Vault-13

ISHARES TR MBB

MBS ETF · ETP · CUSIP 464288588

845 institutional holders -22 vs Q4 2023
327,937,362327.9m shares reported held*
$30.3bnreported value*
69 new 395 added 277 reduced 92 sold out net bought ≈ $580.0m (+6.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($25.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $92.48. Options: 5 managers hold calls ($80.3m notional), 4 hold puts ($19.1m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 687Q4 22: 757Q1 23: 750Q2 23: 785Q3 23: 769Q4 23: 867Q1 24: 845845Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022687
Q4 2022757
Q1 2023750
Q2 2023785
Q3 2023769
Q4 2023867
Q1 2024845

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 428 bought or addedQ4 22: 284 cut or sold outQ4 22Q1 23: 463 bought or addedQ1 23: 274 cut or sold outQ1 23Q2 23: 451 bought or addedQ2 23: 291 cut or sold outQ2 23Q3 23: 330 bought or addedQ3 23: 434 cut or sold outQ3 23Q4 23: 430 bought or addedQ4 23: 360 cut or sold outQ4 23Q1 24: 464 bought or addedQ1 24: 369 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022428284
Q1 2023463274
Q2 2023451291
Q3 2023330434
Q4 2023430360
Q1 2024464369

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ2 23 calls: $26.5mQ2 23 puts: $36.9mQ2 23P/C 1.39Q3 23 calls: $192.2mQ3 23 puts: $35.2mQ3 23P/C 0.18Q4 23 calls: $70.2mQ4 23 puts: $30.4mQ4 23P/C 0.43Q1 24 calls: $80.3mQ1 24 puts: $19.1mQ1 24P/C 0.24
Numbers
QuarterCallsPutsP/C
Q2 2023$26.5m$36.9m1.39
Q3 2023$192.2m$35.2m0.18
Q4 2023$70.2m$30.4m0.43
Q1 2024$80.3m$19.1m0.24

Biggest buyers

MORGAN STANLEY Added +8,847,524+8.8m
JANE STREET GROUP, LLC Added +7,116,171+7.1m
BANK OF MONTREAL /CAN/ Added +1,526,826+1.5m
STATE STREET CORP New +1,184,000+1.2m
STATE OF MICHIGAN RETIREMENT SYSTEM Added +1,025,000+1.0m
BESSEMER GROUP INC Added +950,966+951.0k
ENVESTNET ASSET MANAGEMENT INC Added +859,530+859.5k
Cetera Investment Advisers Added +758,693+758.7k
EVOKE WEALTH, LLC Added +639,046+639.0k
STIFEL FINANCIAL CORP Added +527,758+527.8k

Biggest sellers

JPMORGAN CHASE & CO Reduced -9,955,878-10.0m
BANK OF AMERICA CORP /DE/ Reduced -3,779,535-3.8m
OSAIC HOLDINGS, INC. Reduced -1,672,930-1.7m
US BANCORP \DE\ Reduced -1,458,006-1.5m
GOLDMAN SACHS GROUP INC Reduced -1,360,919-1.4m
Connectus Wealth, LLC Sold out -548,677-548.7k
Cetera Advisor Networks LLC Sold out -402,615-402.6k
Cetera Advisors LLC Sold out -374,585-374.6k
Financial Gravity Asset Management, Inc. Reduced -342,767-342.8k
LPL Financial LLC Reduced -312,592-312.6k

