Vault-13

ISHARES TR DSI

MSCI KLD400 SOC · ETP · CUSIP 464288570

506 institutional holders +10 vs Q4 2023
37,318,24537.3m shares reported held*
$3.8bnreported value*
41 new 149 added 197 reduced 25 sold out net bought ≈ $355.9m (+3.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $100.71. Options: 1 managers hold calls ($302.4k notional), 1 hold puts ($40.3k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 420Q4 22: 437Q1 23: 436Q2 23: 463Q3 23: 453Q4 23: 496Q1 24: 506506Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022420
Q4 2022437
Q1 2023436
Q2 2023463
Q3 2023453
Q4 2023496
Q1 2024506

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 182 bought or addedQ4 22: 156 cut or sold outQ4 22Q1 23: 155 bought or addedQ1 23: 208 cut or sold outQ1 23Q2 23: 176 bought or addedQ2 23: 178 cut or sold outQ2 23Q3 23: 142 bought or addedQ3 23: 203 cut or sold outQ3 23Q4 23: 241 bought or addedQ4 23: 146 cut or sold outQ4 23Q1 24: 190 bought or addedQ1 24: 222 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022182156
Q1 2023155208
Q2 2023176178
Q3 2023142203
Q4 2023241146
Q1 2024190222

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ2 23 calls: $16.8kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $0Q3 23 puts: $8.1kQ3 23P/C —Q4 23 calls: $273.1kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $302.4kQ1 24 puts: $40.3kQ1 24P/C 0.13
Numbers
QuarterCallsPutsP/C
Q2 2023$16.8k$00.00
Q3 2023$0$8.1k—
Q4 2023$273.1k$00.00
Q1 2024$302.4k$40.3k0.13

Biggest buyers

MORGAN STANLEY Added +4,649,268+4.6m
National Philanthropic Trust Added +83,231+83.2k
Cetera Investment Advisers Added +66,567+66.6k
Mariner, LLC Added +52,645+52.6k
GOLDMAN SACHS GROUP INC Added +49,616+49.6k
Fifth Third Wealth Advisors LLC Added +47,815+47.8k
LPL Financial LLC Added +45,035+45.0k
Beacon Pointe Advisors, LLC Added +34,964+35.0k
Ameritas Advisory Services, LLC Added +34,670+34.7k
Global Assets Advisory, LLC New +32,243+32.2k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -304,024-304.0k
Bank of New York Mellon Corp Reduced -255,126-255.1k
OSAIC HOLDINGS, INC. Reduced -167,854-167.9k
TRILLIUM ASSET MANAGEMENT, LLC Reduced -118,370-118.4k
BlackRock Inc. Reduced -103,918-103.9k
JPMORGAN CHASE & CO Reduced -87,284-87.3k
SageView Advisory Group, LLC Sold out -84,925-84.9k
WELLS FARGO & COMPANY/MN Reduced -81,151-81.2k
SEI INVESTMENTS CO Reduced -60,428-60.4k
Cetera Advisor Networks LLC Sold out -50,043-50.0k

