Vault-13

ISHARES TR ISCG

MRGSTR SM CP GR · ETP · CUSIP 464288604

114 institutional holders +5 vs Q4 2022
5,366,5515.4m shares reported held*
$209.6mreported value*
12 new 35 added 30 reduced 5 sold out net bought ≈ $16.4m (+420.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $39.07. Options: 3 managers hold calls ($48.8m notional), 0 hold puts (—).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 106Q4 22: 109Q1 23: 114114Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022106
Q4 2022109
Q1 2023114

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 42 bought or addedQ4 22: 43 cut or sold outQ4 22Q1 23: 47 bought or addedQ1 23: 35 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224243
Q1 20234735

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ3 22 calls: $30.5mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $37.9mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $48.8mQ1 23 puts: $0Q1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$30.5m$00.00
Q4 2022$37.9m$00.00
Q1 2023$48.8m$00.00

Biggest buyers

Gallagher Fiduciary Advisors, LLC New +334,277+334.3k
JANE STREET GROUP, LLC New +31,624+31.6k
AMERIPRISE FINANCIAL INC Added +27,656+27.7k
CITADEL ADVISORS LLC Added +23,316+23.3k
AVANTAX ADVISORY SERVICES, INC. Added +23,191+23.2k
Opes Wealth Management LLC Added +20,156+20.2k
CWM, LLC Added +18,236+18.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +17,123+17.1k
Private Advisor Group, LLC New +17,007+17.0k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +14,602+14.6k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -46,376-46.4k
BANK OF AMERICA CORP /DE/ Reduced -36,369-36.4k
ROYAL BANK OF CANADA Reduced -28,503-28.5k
Asset Allocation Strategies LLC Reduced -15,071-15.1k
Merit Financial Group, LLC Sold out -9,475-9.5k
MORGAN STANLEY Reduced -9,291-9.3k
Avior Wealth Management, LLC Reduced -4,891-4.9k
J.P. Morgan Private Wealth Advisors LLC Reduced -3,730-3.7k
Phoenix Wealth Advisors Reduced -3,691-3.7k
OSAIC HOLDINGS, INC. Reduced -3,674-3.7k

