Vault-13

ISHARES TR DSI

MSCI KLD400 SOC · ETP · CUSIP 464288570

496 institutional holders +43 vs Q3 2023
33,856,00433.9m shares reported held*
$3.1bnreported value*
43 new 198 added 132 reduced 14 sold out net bought ≈ $738.4m (+8.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $91.02. Options: 1 managers hold calls ($273.1k notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 420Q4 22: 437Q1 23: 436Q2 23: 463Q3 23: 453Q4 23: 496496Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022420
Q4 2022437
Q1 2023436
Q2 2023463
Q3 2023453
Q4 2023496

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 182 bought or addedQ4 22: 156 cut or sold outQ4 22Q1 23: 155 bought or addedQ1 23: 208 cut or sold outQ1 23Q2 23: 176 bought or addedQ2 23: 178 cut or sold outQ2 23Q3 23: 142 bought or addedQ3 23: 203 cut or sold outQ3 23Q4 23: 241 bought or addedQ4 23: 146 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022182156
Q1 2023155208
Q2 2023176178
Q3 2023142203
Q4 2023241146

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ1 23 calls: $421.1kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $16.8kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $0Q3 23 puts: $8.1kQ3 23P/C —Q4 23 calls: $273.1kQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$421.1k$00.00
Q2 2023$16.8k$00.00
Q3 2023$0$8.1k—
Q4 2023$273.1k$00.00

Biggest buyers

MORGAN STANLEY Added +4,514,124+4.5m
JPMORGAN CHASE & CO Added +1,853,363+1.9m
ENVESTNET ASSET MANAGEMENT INC Added +273,658+273.7k
Cerity Partners LLC Added +249,424+249.4k
WELLS FARGO & COMPANY/MN Added +150,883+150.9k
BANK OF AMERICA CORP /DE/ Added +123,007+123.0k
TRILLIUM ASSET MANAGEMENT, LLC Added +104,736+104.7k
BlackRock Inc. Added +102,889+102.9k
Bank of New York Mellon Corp Added +101,664+101.7k
Envestnet Portfolio Solutions, Inc. Added +96,140+96.1k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -83,561-83.6k
Dunhill Financial, LLC Reduced -78,401-78.4k
OSAIC HOLDINGS, INC. Reduced -71,270-71.3k
Ameritas Advisory Services, LLC Reduced -36,844-36.8k
Trellis Advisors, LLC Sold out -36,391-36.4k
UBS Group AG Reduced -27,281-27.3k
TWO SIGMA INVESTMENTS, LP Sold out -24,600-24.6k
Syntrinsic LLC Reduced -22,675-22.7k
Prism Advisors, Inc. Reduced -21,667-21.7k
Betterment LLC Reduced -18,899-18.9k