Biggest calls

BANK OF AMERICA CORP /DE/ New $23.1m250.0k shares
Walleye Capital LLC New $19.4m210.0k shares
UBS Group AG New $13.9m150.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $12.2m132.2k shares
CITADEL ADVISORS LLC Reduced $11.7m127.0k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $13.9m150.3k shares
CITADEL ADVISORS LLC Reduced $4.8m51.9k shares
Point72 Asset Management, L.P. New $462.1k5.0k shares
Cutler Group LLC / CA Reduced $01.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.65% of their portfolio CHARLOTTE, NC 71,545,15571.5m $6.6bn $6.6bn 0.65% Reduced -3.8m -3,779,535
2 JPMORGAN CHASE & CO 0.21% of their portfolio NEW YORK, NY 50,487,84050.5m $4.7bn $4.7bn 0.21% Reduced -10.0m -9,955,878
3 MORGAN STANLEY 0.06% of their portfolio NEW YORK, NY 22,973,86823.0m $2.1bn $2.1bn 0.06% Added +8.8m +8,847,524
4 ENVESTNET ASSET MANAGEMENT INC 0.77% of their portfolio Berwyn, PA 22,207,49422.2m $2.1bn $2.1bn 0.77% Added +859.5k +859,530
5 LPL Financial LLC 0.84% of their portfolio FORT MILL, SC 16,893,56216.9m $1.6bn $1.6bn 0.84% Reduced -312.6k -312,592
6 AMERIPRISE FINANCIAL INC 0.35% of their portfolio MINNEAPOLIS, MN 13,614,88913.6m $1.3bn $1.3bn 0.35% Reduced -43.2k -43,204
7 JANE STREET GROUP, LLC 1.01% of their portfolio NEW YORK, NY 8,429,0848.4m $779.0m $779.0m 1.01% Added +7.1m +7,116,171
8 Charles Schwab Investment Advisory, Inc. 0.68% of their portfolio SAN FRANCISCO, CA 5,368,8265.4m $496.2m $496.2m 0.68% Reduced -92.1k -92,076
9 TIAA TRUST, NATIONAL ASSOCIATION 1.32% of their portfolio CHARLOTTE, NC 4,661,1824.7m $431.3m $431.3m 1.32% Added +493.8k +493,780
10 STIFEL FINANCIAL CORP 0.37% of their portfolio ST. LOUIS, MO 3,552,0223.6m $328.3m $328.3m 0.37% Added +527.8k +527,758
11 TRUIST FINANCIAL CORP 0.49% of their portfolio CHARLOTTE, NC 3,502,3043.5m $323.7m $323.7m 0.49% Added +301.1k +301,116
12 Bank of New York Mellon Corp 0.06% of their portfolio NEW YORK, NY 3,437,8503.4m $317.7m $317.7m 0.06% Reduced -99.2k -99,206
13 WELLS FARGO & COMPANY/MN 0.08% of their portfolio SAN FRANCISCO, CA 3,252,9023.3m $300.6m $300.6m 0.08% Added +231.1k +231,144
14 State of Tennessee, Department of Treasury 1.04% of their portfolio NASHVILLE, TN 3,036,4433.0m $280.6m $280.6m 1.04% Added +92.0k +91,965
15 Envestnet Portfolio Solutions, Inc. 0.97% of their portfolio BERWYN, PA 2,792,2152.8m $258.1m $258.1m 0.97% Added +164.7k +164,686
16 Allworth Financial LP 1.81% of their portfolio FOLSOM, CA 2,777,0892.8m $256.7m $256.7m 1.81% Added +152.6k +152,564
17 BANK OF MONTREAL /CAN/ 0.07% of their portfolio TORONTO, A6 2,494,1192.5m $230.7m $230.7m 0.07% Added +1.5m +1,526,826
18 BlackRock Inc. 0.01% of their portfolio New York, NY 2,415,6802.4m $223.3m $223.3m 0.01% Reduced -183.8k -183,798
19 CWM, LLC 1.04% of their portfolio OMAHA, NE 2,321,7362.3m $214.6m $214.6m 1.04% Reduced -6.3k -6,304
20 RWA WEALTH PARTNERS, LLC 2.83% of their portfolio BOSTON, MA 2,278,6622.3m $210.6m $210.6m 2.83% Added +43.1k +43,102
21 ROYAL BANK OF CANADA 0.05% of their portfolio TORONTO, A6 2,012,2512.0m $186.0m $186.0m 0.05% Reduced -160.1k -160,058
22 SEI INVESTMENTS CO 0.27% of their portfolio OAKS, PA 1,976,6602.0m $182.7m $182.7m 0.27% Added +100.0k +100,010
