: $0Q2 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$30.5m$00.00
Q4 2022$37.9m$00.00
Q1 2023$48.8m$00.00
Q2 2023$42.6m$00.00

Biggest buyers

Atria Wealth Solutions, Inc. New +60,865+60.9k
Rooted Wealth Advisors, Inc. New +57,127+57.1k
AMERIPRISE FINANCIAL INC Added +38,940+38.9k
LPL Financial LLC Added +36,468+36.5k
Tempus Wealth Planning, LLC New +30,566+30.6k
Asset Allocation Strategies LLC Added +21,920+21.9k
RAYMOND JAMES & ASSOCIATES Added +12,498+12.5k
SILVER OAK SECURITIES, INCORPORATED New +12,000+12.0k
CreativeOne Wealth, LLC Added +11,805+11.8k
OSAIC HOLDINGS, INC. Added +8,736+8.7k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -1,196,647-1.2m
WELLS FARGO & COMPANY/MN Reduced -81,341-81.3k
CITADEL ADVISORS LLC Sold out -40,940-40.9k
CREATIVE FINANCIAL DESIGNS INC /ADV Reduced -25,774-25.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -13,463-13.5k
JANE STREET GROUP, LLC Reduced -13,116-13.1k
M Holdings Securities, Inc. Reduced -8,900-8.9k
Breakwater Capital Group Reduced -6,394-6.4k
Avior Wealth Management, LLC Reduced -5,920-5.9k
J.P. Morgan Private Wealth Advisors LLC Sold out -5,609-5.6k

Biggest calls

JANE STREET GROUP, LLC Reduced $42.6m2.2m shares
SG Americas Securities, LLC Unchanged $20.0k100.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 395,447395.4k $16.4m $16.4m 0.02% Added +7.1k +7,078
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 342,917342.9k $14.2m $14.2m 0.00% Added +6.6k +6,569
3 Gallagher Fiduciary Advisors, LLC 1.06% of their portfolio ROLLING MEADOWS, IL 337,883337.9k $14.0m $14.0m 1.06% Added +3.6k +3,606
4 AVANTAX ADVISORY SERVICES, INC. 0.14% of their portfolio DALLAS, TX 288,184288.2k $11.9m $11.9m 0.14% Added +8.1k +8,148
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 264,895264.9k $11.0m $11.0m 0.00% Reduced -1.2m -1,196,647
6 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 221,003221.0k $9.2m $9.2m 0.00% Reduced -81.3k -81,341
7 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 197,674197.7k $8.2m $8.2m 0.01% Added +36.5k +36,468
8 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 148,637148.6k $6.2m $6.2m 0.00% Added +38.9k +38,940
9 CWM, LLC 0.04% of their portfolio OMAHA, NE 145,553145.6k $6.0m $6.0m 0.04% Added +7.0k +7,026
10 Matrix Trust Co 1.55% of their portfolio DENVER, CO 145,108145.1k $6.0m $6.0m 1.55% Added +1.2k +1,218
11 Opes Wealth Management LLC 1.20% of their portfolio MENLO PARK, CA 102,200102.2k $4.2m $4.2m 1.20% Added +7.6k +7,614
12 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 85,01485.0k $3.5m $3.5m 0.01% Added +7.5k +7,454
13 Black Diamond Financial, LLC 0.98% of their portfolio TOWSON, MD 79,54379.5k $3.3m $3.3m 0.98% Added +7.1k +7,112
14 CREATIVE FINANCIAL DESIGNS INC /ADV 0.37% of their portfolio KOKOMO, IN 75,29375.3k $3.1m $3.1m 0.37% Reduced -25.8k -25,774
15 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 72,20172.2k $3.0m $3.0m 0.01% Added +8.7k +8,736
16 Certified Advisory Corp 0.55% of their portfolio ALTAMONTE SPRINGS, FL 71,94571.9k $3.0m $3.0m 0.55% Added +8.1k +8,115
17 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 69,42169.4k $2.9m $2.9m 0.01% Reduced -2.8k -2,796
18 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 69,00469.0k $2.9m $2.9m 0.02% Added +5.1k +5,114
19 UBS Group AG 0.00% of their portfolio ZURICH, V8 64,72564.7k $2.7m $2.7m 0.00% Reduced -4.9k -4,935
20 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 60,86560.9k $2.5m $2.5m 0.03% New
21 Rooted Wealth Advisors, Inc. 1.59% of their portfolio BOURBONNAIS, IL 57,12757.1k $2.4m $2.4m 1.59% New
22 LEVEL FOUR ADVISORY SERVICES, LLC 0.14% of their portfolio DALLAS, TX 56,65656.7k $2.3m $2.3m 0.14% Unchanged
23 SHELTON WEALTH MANAGEMENT, LLC 1.63% of their portfolio FORT WORTH, TX 50,63550.6k $2.1m $2.1m 1.63% Reduced -741 -741
24 M Holdings Securities, Inc. 0.35% of their portfolio PORTLAND, OR 41,19041.2k $1.7m $1.7m 0.35% Reduced -8.9k -8,900
25 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 40,99241.0k $1.7m $1.7m 0.00% Added +12.5k +12,498
