Vault-13

ISHARES TR MBB

MBS ETF · ETP · CUSIP 464288588

933 institutional holders +53 vs Q3 2024
355,224,959355.2m shares reported held*
$32.6bnreported value*
76 new 416 added 277 reduced 93 sold out net sold ≈ $294.3m (-3.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($29.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $91.77. Options: 2 managers hold calls ($16.5m notional), 2 hold puts ($2.7m).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 687Q4 22: 757Q1 23: 750Q2 23: 785Q3 23: 769Q4 23: 867Q1 24: 845Q2 24: 842Q3 24: 880Q4 24: 933933Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022687
Q4 2022757
Q1 2023750
Q2 2023785
Q3 2023769
Q4 2023867
Q1 2024845
Q2 2024842
Q3 2024880
Q4 2024933

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ1 23: 463 bought or addedQ1 23: 274 cut or sold outQ2 23: 451 bought or addedQ2 23: 291 cut or sold outQ2 23Q3 23: 330 bought or addedQ3 23: 434 cut or sold outQ4 23: 430 bought or addedQ4 23: 360 cut or sold outQ4 23Q1 24: 464 bought or addedQ1 24: 369 cut or sold outQ2 24: 447 bought or addedQ2 24: 371 cut or sold outQ2 24Q3 24: 510 bought or addedQ3 24: 329 cut or sold outQ4 24: 492 bought or addedQ4 24: 370 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023463274
Q2 2023451291
Q3 2023330434
Q4 2023430360
Q1 2024464369
Q2 2024447371
Q3 2024510329
Q4 2024492370

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ1 24 calls: $80.3mQ1 24 puts: $19.1mQ1 24P/C 0.24Q2 24 calls: $22.2mQ2 24 puts: $150.2mQ2 24P/C 6.77Q3 24 calls: $14.5mQ3 24 puts: $4.5mQ3 24P/C 0.31Q4 24 calls: $16.5mQ4 24 puts: $2.7mQ4 24P/C 0.16
Numbers
QuarterCallsPutsP/C
Q1 2024$80.3m$19.1m0.24
Q2 2024$22.2m$150.2m6.77
Q3 2024$14.5m$4.5m0.31
Q4 2024$16.5m$2.7m0.16

Biggest buyers

Essential Planning, LLC. Added +3,260,687+3.3m
LPL Financial LLC Added +2,668,319+2.7m
BANK OF AMERICA CORP /DE/ Added +1,826,521+1.8m
State of Tennessee, Department of Treasury Added +1,512,788+1.5m
Fisher Asset Management, LLC Added +1,436,342+1.4m
ENVESTNET ASSET MANAGEMENT INC Added +1,336,608+1.3m
MORGAN STANLEY Added +589,586+589.6k
State of New Jersey Common Pension Fund D New +550,000+550.0k
AMERIPRISE FINANCIAL INC Added +536,483+536.5k
TIAA TRUST, NATIONAL ASSOCIATION Added +524,695+524.7k