Biggest calls

JANE STREET GROUP, LLC Added $48.7m2.4m shares
SG Americas Securities, LLC New $105.0k100.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,461,5421.5m $57.0m $57.0m 0.01% Reduced -36.4k -36,369
2 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 388,369388.4k $15.1m $15.1m 0.02% Added +14.6k +14,602
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 336,348336.3k $13.1m $13.1m 0.00% Reduced -9.3k -9,291
4 Gallagher Fiduciary Advisors, LLC 1.08% of their portfolio ROLLING MEADOWS, IL 334,277334.3k $13.0m $13.0m 1.08% New
5 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 302,344302.3k $11.8m $11.8m 0.00% Reduced -46.4k -46,376
6 AVANTAX ADVISORY SERVICES, INC. 0.13% of their portfolio DALLAS, TX 280,036280.0k $10.9m $10.9m 0.13% Added +23.2k +23,191
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 161,206161.2k $6.3m $6.3m 0.00% Reduced -3.6k -3,556
8 Matrix Trust Co 1.51% of their portfolio DENVER, CO 143,890143.9k $5.6m $5.6m 1.51% Added +3.0k +3,034
9 CWM, LLC 0.04% of their portfolio OMAHA, NE 138,527138.5k $5.4m $5.4m 0.04% Added +18.2k +18,236
10 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 109,697109.7k $4.3m $4.3m 0.00% Added +27.7k +27,656
11 CREATIVE FINANCIAL DESIGNS INC /ADV 0.52% of their portfolio KOKOMO, IN 101,067101.1k $3.9m $3.9m 0.52% Added +5.7k +5,732
12 Opes Wealth Management LLC 1.19% of their portfolio MENLO PARK, CA 94,58694.6k $3.7m $3.7m 1.19% Added +20.2k +20,156
13 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 77,56077.6k $3.0m $3.0m 0.01% Added +6.9k +6,870
14 Black Diamond Financial, LLC 0.93% of their portfolio TOWSON, MD 72,43172.4k $2.8m $2.8m 0.93% Added +8.7k +8,654
15 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 72,21772.2k $2.8m $2.8m 0.01% Added +2.3k +2,290
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 69,66069.7k $2.7m $2.7m 0.00% Added +1.5k +1,549
17 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 63,89063.9k $2.5m $2.5m 0.02% Reduced -854 -854
18 Certified Advisory Corp 0.44% of their portfolio ALTAMONTE SPRINGS, FL 63,83063.8k $2.5m $2.5m 0.44% Added +2.5k +2,466
19 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 63,46563.5k $2.5m $2.5m 0.00% Reduced -3.7k -3,674
20 LEVEL FOUR ADVISORY SERVICES, LLC 0.14% of their portfolio DALLAS, TX 56,65656.7k $2.2m $2.2m 0.14% Unchanged
21 SHELTON WEALTH MANAGEMENT, LLC 1.62% of their portfolio FORT WORTH, TX 51,37651.4k $2.0m $2.0m 1.62% Added +3.2k +3,201
22 M Holdings Securities, Inc. 0.20% of their portfolio PORTLAND, OR 50,09050.1k $2.0m $2.0m 0.20% Unchanged
23 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 40,94040.9k $1.6m $1.6m 0.00% Added +23.3k +23,316
24 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 39,65339.7k $1.5m $1.5m 0.00% Reduced -333 -333
25 Avior Wealth Management, LLC 0.10% of their portfolio OMAHA, NE 39,18039.2k $1.5m $1.5m 0.10% Reduced -4.9k -4,891
26 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 35,40035.4k $1.4m $1.4m 0.00% Unchanged
27 Mariner, LLC 0.00% of their portfolio Overland Park, KS 32,77532.8k $1.3m $1.3m 0.00% Added +2.3k +2,318
28 IEQ CAPITAL, LLC 0.03% of their portfolio Foster City, CA 32,10032.1k $1.3m $1.3m 0.03% Unchanged
29 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 31,62431.6k $1.2m $1.2m 0.00% New
30 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 30,17130.2k $1.2m $1.2m 0.00% Reduced -28.5k -28,503
31 Global Retirement Partners, LLC 0.06% of their portfolio San Rafael, CA 29,76729.8k $1.1m $1.1m 0.06% Reduced -1.5k -1,518
32 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 28,49428.5k $1.1m $1.1m 0.00% Reduced -370 -370
33 Visionary Wealth Advisors 0.09% of their portfolio O'FALLON, IL 28,31728.3k $1.1m $1.1m 0.09% Added +300 +300
34 VAUGHAN & Co SECURITIES, INC. 0.77% of their portfolio Ridgewood, NJ 26,66826.7k $1.0m $1.0m 0.77% Added +46 +46
35 Rodgers & Associates, LTD 0.15% of their portfolio Lancaster, PA 25,14725.1k $980.3k $980.3k 0.15% Reduced -330 -330
36 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 24,63724.6k $960.4k $960.4k 0.00% Added +4.3k +4,264
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 23,09423.1k $900.3k $900.3k 0.00% Added +17.1k +17,123
38 Breakwater Capital Group 0.36% of their portfolio PARAMUS, NJ 22,08322.1k $860.8k $860.8k 0.36% Reduced -2.4k -2,432
39 Courage Miller Partners, LLC 0.31% of their portfolio NORFOLK, VA 18,73218.7k $730.2k $730.2k 0.31% Reduced -562 -562
40 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 18,49418.5k $721.0k $721.0k 0.00% Reduced -949 -949
41 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 17,04517.0k $664.5k $664.5k 0.00% Reduced -683 -683
42 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 17,00717.0k $663.0k $663.0k 0.01% New
43 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 16,41116.4k $639.7k $639.7k 0.00% Reduced -375 -375
44 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 16,19216.2k $631.2k $631.2k 0.00% Reduced -1.2k -1,220
45 Crescent Grove Advisors, LLC 0.06% of their portfolio LAKE FOREST, IL 14,33714.3k $558.9k $558.9k 0.06% Unchanged
46 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 13,47513.5k $525.3k $525.3k 0.00% Unchanged
47 Private Wealth Strategies, L.L.C. 0.13% of their portfolio New Albany, OH 13,26513.3k $517.1k $517.1k 0.13% Added +21 +21
48 LexAurum Advisors, LLC 0.16% of their portfolio OVERLAND PARK, KS 12,55912.6k $489.6k $489.6k 0.16% Added +4.4k +4,407
