Vault-13

ISHARES TR MBB

MBS ETF · ETP · CUSIP 464288588

769 institutional holders -16 vs Q2 2023
271,243,442271.2m shares reported held*
$24.1bnreported value*
65 new 265 added 355 reduced 79 sold out net sold ≈ $36.0m (-278.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($62.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $89.03. Options: 6 managers hold calls ($192.2m notional), 6 hold puts ($35.2m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 687Q4 22: 757Q1 23: 750Q2 23: 785Q3 23: 769769Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022687
Q4 2022757
Q1 2023750
Q2 2023785
Q3 2023769

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 428 bought or addedQ4 22: 284 cut or sold outQ4 22Q1 23: 463 bought or addedQ1 23: 274 cut or sold outQ1 23Q2 23: 451 bought or addedQ2 23: 291 cut or sold outQ2 23Q3 23: 330 bought or addedQ3 23: 434 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022428284
Q1 2023463274
Q2 2023451291
Q3 2023330434

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ4 22 calls: $7.0mQ4 22 puts: $11.6mQ4 22P/C 1.66Q1 23 calls: $17.3mQ1 23 puts: $6.6mQ1 23P/C 0.38Q2 23 calls: $26.5mQ2 23 puts: $36.9mQ2 23P/C 1.39Q3 23 calls: $192.2mQ3 23 puts: $35.2mQ3 23P/C 0.18
Numbers
QuarterCallsPutsP/C
Q4 2022$7.0m$11.6m1.66
Q1 2023$17.3m$6.6m0.38
Q2 2023$26.5m$36.9m1.39
Q3 2023$192.2m$35.2m0.18

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +3,938,227+3.9m
State of Tennessee, Department of Treasury Added +2,959,840+3.0m
JPMORGAN CHASE & CO Added +2,719,637+2.7m
RWA WEALTH PARTNERS, LLC Added +1,791,755+1.8m
Bank of New York Mellon Corp Added +1,688,344+1.7m
AMERIPRISE FINANCIAL INC Added +1,158,175+1.2m
Municipal Employees' Retirement System of Michigan Added +801,744+801.7k
GOLDMAN SACHS GROUP INC Added +394,642+394.6k
Corient Private Wealth LP Added +369,247+369.2k
Clearwater Capital Advisors, LLC New +367,457+367.5k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -8,322,337-8.3m
Ocean Park Asset Management, LLC Sold out -1,955,983-2.0m
JANE STREET GROUP, LLC Reduced -1,090,400-1.1m
RAYMOND JAMES & ASSOCIATES Reduced -934,381-934.4k
CWM, LLC Reduced -715,046-715.0k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Reduced -705,364-705.4k
CreativeOne Wealth, LLC Reduced -571,643-571.6k
MORGAN STANLEY Reduced -513,940-513.9k
PARK AVENUE SECURITIES LLC Reduced -484,453-484.5k
TWO SIGMA INVESTMENTS, LP Reduced -300,000-300.0k

Biggest calls

Centiva Capital, LP New $155.4m1.8m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $18.7m210.5k shares
GOLDMAN SACHS GROUP INC New $10.0m112.5k shares
CITADEL ADVISORS LLC Added $6.3m71.2k shares
BANK OF AMERICA CORP /DE/ New $1.8m20.0k shares
Cutler Group LLC / CA Added $3.0k7.9k shares

