Vault-13

ISHARES TR MBB

MBS ETF · ETP · CUSIP 464288588

880 institutional holders +38 vs Q2 2024
357,775,571357.8m shares reported held*
$34.3bnreported value*
99 new 411 added 266 reduced 63 sold out net bought ≈ $2.1bn (+21.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($27.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $95.74. Options: 2 managers hold calls ($14.5m notional), 2 hold puts ($4.5m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 687Q4 22: 757Q1 23: 750Q2 23: 785Q3 23: 769Q4 23: 867Q1 24: 845Q2 24: 842Q3 24: 880880Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022687
Q4 2022757
Q1 2023750
Q2 2023785
Q3 2023769
Q4 2023867
Q1 2024845
Q2 2024842
Q3 2024880

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 428 bought or addedQ4 22: 284 cut or sold outQ1 23: 463 bought or addedQ1 23: 274 cut or sold outQ1 23Q2 23: 451 bought or addedQ2 23: 291 cut or sold outQ3 23: 330 bought or addedQ3 23: 434 cut or sold outQ3 23Q4 23: 430 bought or addedQ4 23: 360 cut or sold outQ1 24: 464 bought or addedQ1 24: 369 cut or sold outQ1 24Q2 24: 447 bought or addedQ2 24: 371 cut or sold outQ3 24: 510 bought or addedQ3 24: 329 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022428284
Q1 2023463274
Q2 2023451291
Q3 2023330434
Q4 2023430360
Q1 2024464369
Q2 2024447371
Q3 2024510329

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ4 23 calls: $70.2mQ4 23 puts: $30.4mQ4 23P/C 0.43Q1 24 calls: $80.3mQ1 24 puts: $19.1mQ1 24P/C 0.24Q2 24 calls: $22.2mQ2 24 puts: $150.2mQ2 24P/C 6.77Q3 24 calls: $14.5mQ3 24 puts: $4.5mQ3 24P/C 0.31
Numbers
QuarterCallsPutsP/C
Q4 2023$70.2m$30.4m0.43
Q1 2024$80.3m$19.1m0.24
Q2 2024$22.2m$150.2m6.77
Q3 2024$14.5m$4.5m0.31

Biggest buyers

JPMORGAN CHASE & CO Added +11,042,748+11.0m
ENVESTNET ASSET MANAGEMENT INC Added +2,396,821+2.4m
Fisher Asset Management, LLC Added +1,404,263+1.4m
BANK OF AMERICA CORP /DE/ Added +1,367,766+1.4m
LPL Financial LLC Added +1,138,182+1.1m
Hilton Capital Management, LLC New +924,599+924.6k
GOLDMAN SACHS GROUP INC Added +810,771+810.8k
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Added +703,598+703.6k
BNP PARIBAS FINANCIAL MARKETS Added +658,777+658.8k
EVOKE WEALTH, LLC New +643,351+643.4k

Biggest sellers

CHARLES SCHWAB INVESTMENT MANAGEMENT INC Sold out -5,555,839-5.6m
FMR LLC Reduced -850,404-850.4k
SEI INVESTMENTS CO Reduced -478,511-478.5k
MIDLAND WEALTH ADVISORS, LLC Reduced -440,091-440.1k
PointState Capital LP Sold out -274,678-274.7k
UBS Group AG Reduced -204,847-204.8k
TORONTO DOMINION BANK Sold out -200,000-200.0k
STEPHENS INC /AR/ Reduced -170,307-170.3k
Blue Trust, Inc. Reduced -165,681-165.7k
Goelzer Investment Management, Inc. Sold out -145,249-145.2k

