Vault-13

ISHARES TR DSI

MSCI KLD400 SOC · ETP · CUSIP 464288570

453 institutional holders -10 vs Q2 2023
25,747,22125.7m shares reported held*
$2.1bnreported value*
24 new 118 added 173 reduced 30 sold out net sold ≈ $62.2m (-729.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($938.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $81.35. Options: 0 managers hold calls (— notional), 1 hold puts ($8.1k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 420Q4 22: 437Q1 23: 436Q2 23: 463Q3 23: 453453Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022420
Q4 2022437
Q1 2023436
Q2 2023463
Q3 2023453

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 182 bought or addedQ4 22: 156 cut or sold outQ4 22Q1 23: 155 bought or addedQ1 23: 208 cut or sold outQ1 23Q2 23: 176 bought or addedQ2 23: 178 cut or sold outQ2 23Q3 23: 142 bought or addedQ3 23: 203 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022182156
Q1 2023155208
Q2 2023176178
Q3 2023142203

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ4 22 calls: $294.3kQ4 22 puts: $28.7kQ4 22P/C 0.10Q1 23 calls: $421.1kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $16.8kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $0Q3 23 puts: $8.1kQ3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$294.3k$28.7k0.10
Q1 2023$421.1k$00.00
Q2 2023$16.8k$00.00
Q3 2023$0$8.1k—

Biggest buyers

Bank of New York Mellon Corp Added +235,262+235.3k
Ameritas Advisory Services, LLC New +127,151+127.2k
LPL Financial LLC Added +97,429+97.4k
Rockefeller Capital Management L.P. Added +90,051+90.1k
MORGAN STANLEY Added +81,233+81.2k
COMERICA BANK New +68,640+68.6k
BANK OF AMERICA CORP /DE/ Added +52,301+52.3k
OSAIC HOLDINGS, INC. Added +44,383+44.4k
Dunhill Financial, LLC Added +36,799+36.8k
Advisory Services Network, LLC Added +32,162+32.2k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -849,762-849.8k
Cerity Partners LLC Reduced -223,954-224.0k
J.P. Morgan Private Wealth Advisors LLC Reduced -171,630-171.6k
GeoWealth Management, LLC Sold out -35,753-35.8k
GOLDMAN SACHS GROUP INC Reduced -30,595-30.6k
TD AMERITRADE INVESTMENT MANAGEMENT, LLC Reduced -27,228-27.2k
Erste Asset Management GmbH Sold out -26,319-26.3k
UBS Group AG Reduced -25,267-25.3k
FLOW TRADERS U.S. LLC Sold out -23,732-23.7k
Equitable Holdings, Inc. Reduced -22,381-22.4k