Biggest calls

CITADEL ADVISORS LLC New $273.1k3.0k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 9,006,8349.0m $820.1m $820.1m 0.04% Added +4.5m +4,514,124
2 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 3,349,5563.3m $305.0m $305.0m 0.02% Added +1.9m +1,853,363
3 ENVESTNET ASSET MANAGEMENT INC 0.09% of their portfolio Berwyn, PA 2,438,1622.4m $222.0m $222.0m 0.09% Added +273.7k +273,658
4 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,870,1131.9m $170.3m $170.3m 0.02% Added +123.0k +123,007
5 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 1,213,0321.2m $110.4m $110.4m 0.02% Added +101.7k +101,664
6 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 1,051,0561.1m $95.6m $95.6m 0.03% Added +23.3k +23,312
7 Syntrinsic LLC 24.12% of their portfolio DENVER, CO 770,754770.8k $70.1m $70.1m 24.12% Reduced -22.7k -22,675
8 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 769,481769.5k $70.1m $70.1m 0.04% Added +76.8k +76,752
9 Envestnet Portfolio Solutions, Inc. 0.28% of their portfolio BERWYN, PA 752,551752.6k $68.5m $68.5m 0.28% Added +96.1k +96,140
10 Betterment LLC 0.13% of their portfolio NEW YORK, NY 514,125514.1k $46.8m $46.8m 0.13% Reduced -18.9k -18,899
11 UBS Group AG 0.02% of their portfolio ZURICH, V8 513,695513.7k $46.8m $46.8m 0.02% Reduced -27.3k -27,281
12 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 378,968379.0k $34.5m $34.5m 0.06% Reduced -71.3k -71,270
13 SEI INVESTMENTS CO 0.05% of their portfolio OAKS, PA 369,583369.6k $33.7m $33.7m 0.05% Added +12.6k +12,577
14 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 338,465338.5k $30.8m $30.8m 0.01% Added +150.9k +150,883
15 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 289,659289.7k $26.4m $26.4m 0.01% Reduced -83.6k -83,561
16 Cerity Partners LLC 0.08% of their portfolio NEW YORK, NY 270,792270.8k $24.7m $24.7m 0.08% Added +249.4k +249,424
17 Mariner, LLC 0.05% of their portfolio Overland Park, KS 247,557247.6k $22.5m $22.5m 0.05% Reduced -2.4k -2,448
18 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 218,748218.7k $19.9m $19.9m 0.03% Added +11.1k +11,121
19 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 201,485201.5k $18.3m $18.3m 0.03% Added +6.6k +6,586
20 PARK AVENUE SECURITIES LLC 0.25% of their portfolio NEW YORK, NY 201,325201.3k $18.3m $18.3m 0.25% Added +29.3k +29,260
21 Dunhill Financial, LLC 15.75% of their portfolio LONDON, X0 195,492195.5k $17.8m $17.8m 15.75% Reduced -78.4k -78,401
22 Creative Planning 0.03% of their portfolio OVERLAND PARK, KS 191,764191.8k $17.5m $17.5m 0.03% Added +1.1k +1,115
23 National Philanthropic Trust 0.43% of their portfolio Jenkintown, PA 177,223177.2k $16.1m $16.1m 0.43% First filing
24 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 175,021175.0k $15.9m $15.9m 0.02% Reduced -2.1k -2,132
25 TRILLIUM ASSET MANAGEMENT, LLC 0.43% of their portfolio BOSTON, MA 171,866171.9k $15.6m $15.6m 0.43% Added +104.7k +104,736
26 CWM, LLC 0.08% of their portfolio OMAHA, NE 171,233171.2k $15.6m $15.6m 0.08% Added +93.2k +93,208
27 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 158,727158.7k $14.5m $14.5m 0.00% Added +17.1k +17,093
28 CAPTRUST FINANCIAL ADVISORS 0.05% of their portfolio RALEIGH, NC 158,574158.6k $14.4m $14.4m 0.05% Added +5.2k +5,237
29 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 151,820151.8k $13.8m $13.8m 0.06% Added +15.9k +15,918
30 Fiduciary Trust Co 0.23% of their portfolio Boston, MA 148,002148.0k $13.5m $13.5m 0.23% Added +853 +853
31 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 136,349136.3k $12.4m $12.4m 0.04% Added +6.6k +6,635
32 Francis Financial, Inc. 5.30% of their portfolio NEW YORK, NY 135,561135.6k $12.3m $12.3m 5.30% Reduced -622 -622
33 Rockefeller Capital Management L.P. 0.04% of their portfolio NEW YORK, NY 130,632130.6k $11.9m $11.9m 0.04% Added +30.6k +30,644
