Vault-13

ISHARES TR DSI

MSCI KLD400 SOC · ETP · CUSIP 464288570

540 institutional holders +17 vs Q2 2024
27,816,61027.8m shares reported held*
$3.0bnreported value*
35 new 133 added 231 reduced 20 sold out net sold ≈ $62.1m (-573.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $108.60. Options: 1 managers hold calls ($326.4k notional), 1 hold puts ($87.0k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 420Q4 22: 437Q1 23: 436Q2 23: 463Q3 23: 453Q4 23: 496Q1 24: 506Q2 24: 523Q3 24: 540540Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022420
Q4 2022437
Q1 2023436
Q2 2023463
Q3 2023453
Q4 2023496
Q1 2024506
Q2 2024523
Q3 2024540

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 182 bought or addedQ4 22: 156 cut or sold outQ1 23: 155 bought or addedQ1 23: 208 cut or sold outQ1 23Q2 23: 176 bought or addedQ2 23: 178 cut or sold outQ3 23: 142 bought or addedQ3 23: 203 cut or sold outQ3 23Q4 23: 241 bought or addedQ4 23: 146 cut or sold outQ1 24: 190 bought or addedQ1 24: 222 cut or sold outQ1 24Q2 24: 217 bought or addedQ2 24: 196 cut or sold outQ3 24: 168 bought or addedQ3 24: 251 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022182156
Q1 2023155208
Q2 2023176178
Q3 2023142203
Q4 2023241146
Q1 2024190222
Q2 2024217196
Q3 2024168251

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ4 23 calls: $273.1kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $302.4kQ1 24 puts: $40.3kQ1 24P/C 0.13Q2 24 calls: $311.6kQ2 24 puts: $72.7kQ2 24P/C 0.23Q3 24 calls: $326.4kQ3 24 puts: $87.0kQ3 24P/C 0.27
Numbers
QuarterCallsPutsP/C
Q4 2023$273.1k$00.00
Q1 2024$302.4k$40.3k0.13
Q2 2024$311.6k$72.7k0.23
Q3 2024$326.4k$87.0k0.27

Biggest buyers

US BANCORP \DE\ Added +214,048+214.0k
MORGAN STANLEY Added +105,177+105.2k
Erste Asset Management GmbH New +37,755+37.8k
Thrivent Financial for Lutherans Added +32,957+33.0k
First Affirmative Financial Network Added +28,614+28.6k
WELLS FARGO & COMPANY/MN Added +26,712+26.7k
WIN ADVISORS, INC New +25,409+25.4k
Bank of New York Mellon Corp Added +24,017+24.0k
McClarren Financial Advisors, Inc. Added +20,924+20.9k
SAPIENT CAPITAL LLC Added +20,670+20.7k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -236,047-236.0k
Syntrinsic LLC Reduced -161,305-161.3k
Envestnet Portfolio Solutions, Inc. Reduced -80,726-80.7k
BANK OF AMERICA CORP /DE/ Reduced -74,310-74.3k
Focus Partners Wealth Reduced -60,886-60.9k
First Horizon Advisors, Inc. Reduced -43,212-43.2k
JPMORGAN CHASE & CO Reduced -41,406-41.4k
Dunhill Financial, LLC Reduced -37,653-37.7k
CWM, LLC Reduced -36,051-36.1k
National Philanthropic Trust Reduced -34,540-34.5k