Biggest calls

None

Biggest puts

CITADEL ADVISORS LLC New $8.1k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 4,492,7104.5m $365.8m $365.8m 0.04% Added +81.2k +81,233
2 ENVESTNET ASSET MANAGEMENT INC 0.08% of their portfolio Berwyn, PA 2,164,5042.2m $176.2m $176.2m 0.08% Reduced -849.8k -849,762
3 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,747,1061.7m $142.2m $142.2m 0.02% Added +52.3k +52,301
4 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,496,1931.5m $121.8m $121.8m 0.01% Reduced -19.9k -19,911
5 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 1,111,3681.1m $90.5m $90.5m 0.02% Added +235.3k +235,262
6 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 1,027,7441.0m $83.7m $83.7m 0.03% Added +27.8k +27,766
7 Syntrinsic LLC 30.45% of their portfolio DENVER, CO 793,429793.4k $64.5m $64.5m 30.45% First filing
8 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 692,729692.7k $56.4m $56.4m 0.04% Added +97.4k +97,429
9 Envestnet Portfolio Solutions, Inc. 0.25% of their portfolio BERWYN, PA 656,411656.4k $53.4m $53.4m 0.25% First filing
10 UBS Group AG 0.02% of their portfolio ZURICH, V8 540,976541.0k $44.0m $44.0m 0.02% Reduced -25.3k -25,267
11 Betterment LLC 0.14% of their portfolio NEW YORK, NY 533,024533.0k $43.4m $43.4m 0.14% Reduced -7.2k -7,180
12 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 450,238450.2k $36.7m $36.7m 0.05% Added +44.4k +44,383
13 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 373,220373.2k $30.4m $30.4m 0.01% Reduced -30.6k -30,595
14 SEI INVESTMENTS CO 0.05% of their portfolio OAKS, PA 357,006357.0k $29.1m $29.1m 0.05% Added +3.1k +3,064
15 Dunhill Financial, LLC 14.29% of their portfolio LONDON, X0 273,893273.9k $22.7m $22.7m 14.29% Added +36.8k +36,799
16 Mariner, LLC 0.05% of their portfolio Overland Park, KS 250,005250.0k $20.4m $20.4m 0.05% Added +1.5k +1,477
17 J.P. Morgan Private Wealth Advisors LLC 0.06% of their portfolio SAN FRANCISCO, CA 248,334248.3k $20.2m $20.2m 0.06% Reduced -171.6k -171,630
18 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 207,627207.6k $16.9m $16.9m 0.03% Reduced -5.8k -5,771
19 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 194,899194.9k $15.9m $15.9m 0.03% Reduced -3.7k -3,656
20 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 190,649190.6k $15.5m $15.5m 0.02% Reduced -5.4k -5,410
21 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 187,582187.6k $15.3m $15.3m 0.00% Added +1.2k +1,174
22 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 177,153177.2k $14.4m $14.4m 0.02% Reduced -132 -132
23 PARK AVENUE SECURITIES LLC 0.22% of their portfolio NEW YORK, NY 172,065172.1k $14.0m $14.0m 0.22% Reduced -17.4k -17,370
24 CAPTRUST FINANCIAL ADVISORS 0.05% of their portfolio RALEIGH, NC 153,337153.3k $12.5m $12.5m 0.05% Reduced -6 -6
25 Fiduciary Trust Co 0.22% of their portfolio Boston, MA 147,149147.1k $12.0m $12.0m 0.22% Reduced -2.1k -2,107
26 Private Advisor Group, LLC 0.10% of their portfolio MORRISTOWN, NJ 143,588143.6k $11.7m $11.7m 0.10% Added +1.4k +1,433
27 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 141,634141.6k $11.5m $11.5m 0.00% Added +1.1k +1,147
28 Francis Financial, Inc. 5.78% of their portfolio NEW YORK, NY 136,183136.2k $11.1m $11.1m 5.78% Added +1.5k +1,467
29 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 135,902135.9k $11.1m $11.1m 0.06% Reduced -8.2k -8,174
30 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 129,714129.7k $10.6m $10.6m 0.04% Reduced -1.5k -1,455
31 Ameritas Advisory Services, LLC 0.52% of their portfolio Lincoln, NE 127,151127.2k $10.4m $10.4m 0.52% New
32 Manchester Capital Management LLC 1.33% of their portfolio MANCHESTER, VT 110,164110.2k $9.0m $9.0m 1.33% Unchanged
33 HILL ISLAND FINANCIAL LLC 3.52% of their portfolio GRAND RAPIDS, MI 108,667108.7k $8.8m $8.8m 3.52% Reduced -498 -498