Biggest calls

CITADEL ADVISORS LLC Reduced $8.5m88.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $6.0m63.0k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $2.7m28.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.8m19.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.62% of their portfolio CHARLOTTE, NC 74,159,74474.2m $7.1bn $7.1bn 0.62% Added +1.4m +1,367,766
2 JPMORGAN CHASE & CO 0.27% of their portfolio NEW YORK, NY 69,329,48669.3m $6.6bn $6.6bn 0.27% Added +11.0m +11,042,748
3 ENVESTNET ASSET MANAGEMENT INC 0.85% of their portfolio Berwyn, PA 27,433,72927.4m $2.6bn $2.6bn 0.85% Added +2.4m +2,396,821
4 LPL Financial LLC 0.82% of their portfolio FORT MILL, SC 19,189,69719.2m $1.8bn $1.8bn 0.82% Added +1.1m +1,138,182
5 Fisher Asset Management, LLC 0.72% of their portfolio PLANO, TX 18,265,59818.3m $1.8bn $1.8bn 0.72% Added +1.4m +1,404,263
6 AMERIPRISE FINANCIAL INC 0.34% of their portfolio MINNEAPOLIS, MN 13,986,66814.0m $1.3bn $1.3bn 0.34% Added +405.5k +405,531
7 MORGAN STANLEY 0.06% of their portfolio NEW YORK, NY 7,945,4487.9m $761.3m $761.3m 0.06% Added +260.4k +260,437
8 TIAA TRUST, NATIONAL ASSOCIATION 1.39% of their portfolio CHARLOTTE, NC 4,867,4834.9m $466.4m $466.4m 1.39% Added +98.9k +98,881
9 TRUIST FINANCIAL CORP 0.58% of their portfolio CHARLOTTE, NC 3,878,1723.9m $371.6m $371.6m 0.58% Added +477.1k +477,053
10 STIFEL FINANCIAL CORP 0.36% of their portfolio ST. LOUIS, MO 3,550,4123.6m $340.2m $340.2m 0.36% Added +27.4k +27,441
11 State of Tennessee, Department of Treasury 1.12% of their portfolio NASHVILLE, TN 3,320,8483.3m $318.2m $318.2m 1.12% Added +135.1k +135,096
12 Bank of New York Mellon Corp 0.06% of their portfolio NEW YORK, NY 3,275,5123.3m $313.8m $313.8m 0.06% Reduced -34.0k -34,005
13 Allworth Financial LP 1.79% of their portfolio FOLSOM, CA 3,069,9013.1m $294.1m $294.1m 1.79% Added +71.0k +71,046
14 Envestnet Portfolio Solutions, Inc. 0.94% of their portfolio BERWYN, PA 3,024,3343.0m $289.8m $289.8m 0.94% Added +189.3k +189,271
15 PNC Financial Services Group, Inc. 0.17% of their portfolio Pittsburgh, PA 2,809,4382.8m $269.2m $269.2m 0.17% Added +23.4k +23,415
16 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 2,596,5752.6m $248.8m $248.8m 0.06% Reduced -302 -302
17 Dynasty Wealth Management, LLC 5.66% of their portfolio ST. PETERSBURG, FL 2,398,9122.4m $187.2m $187.2m 5.66% Added +458.8k +458,836
18 CWM, LLC 0.99% of their portfolio OMAHA, NE 2,389,9772.4m $229.0m $229.0m 0.99% Added +154.1k +154,109
19 RWA WEALTH PARTNERS, LLC 2.81% of their portfolio BOSTON, MA 2,347,5652.3m $224.9m $224.9m 2.81% Reduced -96.1k -96,116
20 BlackRock, Inc. 0.00% of their portfolio New York, NY 2,217,6852.2m $212.5m $212.5m 0.00% First filing
21 SEI INVESTMENTS CO 0.24% of their portfolio OAKS, PA 1,909,2451.9m $182.9m $182.9m 0.24% Reduced -478.5k -478,511
22 Quotient Wealth Partners, LLC 5.85% of their portfolio DALLAS, TX 1,858,6571.9m $178.1m $178.1m 5.85% Added +36.1k +36,128
23 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 1,818,8681.8m $174.3m $174.3m 0.04% Reduced -72.3k -72,294
24 UBS Group AG 0.05% of their portfolio ZURICH, V8 1,714,2731.7m $164.2m $164.2m 0.05% Reduced -204.8k -204,847
