Vault-13

ISHARES TR DSI

MSCI KLD400 SOC · ETP · CUSIP 464288570

569 institutional holders +29 vs Q3 2024
27,200,71327.2m shares reported held*
$3.0bnreported value*
30 new 157 added 220 reduced 25 sold out net sold ≈ $33.6m (-214.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $109.78. Options: 1 managers hold calls ($341.8k notional), 1 hold puts ($176.4k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 420Q4 22: 437Q1 23: 436Q2 23: 463Q3 23: 453Q4 23: 496Q1 24: 506Q2 24: 523Q3 24: 540Q4 24: 569569Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022420
Q4 2022437
Q1 2023436
Q2 2023463
Q3 2023453
Q4 2023496
Q1 2024506
Q2 2024523
Q3 2024540
Q4 2024569

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 23: 155 bought or addedQ1 23: 208 cut or sold outQ2 23: 176 bought or addedQ2 23: 178 cut or sold outQ2 23Q3 23: 142 bought or addedQ3 23: 203 cut or sold outQ4 23: 241 bought or addedQ4 23: 146 cut or sold outQ4 23Q1 24: 190 bought or addedQ1 24: 222 cut or sold outQ2 24: 217 bought or addedQ2 24: 196 cut or sold outQ2 24Q3 24: 168 bought or addedQ3 24: 251 cut or sold outQ4 24: 187 bought or addedQ4 24: 245 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023155208
Q2 2023176178
Q3 2023142203
Q4 2023241146
Q1 2024190222
Q2 2024217196
Q3 2024168251
Q4 2024187245

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ1 24 calls: $302.4kQ1 24 puts: $40.3kQ1 24P/C 0.13Q2 24 calls: $311.6kQ2 24 puts: $72.7kQ2 24P/C 0.23Q3 24 calls: $326.4kQ3 24 puts: $87.0kQ3 24P/C 0.27Q4 24 calls: $341.8kQ4 24 puts: $176.4kQ4 24P/C 0.52
Numbers
QuarterCallsPutsP/C
Q1 2024$302.4k$40.3k0.13
Q2 2024$311.6k$72.7k0.23
Q3 2024$326.4k$87.0k0.27
Q4 2024$341.8k$176.4k0.52

Biggest buyers

IMA Advisory Services, Inc. New +851,724+851.7k
Essential Planning, LLC. Added +229,904+229.9k
LPL Financial LLC Added +187,597+187.6k
BANK OF AMERICA CORP /DE/ Added +132,735+132.7k
Strategic Wealth Investment Group, LLC New +112,982+113.0k
Focus Partners Wealth Added +94,586+94.6k
TRILLIUM ASSET MANAGEMENT, LLC Added +79,096+79.1k
Ameritas Advisory Services, LLC Added +68,980+69.0k
Bank of New York Mellon Corp Added +47,183+47.2k
Tower Research Capital LLC (TRC) Added +39,728+39.7k

Biggest sellers

JPMORGAN CHASE & CO Reduced -1,662,470-1.7m
ENVESTNET ASSET MANAGEMENT INC Reduced -164,203-164.2k
MORGAN STANLEY Reduced -116,619-116.6k
Envestnet Portfolio Solutions, Inc. Reduced -50,694-50.7k
AMERIPRISE FINANCIAL INC Reduced -42,101-42.1k
WELLS FARGO & COMPANY/MN Reduced -37,162-37.2k
Cresset Asset Management, LLC Reduced -30,632-30.6k
WIN ADVISORS, INC Sold out -25,409-25.4k
McClarren Financial Advisors, Inc. Sold out -21,443-21.4k
PRUDENTIAL FINANCIAL INC Sold out -21,028-21.0k

