Vault-13

ISHARES TR AGGM

GOV/CRED BD ETF · ETP · CUSIP 464288596

85 institutional holders -1 vs Q3 2023
2,924,8422.9m shares reported held*
$307.8mreported value*
14 new 20 added 34 reduced 19 sold out net sold ≈ $14.3m (-136.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($116.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $105.24.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 61Q4 22: 63Q1 23: 62Q2 23: 63Q3 23: 86Q4 23: 8585Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202261
Q4 202263
Q1 202362
Q2 202363
Q3 202386
Q4 202385

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 28 bought or addedQ4 22: 30 cut or sold outQ4 22Q1 23: 24 bought or addedQ1 23: 30 cut or sold outQ1 23Q2 23: 30 bought or addedQ2 23: 30 cut or sold outQ2 23Q3 23: 52 bought or addedQ3 23: 26 cut or sold outQ3 23Q4 23: 34 bought or addedQ4 23: 53 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222830
Q1 20232430
Q2 20233030
Q3 20235226
Q4 20233453

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $429.6kQ3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$0$429.6k—
Q4 2023$0$0—

Biggest buyers

MORGAN STANLEY Added +115,112+115.1k
US BANCORP \DE\ Added +29,174+29.2k
BANK OF AMERICA CORP /DE/ Added +13,214+13.2k
COLTON GROOME FINANCIAL ADVISORS, LLC Added +10,814+10.8k
SHEETS SMITH WEALTH MANAGEMENT New +9,700+9.7k
SILVER OAK SECURITIES, INCORPORATED Added +8,082+8.1k
Private Advisor Group, LLC Added +4,979+5.0k
Beirne Wealth Consulting Services, LLC Added +4,071+4.1k
CAPTRUST FINANCIAL ADVISORS New +3,334+3.3k
Bangor Savings Bank New +2,889+2.9k