Biggest sellers

JPMORGAN CHASE & CO Reduced -17,608,605-17.6m
GOLDMAN SACHS GROUP INC Reduced -966,277-966.3k
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Sold out -804,598-804.6k
BNP PARIBAS FINANCIAL MARKETS Reduced -711,115-711.1k
JANE STREET GROUP, LLC Reduced -604,203-604.2k
Hilton Capital Management, LLC Reduced -574,002-574.0k
FMR LLC Reduced -545,843-545.8k
BANK OF HAWAII Sold out -532,164-532.2k
Dynasty Wealth Management, LLC Reduced -428,859-428.9k
CAPITAL ADVISORS INC/OK Sold out -336,190-336.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $8.8m95.7k shares
CITADEL ADVISORS LLC Reduced $7.7m84.0k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $1.9m20.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $742.6k8.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.64% of their portfolio CHARLOTTE, NC 75,986,26576.0m $7.0bn $7.0bn 0.64% Added +1.8m +1,826,521
2 JPMORGAN CHASE & CO 0.38% of their portfolio NEW YORK, NY 51,720,88151.7m $4.7bn $4.7bn 0.38% Reduced -17.6m -17,608,605
3 ENVESTNET ASSET MANAGEMENT INC 0.85% of their portfolio Berwyn, PA 28,770,33728.8m $2.6bn $2.6bn 0.85% Added +1.3m +1,336,608
4 LPL Financial LLC 0.82% of their portfolio FORT MILL, SC 21,858,01621.9m $2.0bn $2.0bn 0.82% Added +2.7m +2,668,319
5 Fisher Asset Management, LLC 0.72% of their portfolio PLANO, TX 19,701,94019.7m $1.8bn $1.8bn 0.72% Added +1.4m +1,436,342
6 AMERIPRISE FINANCIAL INC 0.34% of their portfolio MINNEAPOLIS, MN 14,523,15114.5m $1.3bn $1.3bn 0.34% Added +536.5k +536,483
7 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 8,535,0348.5m $782.5m $782.5m 0.05% Added +589.6k +589,586
8 TIAA TRUST, NATIONAL ASSOCIATION 1.50% of their portfolio CHARLOTTE, NC 5,392,1785.4m $494.4m $494.4m 1.50% Added +524.7k +524,695
9 State of Tennessee, Department of Treasury 1.61% of their portfolio NASHVILLE, TN 4,833,6364.8m $443.1m $443.1m 1.61% Added +1.5m +1,512,788
10 STIFEL FINANCIAL CORP 0.37% of their portfolio ST. LOUIS, MO 3,906,1553.9m $358.1m $358.1m 0.37% Added +355.7k +355,743
11 TRUIST FINANCIAL CORP 0.53% of their portfolio CHARLOTTE, NC 3,701,4933.7m $339.4m $339.4m 0.53% Reduced -176.7k -176,679
12 Bank of New York Mellon Corp 0.06% of their portfolio NEW YORK, NY 3,533,5483.5m $324.0m $324.0m 0.06% Added +258.0k +258,036
13 Allworth Financial LP 1.74% of their portfolio FOLSOM, CA 3,439,4563.4m $315.6m $315.6m 1.74% Added +369.6k +369,555
14 Essential Planning, LLC. 2.01% of their portfolio PORTSMOUTH, NH 3,311,5293.3m $308.5m $308.5m 2.01% Added +3.3m +3,260,687
15 Envestnet Portfolio Solutions, Inc. 0.99% of their portfolio BERWYN, PA 3,286,5213.3m $301.3m $301.3m 0.99% Added +262.2k +262,187
16 PNC Financial Services Group, Inc. 0.18% of their portfolio Pittsburgh, PA 2,931,1272.9m $268.7m $268.7m 0.18% Added +121.7k +121,689
17 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 2,568,3852.6m $235.5m $235.5m 0.06% Reduced -28.2k -28,190
18 BlackRock, Inc. 0.00% of their portfolio New York, NY 2,443,5682.4m $224.0m $224.0m 0.00% Added +225.9k +225,883
19 RWA WEALTH PARTNERS, LLC 2.72% of their portfolio BOSTON, MA 2,403,3542.4m $220.3m $220.3m 2.72% Added +55.8k +55,789
20 CWM, LLC 0.90% of their portfolio OMAHA, NE 2,377,6102.4m $218.0m $218.0m 0.90% Reduced -12.4k -12,367