34 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 127,880127.9k $11.6m $11.6m 0.09% Reduced -15.7k -15,708
35 Manchester Capital Management LLC 1.51% of their portfolio MANCHESTER, VT 123,261123.3k $11.2m $11.2m 1.51% Added +13.1k +13,097
36 BlackRock Inc. 0.00% of their portfolio New York, NY 111,333111.3k $10.1m $10.1m 0.00% Added +102.9k +102,889
37 HILL ISLAND FINANCIAL LLC 3.30% of their portfolio GRAND RAPIDS, MI 106,196106.2k $9.7m $9.7m 3.30% Reduced -2.5k -2,471
38 Gemmer Asset Management LLC 1.18% of their portfolio WALNUT CREEK, CA 105,489105.5k $9.6m $9.6m 1.18% Reduced -278 -278
39 Advisory Services Network, LLC 0.22% of their portfolio ATLANTA, GA 98,01898.0k $8.9m $8.9m 0.22% Reduced -45 -45
40 Mascoma Wealth Management LLC 2.67% of their portfolio HANOVER, NH 97,73197.7k $8.9m $8.9m 2.67% Added +230 +230
41 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 94,70494.7k $8.6m $8.6m 0.01% Added +8.3k +8,291
42 Ameritas Advisory Services, LLC 0.45% of their portfolio Lincoln, NE 90,30790.3k $8.2m $8.2m 0.45% Reduced -36.8k -36,844
43 First Horizon Advisors, Inc. 0.26% of their portfolio MEMPHIS, TN 86,34086.3k $7.9m $7.9m 0.26% Added +491 +491
44 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 86,25986.3k $7.9m $7.9m 0.01% Added +36.0k +36,007
45 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 85,26385.3k $7.8m $7.8m 0.06% Reduced -6.5k -6,524
46 SageView Advisory Group, LLC 0.35% of their portfolio Newport Beach, CA 84,92584.9k $8.0m $8.0m 0.35% Added +6.5k +6,529
47 Atria Wealth Solutions, Inc. 0.10% of their portfolio NEW YORK, NY 83,36883.4k $7.6m $7.6m 0.10% Added +10.8k +10,771
48 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 78,24878.2k $7.1m $7.1m 0.02% Added +4.6k +4,648
49 PFG Investments, LLC 1.26% of their portfolio WOODBURY, NY 74,71574.7k $6.8m $6.8m 1.26% Added +4.1k +4,078
50 CHOREO, LLC 0.18% of their portfolio ROCKFORD, IL 72,85472.9k $6.6m $6.6m 0.18% Reduced -640 -640
51 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 69,46969.5k $6.3m $6.3m 0.03% Added +10.5k +10,459
52 Composition Wealth, LLC 0.17% of their portfolio LOS ANGELES, CA 69,34469.3k $6.3m $6.3m 0.17% Added +28.4k +28,380
53 COMERICA BANK 0.03% of their portfolio DALLAS, TX 67,87467.9k $6.2m $6.2m 0.03% Reduced -766 -766
54 Strategic Point Investment Advisors, LLC 1.16% of their portfolio PROVIDENCE, RI 66,19566.2k $6.0m $6.0m 1.16% Added +1.7k +1,662
55 LINCOLN NATIONAL CORP 0.11% of their portfolio RADNOR, PA 65,92765.9k $6.0m $6.0m 0.11% Added +12.8k +12,754
56 Mariner Managed Account Solutions, LLC 0.43% of their portfolio Boston, MA 63,91763.9k $5.8m $5.8m 0.43% Reduced -864 -864
57 SOA Wealth Advisors, LLC. 1.24% of their portfolio NEW YORK, NY 61,19361.2k $5.6m $5.6m 1.24% Reduced -664 -664
58 One Wealth Advisors, LLC 1.07% of their portfolio SAN FRANCISCO, CA 60,87960.9k $5.5m $5.5m 1.07% Added +6.9k +6,933
59 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 60,33460.3k $5.5m $5.5m 0.01% Reduced -610 -610
60 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 59,72459.7k $5.5m $5.5m 0.00% Added +144 +144
61 Johnson Financial Group, Inc. 0.29% of their portfolio RACINE, WI 57,73957.7k $5.3m $5.3m 0.29% Reduced -5.9k -5,901
62 DOHJ, LLC 1.41% of their portfolio SEATTLE, WA 52,46852.5k $4.8m $4.8m 1.41% Added +16.4k +16,359
63 Beacon Pointe Advisors, LLC 0.06% of their portfolio NEWPORT BEACH, CA 52,46252.5k $4.8m $4.8m 0.06% Added +30.6k +30,645
64 Gradient Investments LLC 0.11% of their portfolio ARDEN HILLS, MN 50,79150.8k $4.6m $4.6m 0.11% Reduced -1.2k -1,223
65 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 50,30350.3k $4.6m $4.6m 0.01% Added +16.4k +16,383
66 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 50,04350.0k $4.6m $4.6m 0.03% Added +2.1k +2,099
67 Brio Consultants, LLC 0.79% of their portfolio SAN FRANCISCO, CA 49,21249.2k $4.5m $4.5m 0.79% Added +4.4k +4,446