Biggest calls

CITADEL ADVISORS LLC Unchanged $302.4k3.0k shares

Biggest puts

CITADEL ADVISORS LLC New $40.3k400 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 13,656,10213.7m $1.4bn $1.4bn 0.04% Added +4.6m +4,649,268
2 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 3,262,2723.3m $328.9m $328.9m 0.01% Reduced -87.3k -87,284
3 ENVESTNET ASSET MANAGEMENT INC 0.09% of their portfolio Berwyn, PA 2,418,2272.4m $243.8m $243.8m 0.09% Reduced -19.9k -19,935
4 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,566,0891.6m $157.9m $157.9m 0.02% Reduced -304.0k -304,024
5 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 1,005,9181.0m $101.5m $101.5m 0.03% Reduced -45.1k -45,138
6 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 957,906957.9k $96.6m $96.6m 0.02% Reduced -255.1k -255,126
7 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 814,516814.5k $82.1m $82.1m 0.04% Added +45.0k +45,035
8 Syntrinsic LLC 26.71% of their portfolio DENVER, CO 791,587791.6k $79.7m $79.7m 26.71% Added +20.8k +20,833
9 Envestnet Portfolio Solutions, Inc. 0.27% of their portfolio BERWYN, PA 702,754702.8k $70.8m $70.8m 0.27% Reduced -49.8k -49,797
10 UBS Group AG 0.02% of their portfolio ZURICH, V8 522,942522.9k $52.7m $52.7m 0.02% Added +9.2k +9,247
11 Betterment LLC 0.13% of their portfolio NEW YORK, NY 489,953490.0k $49.4m $49.4m 0.13% Reduced -24.2k -24,172
12 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 339,275339.3k $34.2m $34.2m 0.01% Added +49.6k +49,616
13 SEI INVESTMENTS CO 0.05% of their portfolio OAKS, PA 309,155309.2k $31.2m $31.2m 0.05% Reduced -60.4k -60,428
14 Mariner, LLC 0.06% of their portfolio Overland Park, KS 300,202300.2k $30.3m $30.3m 0.06% Added +52.6k +52,645
15 Cerity Partners LLC 0.07% of their portfolio NEW YORK, NY 262,912262.9k $26.5m $26.5m 0.07% Reduced -7.9k -7,880
16 National Philanthropic Trust 0.57% of their portfolio Jenkintown, PA 260,454260.5k $26.3m $26.3m 0.57% Added +83.2k +83,231
17 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 257,314257.3k $25.9m $25.9m 0.01% Reduced -81.2k -81,151
18 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 211,114211.1k $21.3m $21.3m 0.05% Reduced -167.9k -167,854
19 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 208,754208.8k $21.0m $21.0m 0.03% Reduced -10.0k -9,994
20 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 203,595203.6k $20.5m $20.5m 0.03% Added +2.1k +2,110
21 PARK AVENUE SECURITIES LLC 0.25% of their portfolio NEW YORK, NY 195,557195.6k $19.7m $19.7m 0.25% Reduced -5.8k -5,768
22 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 188,421188.4k $19.0m $19.0m 0.02% Reduced -3.3k -3,343
23 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 176,410176.4k $17.8m $17.8m 0.02% Added +1.4k +1,389
24 Dunhill Financial, LLC 13.13% of their portfolio LONDON, X0 175,415175.4k $17.7m $17.7m 13.13% Reduced -20.1k -20,077
25 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 157,878157.9k $15.9m $15.9m 0.07% Added +6.1k +6,058
26 CWM, LLC 0.08% of their portfolio OMAHA, NE 154,991155.0k $15.6m $15.6m 0.08% Reduced -16.2k -16,242
27 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 151,830151.8k $15.3m $15.3m 0.04% Added +66.6k +66,567
28 Fiduciary Trust Co 0.23% of their portfolio Boston, MA 146,570146.6k $14.8m $14.8m 0.23% Reduced -1.4k -1,432
29 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 146,278146.3k $14.7m $14.7m 0.00% Reduced -12.4k -12,449
30 CAPTRUST FINANCIAL ADVISORS 0.05% of their portfolio RALEIGH, NC 145,442145.4k $14.7m $14.7m 0.05% Reduced -13.1k -13,132
31 Rockefeller Capital Management L.P. 0.04% of their portfolio NEW YORK, NY 144,210144.2k $14.5m $14.5m 0.04% Added +13.6k +13,578
32 Private Advisor Group, LLC 0.10% of their portfolio MORRISTOWN, NJ 135,656135.7k $13.7m $13.7m 0.10% Added +7.8k +7,776
33 Francis Financial, Inc. 4.34% of their portfolio NEW YORK, NY 133,147133.1k $13.4m $13.4m 4.34% Reduced -2.4k -2,414