Biggest puts

CITADEL ADVISORS LLC Added $17.7m199.1k shares
BANK OF AMERICA CORP /DE/ Unchanged $6.4m72.5k shares
Centiva Capital, LP Unchanged $6.4m72.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $4.4m50.0k shares
Private Advisor Group, LLC New $231.5k260.7k shares
Cutler Group LLC / CA Reduced $01.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.72% of their portfolio CHARLOTTE, NC 65,926,48665.9m $5.9bn $5.9bn 0.72% Added +3.9m +3,938,227
2 JPMORGAN CHASE & CO 0.28% of their portfolio NEW YORK, NY 27,285,85227.3m $2.4bn $2.4bn 0.28% Added +2.7m +2,719,637
3 ENVESTNET ASSET MANAGEMENT INC 0.90% of their portfolio Berwyn, PA 22,162,23822.2m $2.0bn $2.0bn 0.90% Reduced -8.3m -8,322,337
4 LPL Financial LLC 1.03% of their portfolio FORT MILL, SC 16,573,81816.6m $1.5bn $1.5bn 1.03% Reduced -1.4k -1,387
5 AMERIPRISE FINANCIAL INC 0.39% of their portfolio MINNEAPOLIS, MN 13,314,58913.3m $1.2bn $1.2bn 0.39% Added +1.2m +1,158,175
6 MORGAN STANLEY 0.07% of their portfolio NEW YORK, NY 7,836,5317.8m $695.9m $695.9m 0.07% Reduced -513.9k -513,940
7 BlackRock Inc. 0.02% of their portfolio New York, NY 6,546,6756.5m $581.3m $581.3m 0.02% Reduced -95.2k -95,185
8 State of Tennessee, Department of Treasury 1.92% of their portfolio NASHVILLE, TN 5,353,2965.4m $475.4m $475.4m 1.92% Added +3.0m +2,959,840
9 Charles Schwab Investment Advisory, Inc. 0.61% of their portfolio SAN FRANCISCO, CA 4,358,6944.4m $387.1m $387.1m 0.61% Reduced -164.8k -164,847
10 TIAA TRUST, NATIONAL ASSOCIATION 1.35% of their portfolio CHARLOTTE, NC 4,216,2514.2m $374.4m $374.4m 1.35% First filing
11 Bank of New York Mellon Corp 0.07% of their portfolio NEW YORK, NY 3,616,1913.6m $321.1m $321.1m 0.07% Added +1.7m +1,688,344
12 TRUIST FINANCIAL CORP 0.48% of their portfolio CHARLOTTE, NC 3,204,3343.2m $284.5m $284.5m 0.48% Added +2.8k +2,836
13 STIFEL FINANCIAL CORP 0.39% of their portfolio ST. LOUIS, MO 3,121,0463.1m $277.1m $277.1m 0.39% Added +350.3k +350,293
14 WELLS FARGO & COMPANY/MN 0.09% of their portfolio SAN FRANCISCO, CA 3,118,0013.1m $276.9m $276.9m 0.09% Added +185.3k +185,287
15 OSAIC HOLDINGS, INC. 0.39% of their portfolio SCOTTSDALE, AZ 2,982,9483.0m $265.0m $265.0m 0.39% Added +145.0k +144,959
16 Richard Bernstein Advisors LLC 5.58% of their portfolio NEW YORK, NY 2,814,9202.8m $250.0m $250.0m 5.58% Reduced -132.9k -132,935
17 Allworth Financial LP 2.00% of their portfolio FOLSOM, CA 2,625,4812.6m $233.1m $233.1m 2.00% Added +118.4k +118,416
18 CWM, LLC 1.41% of their portfolio OMAHA, NE 2,580,6472.6m $229.2m $229.2m 1.41% Reduced -715.0k -715,046
19 Envestnet Portfolio Solutions, Inc. 1.06% of their portfolio BERWYN, PA 2,515,4572.5m $223.4m $223.4m 1.06% First filing
20 ROYAL BANK OF CANADA 0.06% of their portfolio TORONTO, A6 2,300,5652.3m $204.3m $204.3m 0.06% Reduced -30.6k -30,568
21 FMR LLC 0.01% of their portfolio BOSTON, MA 1,880,2411.9m $167.0m $167.0m 0.01% Reduced -86 -86
22 SEI INVESTMENTS CO 0.29% of their portfolio OAKS, PA 1,841,7861.8m $163.6m $163.6m 0.29% Added +131.6k +131,566
23 RWA WEALTH PARTNERS, LLC 3.47% of their portfolio BOSTON, MA 1,794,4401.8m $159.3m $159.3m 3.47% Added +1.8m +1,791,755
