Vault-13

ISHARES TR DSI

MSCI KLD400 SOC · ETP · CUSIP 464288570

547 institutional holders -22 vs Q4 2024
24,872,53924.9m shares reported held*
$2.5bnreported value*
28 new 181 added 213 reduced 43 sold out net sold ≈ $227.5m (-2.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($383.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $102.29. Options: 1 managers hold calls ($102.4k notional), 1 hold puts ($163.9k).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 420Q4 22: 437Q1 23: 436Q2 23: 463Q3 23: 453Q4 23: 496Q1 24: 506Q2 24: 523Q3 24: 540Q4 24: 569Q1 25: 547547Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022420
Q4 2022437
Q1 2023436
Q2 2023463
Q3 2023453
Q4 2023496
Q1 2024506
Q2 2024523
Q3 2024540
Q4 2024569
Q1 2025547

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q2 23: 176 bought or addedQ2 23: 178 cut or sold outQ3 23: 142 bought or addedQ3 23: 203 cut or sold outQ3 23Q4 23: 241 bought or addedQ4 23: 146 cut or sold outQ1 24: 190 bought or addedQ1 24: 222 cut or sold outQ1 24Q2 24: 217 bought or addedQ2 24: 196 cut or sold outQ3 24: 168 bought or addedQ3 24: 251 cut or sold outQ3 24Q4 24: 187 bought or addedQ4 24: 245 cut or sold outQ1 25: 209 bought or addedQ1 25: 256 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 2023176178
Q3 2023142203
Q4 2023241146
Q1 2024190222
Q2 2024217196
Q3 2024168251
Q4 2024187245
Q1 2025209256

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ2 24 calls: $311.6kQ2 24 puts: $72.7kQ2 24P/C 0.23Q3 24 calls: $326.4kQ3 24 puts: $87.0kQ3 24P/C 0.27Q4 24 calls: $341.8kQ4 24 puts: $176.4kQ4 24P/C 0.52Q1 25 calls: $102.4kQ1 25 puts: $163.9kQ1 25P/C 1.60
Numbers
QuarterCallsPutsP/C
Q2 2024$311.6k$72.7k0.23
Q3 2024$326.4k$87.0k0.27
Q4 2024$341.8k$176.4k0.52
Q1 2025$102.4k$163.9k1.60

Biggest buyers

Bank of New York Mellon Corp Added +89,622+89.6k
Rockefeller Capital Management L.P. Added +84,268+84.3k
SCS Capital Management LLC New +68,769+68.8k
AMERIPRISE FINANCIAL INC Added +48,505+48.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +42,730+42.7k
Orion Portfolio Solutions, LLC Added +37,813+37.8k
Wealthspire Advisors, LLC Added +36,517+36.5k
Manchester Capital Management LLC Added +35,221+35.2k
Cerity Partners LLC Added +22,956+23.0k
McClarren Financial Advisors, Inc. New +21,575+21.6k

Biggest sellers

MORGAN STANLEY Reduced -849,201-849.2k
IMA Advisory Services, Inc. Reduced -434,899-434.9k
BANK OF AMERICA CORP /DE/ Reduced -246,734-246.7k
Essential Planning, LLC. Reduced -230,092-230.1k
JPMORGAN CHASE & CO Reduced -150,143-150.1k
Envestnet Portfolio Solutions, Inc. Reduced -120,943-120.9k
Strategic Wealth Investment Group, LLC Sold out -112,982-113.0k
Focus Partners Wealth Reduced -86,483-86.5k
OSAIC HOLDINGS, INC. Reduced -69,845-69.8k
Ameritas Advisory Services, LLC Reduced -63,732-63.7k