Biggest calls

CITADEL ADVISORS LLC Unchanged $326.4k3.0k shares

Biggest puts

CITADEL ADVISORS LLC Added $87.0k800 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 4,869,6274.9m $529.8m $529.8m 0.04% Added +105.2k +105,177
2 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 3,053,3823.1m $332.2m $332.2m 0.01% Reduced -41.4k -41,406
3 ENVESTNET ASSET MANAGEMENT INC 0.08% of their portfolio Berwyn, PA 2,183,7032.2m $237.6m $237.6m 0.08% Reduced -236.0k -236,047
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,558,3231.6m $169.5m $169.5m 0.01% Reduced -74.3k -74,310
5 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 982,720982.7k $106.9m $106.9m 0.03% Reduced -18.1k -18,142
6 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 973,248973.2k $105.9m $105.9m 0.02% Added +24.0k +24,017
7 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 818,117818.1k $89.0m $89.0m 0.04% Reduced -15.7k -15,709
8 Syntrinsic LLC 23.25% of their portfolio DENVER, CO 643,654643.7k $69.9m $69.9m 23.25% Reduced -161.3k -161,305
9 Envestnet Portfolio Solutions, Inc. 0.22% of their portfolio BERWYN, PA 617,245617.2k $67.2m $67.2m 0.22% Reduced -80.7k -80,726
10 UBS Group AG 0.01% of their portfolio ZURICH, V8 482,323482.3k $52.5m $52.5m 0.01% Reduced -9.9k -9,903
11 Betterment LLC 0.11% of their portfolio NEW YORK, NY 439,974440.0k $47.9m $47.9m 0.11% Reduced -7.0k -7,041
12 US BANCORP \DE\ 0.05% of their portfolio MINNEAPOLIS, MN 389,695389.7k $42.4m $42.4m 0.05% Added +214.0k +214,048
13 Mariner, LLC 0.06% of their portfolio Overland Park, KS 309,137309.1k $33.6m $33.6m 0.06% Added +4.9k +4,942
14 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 287,695287.7k $31.3m $31.3m 0.01% Added +26.7k +26,712
15 SEI INVESTMENTS CO 0.04% of their portfolio OAKS, PA 286,062286.1k $31.1m $31.1m 0.04% Added +10.4k +10,372
16 Cerity Partners LLC 0.06% of their portfolio NEW YORK, NY 263,827263.8k $28.7m $28.7m 0.06% Reduced -2.7k -2,659
17 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 259,699259.7k $28.3m $28.3m 0.01% Reduced -6.9k -6,903
18 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 235,320235.3k $25.6m $25.6m 0.06% Reduced -10.0k -9,989
19 National Philanthropic Trust 0.46% of their portfolio Jenkintown, PA 232,481232.5k $25.3m $25.3m 0.46% Reduced -34.5k -34,540
20 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 217,563217.6k $23.7m $23.7m 0.04% Reduced -17 -17
21 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 190,751190.8k $20.8m $20.8m 0.03% Reduced -14.2k -14,195
22 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 184,636184.6k $20.1m $20.1m 0.02% Reduced -1.0k -1,039
23 PARK AVENUE SECURITIES LLC 0.22% of their portfolio NEW YORK, NY 177,834177.8k $19.3m $19.3m 0.22% Reduced -20.4k -20,362
24 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 164,592164.6k $17.9m $17.9m 0.05% Added +8.8k +8,791
25 CAPTRUST FINANCIAL ADVISORS 0.05% of their portfolio RALEIGH, NC 147,644147.6k $16.1m $16.1m 0.05% Reduced -2.4k -2,441
26 Fiduciary Trust Co 0.22% of their portfolio Boston, MA 145,302145.3k $15.8m $15.8m 0.22% Reduced -867 -867
27 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 144,581144.6k $15.7m $15.7m 0.03% Reduced -5.8k -5,811
28 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 138,816138.8k $15.1m $15.1m 0.00% Reduced -8.1k -8,131
29 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 129,223129.2k $14.1m $14.1m 0.09% Reduced -4.0k -4,010
30 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 129,173129.2k $14.1m $14.1m 0.05% Reduced -20.8k -20,758
31 Dunhill Financial, LLC 7.17% of their portfolio LONDON, X0 128,317128.3k $14.0m $14.0m 7.17% Reduced -37.7k -37,653
32 Gemmer Asset Management LLC 1.39% of their portfolio WALNUT CREEK, CA 126,972127.0k $13.8m $13.8m 1.39% Added +6.4k +6,440
33 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 125,975126.0k $13.7m $13.7m 0.03% Added +33.0k +32,957