24 UBS Group AG 0.07% of their portfolio ZURICH, V8 1,611,7731.6m $143.1m $143.1m 0.07% Reduced -282.0k -282,002
25 US BANCORP \DE\ 0.21% of their portfolio MINNEAPOLIS, MN 1,489,8861.5m $131.3m $131.3m 0.21% Added +269.5k +269,477
26 Bridgewater Associates, LP 0.80% of their portfolio Westport, CT 1,481,3001.5m $131.5m $131.5m 0.80% Added +27.1k +27,100
27 Blue Trust, Inc. 2.06% of their portfolio BRENTWOOD, TN 1,447,5341.4m $135.0m $135.0m 2.06% Added +31.0k +31,040
28 HANCOCK WHITNEY CORP 4.93% of their portfolio GULFPORT, MS 1,345,5171.3m $119.5m $119.5m 4.93% Added +58.7k +58,749
29 PARK AVENUE SECURITIES LLC 1.84% of their portfolio NEW YORK, NY 1,336,1221.3m $118.6m $118.6m 1.84% Reduced -484.5k -484,453
30 Janney Montgomery Scott LLC 0.44% of their portfolio PHILADELPHIA, PA 1,316,2721.3m $116.9m $116.9m 0.44% Reduced -250.1k -250,107
31 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.74% of their portfolio IRVING, TX 1,272,4351.3m $113.0m $113.0m 0.74% Reduced -705.4k -705,364
32 MML INVESTORS SERVICES, LLC 0.57% of their portfolio SPRINGFIELD, MA 1,152,8961.2m $102.4m $102.4m 0.57% Reduced -191.5k -191,521
33 OneDigital Investment Advisors LLC 2.11% of their portfolio OVERLAND PARK, KS 1,097,4081.1m $97.4m $97.4m 2.11% Added +123.5k +123,509
34 Asset Management One Co., Ltd. 0.43% of their portfolio TOKYO, M0 1,093,5541.1m $97.1m $97.1m 0.43% Reduced -28.1k -28,146
35 Municipal Employees' Retirement System of Michigan 1.34% of their portfolio LANSING, MI 1,082,3791.1m $96.1m $96.1m 1.34% Added +801.7k +801,744
36 BESSEMER GROUP INC 0.20% of their portfolio WOODBRIDGE, NJ 1,022,9901.0m $90.8m $90.8m 0.20% Added +108.7k +108,678
37 BANK OF MONTREAL /CAN/ 0.04% of their portfolio TORONTO, A6 965,310965.3k $102.2m $102.2m 0.04% Reduced -1.8k -1,758
38 Connectus Wealth, LLC 1.85% of their portfolio CINCINNATI, OH 937,527937.5k $83.3m $83.3m 1.85% Reduced -34.4k -34,412
39 Money Design Co.,Ltd. 5.01% of their portfolio TOKYO, M0 929,314929.3k $82.5m $82.5m 5.01% Added +49.8k +49,818
40 Cetera Investment Advisers 0.68% of their portfolio SCHAUMBURG, IL 888,942888.9k $78.9m $78.9m 0.68% Reduced -151.1k -151,139
41 ASSETMARK, INC 0.31% of their portfolio CONCORD, CA 869,480869.5k $77.2m $77.2m 0.31% Reduced -11.9k -11,920
42 Corient Private Wealth LP 0.17% of their portfolio MIAMI, FL 708,681708.7k $75.2m $75.2m 0.17% Added +369.2k +369,247
43 COMMONWEALTH EQUITY SERVICES, LLC 0.13% of their portfolio WALTHAM, MA 698,886698.9k $62.1m $62.1m 0.13% Reduced -21.2k -21,209
44 EVOKE WEALTH, LLC 2.17% of their portfolio Los Angeles, CA 695,498695.5k $61.8m $61.8m 2.17% Added +96.6k +96,640
45 Sensible Financial Planning & Management, LLC. 13.96% of their portfolio WALTHAM, MA 625,031625.0k $55.5m $55.5m 13.96% Added +27.5k +27,542
46 Sumitomo Mitsui Trust Group, Inc. 0.04% of their portfolio CHIYODA-KU, TOKYO, M0 606,389606.4k $53.8m $53.8m 0.04% Added +139.0k +139,001
47 ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio NASHVILLE, TN 550,808550.8k $48.9m $48.9m 0.02% Reduced -8.0k -7,990
48 Willis Johnson & Associates, Inc. 5.19% of their portfolio Houston, TX 544,363544.4k $48.3m $48.3m 5.19% Added +42.6k +42,634
49 STATE OF MICHIGAN RETIREMENT SYSTEM 0.31% of their portfolio EAST LANSING, MI 540,800540.8k $48.0m $48.0m 0.31% Unchanged