23 UBS Group AG 0.06% of their portfolio ZURICH, V8 1,898,7361.9m $175.5m $175.5m 0.06% Added +153.7k +153,665
24 FMR LLC 0.01% of their portfolio BOSTON, MA 1,801,2491.8m $166.5m $166.5m 0.01% Reduced -94.2k -94,192
25 MIDLAND WEALTH ADVISORS, LLC 9.83% of their portfolio EFFINGHAM, IL 1,727,1341.7m $159.6m $159.6m 9.83% Added +117.2k +117,214
26 Dynasty Wealth Management, LLC 5.04% of their portfolio ST. PETERSBURG, FL 1,710,0871.7m $158.0m $158.0m 5.04% First filing
27 Quotient Wealth Partners, LLC 5.49% of their portfolio DALLAS, TX 1,662,6211.7m $153.7m $153.7m 5.49% Added +189.7k +189,689
28 STATE OF MICHIGAN RETIREMENT SYSTEM 0.78% of their portfolio EAST LANSING, MI 1,565,8001.6m $144.7m $144.7m 0.78% Added +1.0m +1,025,000
29 UNITED CAPITAL FINANCIAL ADVISORS, LLC 1.17% of their portfolio IRVING, TX 1,529,5181.5m $141.4m $141.4m 1.17% Reduced -17.1k -17,101
30 Cetera Investment Advisers 0.33% of their portfolio SCHAUMBURG, IL 1,495,4191.5m $138.2m $138.2m 0.33% Added +758.7k +758,693
31 Blue Trust, Inc. 1.93% of their portfolio BRENTWOOD, TN 1,480,4331.5m $136.8m $136.8m 1.93% Added +37.1k +37,091
32 Bridgewater Associates, LP 0.69% of their portfolio Westport, CT 1,478,5001.5m $136.6m $136.6m 0.69% Added +26.7k +26,700
33 PARK AVENUE SECURITIES LLC 1.64% of their portfolio NEW YORK, NY 1,376,9781.4m $127.3m $127.3m 1.64% Added +54.8k +54,834
34 Janney Montgomery Scott LLC 0.37% of their portfolio PHILADELPHIA, PA 1,334,1261.3m $123.3m $123.3m 0.37% Added +14.4k +14,403
35 HANCOCK WHITNEY CORP 4.25% of their portfolio GULFPORT, MS 1,330,4311.3m $123.0m $123.0m 4.25% Added +71.4k +71,433
36 OneDigital Investment Advisors LLC 1.92% of their portfolio OVERLAND PARK, KS 1,318,9251.3m $121.9m $121.9m 1.92% Added +107.2k +107,191
37 MML INVESTORS SERVICES, LLC 0.48% of their portfolio SPRINGFIELD, MA 1,262,6971.3m $116.7m $116.7m 0.48% Added +28.4k +28,356
38 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,184,0001.2m $109.4m $109.4m 0.00% New
39 Sumitomo Mitsui Trust Group, Inc. 0.07% of their portfolio CHIYODA-KU, TOKYO, M0 1,073,5011.1m $99.2m $99.2m 0.07% Reduced -3.0k -3,049
40 Municipal Employees' Retirement System of Michigan 1.27% of their portfolio LANSING, MI 1,066,3111.1m $98.5m $98.5m 1.27% Reduced -16.1k -16,068
41 Money Design Co.,Ltd. 5.31% of their portfolio TOKYO, M0 1,055,0971.1m $97.5m $97.5m 5.31% Added +151.9k +151,924
42 Asset Management One Co., Ltd. 0.36% of their portfolio TOKYO, M0 1,009,5461.0m $93.3m $93.3m 0.36% Reduced -7.6k -7,597
43 BESSEMER GROUP INC 0.17% of their portfolio WOODBRIDGE, NJ 994,220994.2k $91.9m $91.9m 0.17% Added +951.0k +950,966
44 Composition Wealth, LLC 2.06% of their portfolio LOS ANGELES, CA 884,349884.3k $81.7m $81.7m 2.06% Added +212.5k +212,487
45 COMMONWEALTH EQUITY SERVICES, LLC 0.10% of their portfolio WALTHAM, MA 675,712675.7k $62.4m $62.4m 0.10% Reduced -47.8k -47,797
46 EVOKE WEALTH, LLC 1.77% of their portfolio Los Angeles, CA 643,196643.2k $59.4m $59.4m 1.77% Added +639.0k +639,046
47 Sensible Financial Planning & Management, LLC. 12.99% of their portfolio WALTHAM, MA 635,717635.7k $58.8m $58.8m 12.99% Added +27.9k +27,927
48 Avidian Wealth Enterprises, LLC 3.02% of their portfolio Houston, TX 610,959611.0k $56.5m $56.5m 3.02% Added +47.1k +47,116