68 First Affirmative Financial Network 3.55% of their portfolio COLORADO SPRINGS, CO 48,81848.8k $4.4m $4.4m 3.55% Added +16.8k +16,786
69 Strategic Wealth Partners Group, LLC 0.55% of their portfolio DEERFIELD, IL 47,70247.7k $4.3m $4.3m 0.55% Added +3.3k +3,277
70 Orion Porfolio Solutions, LLC 0.05% of their portfolio OMAHA, NE 47,29647.3k $4.3m $4.3m 0.05% Reduced -714 -714
71 Orion Portfolio Solutions, LLC 0.05% of their portfolio Omaha, NE 47,29647.3k $4.3m $4.3m 0.05% Reduced -714 -714
72 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 45,09845.1k $4.1m $4.1m 0.01% Added +9.3k +9,298
73 Wealthcare Advisory Partners LLC 0.16% of their portfolio WEST CHESTER, PA 45,06845.1k $4.1m $4.1m 0.16% Reduced -7.3k -7,323
74 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.03% of their portfolio IRVING, TX 45,04045.0k $4.1m $4.1m 0.03% Added +33.5k +33,516
75 Litman Gregory Wealth Management LLC 0.39% of their portfolio LARKSPUR, CA 44,81344.8k $4.1m $4.1m 0.39% Added +1.5k +1,544
76 PENNSYLVANIA CAPITAL MANAGEMENT INC /ADV 1.61% of their portfolio HUNTINGDON VALLEY, PA 44,47244.5k $4.0m $4.0m 1.61% Added +254 +254
77 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 43,60543.6k $4.0m $4.0m 0.00% Added +37.0k +37,044
78 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 43,25043.2k $3.9m $3.9m 0.01% Added +1.3k +1,306
79 Columbia Trust Co 01012016 1.73% of their portfolio PORTLAND, OR 42,10242.1k $3.8m $3.8m 1.73% Added +727 +727
80 Gibson Capital, LLC 0.89% of their portfolio WEXFORD, PA 41,87441.9k $3.8m $3.8m 0.89% Reduced -697 -697
81 Laurel Wealth Planning LLC 2.66% of their portfolio EDINA, MN 41,25341.3k $3.8m $3.8m 2.66% Reduced -2.1k -2,141
82 Accredited Investors Inc. 0.27% of their portfolio EDINA, MN 41,23641.2k $3.8m $3.8m 0.27% Added +1.5k +1,453
83 HEADINVEST, LLC 0.77% of their portfolio Portland, ME 40,91240.9k $3.7m $3.7m 0.77% Added +1.4k +1,449
84 Wealthspire Advisors, LLC 0.05% of their portfolio NEW YORK, NY 39,53739.5k $3.6m $3.6m 0.05% Reduced -498 -498
85 One Capital Management, LLC 0.14% of their portfolio WESTLAKE VILLAGE, CA 38,63038.6k $3.5m $3.5m 0.14% Added +643 +643
86 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 38,32638.3k $3.5m $3.5m 0.00% Added +34.5k +34,510
87 Cranbrook Wealth Management, LLC 0.92% of their portfolio Bloomfield Hills, MI 37,82637.8k $3.4m $3.4m 0.92% Reduced -1.0k -1,028
88 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 37,00637.0k $3.4m $3.4m 0.00% Added +2.1k +2,101
89 Equitable Holdings, Inc. 0.04% of their portfolio NEW YORK, NY 37,00437.0k $3.4m $3.4m 0.04% Added +30.8k +30,814
90 Focus Partners Wealth 0.04% of their portfolio ST LOUIS, MO 36,87936.9k $3.4m $3.4m 0.04% First filing
91 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 35,91435.9k $3.3m $3.3m 0.01% Added +7.2k +7,243
92 CX Institutional 0.17% of their portfolio AUBURN, IN 35,63635.6k $3.2m $3.2m 0.17% Added +179 +179
93 BAILARD, INC. 0.09% of their portfolio Foster City, CA 34,43934.4k $3.1m $3.1m 0.09% Added +711 +711
94 Horst & Graben Wealth Management LLC 0.67% of their portfolio PORTLAND, OR 33,37733.4k $3.0m $3.0m 0.67% Added +2.8k +2,837
95 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 33,24433.2k $3.0m $3.0m 0.00% Reduced -671 -671
96 Neumann Capital Management, LLC 1.20% of their portfolio FOSTER CITY, CA 33,20333.2k $3.0m $3.0m 1.20% Added +1.5k +1,460
97 ST GERMAIN D J CO INC 0.16% of their portfolio SPRINGFIELD, MA 32,87132.9k $3.0m $3.0m 0.16% Added +4.0k +3,997
98 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 32,62032.6k $3.0m $3.0m 0.00% Reduced -9.8k -9,821
99 Snowden Capital Advisors LLC 0.11% of their portfolio New York, NY 32,21232.2k $2.9m $2.9m 0.11% Added +1.6k +1,638
100 Sharkey, Howes & Javer 0.51% of their portfolio DENVER, CO 32,04332.0k $2.9m $2.9m 0.51% Added +3.6k +3,606