34 Manchester Capital Management LLC 1.59% of their portfolio MANCHESTER, VT 124,859124.9k $13.6m $13.6m 1.59% Added +5.8k +5,846
35 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 123,380123.4k $13.3m $13.3m 0.03% Reduced -3.6k -3,602
36 Ameritas Advisory Services, LLC 0.57% of their portfolio Lincoln, NE 121,551121.6k $13.2m $13.2m 0.57% Reduced -9.3k -9,263
37 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 115,658115.7k $12.6m $12.6m 0.02% Reduced -10.3k -10,261
38 Francis Financial, Inc. 3.05% of their portfolio NEW YORK, NY 106,118106.1k $11.5m $11.5m 3.05% Reduced -16.1k -16,136
39 HILL ISLAND FINANCIAL LLC 3.45% of their portfolio GRAND RAPIDS, MI 104,935104.9k $11.4m $11.4m 3.45% Added +422 +422
40 Mascoma Wealth Management LLC 2.81% of their portfolio HANOVER, NH 103,787103.8k $11.3m $11.3m 2.81% Reduced -3.4k -3,401
41 Advisory Services Network, LLC 0.20% of their portfolio ATLANTA, GA 94,46694.5k $9.8m $9.8m 0.20% Unchanged
42 PFG Investments, LLC 0.65% of their portfolio WOODBURY, NY 91,84091.8k $10.0m $10.0m 0.65% Added +4.3k +4,323
43 CWM, LLC 0.04% of their portfolio OMAHA, NE 91,02291.0k $9.9m $9.9m 0.04% Reduced -36.1k -36,051
44 Composition Wealth, LLC 0.21% of their portfolio LOS ANGELES, CA 83,50183.5k $9.1m $9.1m 0.21% Added +1.5k +1,542
45 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 83,20683.2k $9.1m $9.1m 0.03% Reduced -1.0k -1,027
46 Beacon Pointe Advisors, LLC 0.10% of their portfolio NEWPORT BEACH, CA 80,76780.8k $8.8m $8.8m 0.10% Reduced -1.7k -1,703
47 Atria Wealth Solutions, Inc. 0.09% of their portfolio NEW YORK, NY 77,01177.0k $8.4m $8.4m 0.09% Reduced -5.3k -5,281
48 TRILLIUM ASSET MANAGEMENT, LLC 0.20% of their portfolio BOSTON, MA 73,93573.9k $8.0m $8.0m 0.20% Reduced -3.2k -3,155
49 CHOREO, LLC 0.11% of their portfolio ROCKFORD, IL 71,85071.8k $7.7m $7.7m 0.11% Reduced -99 -99
50 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 70,05470.1k $7.6m $7.6m 0.01% Reduced -12.5k -12,480
51 First Affirmative Financial Network 4.13% of their portfolio COLORADO SPRINGS, CO 69,38269.4k $7.5m $7.5m 4.13% Added +28.6k +28,614
52 COMERICA BANK 0.03% of their portfolio DALLAS, TX 67,28867.3k $7.3m $7.3m 0.03% Reduced -1.9k -1,875
53 Strategic Point Investment Advisors, LLC 1.15% of their portfolio PROVIDENCE, RI 64,11564.1k $7.0m $7.0m 1.15% Reduced -295 -295
54 SageView Advisory Group, LLC 0.35% of their portfolio Newport Beach, CA 63,64863.6k $6.9m $6.9m 0.35% Reduced -3.8k -3,819
55 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 63,17063.2k $6.9m $6.9m 0.01% Added +2.9k +2,902
56 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 60,18360.2k $6.5m $6.5m 0.00% Added +1.7k +1,737
57 Fifth Third Wealth Advisors LLC 0.39% of their portfolio Cincinnati, OH 58,23458.2k $6.3m $6.3m 0.39% Added +6.6k +6,625
58 Cresset Asset Management, LLC 0.02% of their portfolio Chicago, IL 56,37456.4k $6.1m $6.1m 0.02% Unchanged
59 Johnson Financial Group, Inc. 0.26% of their portfolio RACINE, WI 53,22653.2k $5.8m $5.8m 0.26% Reduced -1.6k -1,596
60 Perigon Wealth Management, LLC 0.15% of their portfolio SAN FRANCISCO, CA 52,75652.8k $5.7m $5.7m 0.15% Added +12.9k +12,869
61 Gradient Investments LLC 0.12% of their portfolio ARDEN HILLS, MN 51,83951.8k $5.6m $5.6m 0.12% Reduced -794 -794
62 Brio Consultants, LLC 0.89% of their portfolio SAN FRANCISCO, CA 51,70051.7k $5.6m $5.6m 0.89% Added +1.2k +1,162
63 One Wealth Advisors, LLC 0.85% of their portfolio SAN FRANCISCO, CA 51,03251.0k $5.6m $5.6m 0.85% Reduced -7.0k -7,007
64 SOA Wealth Advisors, LLC. 1.05% of their portfolio NEW YORK, NY 50,48150.5k $5.5m $5.5m 1.05% Reduced -1.6k -1,551
65 DOHJ, LLC 1.25% of their portfolio SEATTLE, WA 49,73249.7k $5.3m $5.3m 1.25% Added +1.9k +1,939
66 NorthCoast Asset Management LLC 0.00% of their portfolio STAMFORD, CT 46,80846.8k $127.9k $127.9k 0.00% Added +1.7k +1,711