49 ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio NASHVILLE, TN 605,018605.0k $55.9m $55.9m 0.02% Added +2.2k +2,211
50 US BANCORP \DE\ 0.08% of their portfolio MINNEAPOLIS, MN 604,430604.4k $55.9m $55.9m 0.08% Reduced -1.5m -1,458,006
51 Haverford Trust Co 0.52% of their portfolio Radnor, PA 540,307540.3k $49.9m $49.9m 0.52% Added +2.4k +2,372
52 Fisher Asset Management, LLC 0.02% of their portfolio PLANO, TX 538,725538.7k $49.8m $49.8m 0.02% Added +94.5k +94,515
53 Johnson Financial Group, Inc. 2.66% of their portfolio RACINE, WI 534,780534.8k $49.4m $49.4m 2.66% Reduced -31.9k -31,908
54 ROCKLAND TRUST CO 2.53% of their portfolio HANOVER, MA 519,594519.6k $48.0m $48.0m 2.53% Added +28.4k +28,402
55 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 518,402518.4k $47.9m $47.9m 0.01% Reduced -1.4m -1,360,919
56 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 513,448513.4k $47.5m $47.5m 0.03% Added +90.5k +90,461
57 Mirae Asset Global Investments Co., Ltd. 0.10% of their portfolio SEOUL, M5 504,771504.8k $46.7m $46.7m 0.10% Reduced -34.9k -34,851
58 Global Assets Advisory, LLC 0.21% of their portfolio ORLANDO, FL 503,126503.1k $5.5k $5.5k 0.21% New
59 Korea Investment CORP 0.12% of their portfolio SEOUL, M5 500,000500.0k $46.2m $46.2m 0.12% Unchanged
60 Raymond James Financial Services Advisors, Inc. 0.07% of their portfolio ST. PETERSBURG, FL 497,232497.2k $46.0m $46.0m 0.07% Reduced -11.5k -11,498
61 Mill Creek Capital Advisors, LLC 1.22% of their portfolio Conshohocken, PA 487,978488.0k $45.1m $45.1m 1.22% Added +127.3k +127,253
62 CIBC Asset Management Inc 0.15% of their portfolio TORONTO, Z4 480,213480.2k $44.4m $44.4m 0.15% Added +65.1k +65,106
63 Willis Johnson & Associates, Inc. 3.73% of their portfolio Houston, TX 464,178464.2k $42.9m $42.9m 3.73% Added +24.6k +24,595
64 Mitsubishi UFJ Asset Management Co., Ltd. 0.06% of their portfolio TOKYO, M0 443,400443.4k $41.0m $41.0m 0.06% Reduced -32.6k -32,600
65 SkyView Investment Advisors, LLC 7.42% of their portfolio SHREWSBURY, NJ 434,131434.1k $40.1m $40.1m 7.42% Added +13.3k +13,290
66 Capital Investment Advisors, LLC 0.89% of their portfolio ATLANTA, GA 413,916413.9k $38.3m $38.3m 0.89% Reduced -11.5k -11,546
67 Allianz Asset Management GmbH 0.06% of their portfolio MUNICH, 2M 399,109399.1k $36.9m $36.9m 0.06% Reduced -10.4k -10,380
68 CreativeOne Wealth, LLC 1.43% of their portfolio OVERLAND PARK, KS 388,434388.4k $35.9m $35.9m 1.43% Added +157.4k +157,447
69 CONNING INC. 1.17% of their portfolio HARTFORD, CT 387,672387.7k $35.8m $35.8m 1.17% Unchanged
70 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.09% of their portfolio Paris, I0 383,780383.8k $35.5m $35.5m 0.09% New
71 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 373,231373.2k $34.5m $34.5m 0.02% Reduced -13.2k -13,173
72 Thrivent Financial for Lutherans 0.07% of their portfolio Minneapolis, MN 372,329372.3k $34.4m $34.4m 0.07% Added +53.5k +53,480
73 ASSETMARK, INC 0.11% of their portfolio CONCORD, CA 366,593366.6k $33.9m $33.9m 0.11% Reduced -16.6k -16,621
74 Rockefeller Capital Management L.P. 0.10% of their portfolio NEW YORK, NY 360,013360.0k $33.3m $33.3m 0.10% Added +119.7k +119,667