34 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 128,207128.2k $12.9m $12.9m 0.04% Reduced -8.1k -8,142
35 Ameritas Advisory Services, LLC 0.52% of their portfolio Lincoln, NE 124,977125.0k $12.6m $12.6m 0.52% Added +34.7k +34,670
36 Manchester Capital Management LLC 1.54% of their portfolio MANCHESTER, VT 124,193124.2k $12.5m $12.5m 1.54% Added +932 +932
37 Gemmer Asset Management LLC 1.29% of their portfolio WALNUT CREEK, CA 109,925109.9k $11.1m $11.1m 1.29% Added +4.4k +4,436
38 HILL ISLAND FINANCIAL LLC 3.48% of their portfolio GRAND RAPIDS, MI 104,565104.6k $10.5m $10.5m 3.48% Reduced -1.6k -1,631
39 Mascoma Wealth Management LLC 2.95% of their portfolio HANOVER, NH 102,958103.0k $10.4m $10.4m 2.95% Added +5.2k +5,227
40 Advisory Services Network, LLC 0.22% of their portfolio ATLANTA, GA 98,04398.0k $9.9m $9.9m 0.22% Added +25 +25
41 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 95,77695.8k $9.7m $9.7m 0.01% Added +1.1k +1,072
42 PFG Investments, LLC 0.57% of their portfolio WOODBURY, NY 92,95393.0k $9.4m $9.4m 0.57% Added +18.2k +18,238
43 Beacon Pointe Advisors, LLC 0.10% of their portfolio NEWPORT BEACH, CA 87,42687.4k $8.8m $8.8m 0.10% Added +35.0k +34,964
44 First Horizon Advisors, Inc. 0.26% of their portfolio MEMPHIS, TN 84,58384.6k $8.5m $8.5m 0.26% Reduced -1.8k -1,757
45 Atria Wealth Solutions, Inc. 0.10% of their portfolio NEW YORK, NY 84,54584.5k $8.5m $8.5m 0.10% Added +1.2k +1,177
46 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 81,25781.3k $8.2m $8.2m 0.02% Added +3.0k +3,009
47 Composition Wealth, LLC 0.20% of their portfolio LOS ANGELES, CA 79,91079.9k $8.1m $8.1m 0.20% Added +10.6k +10,566
48 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 79,28479.3k $8.0m $8.0m 0.01% Reduced -7.0k -6,975
49 CHOREO, LLC 0.19% of their portfolio ROCKFORD, IL 71,93071.9k $7.3m $7.3m 0.19% Reduced -924 -924
50 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 71,74971.7k $7.2m $7.2m 0.03% Added +2.3k +2,280
51 COMERICA BANK 0.03% of their portfolio DALLAS, TX 69,10369.1k $7.0m $7.0m 0.03% Added +1.2k +1,229
52 LINCOLN NATIONAL CORP 0.11% of their portfolio RADNOR, PA 67,93967.9k $6.8m $6.8m 0.11% Added +2.0k +2,012
53 Strategic Point Investment Advisors, LLC 1.18% of their portfolio PROVIDENCE, RI 64,69064.7k $6.5m $6.5m 1.18% Reduced -1.5k -1,505
54 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 60,18660.2k $6.1m $6.1m 0.01% Reduced -148 -148
55 One Wealth Advisors, LLC 1.05% of their portfolio SAN FRANCISCO, CA 59,99460.0k $6.0m $6.0m 1.05% Reduced -885 -885
56 SOA Wealth Advisors, LLC. 1.25% of their portfolio NEW YORK, NY 59,84559.8k $6.0m $6.0m 1.25% Reduced -1.3k -1,348
57 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 59,22859.2k $6.0m $6.0m 0.00% Reduced -496 -496
58 Johnson Financial Group, Inc. 0.31% of their portfolio RACINE, WI 56,58156.6k $5.7m $5.7m 0.31% Reduced -1.2k -1,158
59 TRILLIUM ASSET MANAGEMENT, LLC 0.14% of their portfolio BOSTON, MA 53,49653.5k $5.4m $5.4m 0.14% Reduced -118.4k -118,370
60 Gradient Investments LLC 0.12% of their portfolio ARDEN HILLS, MN 52,07152.1k $5.2m $5.2m 0.12% Added +1.3k +1,280
61 Fifth Third Wealth Advisors LLC 0.81% of their portfolio Cincinnati, OH 51,31551.3k $5.2m $5.2m 0.81% Added +47.8k +47,815
62 Focus Partners Wealth 0.04% of their portfolio ST LOUIS, MO 49,33849.3k $5.0m $5.0m 0.04% Added +12.5k +12,459
63 DOHJ, LLC 1.28% of their portfolio SEATTLE, WA 47,75147.8k $4.8m $4.8m 1.28% Reduced -4.7k -4,717
64 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 47,40747.4k $4.8m $4.8m 0.01% Added +2.3k +2,309
65 Brio Consultants, LLC 0.80% of their portfolio SAN FRANCISCO, CA 46,98747.0k $4.7m $4.7m 0.80% Reduced -2.2k -2,225
66 Wealthcare Advisory Partners LLC 0.15% of their portfolio WEST CHESTER, PA 46,52446.5k $4.7m $4.7m 0.15% Added +1.5k +1,456