50 Haverford Trust Co 0.57% of their portfolio Radnor, PA 524,000524.0k $46.5m $46.5m 0.57% Reduced -76.4k -76,401
51 Avidian Wealth Enterprises, LLC 3.21% of their portfolio Houston, TX 512,424512.4k $45.5m $45.5m 3.21% Added +27.3k +27,317
52 RAYMOND JAMES & ASSOCIATES 0.04% of their portfolio ST PETERSBURG, FL 510,880510.9k $45.4m $45.4m 0.04% Reduced -934.4k -934,381
53 TWO SIGMA INVESTMENTS, LP 0.12% of their portfolio NEW YORK, NY 500,000500.0k $44.4m $44.4m 0.12% Reduced -300.0k -300,000
54 Korea Investment CORP 0.13% of their portfolio SEOUL, M5 500,000500.0k $44.4m $44.4m 0.13% Unchanged
55 Mirae Asset Global Investments Co., Ltd. 0.10% of their portfolio SEOUL, M5 499,054499.1k $44.4m $44.4m 0.10% Added +36.3k +36,319
56 Composition Wealth, LLC 1.34% of their portfolio LOS ANGELES, CA 488,956489.0k $43.4m $43.4m 1.34% Added +49.0k +48,995
57 ROCKLAND TRUST CO 2.54% of their portfolio HANOVER, MA 475,144475.1k $42.2m $42.2m 2.54% Added +10.6k +10,596
58 Capital Investment Advisors, LLC 1.09% of their portfolio ATLANTA, GA 444,271444.3k $39.5m $39.5m 1.09% Added +11.9k +11,899
59 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 443,045443.0k $39.3m $39.3m 0.01% Added +394.6k +394,642
60 Fisher Asset Management, LLC 0.02% of their portfolio PLANO, TX 431,463431.5k $38.3m $38.3m 0.02% Added +17.4k +17,409
61 Cetera Advisor Networks LLC 0.24% of their portfolio EL SEGUNDO, CA 425,557425.6k $37.8m $37.8m 0.24% Reduced -84.6k -84,573
62 CIBC Asset Management Inc 0.15% of their portfolio TORONTO, Z4 416,834416.8k $37.0m $37.0m 0.15% Added +8.5k +8,477
63 Allianz Asset Management GmbH 0.07% of their portfolio MUNICH, 2M 407,629407.6k $36.2m $36.2m 0.07% Added +197.8k +197,791
64 CONNING INC. 1.25% of their portfolio HARTFORD, CT 387,672387.7k $34.4m $34.4m 1.25% Unchanged
65 PNC Financial Services Group, Inc. 0.03% of their portfolio Pittsburgh, PA 372,751372.8k $33.1m $33.1m 0.03% Added +5.3k +5,309
66 KB FINANCIAL PARTNERS, LLC 9.35% of their portfolio PRINCETON, NJ 367,979368.0k $32.7m $32.7m 9.35% Added +1.0k +1,015
67 Clearwater Capital Advisors, LLC 4.00% of their portfolio HOFFMAN ESTATES, IL 367,457367.5k $32.6m $32.6m 4.00% New
68 Cetera Advisors LLC 0.51% of their portfolio DENVER, CO 367,411367.4k $32.6m $32.6m 0.51% Reduced -16.9k -16,874
69 Horizon Investments, LLC 0.98% of their portfolio Charlotte, NC 366,000366.0k $32.3m $32.3m 0.98% Reduced -83.9k -83,903
70 ST GERMAIN D J CO INC 1.80% of their portfolio SPRINGFIELD, MA 360,114360.1k $32.0m $32.0m 1.80% Reduced -54.6k -54,608
71 Financial Gravity Asset Management, Inc. 0.03% of their portfolio Lakeway, TX 349,042349.0k $2.4m $2.4m 0.03% Added +316.0k +316,033
72 Mill Creek Capital Advisors, LLC 1.00% of their portfolio Conshohocken, PA 339,409339.4k $30.1m $30.1m 1.00% Added +27.0k +26,995
73 Zurich Insurance Group Ltd/FI 0.32% of their portfolio ZURICH, V8 338,060338.1k $30.0m $30.0m 0.32% Unchanged
74 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.93% of their portfolio TOKYO, M0 326,285326.3k $29.0m $29.0m 0.93% Reduced -2.3k -2,287
75 WEALTHSOURCE PARTNERS, LLC 1.97% of their portfolio SAN LUIS OBISPO, CA 325,235325.2k $28.9m $28.9m 1.97% Reduced -149.3k -149,273