Biggest sellers

ASSETMARK, INC Reduced -95,839-95.8k
OSAIC HOLDINGS, INC. Reduced -38,246-38.2k
OneDigital Investment Advisors LLC Reduced -34,192-34.2k
Algorithmic Investment Models, LLC Reduced -25,338-25.3k
Destination Wealth Management Reduced -16,389-16.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -11,894-11.9k
WHITTIER TRUST CO Sold out -8,653-8.7k
WORLD EQUITY GROUP, INC. Sold out -7,655-7.7k
JANE STREET GROUP, LLC Reduced -7,107-7.1k
Merit Financial Group, LLC Sold out -7,014-7.0k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ASSETMARK, INC 0.37% of their portfolio CONCORD, CA 983,157983.2k $103.5m $103.5m 0.37% Reduced -95.8k -95,839
2 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 528,988529.0k $55.7m $55.7m 0.00% Reduced -6.6k -6,611
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 230,332230.3k $24.2m $24.2m 0.00% Added +115.1k +115,112
4 OneDigital Investment Advisors LLC 0.28% of their portfolio OVERLAND PARK, KS 153,762153.8k $16.2m $16.2m 0.28% Reduced -34.2k -34,192
5 Destination Wealth Management 0.53% of their portfolio Walnut Creek, CA 144,912144.9k $15.2m $15.2m 0.53% Reduced -16.4k -16,389
6 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 127,024127.0k $13.4m $13.4m 0.02% Reduced -38.2k -38,246
7 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 100,854100.9k $10.6m $10.6m 0.02% Added +29.2k +29,174
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 96,76596.8k $10.2m $10.2m 0.00% Added +13.2k +13,214
9 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 65,43265.4k $6.9m $6.9m 0.01% Reduced -7.1k -7,107
10 KEYBANK NATIONAL ASSOCIATION/OH 0.02% of their portfolio BROOKLYN, OH 34,46034.5k $3.6m $3.6m 0.02% Reduced -4.8k -4,765
11 Aveo Capital Partners, LLC 0.43% of their portfolio ENGLEWOOD, CO 34,13034.1k $3.6m $3.6m 0.43% Reduced -4.5k -4,472
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 33,80433.8k $3.6m $3.6m 0.00% Reduced -11.9k -11,894
13 COLTON GROOME FINANCIAL ADVISORS, LLC 1.49% of their portfolio ASHEVILLE, NC 32,41932.4k $3.4m $3.4m 1.49% Added +10.8k +10,814
14 Csenge Advisory Group 0.13% of their portfolio CLEARWATER, FL 20,16920.2k $2.1m $2.1m 0.13% Reduced -6.8k -6,810
15 Modern Wealth Management, LLC 0.27% of their portfolio KANSAS CITY, MO 20,06820.1k $2.1m $2.1m 0.27% First filing
16 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 18,94018.9k $2.0m $2.0m 0.00% Reduced -229 -229
17 SILVER OAK SECURITIES, INCORPORATED 0.23% of their portfolio JACKSON, TN 16,27716.3k $1.7m $1.7m 0.23% Added +8.1k +8,082
18 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 14,04814.0k $1.5m $1.5m 0.00% Reduced -263 -263
19 Ascent Group, LLC 0.13% of their portfolio VIRGINIA BEACH, VA 13,60913.6k $1.4m $1.4m 0.13% Added +226 +226
20 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 13,22313.2k $1.4m $1.4m 0.00% Added +206 +206
21 Beirne Wealth Consulting Services, LLC 0.68% of their portfolio SHELTON, CT 13,12513.1k $1.4m $1.4m 0.68% Added +4.1k +4,071
22 WESBANCO BANK INC 0.07% of their portfolio WHEELING, WV 12,45012.4k $1.3m $1.3m 0.07% Unchanged
23 TSA Wealth Managment LLC 0.59% of their portfolio HOUSTON, TX 11,96312.0k $1.3m $1.3m 0.59% First filing
24 Biondo Investment Advisors, LLC 0.18% of their portfolio MILFORD, PA 10,20010.2k $1.1m $1.1m 0.18% Added +55 +55
25 Dogwood Wealth Management LLC 0.84% of their portfolio LENEXA, KS 10,19710.2k $1.1m $1.1m 0.84% First filing
26 SHEETS SMITH WEALTH MANAGEMENT 0.15% of their portfolio WINSTON-SALEM, NC 9,7009.7k $1.0m $1.0m 0.15% New
27 Hilltop Holdings Inc. 0.11% of their portfolio DALLAS, TX 9,1429.1k $962.0k $962.0k 0.11% Added +937 +937
28 Algorithmic Investment Models, LLC 0.70% of their portfolio Boston, MA 8,7388.7k $919.5k $919.5k 0.70% Reduced -25.3k -25,338
29 WOOSTER CORTHELL WEALTH MANAGEMENT, INC. 0.22% of their portfolio GLASTONBURY, CT 8,5648.6k $901.2k $901.2k 0.22% Reduced -317 -317
30 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 8,2128.2k $864.1k $864.1k 0.00% Reduced -523 -523
31 TRUST POINT INC. 0.07% of their portfolio LA CROSSE, WI 8,1748.2k $860.2k $860.2k 0.07% First filing
32 Bryn Mawr Trust Advisors, LLC 0.05% of their portfolio PHILADELPHIA, PA 8,1368.1k $856.2k $856.2k 0.05% Reduced -490 -490
33 Bartlett & Co. LLC 0.01% of their portfolio CINCINNATI, OH 5,5805.6k $588.0k $588.0k 0.01% Added +190 +190
34 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.01% of their portfolio CINCINNATI, OH 5,5805.6k $588.3k $588.3k 0.01% Added +190 +190
35 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 5,1345.1k $540.0k $540.0k 0.00% Added +543 +543
36 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 5,0985.1k $536.4k $536.4k 0.01% Reduced -153 -153
37 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 5,0795.1k $534.5k $534.5k 0.00% Added +5.0k +4,979
38 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 5,0515.1k $531.5k $531.5k 0.00% Reduced -2.5k -2,498