67 Strategic Wealth Partners Group, LLC 0.51% of their portfolio DEERFIELD, IL 45,70045.7k $4.6m $4.6m 0.51% Reduced -2.0k -2,002
68 Litman Gregory Wealth Management LLC 0.41% of their portfolio LARKSPUR, CA 44,81344.8k $4.5m $4.5m 0.41% Unchanged
69 Orion Porfolio Solutions, LLC 0.05% of their portfolio OMAHA, NE 43,66643.7k $4.4m $4.4m 0.05% Reduced -3.6k -3,630
70 Orion Portfolio Solutions, LLC 0.05% of their portfolio Omaha, NE 43,66643.7k $4.4m $4.4m 0.05% Reduced -3.6k -3,630
71 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.04% of their portfolio IRVING, TX 42,77842.8k $4.3m $4.3m 0.04% Reduced -2.3k -2,262
72 Bremer Bank National Association 0.79% of their portfolio ST PAUL, MN 42,36842.4k $4.3m $4.3m 0.79% Added +22.8k +22,807
73 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 41,62841.6k $4.2m $4.2m 0.01% Reduced -1.6k -1,622
74 HEADINVEST, LLC 0.82% of their portfolio Portland, ME 41,59341.6k $4.2m $4.2m 0.82% Added +681 +681
75 Gibson Capital, LLC 0.90% of their portfolio WEXFORD, PA 40,87440.9k $4.1m $4.1m 0.90% Reduced -1.0k -1,000
76 Laurel Wealth Planning LLC 2.73% of their portfolio EDINA, MN 40,73440.7k $4.1m $4.1m 2.73% Reduced -519 -519
77 First Affirmative Financial Network 3.02% of their portfolio COLORADO SPRINGS, CO 40,63540.6k $4.1m $4.1m 3.02% Reduced -8.2k -8,183
78 Columbia Bank 1.67% of their portfolio Lake Oswego, OR 40,33640.3k $4.1m $4.1m 1.67% First filing
79 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 40,21840.2k $4.1m $4.1m 0.00% Reduced -10.1k -10,085
80 One Capital Management, LLC 0.14% of their portfolio WESTLAKE VILLAGE, CA 39,32039.3k $4.0m $4.0m 0.14% Added +690 +690
81 Accredited Investors Inc. 0.25% of their portfolio EDINA, MN 38,39938.4k $3.9m $3.9m 0.25% Reduced -2.8k -2,837
82 Wealthspire Advisors, LLC 0.05% of their portfolio NEW YORK, NY 37,71737.7k $3.8m $3.8m 0.05% Reduced -1.8k -1,820
83 Cranbrook Wealth Management, LLC 0.96% of their portfolio Bloomfield Hills, MI 37,66837.7k $3.8m $3.8m 0.96% Reduced -158 -158
84 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 37,29037.3k $3.8m $3.8m 0.01% Added +1.4k +1,376
85 Horst & Graben Wealth Management LLC 0.74% of their portfolio PORTLAND, OR 35,93835.9k $3.6m $3.6m 0.74% Added +2.6k +2,561
86 Equitable Holdings, Inc. 0.04% of their portfolio NEW YORK, NY 35,41835.4k $3.6m $3.6m 0.04% Reduced -1.6k -1,586
87 Allianz SE 0.11% of their portfolio Munich, 2M 35,15935.2k $3.5m $3.5m 0.11% First filing
88 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 35,00335.0k $3.5m $3.5m 0.00% Reduced -3.3k -3,323
89 Neumann Capital Management, LLC 1.26% of their portfolio FOSTER CITY, CA 34,96835.0k $3.5m $3.5m 1.26% Added +1.8k +1,765
90 BAILARD, INC. 0.09% of their portfolio Foster City, CA 33,97334.0k $3.4m $3.4m 0.09% Reduced -466 -466
91 ST GERMAIN D J CO INC 0.17% of their portfolio SPRINGFIELD, MA 33,79533.8k $3.4m $3.4m 0.17% Added +924 +924
92 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 33,49133.5k $3.4m $3.4m 0.00% Added +871 +871
93 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 32,85832.9k $3.3m $3.3m 0.00% Reduced -4.1k -4,148
94 Perigon Wealth Management, LLC 0.10% of their portfolio SAN FRANCISCO, CA 32,40532.4k $3.3m $3.3m 0.10% Added +17.3k +17,333
95 Snowden Capital Advisors LLC 0.10% of their portfolio New York, NY 32,34132.3k $3.3m $3.3m 0.10% Added +129 +129
96 Global Assets Advisory, LLC 0.01% of their portfolio ORLANDO, FL 32,24332.2k $320 $320 0.01% New
97 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 31,89131.9k $3.2m $3.2m 0.00% Unchanged
98 CHILDRESS CAPITAL ADVISORS, LLC 0.94% of their portfolio HOUSTON, TX 31,67131.7k $3.2m $3.2m 0.94% Added +2.6k +2,591
99 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 31,44531.4k $3.2m $3.2m 0.00% Reduced -1.8k -1,799
100 McClarren Financial Advisors, Inc. 2.26% of their portfolio STATE COLLEGE, PA 31,24331.2k $3.1m $3.1m 2.26% Added +77 +77