25 MML INVESTORS SERVICES, LLC 0.58% of their portfolio SPRINGFIELD, MA 1,655,5461.7m $158.6m $158.6m 0.58% Added +347.0k +346,993
26 OneDigital Investment Advisors LLC 1.80% of their portfolio OVERLAND PARK, KS 1,642,9721.6m $157.4m $157.4m 1.80% Added +26.9k +26,932
27 Cetera Investment Advisers 0.32% of their portfolio SCHAUMBURG, IL 1,512,3671.5m $144.9m $144.9m 0.32% Added +64.2k +64,191
28 UNITED CAPITAL FINANCIAL ADVISORS, LLC 1.18% of their portfolio IRVING, TX 1,495,4291.5m $143.3m $143.3m 1.18% Reduced -12.7k -12,717
29 Janney Montgomery Scott LLC 0.40% of their portfolio PHILADELPHIA, PA 1,484,8251.5m $142.3m $142.3m 0.40% Added +93.3k +93,310
30 Composition Wealth, LLC 3.28% of their portfolio LOS ANGELES, CA 1,478,7301.5m $141.7m $141.7m 3.28% Added +121.7k +121,655
31 PARK AVENUE SECURITIES LLC 1.59% of their portfolio NEW YORK, NY 1,473,5601.5m $141.2m $141.2m 1.59% Added +55.3k +55,290
32 Bridgewater Associates, LP 0.77% of their portfolio Westport, CT 1,416,2001.4m $135.7m $135.7m 0.77% Reduced -38.0k -38,000
33 HANCOCK WHITNEY CORP 4.20% of their portfolio GULFPORT, MS 1,361,2301.4m $130.4m $130.4m 4.20% Reduced -8.9k -8,911
34 MIDLAND WEALTH ADVISORS, LLC 7.52% of their portfolio EFFINGHAM, IL 1,338,2481.3m $128.2m $128.2m 7.52% Reduced -440.1k -440,091
35 Blue Trust, Inc. 1.57% of their portfolio BRENTWOOD, TN 1,310,3611.3m $120.3m $120.3m 1.57% Reduced -165.7k -165,681
36 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 1,301,5171.3m $124.7m $124.7m 0.02% Added +810.8k +810,771
37 Money Design Co.,Ltd. 6.02% of their portfolio TOKYO, M0 1,263,6601.3m $121.1m $121.1m 6.02% Added +70.6k +70,559
38 Sumitomo Mitsui Trust Group, Inc. 0.07% of their portfolio CHIYODA-KU, TOKYO, M0 1,094,7631.1m $104.9m $104.9m 0.07% Reduced -26.7k -26,709
39 BANK OF MONTREAL /CAN/ 0.05% of their portfolio TORONTO, A6 1,041,9641.0m $100.2m $100.2m 0.05% Added +29.7k +29,745
40 BESSEMER GROUP INC 0.16% of their portfolio WOODBRIDGE, NJ 993,955994.0k $95.2m $95.2m 0.16% Reduced -265 -265
41 Asset Management One Co., Ltd. 0.33% of their portfolio TOKYO, M0 981,744981.7k $94.1m $94.1m 0.33% Added +40.8k +40,830
42 FMR LLC 0.01% of their portfolio BOSTON, MA 967,542967.5k $92.7m $92.7m 0.01% Reduced -850.4k -850,404
43 Hilton Capital Management, LLC 6.87% of their portfolio Garden City, NY 924,599924.6k $88.6m $88.6m 6.87% New
44 ASSETMARK, INC 0.24% of their portfolio CONCORD, CA 887,766887.8k $85.1m $85.1m 0.24% Added +560.9k +560,924
45 Merit Financial Group, LLC 1.76% of their portfolio ALPHARETTA, GA 822,994823.0k $78.9m $78.9m 1.76% Reduced -64.1k -64,100
46 NorthCoast Asset Management LLC 0.55% of their portfolio STAMFORD, CT 816,968817.0k $78.3m $78.3m 0.55% Reduced -3.2k -3,237
47 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.02% of their portfolio NEW YORK, NY 804,598804.6k $77.1m $77.1m 0.02% Added +703.6k +703,598
48 BNP PARIBAS FINANCIAL MARKETS 0.07% of their portfolio PARIS, I0 794,105794.1k $76.1m $76.1m 0.07% Added +658.8k +658,777
49 Thrivent Financial for Lutherans 0.14% of their portfolio Minneapolis, MN 743,690743.7k $71.3m $71.3m 0.14% Added +357.4k +357,445