Biggest calls

CITADEL ADVISORS LLC Reduced $102.4k1.0k shares

Biggest puts

CITADEL ADVISORS LLC Unchanged $163.9k1.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 3,903,8073.9m $399.8m $399.8m 0.03% Reduced -849.2k -849,201
2 ENVESTNET ASSET MANAGEMENT INC 0.07% of their portfolio Berwyn, PA 2,033,0722.0m $208.2m $208.2m 0.07% Added +13.6k +13,572
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,444,3241.4m $147.9m $147.9m 0.01% Reduced -246.7k -246,734
4 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,240,7691.2m $127.1m $127.1m 0.01% Reduced -150.1k -150,143
5 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 1,110,0531.1m $113.7m $113.7m 0.02% Added +89.6k +89,622
6 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,010,4171.0m $103.5m $103.5m 0.04% Added +4.7k +4,703
7 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 989,124989.1k $101.3m $101.3m 0.03% Added +48.5k +48,505
8 UBS Group AG 0.01% of their portfolio ZURICH, V8 464,252464.3k $47.5m $47.5m 0.01% Reduced -33.4k -33,445
9 Envestnet Portfolio Solutions, Inc. 0.17% of their portfolio BERWYN, PA 445,608445.6k $45.6m $45.6m 0.17% Reduced -120.9k -120,943
10 IMA Advisory Services, Inc. 5.04% of their portfolio DENVER, CO 416,825416.8k $42.5m $42.5m 5.04% Reduced -434.9k -434,899
11 Betterment LLC 0.10% of their portfolio NEW YORK, NY 409,944409.9k $42.0m $42.0m 0.10% Reduced -15.2k -15,170
12 US BANCORP \DE\ 0.05% of their portfolio MINNEAPOLIS, MN 343,418343.4k $35.2m $35.2m 0.05% Reduced -58.5k -58,516
13 Mariner, LLC 0.05% of their portfolio Overland Park, KS 322,703322.7k $33.0m $33.0m 0.05% Reduced -621 -621
14 Cerity Partners LLC 0.06% of their portfolio NEW YORK, NY 292,513292.5k $30.0m $30.0m 0.06% Added +23.0k +22,956
15 SEI INVESTMENTS CO 0.04% of their portfolio OAKS, PA 277,866277.9k $28.5m $28.5m 0.04% Reduced -3.6k -3,580
16 Rockefeller Capital Management L.P. 0.07% of their portfolio NEW YORK, NY 273,410273.4k $28.0m $28.0m 0.07% Added +84.3k +84,268
17 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 269,934269.9k $27.6m $27.6m 0.01% Added +17.9k +17,894
18 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 220,864220.9k $22.6m $22.6m 0.01% Reduced -29.7k -29,669
19 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 204,711204.7k $21.0m $21.0m 0.03% Reduced -33.9k -33,943
20 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 197,360197.4k $20.2m $20.2m 0.01% Added +6.9k +6,872
21 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 188,833188.8k $19.3m $19.3m 0.03% Added +1.0k +1,045
22 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 183,084183.1k $18.7m $18.7m 0.02% Reduced -748 -748
23 PARK AVENUE SECURITIES LLC 0.22% of their portfolio NEW YORK, NY 172,260172.3k $17.6m $17.6m 0.22% Added +5.5k +5,531
24 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 168,799168.8k $17.3m $17.3m 0.04% Reduced -69.8k -69,845
25 Manchester Capital Management LLC 2.10% of their portfolio MANCHESTER, VT 167,092167.1k $17.1m $17.1m 2.10% Added +35.2k +35,221
26 National Philanthropic Trust 0.27% of their portfolio Jenkintown, PA 162,874162.9k $16.7m $16.7m 0.27% Reduced -49.6k -49,608
27 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 160,478160.5k $16.4m $16.4m 0.03% Added +20.6k +20,566
28 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 159,822159.8k $16.4m $16.4m 0.00% Added +5.1k +5,070
29 CAPTRUST FINANCIAL ADVISORS 0.04% of their portfolio RALEIGH, NC 148,797148.8k $15.2m $15.2m 0.04% Added +4.2k +4,241
30 Fiduciary Trust Co 0.19% of their portfolio Boston, MA 143,468143.5k $14.7m $14.7m 0.19% Reduced -498 -498
31 Gemmer Asset Management LLC 1.31% of their portfolio WALNUT CREEK, CA 128,546128.5k $13.2m $13.2m 1.31% Added +2.2k +2,227
32 Ameritas Advisory Services, LLC 0.52% of their portfolio Lincoln, NE 126,799126.8k $13.0m $13.0m 0.52% Reduced -63.7k -63,732