26 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 40,75340.8k $1.7m $1.7m 0.00% Added +1.1k +1,100
27 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 35,40035.4k $1.5m $1.5m 0.00% Unchanged
28 Mariner, LLC 0.00% of their portfolio Overland Park, KS 34,21534.2k $1.4m $1.4m 0.00% Added +1.4k +1,440
29 Avior Wealth Management, LLC 0.09% of their portfolio OMAHA, NE 33,26033.3k $1.4m $1.4m 0.09% Reduced -5.9k -5,920
30 IEQ CAPITAL, LLC 0.03% of their portfolio Foster City, CA 32,10032.1k $1.3m $1.3m 0.03% Unchanged
31 Rodgers & Associates, LTD 0.18% of their portfolio Lancaster, PA 30,67630.7k $1.3m $1.3m 0.18% Added +5.5k +5,529
32 Tempus Wealth Planning, LLC 0.57% of their portfolio IRVINE, CA 30,56630.6k $1.3m $1.3m 0.57% New
33 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 30,45230.5k $1.3m $1.3m 0.00% Added +281 +281
34 Global Retirement Partners, LLC 0.06% of their portfolio San Rafael, CA 29,73729.7k $1.2m $1.2m 0.06% Reduced -30 -30
35 Asset Allocation Strategies LLC 0.58% of their portfolio FARMINGTON, MI 29,69329.7k $1.2m $1.2m 0.58% Added +21.9k +21,920
36 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 29,44829.4k $1.2m $1.2m 0.00% Added +4.8k +4,811
37 Visionary Wealth Advisors 0.09% of their portfolio O'FALLON, IL 26,27226.3k $1.1m $1.1m 0.09% Reduced -2.0k -2,045
38 VAUGHAN & Co SECURITIES, INC. 0.74% of their portfolio Ridgewood, NJ 25,27825.3k $1.0m $1.0m 0.74% Reduced -1.4k -1,390
39 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 21,83221.8k $904.0k $904.0k 0.02% Added +11.8k +11,805
40 Courage Miller Partners, LLC 0.32% of their portfolio NORFOLK, VA 18,51118.5k $766.5k $766.5k 0.32% Reduced -221 -221
41 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 18,50818.5k $766.4k $766.4k 0.00% Reduced -13.1k -13,116
42 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 18,42418.4k $763.0k $763.0k 0.00% Reduced -70 -70
43 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 16,96317.0k $702.4k $702.4k 0.00% Reduced -82 -82
44 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 16,53916.5k $684.9k $684.9k 0.00% Added +347 +347
45 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 16,37416.4k $678.1k $678.1k 0.01% Reduced -633 -633
46 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 16,22416.2k $671.8k $671.8k 0.00% Reduced -187 -187
47 Breakwater Capital Group 0.24% of their portfolio PARAMUS, NJ 15,68915.7k $649.7k $649.7k 0.24% Reduced -6.4k -6,394
48 Crescent Grove Advisors, LLC 0.06% of their portfolio LAKE FOREST, IL 14,33714.3k $593.7k $593.7k 0.06% Unchanged
49 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 13,47513.5k $558.0k $558.0k 0.00% Unchanged
50 Private Wealth Strategies, L.L.C. 0.13% of their portfolio New Albany, OH 13,28513.3k $550.1k $550.1k 0.13% Added +20 +20
51 LexAurum Advisors, LLC 0.16% of their portfolio OVERLAND PARK, KS 12,47812.5k $516.7k $516.7k 0.16% Reduced -81 -81
52 Windsor Wealth Management, Inc. 0.09% of their portfolio INDIANAPOLIS, IN 12,09312.1k $501.0k $501.0k 0.09% Unchanged
53 SILVER OAK SECURITIES, INCORPORATED 0.08% of their portfolio JACKSON, TN 12,00012.0k $497.0k $497.0k 0.08% New
54 SMITH CHAS P & ASSOCIATES PA CPAS 0.03% of their portfolio LAKELAND, FL 11,33211.3k $469.0k $469.0k 0.03% Reduced -855 -855
55 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 11,19411.2k $463.5k $463.5k 0.01% Added +2.5k +2,493
56 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 9,6319.6k $398.8k $398.8k 0.00% Reduced -13.5k -13,463
57 ADELL HARRIMAN & CARPENTER INC 0.04% of their portfolio HOUSTON, TX 8,7968.8k $365.5k $365.5k 0.04% Unchanged
58 Basepoint Wealth LLC 0.28% of their portfolio CEDAR RAPIDS, IA 8,3108.3k $344.1k $344.1k 0.28% Unchanged
59 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 8,1008.1k $335.4k $335.4k 0.00% Unchanged
60 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 7,9427.9k $329.0k $329.0k 0.00% Unchanged
61 TFB Advisors LLC 0.14% of their portfolio OVERLAND PARK, KS 7,8497.8k $325.0k $325.0k 0.14% New
62 Phoenix Wealth Advisors 0.18% of their portfolio CHAPEL HILL, NC 7,6487.6k $316.7k $316.7k 0.18% Added +1.3k +1,251