21 SEI INVESTMENTS CO 0.24% of their portfolio OAKS, PA 2,057,1752.1m $188.6m $188.6m 0.24% Added +147.9k +147,930
22 Dynasty Wealth Management, LLC 3.12% of their portfolio ST. PETERSBURG, FL 1,970,0532.0m $180.6m $180.6m 3.12% Reduced -428.9k -428,859
23 MML INVESTORS SERVICES, LLC 0.62% of their portfolio SPRINGFIELD, MA 1,953,9402.0m $179.1m $179.1m 0.62% Added +298.4k +298,394
24 Quotient Wealth Partners, LLC 5.77% of their portfolio DALLAS, TX 1,923,1481.9m $176.3m $176.3m 5.77% Added +64.5k +64,491
25 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 1,759,5121.8m $161.3m $161.3m 0.03% Reduced -59.4k -59,356
26 UBS Group AG 0.04% of their portfolio ZURICH, V8 1,759,3431.8m $161.3m $161.3m 0.04% Added +45.1k +45,070
27 OneDigital Investment Advisors LLC 1.79% of their portfolio OVERLAND PARK, KS 1,684,6731.7m $154.5m $154.5m 1.79% Added +41.7k +41,701
28 PARK AVENUE SECURITIES LLC 1.53% of their portfolio NEW YORK, NY 1,619,7781.6m $148.5m $148.5m 1.53% Added +146.2k +146,218
29 Cetera Investment Advisers 0.30% of their portfolio SCHAUMBURG, IL 1,585,6071.6m $145.4m $145.4m 0.30% Added +73.2k +73,240
30 Composition Wealth, LLC 2.92% of their portfolio LOS ANGELES, CA 1,570,3281.6m $144.0m $144.0m 2.92% Added +91.6k +91,598
31 Janney Montgomery Scott LLC 0.38% of their portfolio PHILADELPHIA, PA 1,490,4291.5m $136.6m $136.6m 0.38% Added +5.6k +5,604
32 UNITED CAPITAL FINANCIAL ADVISORS, LLC 1.15% of their portfolio IRVING, TX 1,488,5181.5m $136.5m $136.5m 1.15% Reduced -6.9k -6,911
33 Bridgewater Associates, LP 0.60% of their portfolio Westport, CT 1,434,7001.4m $131.5m $131.5m 0.60% Added +18.5k +18,500
34 HANCOCK WHITNEY CORP 3.91% of their portfolio GULFPORT, MS 1,346,2441.3m $123.4m $123.4m 3.91% Reduced -15.0k -14,986
35 MIDLAND WEALTH ADVISORS, LLC 7.37% of their portfolio EFFINGHAM, IL 1,334,9241.3m $122.4m $122.4m 7.37% Reduced -3.3k -3,324
36 Money Design Co.,Ltd. 6.24% of their portfolio TOKYO, M0 1,325,1991.3m $121.6m $121.6m 6.24% Added +61.5k +61,539
37 RAYMOND JAMES FINANCIAL INC 0.04% of their portfolio ST. PETERSBURG, FL 1,258,4101.3m $115.4m $115.4m 0.04% First filing
38 Blue Trust, Inc. 1.47% of their portfolio BRENTWOOD, TN 1,251,9081.3m $114.8m $114.8m 1.47% Reduced -58.5k -58,453
39 Sumitomo Mitsui Trust Group, Inc. 0.07% of their portfolio CHIYODA-KU, TOKYO, M0 1,138,0131.1m $104.3m $104.3m 0.07% Added +43.2k +43,250
40 BANK OF MONTREAL /CAN/ 0.05% of their portfolio TORONTO, A6 1,121,3591.1m $102.8m $102.8m 0.05% Added +79.4k +79,395
41 Asset Management One Co., Ltd. 0.30% of their portfolio TOKYO, M0 957,684957.7k $87.6m $87.6m 0.30% Reduced -24.1k -24,060
42 Merit Financial Group, LLC 1.50% of their portfolio ALPHARETTA, GA 910,780910.8k $83.5m $83.5m 1.50% Added +87.8k +87,786
43 ASSETMARK, INC 0.22% of their portfolio CONCORD, CA 883,971884.0k $81.0m $81.0m 0.22% Reduced -3.8k -3,795
44 BESSEMER GROUP INC 0.12% of their portfolio WOODBRIDGE, NJ 833,945833.9k $76.5m $76.5m 0.12% Reduced -160.0k -160,010
45 NorthCoast Asset Management LLC 0.36% of their portfolio STAMFORD, CT 798,933798.9k $73.3m $73.3m 0.36% Reduced -18.0k -18,035
46 Thrivent Financial for Lutherans 0.12% of their portfolio Minneapolis, MN 695,650695.6k $64.4m $64.4m 0.12% Reduced -48.0k -48,040
47 NewEdge Advisors, LLC 0.38% of their portfolio NEW ORLEANS, LA 686,274686.3k $62.9m $62.9m 0.38% Added +138.7k +138,678