Biggest calls

CITADEL ADVISORS LLC Added $341.8k3.1k shares

Biggest puts

CITADEL ADVISORS LLC Added $176.4k1.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 4,753,0084.8m $524.0m $524.0m 0.04% Reduced -116.6k -116,619
2 ENVESTNET ASSET MANAGEMENT INC 0.07% of their portfolio Berwyn, PA 2,019,5002.0m $222.6m $222.6m 0.07% Reduced -164.2k -164,203
3 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,691,0581.7m $186.4m $186.4m 0.02% Added +132.7k +132,735
4 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,390,9121.4m $153.3m $153.3m 0.01% Reduced -1.7m -1,662,470
5 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 1,020,4311.0m $112.5m $112.5m 0.02% Added +47.2k +47,183
6 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 1,005,7141.0m $110.9m $110.9m 0.05% Added +187.6k +187,597
7 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 940,619940.6k $103.7m $103.7m 0.03% Reduced -42.1k -42,101
8 IMA Advisory Services, Inc. 11.28% of their portfolio DENVER, CO 851,724851.7k $93.7m $93.7m 11.28% New
9 Envestnet Portfolio Solutions, Inc. 0.20% of their portfolio BERWYN, PA 566,551566.6k $62.5m $62.5m 0.20% Reduced -50.7k -50,694
10 UBS Group AG 0.01% of their portfolio ZURICH, V8 497,697497.7k $54.9m $54.9m 0.01% Added +15.4k +15,374
11 Betterment LLC 0.11% of their portfolio NEW YORK, NY 425,114425.1k $46.9m $46.9m 0.11% Reduced -14.9k -14,860
12 US BANCORP \DE\ 0.06% of their portfolio MINNEAPOLIS, MN 401,934401.9k $44.3m $44.3m 0.06% Added +12.2k +12,239
13 Mariner, LLC 0.06% of their portfolio Overland Park, KS 323,324323.3k $35.6m $35.6m 0.06% Added +14.2k +14,187
14 SEI INVESTMENTS CO 0.04% of their portfolio OAKS, PA 281,446281.4k $31.0m $31.0m 0.04% Reduced -4.6k -4,616
15 Cerity Partners LLC 0.06% of their portfolio NEW YORK, NY 269,557269.6k $29.7m $29.7m 0.06% Added +5.7k +5,730
16 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 252,040252.0k $27.8m $27.8m 0.01% Reduced -7.7k -7,659
17 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 250,533250.5k $27.6m $27.6m 0.01% Reduced -37.2k -37,162
18 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 238,654238.7k $26.3m $26.3m 0.04% Added +21.1k +21,091
19 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 238,644238.6k $26.3m $26.3m 0.06% Added +3.3k +3,324
20 Essential Planning, LLC. 0.17% of their portfolio PORTSMOUTH, NH 233,601233.6k $26.1m $26.1m 0.17% Added +229.9k +229,904
21 National Philanthropic Trust 0.34% of their portfolio Jenkintown, PA 212,482212.5k $23.4m $23.4m 0.34% Reduced -20.0k -19,999
22 Ameritas Advisory Services, LLC 0.73% of their portfolio Lincoln, NE 190,531190.5k $21.0m $21.0m 0.73% Added +69.0k +68,980
23 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 190,488190.5k $21.0m $21.0m 0.01% First filing
24 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 189,142189.1k $20.9m $20.9m 0.05% Added +24.6k +24,550
25 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 187,788187.8k $20.7m $20.7m 0.03% Reduced -3.0k -2,963
26 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 183,832183.8k $20.3m $20.3m 0.02% Reduced -804 -804
27 PARK AVENUE SECURITIES LLC 0.19% of their portfolio NEW YORK, NY 166,729166.7k $18.4m $18.4m 0.19% Reduced -11.1k -11,105
28 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 154,752154.8k $17.1m $17.1m 0.00% Added +15.9k +15,936
29 TRILLIUM ASSET MANAGEMENT, LLC 0.44% of their portfolio BOSTON, MA 153,031153.0k $16.9m $16.9m 0.44% Added +79.1k +79,096
30 CAPTRUST FINANCIAL ADVISORS 0.05% of their portfolio RALEIGH, NC 144,556144.6k $15.9m $15.9m 0.05% Reduced -3.1k -3,088
31 Fiduciary Trust Co 0.21% of their portfolio Boston, MA 143,966144.0k $15.9m $15.9m 0.21% Reduced -1.3k -1,336
32 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 139,912139.9k $15.4m $15.4m 0.03% Reduced -4.7k -4,669
33 Focus Partners Wealth 0.02% of their portfolio ST LOUIS, MO 135,604135.6k $15.1m $15.1m 0.02% Added +94.6k +94,586