34 Gemmer Asset Management LLC 1.16% of their portfolio WALNUT CREEK, CA 105,767105.8k $8.6m $8.6m 1.16% Added +2.4k +2,401
35 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 99,988100.0k $8.1m $8.1m 0.03% Added +90.1k +90,051
36 Advisory Services Network, LLC 0.21% of their portfolio ATLANTA, GA 98,06398.1k $8.0m $8.0m 0.21% Added +32.2k +32,162
37 Mascoma Wealth Management LLC 2.48% of their portfolio HANOVER, NH 97,50197.5k $7.9m $7.9m 2.48% Reduced -5.5k -5,531
38 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 91,78791.8k $7.5m $7.5m 0.06% Reduced -7.9k -7,879
39 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 86,41386.4k $7.0m $7.0m 0.01% Reduced -10.0k -9,989
40 First Horizon Advisors, Inc. 0.25% of their portfolio MEMPHIS, TN 85,84985.8k $7.0m $7.0m 0.25% Reduced -4.0k -3,989
41 SageView Advisory Group, LLC 0.37% of their portfolio Newport Beach, CA 78,39678.4k $6.4m $6.4m 0.37% Reduced -2.2k -2,242
42 CWM, LLC 0.04% of their portfolio OMAHA, NE 78,02578.0k $6.4m $6.4m 0.04% Added +772 +772
43 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 73,60073.6k $6.0m $6.0m 0.01% Added +8.6k +8,556
44 CHOREO, LLC 0.21% of their portfolio ROCKFORD, IL 73,49473.5k $6.0m $6.0m 0.21% Added +5.3k +5,279
45 Atria Wealth Solutions, Inc. 0.08% of their portfolio NEW YORK, NY 72,59772.6k $5.9m $5.9m 0.08% Reduced -6.7k -6,657
46 PFG Investments, LLC 1.08% of their portfolio WOODBURY, NY 70,63770.6k $5.8m $5.8m 1.08% Reduced -1.2k -1,207
47 COMERICA BANK 0.03% of their portfolio DALLAS, TX 68,64068.6k $5.6m $5.6m 0.03% New
48 TRILLIUM ASSET MANAGEMENT, LLC 0.16% of their portfolio BOSTON, MA 67,13067.1k $5.5m $5.5m 0.16% Added +15.7k +15,657
49 Mariner Managed Account Solutions, LLC 0.43% of their portfolio Boston, MA 64,78164.8k $5.3m $5.3m 0.43% Added +268 +268
50 Strategic Point Investment Advisors, LLC 1.12% of their portfolio PROVIDENCE, RI 64,53364.5k $5.3m $5.3m 1.12% Added +1.4k +1,445
51 Johnson Financial Group, Inc. 0.36% of their portfolio RACINE, WI 63,64063.6k $5.2m $5.2m 0.36% Reduced -5.3k -5,254
52 SOA Wealth Advisors, LLC. 1.25% of their portfolio NEW YORK, NY 61,85761.9k $5.0m $5.0m 1.25% Reduced -3.3k -3,292
53 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 60,94460.9k $5.0m $5.0m 0.01% Reduced -316 -316
54 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 59,58059.6k $5.1m $5.1m 0.00% Added +3.5k +3,523
55 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 59,01059.0k $4.8m $4.8m 0.02% Reduced -6.1k -6,142
56 One Wealth Advisors, LLC 0.98% of their portfolio SAN FRANCISCO, CA 53,94653.9k $4.4m $4.4m 0.98% Reduced -3.3k -3,289
57 LINCOLN NATIONAL CORP 0.09% of their portfolio RADNOR, PA 53,17353.2k $4.3m $4.3m 0.09% Added +1.1k +1,065
58 Wealthcare Advisory Partners LLC 0.20% of their portfolio WEST CHESTER, PA 52,39152.4k $4.3m $4.3m 0.20% Reduced -10.2k -10,178
59 Gradient Investments LLC 0.11% of their portfolio ARDEN HILLS, MN 52,01452.0k $4.2m $4.2m 0.11% Reduced -796 -796
60 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 50,25250.3k $4.1m $4.1m 0.01% Added +9.0k +8,995
61 Orion Porfolio Solutions, LLC 0.05% of their portfolio OMAHA, NE 48,01048.0k $3.9m $3.9m 0.05% Reduced -19.6k -19,628
62 Orion Portfolio Solutions, LLC 0.05% of their portfolio Omaha, NE 48,01048.0k $3.9m $3.9m 0.05% Reduced -19.6k -19,628
63 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 47,94447.9k $3.9m $3.9m 0.02% Reduced -925 -925
64 Brio Consultants, LLC 0.68% of their portfolio SAN FRANCISCO, CA 44,76644.8k $3.6m $3.6m 0.68% Added +503 +503
65 Strategic Wealth Partners Group, LLC 0.54% of their portfolio DEERFIELD, IL 44,42544.4k $3.6m $3.6m 0.54% Added +544 +544
66 PENNSYLVANIA CAPITAL MANAGEMENT INC /ADV 1.49% of their portfolio HUNTINGDON VALLEY, PA 44,21844.2k $3.6m $3.6m 1.49% Added +89 +89