75 Manning & Napier Group, LLC 0.38% of their portfolio Fairport, NY 356,061356.1k $32.9m $32.9m 0.38% Added +43.6k +43,594
76 SUMITOMO MITSUI FINANCIAL GROUP, INC. 1.02% of their portfolio TOKYO, M0 354,716354.7k $32.8m $32.8m 1.02% Added +7.3k +7,345
77 CAPITAL ADVISORS INC/OK 0.69% of their portfolio TULSA, OK 349,208349.2k $32.3m $32.3m 0.69% Reduced -8.1k -8,096
78 Strategic Wealth Partners, Ltd. 3.45% of their portfolio INDEPENDENCE, OH 339,990340.0k $31.4m $31.4m 3.45% Added +33.6k +33,591
79 Zurich Insurance Group Ltd/FI 0.29% of their portfolio ZURICH, V8 338,060338.1k $31.2m $31.2m 0.29% Unchanged
80 JB Capital LLC 2.08% of their portfolio WETHERSFIELD, CT 337,296337.3k $31.2m $31.2m 2.08% Added +20.7k +20,710
81 NOTTINGHAM ADVISORS, INC. 3.78% of their portfolio AMHERST, NY 334,479334.5k $30.9m $30.9m 3.78% Added +184.1k +184,131
82 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 318,571318.6k $29.5m $29.5m 0.07% Reduced -1.7m -1,672,930
83 Atria Wealth Solutions, Inc. 0.33% of their portfolio NEW YORK, NY 314,778314.8k $29.1m $29.1m 0.33% Added +2.1k +2,149
84 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 303,638303.6k $28.1m $28.1m 0.01% Reduced -199.9k -199,866
85 Lutz Financial Services LLC 2.45% of their portfolio OMAHA, NE 303,450303.4k $28.0m $28.0m 2.45% Added +174.0k +174,028
86 NewEdge Advisors, LLC 0.24% of their portfolio NEW ORLEANS, LA 301,535301.5k $27.9m $27.9m 0.24% Added +76.9k +76,858
87 Resona Asset Management Co.,Ltd. 0.16% of their portfolio KOTO-KU,TOKYO, M0 299,892299.9k $27.7m $27.7m 0.16% First filing
88 Sage Advisory Services, Ltd.Co. 7.39% of their portfolio AUSTIN, TX 293,029293.0k $27.1m $27.1m 7.39% Added +67.7k +67,732
89 Corient Private Wealth LP 0.05% of their portfolio MIAMI, FL 291,454291.5k $26.9m $26.9m 0.05% Reduced -134.1k -134,052
90 ST GERMAIN D J CO INC 1.31% of their portfolio SPRINGFIELD, MA 289,551289.6k $26.8m $26.8m 1.31% Added +11.8k +11,790
91 Allspring Global Investments Holdings, LLC 0.04% of their portfolio CHARLOTTE, NC 288,623288.6k $26.7m $26.7m 0.04% Added +10.4k +10,412
92 Foundations Investment Advisors, LLC 0.66% of their portfolio PHOENIX, AZ 274,490274.5k $25.4m $25.4m 0.66% Added +19.1k +19,132
93 Cambridge Investment Research Advisors, Inc. 0.10% of their portfolio FAIRFIELD, IA 270,137270.1k $25.0m $25.0m 0.10% Added +23.5k +23,527
94 Creative Planning 0.03% of their portfolio OVERLAND PARK, KS 259,974260.0k $24.0m $24.0m 0.03% Reduced -73.3k -73,254
95 Acorns Advisers, LLC 0.25% of their portfolio IRVINE, CA 246,645246.6k $22.8m $22.8m 0.25% Added +18.6k +18,594
96 Clearwater Capital Advisors, LLC 2.42% of their portfolio HOFFMAN ESTATES, IL 245,571245.6k $22.7m $22.7m 2.42% Added +22.9k +22,892
97 Galvin, Gaustad & Stein, LLC 2.02% of their portfolio Scottsdale, AZ 237,949237.9k $22.0m $22.0m 2.02% Reduced -5.2k -5,180
98 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 1.42% of their portfolio BIRMINGHAM, AL 237,239237.2k $21.9m $21.9m 1.42% Added +6.8k +6,792
99 KEYBANK NATIONAL ASSOCIATION/OH 0.09% of their portfolio BROOKLYN, OH 236,405236.4k $21.8m $21.8m 0.09% Added +30.9k +30,889
100 ARVEST INVESTMENTS, INC. 3.46% of their portfolio LOWELL, AR 236,152236.2k $21.8m $21.8m 3.46% Added +6.1k +6,067