34 Manchester Capital Management LLC 1.69% of their portfolio MANCHESTER, VT 131,871131.9k $14.5m $14.5m 1.69% Added +7.0k +7,012
35 Private Advisor Group, LLC 0.08% of their portfolio MORRISTOWN, NJ 128,852128.9k $14.2m $14.2m 0.08% Reduced -371 -371
36 Gemmer Asset Management LLC 1.37% of their portfolio WALNUT CREEK, CA 126,319126.3k $13.9m $13.9m 1.37% Reduced -653 -653
37 Dunhill Financial, LLC 6.11% of their portfolio LONDON, X0 119,199119.2k $13.1m $13.1m 6.11% Reduced -9.1k -9,118
38 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 116,888116.9k $13.1m $13.1m 0.03% Reduced -9.1k -9,087
39 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 116,698116.7k $12.9m $12.9m 0.04% Reduced -12.5k -12,475
40 Strategic Wealth Investment Group, LLC 0.18% of their portfolio LOUISVILLE, KY 112,982113.0k $4.9m $4.9m 0.18% New
41 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 112,681112.7k $12.4m $12.4m 0.03% Reduced -10.7k -10,699
42 Advisory Services Network, LLC 0.22% of their portfolio ATLANTA, GA 106,962107.0k $11.8m $11.8m 0.22% Added +12.5k +12,496
43 HILL ISLAND FINANCIAL LLC 3.30% of their portfolio GRAND RAPIDS, MI 102,475102.5k $11.3m $11.3m 3.30% Reduced -2.5k -2,460
44 Francis Financial, Inc. 2.63% of their portfolio NEW YORK, NY 102,385102.4k $11.3m $11.3m 2.63% Reduced -3.7k -3,733
45 Mascoma Wealth Management LLC 2.74% of their portfolio HANOVER, NH 99,10599.1k $10.9m $10.9m 2.74% Reduced -4.7k -4,682
46 PFG Investments, LLC 0.64% of their portfolio WOODBURY, NY 92,66892.7k $10.2m $10.2m 0.64% Added +828 +828
47 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 85,91085.9k $9.5m $9.5m 0.03% Added +2.7k +2,704
48 Composition Wealth, LLC 0.19% of their portfolio LOS ANGELES, CA 83,09083.1k $9.2m $9.2m 0.19% Reduced -411 -411
49 NATURAL INVESTMENTS, LLC 2.48% of their portfolio WINDSOR, CA 81,26981.3k $9.0m $9.0m 2.48% First filing
50 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 78,75578.8k $8.7m $8.7m 0.01% Added +8.7k +8,701
51 CWM, LLC 0.03% of their portfolio OMAHA, NE 75,03675.0k $8.3m $8.3m 0.03% Reduced -16.0k -15,986
52 COMERICA BANK 0.03% of their portfolio DALLAS, TX 72,15472.2k $8.0m $8.0m 0.03% Added +4.9k +4,866
53 Beacon Pointe Advisors, LLC 0.09% of their portfolio NEWPORT BEACH, CA 71,66171.7k $7.9m $7.9m 0.09% Reduced -9.1k -9,106
54 Atria Wealth Solutions, Inc. 0.08% of their portfolio NEW YORK, NY 70,21870.2k $7.7m $7.7m 0.08% Reduced -6.8k -6,793
55 CHOREO, LLC 0.11% of their portfolio ROCKFORD, IL 70,17970.2k $7.7m $7.7m 0.11% Reduced -1.7k -1,671
56 Fifth Third Wealth Advisors LLC 0.40% of their portfolio Cincinnati, OH 67,08667.1k $7.4m $7.4m 0.40% Added +8.9k +8,852
57 Perigon Wealth Management, LLC 0.18% of their portfolio SAN FRANCISCO, CA 64,80764.8k $7.2m $7.2m 0.18% Added +12.1k +12,051
58 Strategic Point Investment Advisors, LLC 1.15% of their portfolio PROVIDENCE, RI 64,16164.2k $7.1m $7.1m 1.15% Added +46 +46
59 First Affirmative Financial Network 4.01% of their portfolio COLORADO SPRINGS, CO 63,06463.1k $7.0m $7.0m 4.01% Reduced -6.3k -6,318
60 SageView Advisory Group, LLC 0.30% of their portfolio Newport Beach, CA 62,71362.7k $6.9m $6.9m 0.30% Reduced -935 -935
61 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 60,73960.7k $6.7m $6.7m 0.01% Reduced -2.4k -2,431
62 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 59,96160.0k $6.6m $6.6m 0.00% Reduced -222 -222
63 Erste Asset Management GmbH 0.00% of their portfolio VIENNA, C4 59,27459.3k $268.0k $268.0k 0.00% Added +21.5k +21,519
64 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 56,73356.7k $6.3m $6.3m 0.01% Added +15.0k +15,001
65 Brio Consultants, LLC 0.96% of their portfolio SAN FRANCISCO, CA 55,69355.7k $6.1m $6.1m 0.96% Added +4.0k +3,993
66 Johnson Financial Group, Inc. 0.29% of their portfolio RACINE, WI 54,56354.6k $6.1m $6.1m 0.29% Added +1.3k +1,337