63 TD PRIVATE CLIENT WEALTH LLC 0.01% of their portfolio NEW YORK, NY 7,3987.4k $306.4k $306.4k 0.01% Added +478 +478
64 American Trust 0.02% of their portfolio LEXINGTON, KY 7,3787.4k $305.5k $305.5k 0.02% Unchanged
65 Madison Wealth Partners, Inc 0.14% of their portfolio MADISON, WI 7,3247.3k $303.3k $303.3k 0.14% Added +569 +569
66 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 6,6446.6k $753.5k $753.5k 0.02% Added +3.3k +3,323
67 Aspire Wealth Management Corp 0.20% of their portfolio WALTHAM, MA 6,4286.4k $266.2k $266.2k 0.20% Added +69 +69
68 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 6,2006.2k $256.7k $256.7k 0.00% Unchanged
69 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 6,0306.0k $249.7k $249.7k 0.01% Added +33 +33
70 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 5,7435.7k $237.8k $237.8k 0.00% Reduced -415 -415
71 FLAGSTAR SECURITIES, INC 0.09% of their portfolio New York, NY 5,5295.5k $229.0k $229.0k 0.09% Added +97 +97
72 McKinley Carter Wealth Services, Inc. 0.02% of their portfolio WHEELING, WV 5,3185.3k $220.2k $220.2k 0.02% Unchanged
73 Arkadios Wealth Advisors 0.03% of their portfolio ATLANTA, GA 5,3135.3k $220.0k $220.0k 0.03% Reduced -301 -301
74 FLAGSHIP HARBOR ADVISORS, LLC 0.02% of their portfolio BOSTON, MA 5,2375.2k $216.9k $216.9k 0.02% New
75 Key Financial Inc 0.07% of their portfolio WEST CHESTER, PA 5,2005.2k $215.3k $215.3k 0.07% Unchanged
76 Towerpoint Wealth, LLC 0.12% of their portfolio SACRAMENTO, CA 5,0985.1k $211.1k $211.1k 0.12% New
77 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 4,9404.9k $205.0k $205.0k 0.01% Not comparable
78 AdvisorNet Financial, Inc 0.02% of their portfolio MINNETONKA, MN 4,4494.4k $184.2k $184.2k 0.02% Added +5 +5
79 Cape Investment Advisory, Inc. 0.08% of their portfolio MCDONOUGH, GA 3,4153.4k $141.4k $141.4k 0.08% Unchanged
80 West Oak Capital, LLC 0.07% of their portfolio WESTLAKE VILLAGE, CA 3,2703.3k $135.4k $135.4k 0.07% Unchanged
81 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 3,0943.1k $128.1k $128.1k 0.02% Reduced -636 -636
82 WealthShield Partners, LLC 0.02% of their portfolio CARY, NC 2,5002.5k $103.5k $103.5k 0.02% Unchanged
83 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,4092.4k $99.7k $99.7k 0.00% Added +14 +14
84 FMR LLC 0.00% of their portfolio BOSTON, MA 2,3762.4k $98.4k $98.4k 0.00% Reduced -3.3k -3,296
85 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 2,2502.2k $93.2k $93.2k 0.00% Reduced -2.2k -2,250
86 TOMPKINS FINANCIAL CORP 0.01% of their portfolio ITHACA, NY 1,9441.9k $80.5k $80.5k 0.01% Unchanged
87 Integrity Financial Corp /WA 0.05% of their portfolio JACKSON, WY 1,4861.5k $61.5k $61.5k 0.05% Reduced -369 -369
88 Laurel Wealth Advisors LLC 0.01% of their portfolio CHARLOTTE, NC 1,4101.4k $58.4k $58.4k 0.01% Unchanged
89 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,3901.4k $57.6k $57.6k 0.00% Unchanged
90 Concord Wealth Partners 0.01% of their portfolio ABINGDON, VA 1,3461.3k $55.7k $55.7k 0.01% Added +156 +156
91 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 804804 $33.0k $33.0k 0.00% Added +1 +1
92 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 782782 $32.4k $32.4k 0.00% Unchanged
93 Asset Dedication, LLC 0.00% of their portfolio SAN FRANCISCO, CA 695695 $29.0k $29.0k 0.00% Unchanged
94 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 660660 $27.3k $27.3k 0.00% Unchanged
95 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 515515 $21.3k $21.3k 0.00% Added +1 +1
96 Archer Investment Corp 0.01% of their portfolio Carmel, IN 510510 $21.1k $21.1k 0.01% Unchanged
97 McClarren Financial Advisors, Inc. 0.02% of their portfolio STATE COLLEGE, PA 472472 $19.0k $19.0k 0.02% Added +1 +1
98 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 468468 $19.4k $19.4k 0.00% Unchanged
99 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 448448 $18.6k $18.6k 0.00% New
100 BOK Financial Private Wealth, Inc. 0.00% of their portfolio DENVER, CO 414414 $17.1k $17.1k 0.00% Unchanged