Vault-13

ISHARES TR DSI

MSCI KLD400 SOC · ETP · CUSIP 464288570

436 institutional holders -1 vs Q4 2022
24,776,61324.8m shares reported held*
$1.9bnreported value*
28 new 127 added 183 reduced 25 sold out net sold ≈ $197.2m (-2.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($794.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $77.97. Options: 1 managers hold calls ($421.1k notional), 0 hold puts (—).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 420Q4 22: 437Q1 23: 436436Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022420
Q4 2022437
Q1 2023436

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 182 bought or addedQ4 22: 156 cut or sold outQ4 22Q1 23: 155 bought or addedQ1 23: 208 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022182156
Q1 2023155208

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $294.3kQ4 22 puts: $28.7kQ4 22P/C 0.10Q1 23 calls: $421.1kQ1 23 puts: $0Q1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$294.3k$28.7k0.10
Q1 2023$421.1k$00.00

Biggest buyers

CAPTRUST FINANCIAL ADVISORS Added +109,235+109.2k
CHOREO, LLC New +68,864+68.9k
AMERIPRISE FINANCIAL INC Added +63,705+63.7k
Orion Portfolio Solutions, LLC Added +37,030+37.0k
SEI INVESTMENTS CO Added +36,595+36.6k
Lido Advisors, LLC New +30,970+31.0k
LPL Financial LLC Added +28,333+28.3k
Erste Asset Management GmbH New +26,351+26.4k
JANE STREET GROUP, LLC Added +22,462+22.5k
Wealthcare Advisory Partners LLC Added +20,511+20.5k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -794,327-794.3k
ENVESTNET ASSET MANAGEMENT INC Reduced -497,710-497.7k
BlackRock Inc. Reduced -301,872-301.9k
MORGAN STANLEY Reduced -279,880-279.9k
TRILLIUM ASSET MANAGEMENT, LLC Reduced -145,677-145.7k
WELLS FARGO & COMPANY/MN Reduced -132,498-132.5k
JPMORGAN CHASE & CO Reduced -122,493-122.5k
CWM, LLC Reduced -63,247-63.2k
Prostatis Group LLC Sold out -61,113-61.1k
OSAIC HOLDINGS, INC. Reduced -51,600-51.6k

Biggest calls

CITADEL ADVISORS LLC Added $421.1k5.4k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 4,330,7414.3m $337.8m $337.8m 0.04% Reduced -279.9k -279,880
2 ENVESTNET ASSET MANAGEMENT INC 0.11% of their portfolio Berwyn, PA 3,020,5213.0m $235.6m $235.6m 0.11% Reduced -497.7k -497,710
3 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,739,2961.7m $135.6m $135.6m 0.02% Reduced -794.3k -794,327
4 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 1,592,1981.6m $124.2m $124.2m 0.02% Reduced -122.5k -122,493
5 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 947,475947.5k $73.9m $73.9m 0.02% Added +63.7k +63,705
6 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 776,742776.7k $60.6m $60.6m 0.01% Reduced -14.6k -14,621
7 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 628,262628.3k $49.0m $49.0m 0.04% Added +28.3k +28,333
8 UBS Group AG 0.02% of their portfolio ZURICH, V8 583,303583.3k $45.5m $45.5m 0.02% Reduced -30.0k -30,036
9 Betterment LLC 0.14% of their portfolio NEW YORK, NY 572,982573.0k $44.7m $44.7m 0.14% Reduced -29.0k -29,016
10 J.P. Morgan Private Wealth Advisors LLC 0.08% of their portfolio SAN FRANCISCO, CA 455,280455.3k $35.5m $35.5m 0.08% Reduced -21.0k -20,996
11 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 404,810404.8k $31.6m $31.6m 0.06% Reduced -51.6k -51,600
12 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 393,060393.1k $30.7m $30.7m 0.01% Reduced -480 -480
13 SEI INVESTMENTS CO 0.05% of their portfolio OAKS, PA 353,253353.3k $27.6m $27.6m 0.05% Added +36.6k +36,595
14 Mariner, LLC 0.06% of their portfolio Overland Park, KS 246,956247.0k $19.3m $19.3m 0.06% Added +739 +739
15 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 228,674228.7k $17.8m $17.8m 0.03% Reduced -8.4k -8,358
16 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 198,698198.7k $15.5m $15.5m 0.03% Reduced -12.0k -11,991
17 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 195,561195.6k $15.3m $15.3m 0.02% Added +2.7k +2,734
18 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 188,006188.0k $14.7m $14.7m 0.00% Reduced -132.5k -132,498
19 PARK AVENUE SECURITIES LLC 0.25% of their portfolio NEW YORK, NY 185,301185.3k $14.5m $14.5m 0.25% Reduced -29.8k -29,817
20 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 183,941183.9k $14.3m $14.3m 0.02% Reduced -1.4k -1,411
21 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 161,129161.1k $12.6m $12.6m 0.06% Added +109.2k +109,235
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 150,365150.4k $11.7m $11.7m 0.00% Reduced -42.9k -42,935
23 Fiduciary Trust Co 0.22% of their portfolio Boston, MA 149,274149.3k $11.6m $11.6m 0.22% Unchanged
24 Private Advisor Group, LLC 0.11% of their portfolio MORRISTOWN, NJ 147,797147.8k $11.5m $11.5m 0.11% Added +4.2k +4,181
25 MML INVESTORS SERVICES, LLC 0.08% of their portfolio SPRINGFIELD, MA 140,537140.5k $11.0m $11.0m 0.08% Reduced -29.0k -28,962
26 Ameritas Advisory Services, LLC 0.54% of their portfolio Lincoln, NE 137,507137.5k $10.7m $10.7m 0.54% Reduced -4.2k -4,159
27 Manchester Capital Management LLC 1.36% of their portfolio MANCHESTER, VT 133,343133.3k $10.4m $10.4m 1.36% Added +25 +25
28 MERCER GLOBAL ADVISORS INC /ADV 0.05% of their portfolio DENVER, CO 132,699132.7k $10.3m $10.3m 0.05% Reduced -1.1k -1,055
29 Francis Financial, Inc. 6.67% of their portfolio NEW YORK, NY 126,183126.2k $9.8m $9.8m 6.67% Added +3.5k +3,536
30 HILL ISLAND FINANCIAL LLC 3.60% of their portfolio GRAND RAPIDS, MI 115,140115.1k $8.9m $8.9m 3.60% Added +208 +208
31 Mascoma Wealth Management LLC 2.49% of their portfolio HANOVER, NH 108,639108.6k $8.5m $8.5m 2.49% Reduced -502 -502
32 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 103,166103.2k $8.0m $8.0m 0.07% Reduced -11.5k -11,471
33 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 99,66399.7k $7.8m $7.8m 0.01% Reduced -14.8k -14,751
34 Gemmer Asset Management LLC 1.13% of their portfolio WALNUT CREEK, CA 98,81098.8k $7.7m $7.7m 1.13% Added +8.5k +8,495
35 First Horizon Advisors, Inc. 0.25% of their portfolio MEMPHIS, TN 90,38890.4k $7.0m $7.0m 0.25% Reduced -3.2k -3,229
36 Wealthcare Advisory Partners LLC 0.30% of their portfolio WEST CHESTER, PA 89,06689.1k $6.9m $6.9m 0.30% Added +20.5k +20,511
37 SageView Advisory Group, LLC 0.42% of their portfolio Newport Beach, CA 84,34184.3k $6.6m $6.6m 0.42% Reduced -2.6k -2,557
38 CWM, LLC 0.04% of their portfolio OMAHA, NE 79,71379.7k $6.2m $6.2m 0.04% Reduced -63.2k -63,247
39 Advisory Services Network, LLC 0.16% of their portfolio ATLANTA, GA 73,05873.1k $5.7m $5.7m 0.16% Reduced -8.6k -8,550
40 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 72,69972.7k $5.7m $5.7m 0.01% Added +1.8k +1,757
41 Johnson Financial Group, Inc. 0.40% of their portfolio RACINE, WI 72,61572.6k $5.7m $5.7m 0.40% Added +15.9k +15,943
42 PFG Investments, LLC 1.15% of their portfolio WOODBURY, NY 72,05772.1k $5.6m $5.6m 1.15% First filing
43 SOA Wealth Advisors, LLC. 1.37% of their portfolio NEW YORK, NY 71,25071.2k $5.6m $5.6m 1.37% Added +1.3k +1,316
44 Atria Wealth Solutions, Inc. 0.08% of their portfolio NEW YORK, NY 69,05769.1k $5.4m $5.4m 0.08% Reduced -4.1k -4,117
45 CHOREO, LLC 0.19% of their portfolio ROCKFORD, IL 68,86468.9k $5.4m $5.4m 0.19% New
46 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 66,68966.7k $5.2m $5.2m 0.03% Reduced -42.7k -42,726
47 Mariner Managed Account Solutions, LLC 0.45% of their portfolio Boston, MA 66,11266.1k $5.2m $5.2m 0.45% Reduced -3.5k -3,503
48 Strategic Point Investment Advisors, LLC 1.13% of their portfolio PROVIDENCE, RI 65,13365.1k $5.1m $5.1m 1.13% Added +695 +695
49 Sharkey, Howes & Javer 1.09% of their portfolio DENVER, CO 64,89164.9k $5.1m $5.1m 1.09% Reduced -3.2k -3,233
50 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 61,72061.7k $4.8m $4.8m 0.01% Added +6.5k +6,535
51 Gradient Investments LLC 0.12% of their portfolio ARDEN HILLS, MN 58,00058.0k $4.5m $4.5m 0.12% Reduced -6.6k -6,638
52 Composition Wealth, LLC 0.14% of their portfolio LOS ANGELES, CA 56,87356.9k $4.4m $4.4m 0.14% Added +26 +26
53 One Wealth Advisors, LLC 1.01% of their portfolio SAN FRANCISCO, CA 56,09856.1k $4.4m $4.4m 1.01% Reduced -7.6k -7,597
54 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 55,07755.1k $4.3m $4.3m 0.01% Reduced -28.8k -28,807
55 First Affirmative Financial Network 4.80% of their portfolio COLORADO SPRINGS, CO 53,18953.2k $4.1m $4.1m 4.80% Reduced -2.4k -2,353
56 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 52,20052.2k $4.1m $4.1m 0.00% Added +751 +751
57 Orion Porfolio Solutions, LLC 0.05% of their portfolio OMAHA, NE 51,02751.0k $4.0m $4.0m 0.05% Added +12.5k +12,522
58 Orion Portfolio Solutions, LLC 0.05% of their portfolio Omaha, NE 51,02751.0k $4.0m $4.0m 0.05% Added +37.0k +37,030
59 Laurel Wealth Planning LLC 2.58% of their portfolio EDINA, MN 49,98850.0k $3.9m $3.9m 2.58% Reduced -1.7k -1,709
60 TRILLIUM ASSET MANAGEMENT, LLC 0.11% of their portfolio BOSTON, MA 49,39949.4k $3.9m $3.9m 0.11% Reduced -145.7k -145,677
61 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 48,48848.5k $3.8m $3.8m 0.03% Reduced -2.0k -2,041
62 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 47,41447.4k $3.7m $3.7m 0.01% Reduced -450 -450
63 Gibson Capital, LLC 0.90% of their portfolio WEXFORD, PA 44,08844.1k $3.4m $3.4m 0.90% Added +1.7k +1,658
64 Accredited Investors Inc. 0.26% of their portfolio EDINA, MN 43,67843.7k $3.4m $3.4m 0.26% Reduced -1.3k -1,282
65 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 43,52443.5k $3.4m $3.4m 0.01% Reduced -2.7k -2,725
66 PENNSYLVANIA CAPITAL MANAGEMENT INC /ADV 1.62% of their portfolio HUNTINGDON VALLEY, PA 42,88042.9k $3.3m $3.3m 1.62% Unchanged
67 Cranbrook Wealth Management, LLC 0.94% of their portfolio Bloomfield Hills, MI 42,14542.1k $3.3m $3.3m 0.94% Added +215 +215
68 Brio Consultants, LLC 0.60% of their portfolio SAN FRANCISCO, CA 41,52341.5k $3.2m $3.2m 0.60% Added +4.6k +4,575
69 LINCOLN NATIONAL CORP 0.07% of their portfolio RADNOR, PA 40,92740.9k $3.2m $3.2m 0.07% Reduced -5.2k -5,157
70 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 40,61040.6k $3.2m $3.2m 0.01% Reduced -178 -178
71 Columbia Trust Co 01012016 1.81% of their portfolio PORTLAND, OR 40,17540.2k $3.1m $3.1m 1.81% Reduced -725 -725
72 BigSur Wealth Management LLC 1.46% of their portfolio MIAMI, FL 40,00040.0k $3.1m $3.1m 1.46% Unchanged
73 Concord Wealth Partners 0.86% of their portfolio ABINGDON, VA 39,07139.1k $3.0m $3.0m 0.86% Reduced -552 -552
74 Strategic Wealth Partners Group, LLC 0.49% of their portfolio DEERFIELD, IL 38,86838.9k $3.0m $3.0m 0.49% Added +4.6k +4,612
75 KESTRA PRIVATE WEALTH SERVICES, LLC 0.12% of their portfolio AUSTIN, TX 37,85737.9k $3.0m $3.0m 0.12% Added +4.2k +4,198
76 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 37,67637.7k $2.9m $2.9m 0.00% Reduced -1.3k -1,277
77 Trellis Advisors, LLC 1.34% of their portfolio ELLENSBURG, WA 35,75535.8k $2.8m $2.8m 1.34% Added +300 +300
78 Wealthspire Advisors, LLC 0.05% of their portfolio NEW YORK, NY 35,74035.7k $2.8m $2.8m 0.05% Reduced -3.8k -3,798
79 HEADINVEST, LLC 0.61% of their portfolio Portland, ME 35,71535.7k $2.8m $2.8m 0.61% Reduced -221 -221
80 PFG Advisors 0.23% of their portfolio Phoenix, AZ 35,30635.3k $2.8m $2.8m 0.23% Added +2.5k +2,464
81 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 35,05735.1k $2.7m $2.7m 0.01% Reduced -1.3k -1,301
82 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 34,35434.4k $2.7m $2.7m 0.00% Reduced -17.7k -17,651
83 BAILARD, INC. 0.09% of their portfolio Foster City, CA 33,89433.9k $2.6m $2.6m 0.09% Reduced -89 -89
84 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 33,43633.4k $2.6m $2.6m 0.00% Added +22.5k +22,462
85 Horst & Graben Wealth Management LLC 0.64% of their portfolio PORTLAND, OR 33,30133.3k $2.6m $2.6m 0.64% Reduced -1.7k -1,709
86 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 33,04033.0k $2.6m $2.6m 0.00% Reduced -19.6k -19,617
87 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 32,89132.9k $2.6m $2.6m 0.00% Unchanged
88 HRT FINANCIAL LP 0.03% of their portfolio NEW YORK, NY 32,65432.7k $2.5m $2.5m 0.03% Added +18.4k +18,352
89 Shepherd Financial Partners LLC 0.42% of their portfolio WINCHESTER, MA 32,47932.5k $2.5m $2.5m 0.42% Reduced -609 -609
90 Neumann Capital Management, LLC 1.07% of their portfolio FOSTER CITY, CA 31,28831.3k $2.4m $2.4m 1.07% Added +2.1k +2,140
91 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 31,10031.1k $2.4m $2.4m 0.00% Reduced -32.2k -32,193
92 Lido Advisors, LLC 0.03% of their portfolio Los Angeles, CA 30,97031.0k $2.4m $2.4m 0.03% New
93 McClarren Financial Advisors, Inc. 2.19% of their portfolio STATE COLLEGE, PA 30,86730.9k $2.4m $2.4m 2.19% Added +106 +106
94 ALTFEST L J & CO INC 0.37% of their portfolio NEW YORK, NY 30,52730.5k $2.4m $2.4m 0.37% Added +488 +488
95 COLONY GROUP LLC 0.04% of their portfolio Boston, MA 30,46230.5k $2.4m $2.4m 0.04% Reduced -14.5k -14,468
96 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio OMAHA, NE 29,70929.7k $2.3m $2.3m 0.02% Reduced -4.9k -4,860
97 PITCAIRN CO 0.21% of their portfolio CONSHOHOCKEN, PA 29,45729.5k $2.3m $2.3m 0.21% Added +1.5k +1,517
98 WEALTHCARE CAPITAL MANAGEMENT LLC 0.28% of their portfolio RICHMOND, VA 29,45229.5k $2.3m $2.3m 0.28% Reduced -1.1k -1,135
99 KEYBANK NATIONAL ASSOCIATION/OH 0.01% of their portfolio BROOKLYN, OH 29,27629.3k $2.3m $2.3m 0.01% Added +660 +660
100 Brookstone Capital Management 0.04% of their portfolio WHEATON, IL 29,12029.1k $2.3m $2.3m 0.04% Reduced -608 -608