49 SMITH CHAS P & ASSOCIATES PA CPAS 0.03% of their portfolio LAKELAND, FL 12,18712.2k $475.0k $475.0k 0.03% Reduced -1.3k -1,290
50 Windsor Wealth Management, Inc. 0.09% of their portfolio INDIANAPOLIS, IN 12,09312.1k $466.0k $466.0k 0.09% Unchanged
51 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 10,02710.0k $391.0k $391.0k 0.02% Added +855 +855
52 ADELL HARRIMAN & CARPENTER INC 0.04% of their portfolio HOUSTON, TX 8,7968.8k $342.9k $342.9k 0.04% Unchanged
53 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 8,7018.7k $339.2k $339.2k 0.01% Added +4 +4
54 Basepoint Wealth LLC 0.27% of their portfolio CEDAR RAPIDS, IA 8,3108.3k $323.9k $323.9k 0.27% Unchanged
55 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 8,1008.1k $315.8k $315.8k 0.00% Unchanged
56 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 7,9427.9k $310.0k $310.0k 0.00% Unchanged
57 Asset Allocation Strategies LLC 0.87% of their portfolio FARMINGTON, MI 7,7737.8k $303.0k $303.0k 0.87% Reduced -15.1k -15,071
58 American Trust 0.02% of their portfolio LEXINGTON, KY 7,3787.4k $282.6k $282.6k 0.02% Added +683 +683
59 TD PRIVATE CLIENT WEALTH LLC 0.01% of their portfolio NEW YORK, NY 6,9206.9k $269.8k $269.8k 0.01% Reduced -54 -54
60 Madison Wealth Partners, Inc 0.13% of their portfolio MADISON, WI 6,7556.8k $263.3k $263.3k 0.13% New
61 Phoenix Wealth Advisors 0.15% of their portfolio CHAPEL HILL, NC 6,3976.4k $249.4k $249.4k 0.15% Reduced -3.7k -3,691
62 Aspire Wealth Management Corp 0.20% of their portfolio WALTHAM, MA 6,3596.4k $247.9k $247.9k 0.20% Reduced -3.0k -3,037
63 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 6,2006.2k $241.7k $241.7k 0.00% Unchanged
64 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 6,1586.2k $240.1k $240.1k 0.00% Reduced -1.0k -1,020
65 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 5,9976.0k $233.8k $233.8k 0.01% Added +23 +23
66 FMR LLC 0.00% of their portfolio BOSTON, MA 5,6725.7k $221.1k $221.1k 0.00% Added +2.8k +2,837
67 Arkadios Wealth Advisors 0.03% of their portfolio ATLANTA, GA 5,6145.6k $218.9k $218.9k 0.03% Reduced -496 -496
68 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 5,6095.6k $218.7k $218.7k 0.00% Reduced -3.7k -3,730
69 FLAGSTAR SECURITIES, INC 0.08% of their portfolio New York, NY 5,4325.4k $211.8k $211.8k 0.08% New
70 McKinley Carter Wealth Services, Inc. 0.02% of their portfolio WHEELING, WV 5,3185.3k $207.3k $207.3k 0.02% New
71 Key Financial Inc 0.07% of their portfolio WEST CHESTER, PA 5,2005.2k $202.7k $202.7k 0.07% New
72 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 4,5004.5k $175.4k $175.4k 0.00% Unchanged
73 AdvisorNet Financial, Inc 0.02% of their portfolio MINNETONKA, MN 4,4444.4k $173.3k $173.3k 0.02% Added +5 +5
74 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 3,7303.7k $145.4k $145.4k 0.02% Added +1.1k +1,130
75 Cape Investment Advisory, Inc. 0.08% of their portfolio MCDONOUGH, GA 3,4153.4k $133.1k $133.1k 0.08% First filing
76 NORTHWEST INVESTMENT COUNSELORS, LLC 0.04% of their portfolio Lake Oswego, OR 3,3693.4k $131.3k $131.3k 0.04% New
77 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 3,3213.3k $615.8k $615.8k 0.03% Reduced -1.2k -1,239
78 West Oak Capital, LLC 0.06% of their portfolio WESTLAKE VILLAGE, CA 3,2703.3k $127.5k $127.5k 0.06% Added +690 +690
79 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 2,6792.7k $104.4k $104.4k 0.00% Reduced -2.6k -2,646
80 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 2,6612.7k $103.7k $103.7k 0.00% Added +31 +31
81 WealthShield Partners, LLC 0.02% of their portfolio CARY, NC 2,5002.5k $97.5k $97.5k 0.02% New
82 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 2,3952.4k $93.4k $93.4k 0.01% Added +615 +615
83 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,1002.1k $81.9k $81.9k 0.00% Unchanged
84 TOMPKINS FINANCIAL CORP 0.01% of their portfolio ITHACA, NY 1,9441.9k $75.8k $75.8k 0.01% Unchanged
85 Integrity Financial Corp /WA 0.06% of their portfolio JACKSON, WY 1,8551.9k $72.3k $72.3k 0.06% Reduced -513 -513
86 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,7101.7k $66.7k $66.7k 0.00% Unchanged
87 Laurel Wealth Advisors LLC 0.01% of their portfolio CHARLOTTE, NC 1,4101.4k $55.0k $55.0k 0.01% Unchanged
88 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,3901.4k $54.2k $54.2k 0.00% Unchanged
89 Concord Wealth Partners 0.01% of their portfolio ABINGDON, VA 1,1901.2k $46.4k $46.4k 0.01% Added +207 +207
90 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 803803 $31.0k $31.0k 0.00% Unchanged
91 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 782782 $30.5k $30.5k 0.00% Unchanged
92 Venturi Wealth Management, LLC 0.00% of their portfolio AUSTIN, TX 722722 $28.1k $28.1k 0.00% New
93 Asset Dedication, LLC 0.00% of their portfolio SAN FRANCISCO, CA 695695 $27.0k $27.0k 0.00% Unchanged
94 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 660660 $25.7k $25.7k 0.00% Unchanged
95 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 514514 $20.0k $20.0k 0.00% Reduced -337 -337
96 Archer Investment Corp 0.01% of their portfolio Carmel, IN 510510 $19.9k $19.9k 0.01% Unchanged
97 McClarren Financial Advisors, Inc. 0.02% of their portfolio STATE COLLEGE, PA 471471 $18.0k $18.0k 0.02% Added +1 +1
98 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 468468 $18.2k $18.2k 0.00% Unchanged
99 ICA Group Wealth Management, LLC 0.00% of their portfolio DENVER, CO 450450 $17.5k $17.5k 0.00% New
100 BOK Financial Private Wealth, Inc. 0.00% of their portfolio DENVER, CO 414414 $16.1k $16.1k 0.00% Unchanged