48 ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio NASHVILLE, TN 675,816675.8k $62.0m $62.0m 0.02% Added +90.6k +90,614
49 Avidian Wealth Enterprises, LLC 2.76% of their portfolio Houston, TX 670,014670.0k $61.4m $61.4m 2.76% Added +23.7k +23,704
50 Sensible Financial Planning & Management, LLC. 12.73% of their portfolio WALTHAM, MA 669,913669.9k $61.4m $61.4m 12.73% Added +1.1k +1,051
51 EVOKE WEALTH, LLC 1.69% of their portfolio Los Angeles, CA 661,944661.9k $60.7m $60.7m 1.69% Added +18.6k +18,593
52 NOTTINGHAM ADVISORS, INC. 7.30% of their portfolio AMHERST, NY 627,634627.6k $57.5m $57.5m 7.30% Reduced -18.7k -18,749
53 COMMONWEALTH EQUITY SERVICES, LLC 0.08% of their portfolio WALTHAM, MA 603,040603.0k $55.3m $55.3m 0.08% Added +16.3k +16,319
54 STATE OF MICHIGAN RETIREMENT SYSTEM 0.29% of their portfolio EAST LANSING, MI 600,000600.0k $55.0m $55.0m 0.29% Unchanged
55 CIBC Asset Management Inc 0.17% of their portfolio TORONTO, Z4 566,286566.3k $51.9m $51.9m 0.17% Reduced -9.4k -9,388
56 ROCKLAND TRUST CO 2.62% of their portfolio HANOVER, MA 562,493562.5k $51.6m $51.6m 2.62% Added +531 +531
57 CW Advisors, LLC 0.70% of their portfolio BOSTON, MA 558,802558.8k $51.2m $51.2m 0.70% Added +499.3k +499,269
58 State of New Jersey Common Pension Fund D 0.20% of their portfolio TRENTON, NJ 550,000550.0k $50.4m $50.4m 0.20% New
59 Constellation Investments, Inc. 2.29% of their portfolio MONTGOMERY, OH 548,000548.0k $50.2m $50.2m 2.29% First filing
60 Willis Johnson & Associates, Inc. 3.74% of their portfolio Houston, TX 531,254531.3k $48.7m $48.7m 3.74% Added +23.1k +23,051
61 US BANCORP \DE\ 0.06% of their portfolio MINNEAPOLIS, MN 530,243530.2k $48.6m $48.6m 0.06% Reduced -11.8k -11,843
62 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.12% of their portfolio Paris, I0 521,606521.6k $47.8m $47.8m 0.12% Added +18.4k +18,434
63 Mill Creek Capital Advisors, LLC 1.12% of their portfolio Conshohocken, PA 506,988507.0k $46.5m $46.5m 1.12% Added +3.2k +3,234
64 Mirae Asset Global Investments Co., Ltd. 0.19% of their portfolio SEOUL, M5 500,782500.8k $46.0m $46.0m 0.19% Reduced -24.3k -24,259
65 Korea Investment CORP 0.11% of their portfolio SEOUL, M5 500,000500.0k $45.8m $45.8m 0.11% Unchanged
66 OSAIC HOLDINGS, INC. 0.10% of their portfolio SCOTTSDALE, AZ 469,832469.8k $43.1m $43.1m 0.10% Reduced -152.9k -152,853
67 SkyView Investment Advisors, LLC 6.99% of their portfolio SHREWSBURY, NJ 469,280469.3k $43.8m $43.8m 6.99% Added +20.0k +20,002
68 Johns Hopkins University 1.61% of their portfolio BALTIMORE, MD 466,020466.0k $42.7m $42.7m 1.61% New
69 Allianz Asset Management GmbH 0.06% of their portfolio MUNICH, 2M 463,700463.7k $42.5m $42.5m 0.06% Reduced -143.3k -143,309
70 Lutz Financial Services LLC 3.37% of their portfolio OMAHA, NE 455,033455.0k $41.7m $41.7m 3.37% Added +42.3k +42,329
71 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 427,214427.2k $39.2m $39.2m 0.01% New
72 AE Wealth Management LLC 0.33% of their portfolio TOPEKA, KS 425,425425.4k $39.0m $39.0m 0.33% Added +94.4k +94,434
73 FMR LLC 0.00% of their portfolio BOSTON, MA 421,699421.7k $38.7m $38.7m 0.00% Reduced -545.8k -545,843
74 Mitsubishi UFJ Trust & Banking Corp 0.09% of their portfolio TOKYO, M0 419,846419.8k $38.5m $38.5m 0.09% Added +231.2k +231,160
75 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.50% of their portfolio TOKYO, M0 410,733410.7k $37.7m $37.7m 0.50% Added +25.2k +25,174
76 Corient Private Wealth LP 0.06% of their portfolio MIAMI, FL 405,903405.9k $37.2m $37.2m 0.06% Added +81.4k +81,403
77 Brookstone Capital Management 0.54% of their portfolio WHEATON, IL 401,514401.5k $36.8m $36.8m 0.54% Reduced -127.1k -127,080
78 Capital Investment Advisors, LLC 0.74% of their portfolio ATLANTA, GA 397,945397.9k $36.5m $36.5m 0.74% Reduced -19.3k -19,284
79 Cambridge Investment Research Advisors, Inc. 0.12% of their portfolio FAIRFIELD, IA 397,496397.5k $36.4m $36.4m 0.12% Reduced -9.6k -9,641
80 Strategic Wealth Partners, Ltd. 3.00% of their portfolio INDEPENDENCE, OH 393,696393.7k $36.2m $36.2m 3.00% Added +833 +833
81 CONNING INC. 1.25% of their portfolio HARTFORD, CT 387,672387.7k $35.5m $35.5m 1.25% Unchanged
82 JB Capital LLC 1.91% of their portfolio WETHERSFIELD, CT 371,962372.0k $34.1m $34.1m 1.91% Added +36.1k +36,127
83 Foundations Investment Advisors, LLC 0.65% of their portfolio PHOENIX, AZ 370,039370.0k $33.9m $33.9m 0.65% Added +51.5k +51,509
84 Talon Private Wealth, LLC 6.95% of their portfolio THE VILLAGES, FL 362,695362.7k $33.3m $33.3m 6.95% Reduced -122.0k -121,978
85 Hilton Capital Management, LLC 2.78% of their portfolio Garden City, NY 350,597350.6k $32.1m $32.1m 2.78% Reduced -574.0k -574,002
86 MANNING & NAPIER ADVISORS LLC 0.36% of their portfolio Fairport, NY 347,204347.2k $31.8m $31.8m 0.36% Reduced -32.9k -32,944
87 Sanctuary Advisors, LLC 0.20% of their portfolio INDIANAPOLIS, IN 346,492346.5k $32.0m $32.0m 0.20% Added +14.2k +14,178
88 Atria Wealth Solutions, Inc. 0.35% of their portfolio NEW YORK, NY 344,878344.9k $31.6m $31.6m 0.35% Added +33.0k +33,049
89 Zurich Insurance Group Ltd/FI 0.25% of their portfolio ZURICH, V8 338,060338.1k $31.0m $31.0m 0.25% Unchanged
90 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 335,240335.2k $30.7m $30.7m 0.01% Reduced -966.3k -966,277
91 CreativeOne Wealth, LLC 0.93% of their portfolio OVERLAND PARK, KS 332,288332.3k $30.5m $30.5m 0.93% Added +20.1k +20,094
92 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 318,157318.2k $29.2m $29.2m 0.02% Added +170.1k +170,107
93 Bangor Savings Bank 2.72% of their portfolio BANGOR, ME 316,189316.2k $29.0m $29.0m 2.72% Added +27.3k +27,342
94 West Coast Financial LLC 3.13% of their portfolio SANTA BARBARA, CA 309,975310.0k $28.4m $28.4m 3.13% Added +23.8k +23,752
95 ST GERMAIN D J CO INC 1.28% of their portfolio SPRINGFIELD, MA 307,008307.0k $28.1m $28.1m 1.28% Added +6.1k +6,089
96 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 1.58% of their portfolio BIRMINGHAM, AL 303,740303.7k $27.9m $27.9m 1.58% Added +38.6k +38,600
97 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 302,201302.2k $27.7m $27.7m 0.01% Added +5.5k +5,492
98 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.37% of their portfolio ST. LOUIS, MO 293,979294.0k $27.0m $27.0m 0.37% Added +103.9k +103,913
99 Insight Wealth Strategies, LLC 3.60% of their portfolio SAN RAMON, CA 293,125293.1k $26.9m $26.9m 3.60% Added +23.4k +23,419
100 Clearwater Capital Advisors, LLC 2.59% of their portfolio HOFFMAN ESTATES, IL 288,541288.5k $26.5m $26.5m 2.59% Added +25.2k +25,155