67 Gradient Investments LLC 0.12% of their portfolio ARDEN HILLS, MN 52,04452.0k $5.7m $5.7m 0.12% Added +205 +205
68 DOHJ, LLC 1.27% of their portfolio SEATTLE, WA 49,88349.9k $5.5m $5.5m 1.27% Added +151 +151
69 HEADINVEST, LLC 1.03% of their portfolio Portland, ME 49,59549.6k $5.5m $5.5m 1.03% Added +6.2k +6,228
70 SOA Wealth Advisors, LLC. 1.00% of their portfolio NEW YORK, NY 49,11549.1k $5.4m $5.4m 1.00% Reduced -1.4k -1,366
71 NorthCoast Asset Management LLC 0.03% of their portfolio STAMFORD, CT 47,71247.7k $5.3m $5.3m 0.03% Added +904 +904
72 One Wealth Advisors, LLC 0.77% of their portfolio SAN FRANCISCO, CA 47,11747.1k $5.2m $5.2m 0.77% Reduced -3.9k -3,915
73 Columbia Bank 1.61% of their portfolio Lake Oswego, OR 42,43642.4k $4.7m $4.7m 1.61% Added +3.2k +3,170
74 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 42,37342.4k $4.7m $4.7m 0.01% Reduced -1.6k -1,647
75 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 42,31642.3k $4.7m $4.7m 0.01% Added +444 +444
76 ST GERMAIN D J CO INC 0.21% of their portfolio SPRINGFIELD, MA 42,17942.2k $4.7m $4.7m 0.21% Added +4.9k +4,944
77 Wealthcare Advisory Partners LLC 0.13% of their portfolio WEST CHESTER, PA 41,94241.9k $4.6m $4.6m 0.13% Added +1.7k +1,708
78 Litman Gregory Wealth Management LLC 0.38% of their portfolio LARKSPUR, CA 40,23640.2k $4.4m $4.4m 0.38% Reduced -512 -512
79 Tower Research Capital LLC (TRC) 0.09% of their portfolio NEW YORK, NY 40,11340.1k $4.4m $4.4m 0.09% Added +39.7k +39,728
80 One Capital Management, LLC 0.15% of their portfolio WESTLAKE VILLAGE, CA 39,98040.0k $4.4m $4.4m 0.15% Reduced -306 -306
81 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.04% of their portfolio IRVING, TX 39,79939.8k $4.4m $4.4m 0.04% Reduced -3.9k -3,882
82 Laurel Wealth Planning LLC 2.70% of their portfolio EDINA, MN 38,02138.0k $4.2m $4.2m 2.70% Reduced -729 -729
83 Allianz SE 0.11% of their portfolio Munich, 2M 37,73537.7k $4.2m $4.2m 0.11% Reduced -1.7k -1,692
84 Cranbrook Wealth Management, LLC 0.94% of their portfolio Bloomfield Hills, MI 36,95437.0k $4.1m $4.1m 0.94% Reduced -501 -501
85 Orion Porfolio Solutions, LLC 0.04% of their portfolio OMAHA, NE 36,77136.8k $4.1m $4.1m 0.04% Added +1.7k +1,732
86 Orion Portfolio Solutions, LLC 0.04% of their portfolio Omaha, NE 36,77136.8k $4.1m $4.1m 0.04% Added +1.7k +1,732
87 Wealthspire Advisors, LLC 0.04% of their portfolio NEW YORK, NY 36,46736.5k $4.0m $4.0m 0.04% Reduced -1.7k -1,742
88 Accredited Investors Inc. 0.23% of their portfolio EDINA, MN 35,96436.0k $4.0m $4.0m 0.23% Reduced -1.9k -1,870
89 Neumann Capital Management, LLC 1.31% of their portfolio FOSTER CITY, CA 35,89835.9k $4.0m $4.0m 1.31% Reduced -950 -950
90 Moment Partners, LLC 0.74% of their portfolio SAN FRANCISCO, CA 35,19235.2k $3.9m $3.9m 0.74% First filing
91 BAILARD, INC. 0.10% of their portfolio Foster City, CA 34,44734.4k $3.8m $3.8m 0.10% Added +804 +804
92 CHILDRESS CAPITAL ADVISORS, LLC 1.04% of their portfolio HOUSTON, TX 33,93033.9k $3.7m $3.7m 1.04% Unchanged
93 First Horizon Advisors, Inc. 0.10% of their portfolio MEMPHIS, TN 33,81833.8k $3.7m $3.7m 0.10% Reduced -7.4k -7,388
94 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 33,36933.4k $3.7m $3.7m 0.00% Reduced -1.6k -1,566
95 Horst & Graben Wealth Management LLC 0.65% of their portfolio PORTLAND, OR 33,29433.3k $3.7m $3.7m 0.65% Added +177 +177
96 BBR PARTNERS, LLC 0.25% of their portfolio NEW YORK, NY 32,33932.3k $3.6m $3.6m 0.25% Added +25 +25
97 BlackRock, Inc. 0.00% of their portfolio New York, NY 32,01032.0k $3.5m $3.5m 0.00% Added +13.6k +13,592
98 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 31,89131.9k $3.5m $3.5m 0.00% Unchanged
99 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 31,73631.7k $3.5m $3.5m 0.04% Reduced -14.0k -13,956
100 Lido Advisors, LLC 0.02% of their portfolio Los Angeles, CA 30,06330.1k $3.3m $3.3m 0.02% Reduced -163 -163