50 RAYMOND JAMES & ASSOCIATES 0.04% of their portfolio ST PETERSBURG, FL 688,947688.9k $66.0m $66.0m 0.04% Added +57.6k +57,634
51 Sensible Financial Planning & Management, LLC. 12.65% of their portfolio WALTHAM, MA 668,862668.9k $64.1m $64.1m 12.65% Added +7.8k +7,759
52 JANE STREET GROUP, LLC 0.10% of their portfolio NEW YORK, NY 646,550646.5k $61.9m $61.9m 0.10% Added +636.6k +636,592
53 NOTTINGHAM ADVISORS, INC. 6.85% of their portfolio AMHERST, NY 646,383646.4k $61.9m $61.9m 6.85% Added +297.2k +297,185
54 Avidian Wealth Enterprises, LLC 2.81% of their portfolio Houston, TX 646,310646.3k $61.9m $61.9m 2.81% Added +13.0k +12,997
55 EVOKE WEALTH, LLC 1.68% of their portfolio Los Angeles, CA 643,351643.4k $61.6m $61.6m 1.68% New
56 OSAIC HOLDINGS, INC. 0.13% of their portfolio SCOTTSDALE, AZ 622,685622.7k $59.7m $59.7m 0.13% Added +270.2k +270,188
57 Allianz Asset Management GmbH 0.09% of their portfolio MUNICH, 2M 607,009607.0k $58.2m $58.2m 0.09% Added +27.1k +27,100
58 STATE OF MICHIGAN RETIREMENT SYSTEM 0.29% of their portfolio EAST LANSING, MI 600,000600.0k $57.5m $57.5m 0.29% Unchanged
59 COMMONWEALTH EQUITY SERVICES, LLC 0.09% of their portfolio WALTHAM, MA 586,721586.7k $56.2m $56.2m 0.09% Reduced -33.8k -33,806
60 ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio NASHVILLE, TN 585,202585.2k $56.1m $56.1m 0.02% Added +732 +732
61 CIBC Asset Management Inc 0.18% of their portfolio TORONTO, Z4 575,674575.7k $55.2m $55.2m 0.18% Reduced -4.0k -3,984
62 ROCKLAND TRUST CO 2.65% of their portfolio HANOVER, MA 561,962562.0k $53.8m $53.8m 2.65% Added +30.3k +30,318
63 NewEdge Advisors, LLC 0.34% of their portfolio NEW ORLEANS, LA 547,596547.6k $52.5m $52.5m 0.34% Added +74.2k +74,215
64 US BANCORP \DE\ 0.07% of their portfolio MINNEAPOLIS, MN 542,086542.1k $51.9m $51.9m 0.07% Reduced -15.8k -15,784
65 BANK OF HAWAII 2.13% of their portfolio HONOLULU, HI 532,164532.2k $51.0m $51.0m 2.13% New
66 Brookstone Capital Management 0.75% of their portfolio WHEATON, IL 528,594528.6k $50.6m $50.6m 0.75% Added +428.5k +428,490
67 Mirae Asset Global Investments Co., Ltd. 0.22% of their portfolio SEOUL, M5 525,041525.0k $50.5m $50.5m 0.22% Reduced -13.7k -13,695
68 Willis Johnson & Associates, Inc. 3.70% of their portfolio Houston, TX 508,203508.2k $48.7m $48.7m 3.70% Added +4.9k +4,928
69 Mill Creek Capital Advisors, LLC 1.16% of their portfolio Conshohocken, PA 503,754503.8k $48.3m $48.3m 1.16% Added +3.2k +3,224
70 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.12% of their portfolio Paris, I0 503,172503.2k $48.2m $48.2m 0.12% Added +46.5k +46,459
71 Korea Investment CORP 0.11% of their portfolio SEOUL, M5 500,000500.0k $47.9m $47.9m 0.11% Unchanged
72 Talon Private Wealth, LLC 9.77% of their portfolio THE VILLAGES, FL 484,673484.7k $46.4m $46.4m 9.77% First filing
73 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 471,907471.9k $45.2m $45.2m 0.06% Reduced -13.1k -13,072
74 SkyView Investment Advisors, LLC 7.16% of their portfolio SHREWSBURY, NJ 449,278449.3k $43.0m $43.0m 7.16% Added +12.9k +12,868
