Vault-13

ISHARES TR REZ

RESIDENTIAL MULT · ETP · CUSIP 464288562

138 institutional holders -1 vs Q4 2023
5,305,2495.3m shares reported held*
$384.6mreported value*
14 new 45 added 40 reduced 16 sold out net bought ≈ $147.6k (+3.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $72.49. Options: 1 managers hold calls ($36.0k notional), 3 hold puts ($987.4k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 140Q4 22: 143Q1 23: 140Q2 23: 142Q3 23: 138Q4 23: 139Q1 24: 138138Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022140
Q4 2022143
Q1 2023140
Q2 2023142
Q3 2023138
Q4 2023139
Q1 2024138

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 64 bought or addedQ4 22: 62 cut or sold outQ4 22Q1 23: 57 bought or addedQ1 23: 67 cut or sold outQ1 23Q2 23: 63 bought or addedQ2 23: 56 cut or sold outQ2 23Q3 23: 53 bought or addedQ3 23: 56 cut or sold outQ3 23Q4 23: 63 bought or addedQ4 23: 66 cut or sold outQ4 23Q1 24: 59 bought or addedQ1 24: 56 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226462
Q1 20235767
Q2 20236356
Q3 20235356
Q4 20236366
Q1 20245956

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ2 23 calls: $351.7kQ2 23 puts: $601.8kQ2 23P/C 1.71Q3 23 calls: $310.0kQ3 23 puts: $489.2kQ3 23P/C 1.58Q4 23 calls: $345.5kQ4 23 puts: $1.2mQ4 23P/C 3.40Q1 24 calls: $36.0kQ1 24 puts: $987.4kQ1 24P/C 27.40
Numbers
QuarterCallsPutsP/C
Q2 2023$351.7k$601.8k1.71
Q3 2023$310.0k$489.2k1.58
Q4 2023$345.5k$1.2m3.40
Q1 2024$36.0k$987.4k27.40

Biggest buyers

MORGAN STANLEY Added +358,136+358.1k
VAN ECK ASSOCIATES CORP New +33,536+33.5k
SageView Advisory Group, LLC New +32,329+32.3k
Focus Partners Advisor Solutions, LLC New +26,434+26.4k
Capital Asset Advisory Services LLC Added +23,150+23.1k
AXXCESS WEALTH MANAGEMENT, LLC Added +21,607+21.6k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +16,482+16.5k
Franklin, Parlapiano, Turner & Welch, LLC Added +15,972+16.0k
Strategic Financial Concepts, LLC New +14,065+14.1k
EVERGREEN CAPITAL MANAGEMENT LLC Added +13,154+13.2k

Biggest sellers

AMERIPRISE FINANCIAL INC Reduced -411,324-411.3k
ACORN FINANCIAL ADVISORY SERVICES INC /ADV Sold out -30,184-30.2k
PARTNERS CAPITAL INVESTMENT GROUP, LLP Reduced -28,990-29.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -26,209-26.2k
WELLS FARGO & COMPANY/MN Reduced -26,152-26.2k
CITADEL ADVISORS LLC Reduced -25,646-25.6k
RAYMOND JAMES & ASSOCIATES Reduced -22,499-22.5k
GOLDMAN SACHS GROUP INC Reduced -16,912-16.9k
BANK OF AMERICA CORP /DE/ Reduced -11,157-11.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -9,377-9.4k

Biggest calls

CITADEL ADVISORS LLC Unchanged $36.0k500 shares

Biggest puts

CITADEL ADVISORS LLC Added $583.8k8.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $403.6k5.6k shares
Cutler Group LLC / CA Reduced $05.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,087,4041.1m $78.4m $78.4m 0.00% Added +358.1k +358,136
2 Capital Asset Advisory Services LLC 1.87% of their portfolio Williamston, MI 462,503462.5k $32.6m $32.6m 1.87% Added +23.1k +23,150
3 Franklin, Parlapiano, Turner & Welch, LLC 9.10% of their portfolio HOUSTON, TX 459,056459.1k $33.1m $33.1m 9.10% Added +16.0k +15,972
4 AXXCESS WEALTH MANAGEMENT, LLC 0.93% of their portfolio CARLSBAD, CA 452,915452.9k $32.6m $32.6m 0.93% Added +21.6k +21,607
5 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 183,549183.5k $13.2m $13.2m 0.01% Added +16.5k +16,482
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 157,374157.4k $11.3m $11.3m 0.00% Reduced -7.1k -7,057
7 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 150,520150.5k $10.9m $10.9m 0.00% Reduced -411.3k -411,324
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 145,577145.6k $10.5m $10.5m 0.00% Reduced -9.4k -9,377
9 Procyon Advisors, LLC 0.78% of their portfolio SHELTON, CT 138,925138.9k $10.0m $10.0m 0.78% Added +9.5k +9,526
10 Cornerstone Planning Group LLC 2.68% of their portfolio FAIRFIELD, NJ 119,697119.7k $8.6m $8.6m 2.68% Added +12.5k +12,484
11 EVERGREEN CAPITAL MANAGEMENT LLC 0.28% of their portfolio Bellevue, WA 103,417103.4k $7.5m $7.5m 0.28% Added +13.2k +13,154
12 M Holdings Securities, Inc. 1.18% of their portfolio PORTLAND, OR 97,49097.5k $7.0m $7.0m 1.18% Added +6.2k +6,197
13 Cresset Asset Management, LLC 0.03% of their portfolio Chicago, IL 82,11782.1k $5.9m $5.9m 0.03% Added +2.2k +2,170
14 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 77,92677.9k $5.6m $5.6m 0.02% Reduced -1.6k -1,601
15 Ascension Capital Advisors, Inc. 2.99% of their portfolio Houston, TX 74,69774.7k $5.4m $5.4m 2.99% Added +3.2k +3,239
16 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 71,73771.7k $5.2m $5.2m 0.00% Reduced -7.8k -7,809
17 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 68,61668.6k $4.9m $4.9m 0.00% Reduced -11.2k -11,157
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 68,25168.3k $4.9m $4.9m 0.01% Reduced -26.2k -26,209
19 UBS Group AG 0.00% of their portfolio ZURICH, V8 60,92360.9k $4.4m $4.4m 0.00% Added +302 +302
20 Keeley-Teton Advisors, LLC 0.54% of their portfolio Chicago, IL 60,86460.9k $4.4m $4.4m 0.54% Reduced -339 -339
21 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 51,58051.6k $3.7m $3.7m 0.00% Reduced -26.2k -26,152
22 CASTLE WEALTH MANAGEMENT LLC 1.76% of their portfolio BOYNTON BEACH, FL 46,70746.7k $3.4m $3.4m 1.76% Added +11.9k +11,929
23 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 46,05246.1k $3.3m $3.3m 0.00% Reduced -16.9k -16,912
24 Plan Group Financial, LLC 2.08% of their portfolio OKLAHOMA CITY, OK 43,93243.9k $3.2m $3.2m 2.08% Added +6.3k +6,260
25 Mariner, LLC 0.01% of their portfolio Overland Park, KS 39,98640.0k $2.9m $2.9m 0.01% Added +318 +318
26 Fonville Wealth Management LLC 1.13% of their portfolio RICHMOND, VA 35,43935.4k $2.6m $2.6m 1.13% Added +2.8k +2,793
27 Kure Advisory, LLC 2.07% of their portfolio PLYMOUTH, MN 33,69733.7k $2.4m $2.4m 2.07% Added +1.9k +1,894
28 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 33,53633.5k $2.4m $2.4m 0.00% New
29 Sovereign Financial Group, Inc. 0.63% of their portfolio STAMFORD, CT 32,86632.9k $2.4m $2.4m 0.63% Added +2.8k +2,833
30 BlackRock Inc. 0.00% of their portfolio New York, NY 32,34132.3k $2.3m $2.3m 0.00% Unchanged
31 SageView Advisory Group, LLC 0.27% of their portfolio Newport Beach, CA 32,32932.3k $5.3m $5.3m 0.27% New
32 PARTNERS CAPITAL INVESTMENT GROUP, LLP 0.06% of their portfolio BOSTON, MA 28,99029.0k $2.1m $2.1m 0.06% Reduced -29.0k -28,990
33 LAKE STREET ADVISORS GROUP, LLC 0.10% of their portfolio PORTSMOUTH, NH 28,99029.0k $2.1m $2.1m 0.10% Unchanged
34 Focus Partners Wealth 0.02% of their portfolio ST LOUIS, MO 26,71826.7k $1.9m $1.9m 0.02% Added +10.1k +10,077
35 Focus Partners Advisor Solutions, LLC 0.06% of their portfolio SAINT LOUIS, MO 26,43426.4k $1.9m $1.9m 0.06% New
36 High Probability Advisors, LLC 0.34% of their portfolio Pittsford, NY 25,71025.7k $1.9m $1.9m 0.34% Added +24 +24
37 BOSTON FINANCIAL MANGEMENT LLC 0.06% of their portfolio BOSTON, MA 25,70025.7k $1.9m $1.9m 0.06% Unchanged
38 Pacific Sun Financial Corp 1.08% of their portfolio LOS ANGELES, CA 25,62625.6k $1.8m $1.8m 1.08% Reduced -190 -190
39 Continuum Advisory, LLC 0.27% of their portfolio EAGLE, ID 24,29424.3k $1.8m $1.8m 0.27% Added +1.6k +1,573
40 ARKANSAS FINANCIAL GROUP, INC. 0.29% of their portfolio LITTLE ROCK, AR 22,51022.5k $1.6m $1.6m 0.29% Added +233 +233
41 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 21,90221.9k $1.6m $1.6m 0.00% Reduced -22.5k -22,499
42 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 21,48521.5k $1.5m $1.5m 0.00% Reduced -8.4k -8,383
43 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 21,40521.4k $1.5m $1.5m 0.00% Reduced -25.6k -25,646
44 CX Institutional 0.07% of their portfolio AUBURN, IN 20,40320.4k $1.5m $1.5m 0.07% Added +8.5k +8,495
45 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 20,10220.1k $1.4m $1.4m 0.00% Reduced -1.4k -1,421
46 Cornerstone Management, Inc. 0.32% of their portfolio DULUTH, GA 19,96320.0k $1.4m $1.4m 0.32% Unchanged
47 TAP Consulting, LLC 0.32% of their portfolio KIRKWOOD, MO 19,93219.9k $1.4m $1.4m 0.32% Added +333 +333
48 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 17,18217.2k $1.2m $1.2m 0.01% Reduced -508 -508
49 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 16,79716.8k $1.2m $1.2m 0.00% Added +13.1k +13,129
50 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 14,40214.4k $1.0m $1.0m 0.00% Reduced -133 -133
51 Strategic Financial Concepts, LLC 0.24% of their portfolio SAN ANTONIO, TX 14,06514.1k $1.0m $1.0m 0.24% New
52 Beta Wealth Group, Inc. 0.47% of their portfolio SAN DIEGO, CA 13,38313.4k $964.5k $964.5k 0.47% Added +6.1k +6,149
53 One Wealth Map LLC 0.61% of their portfolio LAS VEGAS, NV 13,19913.2k $917.7k $917.7k 0.61% Reduced -1.5k -1,491
54 Saxony Capital Management, LLC 1.07% of their portfolio ST. LOUIS, MO 12,34812.3k $889.9k $889.9k 1.07% Added +1.2k +1,226
55 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 11,85211.9k $854.2k $854.2k 0.00% Reduced -1.8k -1,774
56 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 11,22911.2k $809.3k $809.3k 0.00% Added +8 +8
57 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 11,16311.2k $804.5k $804.5k 0.01% New
58 Kendall Capital Management 0.27% of their portfolio ROCKVILLE, MD 10,73910.7k $774.0k $774.0k 0.27% Added +214 +214
59 Burns Matteson Capital Management, LLC 0.48% of their portfolio CORNING, NY 10,33910.3k $745.1k $745.1k 0.48% New
60 Global Retirement Partners, LLC 0.03% of their portfolio San Rafael, CA 10,21010.2k $735.8k $735.8k 0.03% Added +232 +232
61 Arete Wealth Advisors, LLC 0.07% of their portfolio CHICAGO, IL 10,10410.1k $728.2k $728.2k 0.07% Reduced -4.0k -3,964
62 BUCKINGHAM STRATEGIC WEALTH, LLC 0.01% of their portfolio CLAYTON, MO 8,7728.8k $632.2k $632.2k 0.01% Reduced -298 -298
63 INTERACTIVE FINANCIAL ADVISORS, INC. 0.35% of their portfolio New Lenox, IL 8,7568.8k $631.1k $631.1k 0.35% Added +1.8k +1,763
64 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 8,7138.7k $627.0k $627.0k 0.00% Added +440 +440
65 Connecticut Wealth Management, LLC 0.03% of their portfolio FARMINGTON, CT 8,7078.7k $627.5k $627.5k 0.03% Added +12 +12
66 Navis Wealth Advisors, LLC 0.69% of their portfolio RYE BROOK, NY 8,0028.0k $576.7k $576.7k 0.69% Added +34 +34
67 Strategies Wealth Advisors, LLC 0.09% of their portfolio GRAND RAPIDS, MI 7,7327.7k $557.2k $557.2k 0.09% Added +34 +34
68 Courage Miller Partners, LLC 0.19% of their portfolio NORFOLK, VA 7,5887.6k $546.9k $546.9k 0.19% Reduced -6 -6
69 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 6,9577.0k $501.4k $501.4k 0.00% New
70 American Financial Advisors, LLC 0.07% of their portfolio Marietta, GA 6,8366.8k $492.7k $492.7k 0.07% Reduced -34 -34
71 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 6,0006.0k $432.4k $432.4k 0.00% New
72 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 5,8055.8k $386.8k $386.8k 0.01% Reduced -2.9k -2,914
73 RVW Wealth, LLC 0.04% of their portfolio LOS ANGELES, CA 5,3555.4k $385.9k $385.9k 0.04% Reduced -417 -417
74 PEAPACK GLADSTONE FINANCIAL CORP 0.01% of their portfolio BEDMINSTER, NJ 5,0005.0k $360.0k $360.0k 0.01% Unchanged
75 MENORA MIVTACHIM HOLDINGS LTD. 0.00% of their portfolio Ramat Gan, L3 5,0005.0k $360.4k $360.4k 0.00% Unchanged
76 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 4,8434.8k $349.0k $349.0k 0.00% Added +16 +16
77 COZAD ASSET MANAGEMENT INC 0.04% of their portfolio CHAMPAIGN, IL 4,7224.7k $340.3k $340.3k 0.04% Unchanged
78 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 4,6494.6k $335.0k $335.0k 0.00% Reduced -81 -81
79 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 4,6334.6k $333.9k $333.9k 0.00% New
80 McAdam, LLC 0.02% of their portfolio Philadelphia, PA 4,2794.3k $308.4k $308.4k 0.02% Reduced -2.4k -2,372
81 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,2564.3k $306.6k $306.6k 0.00% Reduced -370 -370
82 MGO ONE SEVEN LLC 0.02% of their portfolio Beachwood, OH 4,1724.2k $300.7k $300.7k 0.02% Unchanged
83 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 4,0534.1k $292.1k $292.1k 0.00% Reduced -288 -288
84 Valmark Advisers, Inc. 0.00% of their portfolio AKRON, OH 3,9574.0k $285.2k $285.2k 0.00% Added +242 +242
85 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 3,9554.0k $285.0k $285.0k 0.00% Added +1.1k +1,094
86 Sound Income Strategies, LLC 0.02% of their portfolio FT LAUDERDALE, FL 3,7553.8k $270.7k $270.7k 0.02% Reduced -315 -315
87 Boltwood Capital Management 0.08% of their portfolio WALNUT CREEK, CA 3,6003.6k $259.5k $259.5k 0.08% Unchanged
88 Disciplined Investments, LLC 0.14% of their portfolio TULSA, OK 3,5833.6k $258.2k $258.2k 0.14% Unchanged
89 BARD ASSOCIATES INC 0.09% of their portfolio CHICAGO, IL 3,4593.5k $249.3k $249.3k 0.09% Unchanged
90 ARK & TLK INVESTMENTS, LLC 0.10% of their portfolio OKLAHOMA CITY, OK 3,3973.4k $244.8k $244.8k 0.10% Unchanged
91 RDA Financial Network 0.08% of their portfolio AKRON, IA 3,1363.1k $226.0k $226.0k 0.08% Added +6 +6
92 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 3,0923.1k $222.9k $222.9k 0.01% Added +108 +108
93 Beirne Wealth Consulting Services, LLC 0.09% of their portfolio SHELTON, CT 3,0883.1k $222.6k $222.6k 0.09% Added +14 +14
94 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 3,0763.1k $221.7k $221.7k 0.00% Added +14 +14
95 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 3,0033.0k $216.4k $216.4k 0.01% Reduced -912 -912
96 SHUFRO ROSE & CO LLC 0.02% of their portfolio NEW YORK, NY 3,0003.0k $216.2k $216.2k 0.02% New
97 Pacific Center for Financial Services 0.05% of their portfolio DANVILLE, CA 2,4552.5k $176.9k $176.9k 0.05% Unchanged
98 Dynamic Wealth Strategies, LLC 0.14% of their portfolio GRANITE BAY, CA 2,2642.3k $163.0k $163.0k 0.14% Reduced -894 -894
99 DHJJ Financial Advisors, Ltd. 0.06% of their portfolio NAPERVILLE, IL 2,0062.0k $144.6k $144.6k 0.06% Unchanged
100 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 1,3921.4k $100.3k $100.3k 0.00% Unchanged