76 JB Capital LLC 2.42% of their portfolio WETHERSFIELD, CT 322,706322.7k $28.7m $28.7m 2.42% Reduced -73.3k -73,337
77 Mitsubishi UFJ Trust & Banking Corp 0.07% of their portfolio TOKYO, M0 322,592322.6k $28.6m $28.6m 0.07% Reduced -66.9k -66,870
78 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 322,357322.4k $28.6m $28.6m 0.05% Added +36.7k +36,675
79 Creative Planning 0.04% of their portfolio OVERLAND PARK, KS 316,046316.0k $28.1m $28.1m 0.04% Added +292.8k +292,830
80 Atria Wealth Solutions, Inc. 0.39% of their portfolio NEW YORK, NY 309,309309.3k $27.5m $27.5m 0.39% Reduced -40.4k -40,394
81 Tortoise Investment Management, LLC 4.05% of their portfolio WHITE PLAINS, NY 306,308306.3k $27.2m $27.2m 4.05% Added +32.8k +32,820
82 Strategic Wealth Partners, Ltd. 3.54% of their portfolio INDEPENDENCE, OH 303,143303.1k $26.9m $26.9m 3.54% Added +21.9k +21,871
83 Thrivent Financial for Lutherans 0.06% of their portfolio Minneapolis, MN 282,732282.7k $25.2m $25.2m 0.06% Added +78.2k +78,172
84 Allspring Global Investments Holdings, LLC 0.04% of their portfolio CHARLOTTE, NC 274,396274.4k $24.4m $24.4m 0.04% Added +4.9k +4,925
85 Foundations Investment Advisors, LLC 0.72% of their portfolio PHOENIX, AZ 262,750262.8k $23.3m $23.3m 0.72% Reduced -43.2k -43,193
86 Cambridge Investment Research Advisors, Inc. 0.11% of their portfolio FAIRFIELD, IA 261,737261.7k $23.2m $23.2m 0.11% Reduced -1.5k -1,477
87 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 261,121261.1k $23.2m $23.2m 0.01% Reduced -2.2k -2,191
88 Galvin, Gaustad & Stein, LLC 2.34% of their portfolio Scottsdale, AZ 259,640259.6k $23.1m $23.1m 2.34% Reduced -4.1k -4,064
89 Rockefeller Capital Management L.P. 0.09% of their portfolio NEW YORK, NY 259,621259.6k $23.1m $23.1m 0.09% Added +43.7k +43,722
90 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 258,050258.1k $22.9m $22.9m 0.02% Added +89.4k +89,421
91 AE Wealth Management LLC 0.14% of their portfolio TOPEKA, KS 254,430254.4k $22.6m $22.6m 0.14% Reduced -45.7k -45,678
92 CreativeOne Wealth, LLC 1.55% of their portfolio OVERLAND PARK, KS 243,098243.1k $21.6m $21.6m 1.55% Reduced -571.6k -571,643
93 Sage Advisory Services, Ltd.Co. 5.86% of their portfolio AUSTIN, TX 235,735235.7k $20.9m $20.9m 5.86% Added +29.4k +29,408
94 RKL Wealth Management LLC 2.55% of their portfolio LANCASTER, PA 234,308234.3k $20.8m $20.8m 2.55% Added +4.9k +4,855
95 Horst & Graben Wealth Management LLC 5.08% of their portfolio PORTLAND, OR 232,514232.5k $20.6m $20.6m 5.08% Reduced -30.0k -30,047
96 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 1.59% of their portfolio BIRMINGHAM, AL 230,905230.9k $20.5m $20.5m 1.59% Added +1.3k +1,307
97 FDx Advisors, Inc. 1.68% of their portfolio BERWYN, PA 227,598227.6k $20.2m $20.2m 1.68% Reduced -3.4k -3,417
98 CI INVESTMENTS INC. 0.11% of their portfolio TORONTO, Z4 219,383219.4k $19.5m $19.5m 0.11% Unchanged
99 Atria Investments, Inc 0.34% of their portfolio Charlotte, NC 215,880215.9k $19.2m $19.2m 0.34% Reduced -28.0k -28,033
100 Acorns Advisers, LLC 0.26% of their portfolio IRVINE, CA 213,450213.4k $19.0m $19.0m 0.26% Added +12.9k +12,886