67 Integrated Wealth Concepts LLC 0.06% of their portfolio WALTHAM, MA 45,69245.7k $5.0m $5.0m 0.06% Added +18.4k +18,392
68 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 44,02044.0k $4.8m $4.8m 0.01% Reduced -3.2k -3,201
69 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.04% of their portfolio IRVING, TX 43,68143.7k $4.8m $4.8m 0.04% Reduced -3.8k -3,840
70 HEADINVEST, LLC 0.87% of their portfolio Portland, ME 43,36743.4k $4.7m $4.7m 0.87% Added +359 +359
71 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 41,87241.9k $4.6m $4.6m 0.01% Added +2.6k +2,568
72 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 41,73241.7k $4.5m $4.5m 0.00% Added +1.4k +1,384
73 First Horizon Advisors, Inc. 0.12% of their portfolio MEMPHIS, TN 41,20641.2k $4.5m $4.5m 0.12% Reduced -43.2k -43,212
74 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 41,01841.0k $4.5m $4.5m 0.01% Reduced -60.9k -60,886
75 Litman Gregory Wealth Management LLC 0.37% of their portfolio LARKSPUR, CA 40,74840.7k $4.4m $4.4m 0.37% Reduced -5.1k -5,092
76 One Capital Management, LLC 0.14% of their portfolio WESTLAKE VILLAGE, CA 40,28640.3k $4.4m $4.4m 0.14% Added +247 +247
77 Wealthcare Advisory Partners LLC 0.12% of their portfolio WEST CHESTER, PA 40,23440.2k $4.4m $4.4m 0.12% Reduced -4.5k -4,466
78 Allianz SE 0.12% of their portfolio Munich, 2M 39,42739.4k $4.3m $4.3m 0.12% Reduced -451 -451
79 Columbia Bank 1.56% of their portfolio Lake Oswego, OR 39,26639.3k $4.3m $4.3m 1.56% Added +20 +20
80 Laurel Wealth Planning LLC 2.75% of their portfolio EDINA, MN 38,75038.8k $4.2m $4.2m 2.75% Reduced -858 -858
81 Wealthspire Advisors, LLC 0.04% of their portfolio NEW YORK, NY 38,20938.2k $4.2m $4.2m 0.04% Reduced -1.1k -1,134
82 Accredited Investors Inc. 0.24% of their portfolio EDINA, MN 37,83437.8k $4.1m $4.1m 0.24% Reduced -1.2k -1,216
83 Erste Asset Management GmbH 0.05% of their portfolio VIENNA, C4 37,75537.8k $4.1m $4.1m 0.05% New
84 Cranbrook Wealth Management, LLC 0.93% of their portfolio Bloomfield Hills, MI 37,45537.5k $4.1m $4.1m 0.93% Reduced -213 -213
85 ST GERMAIN D J CO INC 0.19% of their portfolio SPRINGFIELD, MA 37,23537.2k $4.1m $4.1m 0.19% Reduced -346 -346
86 Neumann Capital Management, LLC 1.33% of their portfolio FOSTER CITY, CA 36,84836.8k $4.0m $4.0m 1.33% Added +1.4k +1,350
87 Orion Porfolio Solutions, LLC 0.04% of their portfolio OMAHA, NE 35,03935.0k $3.8m $3.8m 0.04% Reduced -5.3k -5,313
88 Orion Portfolio Solutions, LLC 0.04% of their portfolio Omaha, NE 35,03935.0k $3.8m $3.8m 0.04% Reduced -5.3k -5,313
89 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 34,93534.9k $3.8m $3.8m 0.00% Added +629 +629
90 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 34,12234.1k $3.7m $3.7m 0.00% Added +1.5k +1,488
91 CHILDRESS CAPITAL ADVISORS, LLC 1.00% of their portfolio HOUSTON, TX 33,93033.9k $3.7m $3.7m 1.00% Added +4.8k +4,850
92 BAILARD, INC. 0.10% of their portfolio Foster City, CA 33,64333.6k $3.7m $3.7m 0.10% Reduced -35 -35
93 Horst & Graben Wealth Management LLC 0.65% of their portfolio PORTLAND, OR 33,11733.1k $3.6m $3.6m 0.65% Reduced -2.8k -2,839
94 BBR PARTNERS, LLC 0.27% of their portfolio NEW YORK, NY 32,31432.3k $3.5m $3.5m 0.27% Reduced -2.6k -2,556
95 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 31,89131.9k $3.5m $3.5m 0.00% Unchanged
96 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 31,48231.5k $3.4m $3.4m 0.03% Reduced -4.0k -3,967
97 Snowden Capital Advisors LLC 0.10% of their portfolio New York, NY 30,66330.7k $3.3m $3.3m 0.10% Reduced -1.3k -1,281
98 PITCAIRN CO 0.20% of their portfolio CONSHOHOCKEN, PA 30,35930.4k $3.3m $3.3m 0.20% Reduced -82 -82
99 Lido Advisors, LLC 0.02% of their portfolio Los Angeles, CA 30,22630.2k $3.3m $3.3m 0.02% Reduced -1.1k -1,131
100 Sanctuary Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 30,11630.1k $3.4m $3.4m 0.02% Reduced -6.0k -5,993