39 Shared Vision Wealth Group LLC 0.35% of their portfolio CARLSBAD, X1 4,9224.9k $517.9k $517.9k 0.35% First filing
40 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 4,8584.9k $511.2k $511.2k 0.00% Reduced -288 -288
41 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 4,7754.8k $502.0k $502.0k 0.00% Added +200 +200
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 4,6194.6k $486.1k $486.1k 0.00% Reduced -5.9k -5,882
43 Affinity Capital Advisors, LLC 0.11% of their portfolio BERKELEY, CA 4,4604.5k $469.3k $469.3k 0.11% Reduced -2.9k -2,880
44 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,1734.2k $439.1k $439.1k 0.00% Added +32 +32
45 Cypress Wealth Services, LLC 0.11% of their portfolio PALM DESERT, CA 4,1524.2k $436.9k $436.9k 0.11% Reduced -686 -686
46 KICKSTAND VENTURES, LLC. 0.12% of their portfolio PITTSFORD, NY 4,1194.1k $433.4k $433.4k 0.12% Reduced -873 -873
47 Ignite Planners, LLC 0.13% of their portfolio SAN CLEMENTE, CA 4,0224.0k $421.5k $421.5k 0.13% Added +51 +51
48 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 4,0094.0k $421.9k $421.9k 0.01% Reduced -787 -787
49 Tower Wealth Partners, Inc. 0.28% of their portfolio LEWISBURG, PA 3,7103.7k $390.4k $390.4k 0.28% Added +414 +414
50 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 3,4633.5k $364.4k $364.4k 0.00% Reduced -733 -733
51 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 3,3833.4k $357.4k $357.4k 0.00% Added +983 +983
52 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 3,3343.3k $350.8k $350.8k 0.00% New
53 COREPATH WEALTH PARTNERS LLC 0.19% of their portfolio SCOTTSDALE, AZ 3,2353.2k $336.7k $336.7k 0.19% Unchanged
54 Continuum Advisory, LLC 0.05% of their portfolio EAGLE, ID 3,1723.2k $334.3k $334.3k 0.05% Reduced -158 -158
55 VestGen Investment Management 0.11% of their portfolio EGG HARBOR TOWNSHIP, NJ 3,1593.2k $332.4k $332.4k 0.11% Reduced -2.0k -2,030
56 AMG National Trust Bank 0.01% of their portfolio GREENWOOD VILLAGE, CO 2,9503.0k $310.4k $310.4k 0.01% Reduced -4.5k -4,510
57 Bangor Savings Bank 0.03% of their portfolio BANGOR, ME 2,8892.9k $304.0k $304.0k 0.03% New
58 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 2,4352.4k $253.1k $253.1k 0.00% Reduced -6.4k -6,425
59 GERMAN AMERICAN BANCORP, INC. 0.03% of their portfolio JASPER, IN 2,2072.2k $232.2k $232.2k 0.03% Unchanged
60 Mayflower Financial Advisors, LLC 0.03% of their portfolio BOSTON, MA 2,0862.1k $219.5k $219.5k 0.03% Reduced -2.2k -2,175
61 JAMES INVESTMENT RESEARCH, INC. 0.03% of their portfolio ALPHA, OH 1,9932.0k $209.7k $209.7k 0.03% New
62 BEACON FINANCIAL GROUP 0.02% of their portfolio DALLAS, TX 1,9331.9k $203.4k $203.4k 0.02% New
63 Ashton Thomas Private Wealth, LLC 0.01% of their portfolio SCOTTSDALE, AZ 1,9151.9k $201.5k $201.5k 0.01% New
64 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,1931.2k $125.5k $125.5k 0.00% New
65 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 1,1071.1k $116.5k $116.5k 0.00% New
66 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 987987 $103.9k $103.9k 0.00% Added +251 +251
67 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 953953 $99.4k $99.4k 0.00% Reduced -14 -14
68 FIRST UNITED BANK & TRUST 0.03% of their portfolio OAKLAND, MD 623623 $65.6k $65.6k 0.03% New
69 Cape Investment Advisory, Inc. 0.03% of their portfolio MCDONOUGH, GA 592592 $62.3k $62.3k 0.03% Reduced -71 -71
70 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 543543 $57.1k $57.1k 0.00% Unchanged
71 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.00% of their portfolio LOS ANGELES, CA 495495 $52.0k $52.0k 0.00% Unchanged
72 Park Place Capital Corp 0.01% of their portfolio Homewood, AL 305305 $32.1k $32.1k 0.01% Unchanged
73 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 235235 $24.7k $24.7k 0.00% First filing
74 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 165165 $17.4k $17.4k 0.00% New
75 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 150150 $15.8k $15.8k 0.00% Unchanged
76 FMR LLC 0.00% of their portfolio BOSTON, MA 142142 $14.9k $14.9k 0.00% New
77 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 141141 $14.8k $14.8k 0.00% Reduced -429 -429
78 GHP Investment Advisors, Inc. 0.00% of their portfolio Denver, CO 9898 $10.3k $10.3k 0.00% New
79 CWM, LLC 0.00% of their portfolio OMAHA, NE 8080 $8.0k $8.0k 0.00% Unchanged
80 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 6565 $6.8k $6.8k 0.00% Unchanged
81 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 5555 $6.0k $6.0k 0.00% New
82 TOTH FINANCIAL ADVISORY CORP 0.00% of their portfolio LEESBURG, VA 4343 $4.5k $4.5k 0.00% Unchanged
83 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 3131 $3.2k $3.2k 0.00% Reduced -363 -363
84 HOWE & RUSLING INC 0.00% of their portfolio ROCHESTER, NY 2020 $2.1k $2.1k 0.00% New
85 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged