Vault-13

ISHARES TR DSI

MSCI KLD400 SOC · ETP · CUSIP 464288570

437 institutional holders +17 vs Q3 2022
27,321,41927.3m shares reported held*
$2.0bnreported value*
28 new 154 added 136 reduced 20 sold out net bought ≈ $90.3m (+1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($918.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $71.49. Options: 1 managers hold calls ($294.3k notional), 1 hold puts ($28.7k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 420Q4 22: 437437Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022420
Q4 2022437

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $294.3kQ4 22 puts: $28.7kQ4 22P/C 0.10
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$294.3k$28.7k0.10

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +491,933+491.9k
BlackRock Inc. Added +274,088+274.1k
TRILLIUM ASSET MANAGEMENT, LLC Added +134,675+134.7k
SEI INVESTMENTS CO Added +102,080+102.1k
JPMORGAN CHASE & CO Added +98,915+98.9k
Cetera Investment Advisers Added +78,031+78.0k
WELLS FARGO & COMPANY/MN Added +62,174+62.2k
LPL Financial LLC Added +61,336+61.3k
Prostatis Group LLC New +61,113+61.1k
CITADEL ADVISORS LLC New +55,248+55.2k

Biggest sellers

Cerity Partners LLC Reduced -219,116-219.1k
Raymond James Financial Services Advisors, Inc. Reduced -109,960-110.0k
MORGAN STANLEY Reduced -41,429-41.4k
Betterment LLC Reduced -39,888-39.9k
IFP Advisors, Inc Reduced -33,133-33.1k
Geller Advisors LLC Reduced -31,361-31.4k
Erste Asset Management GmbH Sold out -27,631-27.6k
HILL ISLAND FINANCIAL LLC Reduced -23,181-23.2k
CWM, LLC Reduced -21,540-21.5k
JANE STREET GROUP, LLC Reduced -17,433-17.4k

Biggest calls

CITADEL ADVISORS LLC New $294.3k4.1k shares

Biggest puts

CITADEL ADVISORS LLC New $28.7k400 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 4,610,6214.6m $331.0m $331.0m 0.04% Reduced -41.4k -41,429
2 ENVESTNET ASSET MANAGEMENT INC 0.13% of their portfolio Berwyn, PA 3,518,2313.5m $252.6m $252.6m 0.13% Added +38.7k +38,656
3 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 2,533,6232.5m $181.9m $181.9m 0.02% Added +491.9k +491,933
4 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 1,714,6911.7m $123.1m $123.1m 0.02% Added +98.9k +98,915
5 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 883,770883.8k $63.4m $63.4m 0.02% Added +6.7k +6,698
6 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 791,363791.4k $56.8m $56.8m 0.01% Added +43.2k +43,177
7 UBS Group AG 0.02% of their portfolio ZURICH, V8 613,339613.3k $44.0m $44.0m 0.02% Added +6.5k +6,526
8 Betterment LLC 0.15% of their portfolio NEW YORK, NY 601,998602.0k $43.2m $43.2m 0.15% Reduced -39.9k -39,888
9 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 599,929599.9k $43.1m $43.1m 0.04% Added +61.3k +61,336
10 J.P. Morgan Private Wealth Advisors LLC 0.08% of their portfolio SAN FRANCISCO, CA 476,276476.3k $34.2m $34.2m 0.08% Added +9.4k +9,430
11 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 456,410456.4k $32.8m $32.8m 0.07% Reduced -15.1k -15,135
12 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 393,540393.5k $28.3m $28.3m 0.01% Reduced -9.8k -9,777
13 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 320,504320.5k $23.0m $23.0m 0.01% Added +62.2k +62,174
14 SEI INVESTMENTS CO 0.05% of their portfolio OAKS, PA 316,658316.7k $22.7m $22.7m 0.05% Added +102.1k +102,080
15 BlackRock Inc. 0.00% of their portfolio New York, NY 309,551309.6k $22.2m $22.2m 0.00% Added +274.1k +274,088
16 Mariner, LLC 0.06% of their portfolio Overland Park, KS 246,217246.2k $17.7m $17.7m 0.06% Added +15.0k +15,013
17 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 237,032237.0k $17.0m $17.0m 0.03% Reduced -3.2k -3,181
18 PARK AVENUE SECURITIES LLC 0.27% of their portfolio NEW YORK, NY 215,118215.1k $15.4m $15.4m 0.27% Added +2.2k +2,245
19 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 210,689210.7k $15.1m $15.1m 0.04% Added +20.0k +19,994
20 TRILLIUM ASSET MANAGEMENT, LLC 0.43% of their portfolio BOSTON, MA 195,076195.1k $14.0m $14.0m 0.43% Added +134.7k +134,675
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 193,300193.3k $13.9m $13.9m 0.00% Added +54.0k +53,995
22 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 192,827192.8k $13.8m $13.8m 0.02% Added +746 +746
23 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 185,352185.4k $13.3m $13.3m 0.02% Reduced -1.2k -1,158
24 MML INVESTORS SERVICES, LLC 0.08% of their portfolio SPRINGFIELD, MA 169,499169.5k $12.2m $12.2m 0.08% Reduced -5.6k -5,578
25 Fiduciary Trust Co 0.21% of their portfolio Boston, MA 149,274149.3k $10.7m $10.7m 0.21% Reduced -460 -460
26 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 143,616143.6k $1.9m $1.9m 0.06% Added +21.2k +21,160
27 CWM, LLC 0.08% of their portfolio OMAHA, NE 142,960143.0k $10.3m $10.3m 0.08% Reduced -21.5k -21,540
28 Ameritas Advisory Services, LLC 0.47% of their portfolio Lincoln, NE 141,666141.7k $10.2m $10.2m 0.47% Reduced -2.3k -2,276
29 MERCER GLOBAL ADVISORS INC /ADV 0.05% of their portfolio DENVER, CO 133,754133.8k $9.6m $9.6m 0.05% Added +3.6k +3,563
30 Manchester Capital Management LLC 1.41% of their portfolio MANCHESTER, VT 133,318133.3k $9.6m $9.6m 1.41% Added +25.8k +25,766
31 Francis Financial, Inc. 8.19% of their portfolio NEW YORK, NY 122,647122.6k $8.8m $8.8m 8.19% Added +3.0k +2,973
32 HILL ISLAND FINANCIAL LLC 3.58% of their portfolio GRAND RAPIDS, MI 114,932114.9k $8.3m $8.3m 3.58% Reduced -23.2k -23,181
33 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 114,637114.6k $8.2m $8.2m 0.08% Added +78.0k +78,031
34 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 114,414114.4k $8.2m $8.2m 0.02% Reduced -110.0k -109,960
35 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 109,415109.4k $7.9m $7.9m 0.04% Added +9.4k +9,369
36 Mascoma Wealth Management LLC 2.49% of their portfolio HANOVER, NH 109,141109.1k $7.8m $7.8m 2.49% Added +1.3k +1,252
37 First Horizon Advisors, Inc. 0.25% of their portfolio MEMPHIS, TN 93,61793.6k $6.7m $6.7m 0.25% Reduced -1.0k -1,037
38 Gemmer Asset Management LLC 1.03% of their portfolio WALNUT CREEK, CA 90,31590.3k $6.5m $6.5m 1.03% Reduced -833 -833
39 SageView Advisory Group, LLC 0.51% of their portfolio Newport Beach, CA 86,89886.9k $6.2m $6.2m 0.51% First filing
40 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 83,88483.9k $6.0m $6.0m 0.02% Added +10.1k +10,077
41 Advisory Services Network, LLC 0.18% of their portfolio ATLANTA, GA 81,60881.6k $5.9m $5.9m 0.18% Reduced -13.5k -13,515
42 Atria Wealth Solutions, Inc. 0.08% of their portfolio NEW YORK, NY 73,17473.2k $5.3m $5.3m 0.08% Added +3.1k +3,053
43 Cerity Partners LLC 0.03% of their portfolio NEW YORK, NY 70,94270.9k $5.1m $5.1m 0.03% Reduced -219.1k -219,116
44 SOA Wealth Advisors, LLC. 1.35% of their portfolio NEW YORK, NY 69,93469.9k $5.0m $5.0m 1.35% Reduced -1.1k -1,148
45 Mariner Managed Account Solutions, LLC 0.46% of their portfolio Boston, MA 69,61569.6k $5.0m $5.0m 0.46% Added +6.2k +6,206
46 Wealthcare Advisory Partners LLC 0.24% of their portfolio WEST CHESTER, PA 68,55568.6k $4.9m $4.9m 0.24% Reduced -5.5k -5,537
47 Sharkey, Howes & Javer 1.12% of their portfolio DENVER, CO 68,12468.1k $4.9m $4.9m 1.12% Reduced -11.8k -11,778
48 Gradient Investments LLC 0.15% of their portfolio ARDEN HILLS, MN 64,63864.6k $4.6m $4.6m 0.15% Reduced -14.8k -14,784
49 Strategic Point Investment Advisors, LLC 1.11% of their portfolio PROVIDENCE, RI 64,43864.4k $4.6m $4.6m 1.11% Added +538 +538
50 One Wealth Advisors, LLC 1.04% of their portfolio SAN FRANCISCO, CA 63,69563.7k $4.6m $4.6m 1.04% Added +1.1k +1,114
51 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 63,29363.3k $4.5m $4.5m 0.01% Added +20.3k +20,340
52 Prostatis Group LLC 2.69% of their portfolio HANOVER, MD 61,11361.1k $4.4m $4.4m 2.69% New
53 Composition Wealth, LLC 0.14% of their portfolio LOS ANGELES, CA 56,84756.8k $4.1m $4.1m 0.14% Added +4.0k +4,043
54 Johnson Financial Group, Inc. 0.32% of their portfolio RACINE, WI 56,67256.7k $4.1m $4.1m 0.32% Reduced -624 -624
55 First Affirmative Financial Network 4.83% of their portfolio COLORADO SPRINGS, CO 55,54255.5k $4.0m $4.0m 4.83% Added +2.8k +2,784
56 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 55,24855.2k $4.0m $4.0m 0.00% New
57 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 55,18555.2k $4.0m $4.0m 0.01% First filing
58 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 52,65752.7k $3.8m $3.8m 0.01% Added +4.7k +4,734
59 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 52,00552.0k $3.7m $3.7m 0.00% Added +17.5k +17,506
60 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 51,89451.9k $3.7m $3.7m 0.02% Added +15.4k +15,388
61 Laurel Wealth Planning LLC 2.39% of their portfolio EDINA, MN 51,69751.7k $3.7m $3.7m 2.39% Reduced -15.2k -15,208
62 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 51,44951.4k $3.8m $3.8m 0.00% Added +4.2k +4,163
63 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 50,52950.5k $3.6m $3.6m 0.03% Added +20.5k +20,508
64 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 47,86447.9k $3.4m $3.4m 0.01% Added +1.8k +1,792
65 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 46,24946.2k $3.3m $3.3m 0.01% Added +1.9k +1,906
66 LINCOLN NATIONAL CORP 0.07% of their portfolio RADNOR, PA 46,08446.1k $3.3m $3.3m 0.07% Added +166 +166
67 Cribstone Capital Management, LLC 1.88% of their portfolio AUGUSTA, ME 45,05645.1k $3.2m $3.2m 1.88% Reduced -745 -745
68 Accredited Investors Inc. 0.27% of their portfolio EDINA, MN 44,96045.0k $3.2m $3.2m 0.27% Added +1.8k +1,802
69 COLONY GROUP LLC 0.05% of their portfolio Boston, MA 44,93044.9k $3.2m $3.2m 0.05% New
70 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 44,40244.4k $3.2m $3.2m 0.03% Added +4.5k +4,462
71 Litman Gregory Wealth Management LLC 0.44% of their portfolio LARKSPUR, CA 44,22044.2k $3.2m $3.2m 0.44% Reduced -130 -130
72 PENNSYLVANIA CAPITAL MANAGEMENT INC /ADV 1.68% of their portfolio HUNTINGDON VALLEY, PA 42,88042.9k $3.2m $3.2m 1.68% Added +35.0k +35,046
73 Gibson Capital, LLC 0.91% of their portfolio WEXFORD, PA 42,43042.4k $3.0m $3.0m 0.91% Added +6.8k +6,766
74 Cranbrook Wealth Management, LLC 0.82% of their portfolio Bloomfield Hills, MI 41,93041.9k $3.0m $3.0m 0.82% Added +59 +59
75 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 41,04641.0k $2.9m $2.9m 0.01% Added +23.3k +23,254
76 Columbia Trust Co 01012016 1.64% of their portfolio PORTLAND, OR 40,90040.9k $2.9m $2.9m 1.64% Unchanged
77 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 40,78840.8k $2.9m $2.9m 0.01% Reduced -384 -384
78 BigSur Wealth Management LLC 1.38% of their portfolio MIAMI, FL 40,00040.0k $2.9m $2.9m 1.38% Unchanged
79 Concord Wealth Partners 0.86% of their portfolio ABINGDON, VA 39,62339.6k $2.8m $2.8m 0.86% Added +1.6k +1,576
80 Wealthspire Advisors, LLC 0.05% of their portfolio NEW YORK, NY 39,53839.5k $2.8m $2.8m 0.05% Added +2.7k +2,718
81 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 38,95339.0k $2.8m $2.8m 0.00% Reduced -1.7k -1,740
82 Orion Porfolio Solutions, LLC 0.06% of their portfolio OMAHA, NE 38,50538.5k $2.8m $2.8m 0.06% Added +434 +434
83 Brio Consultants, LLC 0.53% of their portfolio SAN FRANCISCO, CA 36,94836.9k $2.7m $2.7m 0.53% Added +3.3k +3,280
84 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 36,35836.4k $2.6m $2.6m 0.01% Added +1.1k +1,060
85 HEADINVEST, LLC 0.58% of their portfolio Portland, ME 35,93635.9k $2.6m $2.6m 0.58% Added +1.8k +1,841
86 Trellis Advisors, LLC 1.33% of their portfolio ELLENSBURG, WA 35,45535.5k $2.5m $2.5m 1.33% Added +2.0k +2,046
87 Horst & Graben Wealth Management LLC 0.66% of their portfolio PORTLAND, OR 35,01035.0k $2.5m $2.5m 0.66% Added +1.1k +1,111
88 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 34,92234.9k $2.5m $2.5m 0.00% Added +2.0k +1,952
89 ST GERMAIN D J CO INC 0.15% of their portfolio SPRINGFIELD, MA 34,84434.8k $2.5m $2.5m 0.15% Added +18.6k +18,619
90 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio OMAHA, NE 34,56934.6k $2.5m $2.5m 0.02% Reduced -1.5k -1,533
91 Strategic Wealth Partners Group, LLC 0.52% of their portfolio DEERFIELD, IL 34,25634.3k $2.5m $2.5m 0.52% Added +6.0k +5,956
92 BAILARD, INC. 0.09% of their portfolio Foster City, CA 33,98334.0k $2.4m $2.4m 0.09% Reduced -520 -520
93 KESTRA PRIVATE WEALTH SERVICES, LLC 0.12% of their portfolio AUSTIN, TX 33,65933.7k $2.4m $2.4m 0.12% Added +1.8k +1,823
94 Equitable Holdings, Inc. 0.04% of their portfolio NEW YORK, NY 33,30533.3k $2.4m $2.4m 0.04% Reduced -319 -319
95 Shepherd Financial Partners LLC 0.43% of their portfolio WINCHESTER, MA 33,08833.1k $2.4m $2.4m 0.43% Added +2.6k +2,565
96 Financial Insights, Inc. 1.12% of their portfolio TACOMA, WA 33,08133.1k $2.4m $2.4m 1.12% Reduced -11 -11
97 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 32,89132.9k $2.4m $2.4m 0.00% Added +2.7k +2,677
98 PFG Advisors 0.23% of their portfolio Phoenix, AZ 32,84232.8k $2.4m $2.4m 0.23% Reduced -59 -59
99 FSA WEALTH PARTNERS, INC. 1.50% of their portfolio Rockville, MD 32,30432.3k $2.3m $2.3m 1.50% New
100 Arlington Financial Advisors, LLC 0.97% of their portfolio SANTA BARBARA, CA 32,18932.2k $2.3m $2.3m 0.97% Reduced -64 -64