33 Private Advisor Group, LLC 0.08% of their portfolio MORRISTOWN, NJ 124,514124.5k $12.8m $12.8m 0.08% Reduced -4.3k -4,338
34 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 117,316117.3k $12.0m $12.0m 0.03% Added +4.6k +4,635
35 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 116,661116.7k $11.9m $11.9m 0.04% Reduced -37 -37
36 TRILLIUM ASSET MANAGEMENT, LLC 0.31% of their portfolio BOSTON, MA 105,571105.6k $10.8m $10.8m 0.31% Reduced -47.5k -47,460
37 Advisory Services Network, LLC 0.21% of their portfolio ATLANTA, GA 105,113105.1k $10.8m $10.8m 0.21% Reduced -1.8k -1,849
38 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 104,466104.5k $11.3m $11.3m 0.02% Reduced -12.4k -12,422
39 Francis Financial, Inc. 2.55% of their portfolio NEW YORK, NY 102,576102.6k $10.5m $10.5m 2.55% Added +191 +191
40 Dunhill Financial, LLC 4.75% of their portfolio LONDON, X0 101,912101.9k $10.4m $10.4m 4.75% Reduced -17.3k -17,287
41 HILL ISLAND FINANCIAL LLC 3.02% of their portfolio GRAND RAPIDS, MI 100,734100.7k $10.3m $10.3m 3.02% Reduced -1.7k -1,741
42 NATURAL INVESTMENTS, LLC 2.73% of their portfolio WINDSOR, CA 94,02894.0k $9.6m $9.6m 2.73% Added +12.8k +12,759
43 PFG Investments, LLC 0.61% of their portfolio WOODBURY, NY 93,47593.5k $9.6m $9.6m 0.61% Added +807 +807
44 Beacon Pointe Advisors, LLC 0.10% of their portfolio NEWPORT BEACH, CA 84,16784.2k $8.6m $8.6m 0.10% Added +12.5k +12,506
45 Mascoma Wealth Management LLC 2.11% of their portfolio HANOVER, NH 82,70682.7k $8.5m $8.5m 2.11% Reduced -16.4k -16,399
46 Composition Wealth, LLC 0.17% of their portfolio LOS ANGELES, CA 80,88180.9k $8.3m $8.3m 0.17% Reduced -2.2k -2,209
47 Atria Wealth Solutions, Inc. 0.10% of their portfolio NEW YORK, NY 79,04679.0k $8.1m $8.1m 0.10% Added +8.8k +8,828
48 CWM, LLC 0.03% of their portfolio OMAHA, NE 76,07676.1k $7.8m $7.8m 0.03% Added +1.0k +1,040
49 Orion Portfolio Solutions, LLC 0.04% of their portfolio Omaha, NE 74,58474.6k $7.9m $7.9m 0.04% Added +37.8k +37,813
50 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 73,35473.4k $7.5m $7.5m 0.01% Reduced -5.4k -5,401
51 Wealthspire Advisors, LLC 0.04% of their portfolio NEW YORK, NY 72,98473.0k $7.5m $7.5m 0.04% Added +36.5k +36,517
52 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 69,56869.6k $7.1m $7.1m 0.02% Reduced -16.3k -16,342
53 SCS Capital Management LLC 0.09% of their portfolio BOSTON, MA 68,76968.8k $7.0m $7.0m 0.09% New
54 COMERICA BANK 0.03% of their portfolio DALLAS, TX 67,72267.7k $6.9m $6.9m 0.03% Reduced -4.4k -4,432
55 Fifth Third Wealth Advisors LLC 0.36% of their portfolio Cincinnati, OH 67,08667.1k $6.9m $6.9m 0.36% Unchanged
56 CHOREO, LLC 0.10% of their portfolio ROCKFORD, IL 65,38165.4k $6.7m $6.7m 0.10% Reduced -4.8k -4,798
57 Strategic Point Investment Advisors, LLC 1.09% of their portfolio PROVIDENCE, RI 63,67163.7k $6.5m $6.5m 1.09% Reduced -490 -490
58 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 59,96160.0k $6.1m $6.1m 0.01% Reduced -778 -778
59 Perigon Wealth Management, LLC 0.16% of their portfolio SAN FRANCISCO, CA 59,86759.9k $6.1m $6.1m 0.16% Reduced -4.9k -4,940
60 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 58,99859.0k $6.0m $6.0m 0.00% Reduced -963 -963
61 Johnson Financial Group, Inc. 0.28% of their portfolio RACINE, WI 56,83156.8k $5.8m $5.8m 0.28% Added +2.3k +2,268
62 Brio Consultants, LLC 0.89% of their portfolio SAN FRANCISCO, CA 55,51655.5k $5.7m $5.7m 0.89% Reduced -177 -177
63 HEADINVEST, LLC 1.04% of their portfolio Portland, ME 52,24452.2k $5.4m $5.4m 1.04% Added +2.6k +2,649
64 Erste Asset Management GmbH 0.00% of their portfolio VIENNA, C4 52,20752.2k $230.6k $230.6k 0.00% Reduced -7.1k -7,067
65 DOHJ, LLC 1.17% of their portfolio SEATTLE, WA 49,99850.0k $5.1m $5.1m 1.17% Added +115 +115
66 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 49,99750.0k $5.1m $5.1m 0.01% Added +42.7k +42,730