67 Laurel Wealth Planning LLC 2.75% of their portfolio EDINA, MN 43,39443.4k $3.5m $3.5m 2.75% Reduced -2.2k -2,172
68 Litman Gregory Wealth Management LLC 0.36% of their portfolio LARKSPUR, CA 43,26943.3k $3.5m $3.5m 0.36% Reduced -7 -7
69 Gibson Capital, LLC 0.94% of their portfolio WEXFORD, PA 42,57142.6k $3.5m $3.5m 0.94% Unchanged
70 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 42,44142.4k $3.5m $3.5m 0.00% Reduced -941 -941
71 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 41,94441.9k $3.4m $3.4m 0.01% Added +1.8k +1,809
72 Columbia Trust Co 01012016 1.95% of their portfolio PORTLAND, OR 41,37541.4k $3.4m $3.4m 1.95% Added +1.5k +1,500
73 Composition Wealth, LLC 0.10% of their portfolio LOS ANGELES, CA 40,96441.0k $3.3m $3.3m 0.10% Reduced -17.1k -17,108
74 Wealthspire Advisors, LLC 0.05% of their portfolio NEW YORK, NY 40,03540.0k $3.3m $3.3m 0.05% Added +1.4k +1,396
75 Accredited Investors Inc. 0.24% of their portfolio EDINA, MN 39,78339.8k $3.2m $3.2m 0.24% Reduced -2.8k -2,833
76 HEADINVEST, LLC 0.70% of their portfolio Portland, ME 39,46339.5k $3.2m $3.2m 0.70% Added +1.4k +1,450
77 Cranbrook Wealth Management, LLC 0.93% of their portfolio Bloomfield Hills, MI 38,85438.9k $3.2m $3.2m 0.93% Reduced -928 -928
78 One Capital Management, LLC 0.14% of their portfolio WESTLAKE VILLAGE, CA 37,98738.0k $3.1m $3.1m 0.14% Added +3.1k +3,105
79 Trellis Advisors, LLC 1.35% of their portfolio ELLENSBURG, WA 36,39136.4k $3.0m $3.0m 1.35% Added +550 +550
80 DOHJ, LLC 1.31% of their portfolio SEATTLE, WA 36,10936.1k $2.9m $2.9m 1.31% Reduced -2.5k -2,503
81 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 35,80035.8k $2.9m $2.9m 0.01% Reduced -3.2k -3,169
82 CX Institutional 0.16% of their portfolio AUBURN, IN 35,45735.5k $2.9m $2.9m 0.16% Added +11.4k +11,387
83 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 34,90534.9k $2.8m $2.8m 0.00% Added +1.1k +1,102
84 Concord Wealth Partners 0.59% of their portfolio ABINGDON, VA 34,00134.0k $2.8m $2.8m 0.59% Reduced -7.0k -6,954
85 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 33,92033.9k $2.8m $2.8m 0.00% Added +4.3k +4,271
86 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 33,91533.9k $2.8m $2.8m 0.00% Reduced -2.9k -2,917
87 BAILARD, INC. 0.09% of their portfolio Foster City, CA 33,72833.7k $2.7m $2.7m 0.09% Reduced -502 -502
88 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 32,89132.9k $2.7m $2.7m 0.00% Unchanged
89 First Affirmative Financial Network 2.55% of their portfolio COLORADO SPRINGS, CO 32,03232.0k $2.6m $2.6m 2.55% Reduced -17.8k -17,764
90 Neumann Capital Management, LLC 1.13% of their portfolio FOSTER CITY, CA 31,74331.7k $2.6m $2.6m 1.13% Reduced -225 -225
91 Shepherd Financial Partners LLC 0.40% of their portfolio WINCHESTER, MA 30,94330.9k $2.5m $2.5m 0.40% Reduced -854 -854
92 McClarren Financial Advisors, Inc. 2.19% of their portfolio STATE COLLEGE, PA 30,93830.9k $2.5m $2.5m 2.19% Reduced -1 -1
93 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 30,74330.7k $2.5m $2.5m 0.01% New
94 Snowden Capital Advisors LLC 0.11% of their portfolio New York, NY 30,57430.6k $2.5m $2.5m 0.11% Added +1.3k +1,309
95 Horst & Graben Wealth Management LLC 0.61% of their portfolio PORTLAND, OR 30,54030.5k $2.5m $2.5m 0.61% Reduced -2.5k -2,520
96 Lido Advisors, LLC 0.03% of their portfolio Los Angeles, CA 29,65029.6k $2.4m $2.4m 0.03% Reduced -346 -346
97 PITCAIRN CO 0.20% of their portfolio CONSHOHOCKEN, PA 29,40829.4k $2.4m $2.4m 0.20% Reduced -49 -49
98 CHILDRESS CAPITAL ADVISORS, LLC 0.78% of their portfolio HOUSTON, TX 29,08029.1k $2.4m $2.4m 0.78% Added +2.5k +2,510
99 KESTRA PRIVATE WEALTH SERVICES, LLC 0.07% of their portfolio AUSTIN, TX 28,97329.0k $2.4m $2.4m 0.07% Reduced -2.4k -2,411
100 ST GERMAIN D J CO INC 0.13% of their portfolio SPRINGFIELD, MA 28,87428.9k $2.4m $2.4m 0.13% Added +1.2k +1,227