75 Capital Investment Advisors, LLC 0.82% of their portfolio ATLANTA, GA 417,229417.2k $40.0m $40.0m 0.82% Reduced -863 -863
76 Lutz Financial Services LLC 3.21% of their portfolio OMAHA, NE 412,704412.7k $39.5m $39.5m 3.21% Added +40.7k +40,737
77 Cambridge Investment Research Advisors, Inc. 0.13% of their portfolio FAIRFIELD, IA 407,137407.1k $39.0m $39.0m 0.13% Reduced -19.2k -19,243
78 Strategic Wealth Partners, Ltd. 3.62% of their portfolio INDEPENDENCE, OH 392,863392.9k $37.6m $37.6m 3.62% Added +30.9k +30,900
79 CONNING INC. 1.23% of their portfolio HARTFORD, CT 387,672387.7k $37.1m $37.1m 1.23% Unchanged
80 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.83% of their portfolio TOKYO, M0 385,559385.6k $36.9m $36.9m 0.83% Added +9.7k +9,673
81 MANNING & NAPIER ADVISORS LLC 0.40% of their portfolio Fairport, NY 380,148380.1k $36.4m $36.4m 0.40% Reduced -808 -808
82 CFS Investment Advisory Services, LLC 2.96% of their portfolio TOTOWA, NJ 368,076368.1k $35.3m $35.3m 2.96% Added +7.7k +7,698
83 Zurich Insurance Group Ltd/FI 0.27% of their portfolio ZURICH, V8 338,060338.1k $32.4m $32.4m 0.27% Unchanged
84 CAPITAL ADVISORS INC/OK 0.65% of their portfolio TULSA, OK 336,190336.2k $32.2m $32.2m 0.65% Reduced -4.4k -4,410
85 JB Capital LLC 1.85% of their portfolio WETHERSFIELD, CT 335,835335.8k $32.2m $32.2m 1.85% Reduced -5.6k -5,622
86 Sanctuary Advisors, LLC 0.19% of their portfolio INDIANAPOLIS, IN 332,314332.3k $30.8m $30.8m 0.19% Added +1.8k +1,839
87 AE Wealth Management LLC 0.29% of their portfolio TOPEKA, KS 330,991331.0k $31.7m $31.7m 0.29% Added +178.2k +178,163
88 Checchi Capital Advisers, LLC 2.35% of their portfolio BEVERLY HILLS, CA 329,023329.0k $31.5m $31.5m 2.35% Added +211.9k +211,944
89 Corient Private Wealth LP 0.05% of their portfolio MIAMI, FL 324,500324.5k $31.1m $31.1m 0.05% Added +18.5k +18,463
90 Foundations Investment Advisors, LLC 0.64% of their portfolio PHOENIX, AZ 318,530318.5k $30.5m $30.5m 0.64% Added +19.1k +19,129
91 CreativeOne Wealth, LLC 1.02% of their portfolio OVERLAND PARK, KS 312,194312.2k $29.9m $29.9m 1.02% Added +77.5k +77,513
92 Atria Wealth Solutions, Inc. 0.32% of their portfolio NEW YORK, NY 311,829311.8k $29.9m $29.9m 0.32% Added +8.4k +8,415
93 ST GERMAIN D J CO INC 1.32% of their portfolio SPRINGFIELD, MA 300,919300.9k $28.8m $28.8m 1.32% Added +6.9k +6,914
94 Sage Advisory Services, Ltd.Co. 7.66% of their portfolio AUSTIN, TX 297,228297.2k $27.3m $27.3m 7.66% Unchanged
95 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 296,709296.7k $27.9m $27.9m 0.01% Added +4.1k +4,068
96 Bangor Savings Bank 2.60% of their portfolio BANGOR, ME 288,847288.8k $27.7m $27.7m 2.60% Added +21.6k +21,648
97 West Coast Financial LLC 3.02% of their portfolio SANTA BARBARA, CA 286,223286.2k $27.4m $27.4m 3.02% Added +16.4k +16,367
98 Johnson Financial Group, Inc. 1.25% of their portfolio RACINE, WI 285,670285.7k $27.4m $27.4m 1.25% Reduced -39.6k -39,565
99 Rockefeller Capital Management L.P. 0.07% of their portfolio NEW YORK, NY 283,837283.8k $27.2m $27.2m 0.07% Reduced -4.4k -4,385
100 CABOT WEALTH MANAGEMENT INC 3.35% of their portfolio BEVERLY, MA 279,918279.9k $26.8m $26.8m 3.35% Added +173.1k +173,082