67 Gradient Investments LLC 0.10% of their portfolio ARDEN HILLS, MN 49,61849.6k $5.1m $5.1m 0.10% Reduced -2.4k -2,426
68 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 49,12149.1k $5.0m $5.0m 0.01% Reduced -86.5k -86,483
69 Wealthcare Advisory Partners LLC 0.13% of their portfolio WEST CHESTER, PA 48,22348.2k $4.9m $4.9m 0.13% Added +6.3k +6,281
70 ST GERMAIN D J CO INC 0.23% of their portfolio SPRINGFIELD, MA 48,21348.2k $4.9m $4.9m 0.23% Added +6.0k +6,034
71 NorthCoast Asset Management LLC 0.02% of their portfolio STAMFORD, CT 46,50946.5k $4.8m $4.8m 0.02% Reduced -1.2k -1,203
72 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 44,50444.5k $4.6m $4.6m 0.01% Added +2.2k +2,188
73 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 43,77743.8k $4.5m $4.5m 0.01% Added +1.4k +1,404
74 One Wealth Advisors, LLC 0.67% of their portfolio SAN FRANCISCO, CA 43,72243.7k $4.5m $4.5m 0.67% Reduced -3.4k -3,395
75 Columbia Bank 1.51% of their portfolio Lake Oswego, OR 42,54142.5k $4.4m $4.4m 1.51% Added +105 +105
76 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 42,08942.1k $4.3m $4.3m 0.00% Reduced -14.6k -14,644
77 Allianz SE 0.11% of their portfolio Munich, 2M 41,90041.9k $4.3m $4.3m 0.11% Added +4.2k +4,165
78 SageView Advisory Group, LLC 0.18% of their portfolio Newport Beach, CA 41,88041.9k $4.3m $4.3m 0.18% Reduced -20.8k -20,833
79 First Affirmative Financial Network 2.54% of their portfolio COLORADO SPRINGS, CO 40,50240.5k $4.1m $4.1m 2.54% Reduced -22.6k -22,562
80 Litman Gregory Wealth Management LLC 0.35% of their portfolio LARKSPUR, CA 40,03740.0k $4.1m $4.1m 0.35% Reduced -199 -199
81 Orion Porfolio Solutions, LLC 0.04% of their portfolio OMAHA, NE 37,81337.8k $3.9m $3.9m 0.04% Added +1.0k +1,042
82 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.03% of their portfolio IRVING, TX 37,22637.2k $3.8m $3.8m 0.03% Reduced -2.6k -2,573
83 Laurel Wealth Planning LLC 2.53% of their portfolio EDINA, MN 37,19037.2k $3.8m $3.8m 2.53% Reduced -831 -831
84 One Capital Management, LLC 0.13% of their portfolio WESTLAKE VILLAGE, CA 36,32536.3k $3.7m $3.7m 0.13% Reduced -3.7k -3,655
85 Cranbrook Wealth Management, LLC 0.86% of their portfolio Bloomfield Hills, MI 36,21836.2k $3.7m $3.7m 0.86% Reduced -736 -736
86 Neumann Capital Management, LLC 1.28% of their portfolio FOSTER CITY, CA 36,09836.1k $3.7m $3.7m 1.28% Added +200 +200
87 Moment Partners, LLC 0.70% of their portfolio SAN FRANCISCO, CA 34,33634.3k $3.5m $3.5m 0.70% Reduced -856 -856
88 BAILARD, INC. 0.09% of their portfolio Foster City, CA 34,28134.3k $3.5m $3.5m 0.09% Reduced -166 -166
89 Accredited Investors Inc. 0.22% of their portfolio EDINA, MN 34,21334.2k $3.5m $3.5m 0.22% Reduced -1.8k -1,751
90 CHILDRESS CAPITAL ADVISORS, LLC 0.96% of their portfolio HOUSTON, TX 32,42532.4k $3.3m $3.3m 0.96% Reduced -1.5k -1,505
91 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 31,89131.9k $3.3m $3.3m 0.00% Unchanged
92 BBR PARTNERS, LLC 0.23% of their portfolio NEW YORK, NY 31,51331.5k $3.2m $3.2m 0.23% Reduced -826 -826
93 Horst & Graben Wealth Management LLC 0.57% of their portfolio PORTLAND, OR 31,29331.3k $3.2m $3.2m 0.57% Reduced -2.0k -2,001
94 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 31,16831.2k $3.2m $3.2m 0.04% Reduced -568 -568
95 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 31,07731.1k $3.2m $3.2m 0.03% Added +1.1k +1,118
96 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 30,69230.7k $3.1m $3.1m 0.00% Reduced -2.7k -2,677
97 PITCAIRN CO 0.19% of their portfolio CONSHOHOCKEN, PA 30,23430.2k $3.1m $3.1m 0.19% Added +175 +175
98 Sanctuary Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 29,44029.4k $3.0m $3.0m 0.02% Added +272 +272
99 Institute for Wealth Management, LLC. 0.38% of their portfolio DENVER, CO 29,22629.2k $3.0m $3.0m 0.38% Reduced -806 -806
100 &PARTNERS 0.03% of their portfolio NASHVILLE, TN 29,16929.2k $3.0m $3.0m 0.03% Added +1.5k +1,530